13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-10, with 4,556 holding rows worth $1,046,898,000.
- Accession
- 0001533421-16-000011
- Filer
- CIK 1533421
- Filed
- 2016-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 6,142 entries on the cover page, a total value of $1,046,898,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,046,943,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,442 | $8,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 638 | $8,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 611 | $8,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 67 | $8,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 130 | $8,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 162 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 142 | $8,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 263 | $8,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 453 | $8,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 1,339 | $8,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 509 | $8,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 118 | $8,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 413 | $8,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 377 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 153 | $8,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 150 | $8,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 545 | $8,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 255 | $8,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 600 | $8,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 88 | $8,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 500 | $8,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 2,540 | $8,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 300 | $8,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 293 | $8,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 530 | $8,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 635 | $8,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 518 | $8,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 864 | $8,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 315 | $8,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,045 | $8,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 631 | $8,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 796 | $8,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 300 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 100 | $8,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 726 | $8,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 300 | $8,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 213 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 256 | $8,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 386 | $8,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 657 | $8,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 553 | $8,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 133 | $8,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 200 | $8,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 335 | $8,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 485 | $8,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 1,635 | $8,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 674 | $8,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 60 | $8,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 369 | $8,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 432 | $8,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 366 | $8,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 964 | $8,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 800 | $8,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 920 | $8,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 366 | $8,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 1,000 | $8,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 20,204 | $8,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 3,219 | $8,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 853 | $8,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 1,047 | $8,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,038 | $8,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 525 | $8,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 5,304 | $8,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 5,084 | $8,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 441 | $8,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 2,184 | $8,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 462 | $8,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 300 | $8,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 565 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 365 | $8,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 437 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 481 | $8,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 6,120 | $8,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 751 | $8,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 508 | $8,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 718 | $8,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 332 | $8,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 2,119 | $8,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 386 | $8,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 4,188 | $8,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 566 | $8,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 1,074 | $8,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 318 | $8,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 650 | $8,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 412 | $8,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 2,911 | $8,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 1,023 | $8,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 522 | $8,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 961 | $8,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274P302 | MNT REST 2X LV | 400 | $8,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 6,372 | $8,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 3,500 | $8,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 683 | $8,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L201 | UNIT 07/29/2020 | 751 | $8,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 800 | $8,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 696 | $8,000 | thousands by filing date | |
| SILVER RUN ACQUISITION CORP | 82811P101 | CL A | 796 | $8,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J104 | SHS | 903 | $8,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 195 | $7,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 767 | $7,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 716 | $7,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 220 | $7,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 258 | $7,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 75 | $7,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 37 | $7,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 206 | $7,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 196 | $7,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 775 | $7,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 2,417 | $7,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 99 | $7,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 203 | $7,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 700 | $7,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 692 | $7,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 764 | $7,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 341 | $7,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 482 | $7,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,000 | $7,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 1,274 | $7,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 422 | $7,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 479 | $7,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 635 | $7,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,158 | $7,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 433 | $7,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 433 | $7,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 46 | $7,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 386 | $7,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 360 | $7,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 968 | $7,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 800 | $7,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,066 | $7,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 224 | $7,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 415 | $7,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 300 | $7,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 419 | $7,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 388 | $7,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 215 | $7,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 308 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 197 | $7,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 679 | $7,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 898 | $7,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 287 | $7,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 403 | $7,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 221 | $7,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 424 | $7,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 123 | $7,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 178 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 268 | $7,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 121 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 300 | $7,000 | thousands by filing date | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 600 | $7,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 384 | $7,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 884 | $7,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 240 | $7,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 501 | $7,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 894 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 200 | $7,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 500 | $7,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 656 | $7,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 603 | $7,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 793 | $7,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 317 | $7,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 667 | $7,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 1,320 | $7,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 318 | $7,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,170 | $7,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 140 | $7,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 1,121 | $7,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 508 | $7,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 617 | $7,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 305 | $7,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 646 | $7,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 953 | $7,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 217 | $7,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 1,178 | $7,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,348 | $7,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 589 | $7,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 71 | $7,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 282 | $7,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 515 | $7,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 200 | $7,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 2,517 | $7,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,015 | $7,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 2,608 | $7,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 490 | $7,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 509 | $7,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 483 | $7,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 3,119 | $7,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 1,513 | $7,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 1,007 | $7,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 1,542 | $7,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 1,042 | $7,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 4,111 | $7,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 2,443 | $7,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 14,691 | $7,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 300 | $7,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 724 | $7,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 2,882 | $7,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 600 | $7,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 775 | $7,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 364 | $7,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 500 | $7,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 1,721 | $7,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 983 | $7,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 847 | $7,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 618 | $7,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 389 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 300 | $7,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641810 | CMCI GOLD ETN | 200 | $7,000 | thousands by filing date | |
| HMG COURTLAND PPTYS INC | 404232100 | COM | 701 | $7,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 616 | $7,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 707 | $7,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 300 | $7,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D548 | VS 3XINV CRUDE | 100 | $7,000 | thousands by filing date | |
| E FUTURE INFORMATION TECH IN | G29438101 | SHS | 1,292 | $7,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 615 | $7,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 441 | $7,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 500 | $7,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 866 | $7,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 400 | $7,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 868 | $7,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 487 | $7,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 800 | $7,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 425 | $7,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 696 | $7,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 519 | $7,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 437 | $7,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 659 | $7,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 868 | $7,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 931 | $7,000 | thousands by filing date | |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 600 | $7,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 517 | $7,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 485 | $7,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 588 | $7,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505830 | REX VOLMAX SHORT | 300 | $7,000 | thousands by filing date | |
| GLOBAL PARTNER ACQUISITION C | 37954X105 | COM | 759 | $7,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 404 | $6,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 100 | $6,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 64 | $6,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 44 | $6,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 654 | $6,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 886 | $6,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 100 | $6,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 341 | $6,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 78 | $6,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 300 | $6,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 197 | $6,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 217 | $6,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,000 | $6,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 92 | $6,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 141 | $6,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 133 | $6,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,284 | $6,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 196 | $6,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 552 | $6,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 175 | $6,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 344 | $6,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 135 | $6,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 335 | $6,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 300 | $6,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 100 | $6,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 900 | $6,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 100 | $6,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 146 | $6,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 258 | $6,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 100 | $6,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 111 | $6,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 358 | $6,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 800 | $6,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 589 | $6,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 251 | $6,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 480 | $6,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 245 | $6,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 322 | $6,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 821 | $6,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 429 | $6,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 299 | $6,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 400 | $6,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 1,733 | $6,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 349 | $6,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 314 | $6,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 406 | $6,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 800 | $6,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 758 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 125 | $6,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 514 | $6,000 | thousands by filing date | |
| Equitable Financial Corp. | 29448T105 | NON 13F SECURITY | 701 | $6,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 885 | $6,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 856 | $6,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 289 | $6,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 300 | $6,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 448 | $6,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 800 | $6,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 262 | $6,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 216 | $6,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,547 | $6,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 906 | $6,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 460 | $6,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 4,287 | $6,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 605 | $6,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 224 | $6,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 8,852 | $6,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 24,365 | $6,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 1,213 | $6,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 1,218 | $6,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 1,184 | $6,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 134 | $6,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 600 | $6,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 568 | $6,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 514 | $6,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 734 | $6,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 109 | $6,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 208 | $6,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 471 | $6,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 1,139 | $6,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 845 | $6,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 200 | $6,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 200 | $6,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 16,653 | $6,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H483 | PS CMDT DS ETN | 93 | $6,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 596 | $6,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 343 | $6,000 | thousands by filing date | |
| First Financial Bancorp Warrants | 320209117 | Warrant | 816 | $6,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 917 | $6,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 1,110 | $6,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 699 | $6,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 1,570 | $6,000 | thousands by filing date | |
