13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 4,247 holding rows worth $1,030,171,000.
- Accession
- 0001533421-15-000007
- Filer
- CIK 1533421
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 5,085 entries on the cover page, a total value of $1,030,171,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,030,167,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| THERAPEUTICSMD INC | 88338N107 | COM | 717 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 240 | $4,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 269 | $4,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 100 | $4,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 609 | $4,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 307 | $4,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 1,810 | $4,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 505 | $4,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 128 | $4,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 365 | $4,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 9,914 | $4,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 7,945 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 100 | $4,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 700 | $4,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 216 | $4,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 1,538 | $4,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 702 | $4,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 236 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 100 | $4,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 1,158 | $4,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 2,667 | $4,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 683 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 200 | $4,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 4,563 | $4,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 150 | $4,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 602 | $4,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 253 | $4,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 834 | $4,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 1,169 | $4,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 54 | $4,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 555 | $4,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 590 | $4,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 264 | $4,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 295 | $4,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 2,142 | $4,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 280 | $4,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 141 | $4,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 752 | $4,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 1,311 | $4,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 3,326 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 200 | $4,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 315 | $4,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 125 | $4,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 100 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P643 | TRES 5YR BEAR | 141 | $4,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 68 | $4,000 | thousands by filing date | |
| Polonia Bancorp, Inc. | 73158Q109 | Common Stock | 303 | $4,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 419 | $4,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 274 | $4,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 500 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 300 | $4,000 | thousands by filing date | |
| STARZ | 85571Q201 | COM | 112 | $4,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 345 | $4,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 800 | $4,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 1,515 | $4,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 2,159 | $4,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 2,769 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 70 | $4,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 3,425 | $4,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 2,288 | $4,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 275 | $4,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 100 | $4,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 1,194 | $4,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 241 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 200 | $4,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 300 | $4,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 200 | $4,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 1,703 | $4,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 106 | $4,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 437 | $4,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 666 | $4,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 431 | $4,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 100 | $4,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 100 | $4,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 763 | $4,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 3,529 | $4,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 324 | $4,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 346 | $4,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 426 | $4,000 | thousands by filing date | |
| HONGLI CLEAN ENERGY TECHNOLO | 438586109 | COM | 9,003 | $4,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 2,160 | $4,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U200 | UNIT 01/01/2023X | 436 | $4,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 897 | $4,000 | thousands by filing date | |
| MACROCURE LTD | M67872107 | SHS | 1,237 | $4,000 | thousands by filing date | |
| AR CAPITAL ACQUISITION CORP | 00191R109 | COM | 417 | $4,000 | thousands by filing date | |
| ETFS TR | 26923J404 | DIV FCT DEV EU | 169 | $4,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101691 | EQUITY HEDGE | 200 | $4,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y726 | EMP INTL ETF | 130 | $4,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 29 | $3,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 53 | $3,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 97 | $3,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 200 | $3,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 200 | $3,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 451 | $3,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 100 | $3,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 109 | $3,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 61 | $3,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 122 | $3,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 400 | $3,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 100 | $3,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 205 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 25 | $3,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 177 | $3,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 88 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 105 | $3,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 500 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 141 | $3,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 44 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 150 | $3,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,038 | $3,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 120 | $3,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 241 | $3,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 300 | $3,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 91 | $3,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 414 | $3,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 477 | $3,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 100 | $3,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 100 | $3,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 500 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 64 | $3,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 271 | $3,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 100 | $3,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 531 | $3,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 100 | $3,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 253 | $3,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 240 | $3,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 310 | $3,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 175 | $3,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 179 | $3,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 691 | $3,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 200 | $3,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 200 | $3,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 190 | $3,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 113 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 39 | $3,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 280 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 100 | $3,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 178 | $3,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 297 | $3,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 726 | $3,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 200 | $3,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 91 | $3,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 294 | $3,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 364 | $3,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 159 | $3,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 787 | $3,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 692 | $3,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 299 | $3,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 203 | $3,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 281 | $3,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 416 | $3,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 