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| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 220 | $6,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 895 | $6,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 948 | $6,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 1,200 | $6,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 2,763 | $6,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 400 | $6,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 670 | $6,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 974 | $6,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 891 | $6,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 2,718 | $6,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 1,248 | $6,000 | thousands by filing date | |
| GLOBAL PARTNER A | 37954X204 | UNIT | 661 | $6,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247107 | COM | 617 | $6,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 891 | $5,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 380 | $5,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 1,585 | $5,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 209 | $5,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 442 | $5,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 88 | $5,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 245 | $5,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 100 | $5,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 6,500 | $5,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 329 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 157 | $5,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 998 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 212 | $5,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 758 | $5,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 1,089 | $5,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 200 | $5,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 185 | $5,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 100 | $5,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 200 | $5,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 250 | $5,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 119 | $5,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 353 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 206 | $5,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 600 | $5,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 240 | $5,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 366 | $5,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,000 | $5,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 440 | $5,000 | thousands by filing date | |
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| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 77 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 289 | $5,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 43 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 300 | $5,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 322 | $5,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 600 | $5,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 229 | $5,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 320 | $5,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 1,345 | $5,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 301 | $5,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 259 | $5,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,336 | $5,000 | thousands by filing date | |
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| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 267 | $5,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 366 | $5,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 100 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 206 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 232 | $5,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 633 | $5,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 679 | $5,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 154 | $5,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 50 | $5,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 485 | $5,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 625 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 120 | $5,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 208 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 116 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 100 | $5,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 600 | $5,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 169 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 100 | $5,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 100 | $5,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 400 | $5,000 | thousands by filing date | |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 704 | $5,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 500 | $5,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 54 | $5,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 396 | $5,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 115 | $5,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,200 | $5,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 385 | $5,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 646 | $5,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 714 | $5,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,600 | $5,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 700 | $5,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 150 | $5,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 197 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 300 | $5,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,372 | $5,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 654 | $5,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 184 | $5,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 1,301 | $5,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 200 | $5,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 997 | $5,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 428 | $5,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 378 | $5,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,100 | $5,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 553 | $5,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 538 | $5,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,000 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 73 | $5,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 457 | $5,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 103 | $5,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 502 | $5,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 3,104 | $5,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 200 | $5,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 4,479 | $5,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 667 | $5,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 754 | $5,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 653 | $5,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 1,063 | $5,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 384 | $5,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 493 | $5,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 289 | $5,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 715 | $5,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 500 | $5,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 570 | $5,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 1,752 | $5,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 230 | $5,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 504 | $5,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 310 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 449 | $5,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 799 | $5,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 351 | $5,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 2,394 | $5,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 328 | $5,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 200 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 396 | $5,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 300 | $5,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 500 | $5,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 750 | $5,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 3,468 | $5,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 616 | $5,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 832 | $5,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 370 | $5,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 102 | $5,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 750 | $5,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 603 | $5,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 771 | $5,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 1,455 | $5,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 521 | $5,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 295 | $5,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 589 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 59 | $5,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 3,163 | $5,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 200 | $5,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 600 | $5,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 376 | $5,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 825 | $5,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP | 31809H100 | COM | 500 | $5,000 | thousands by filing date | |
| TILL CAP LTD COM RST VTG SHS | G8875E107 | Stock | 1,672 | $5,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H104 | COM | 1,681 | $5,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 472 | $5,000 | thousands by filing date | |
| FQF TR | 351680830 | O SHARES EUROP | 200 | $5,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U200 | UNIT 01/01/2023X | 453 | $5,000 | thousands by filing date | |
| LABSTYLE INNOVATIONS CORP $5.0 | 50544T302 | COM | 1,000 | $5,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 115 | $4,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 36 | $4,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 193 | $4,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 450 | $4,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 101 | $4,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 2,243 | $4,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,500 | $4,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 100 | $4,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 481 | $4,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 1,000 | $4,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 314 | $4,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 265 | $4,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 469 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-16-000011 | this filing | 2016-08-10 | acceptance time not in the bulk data set |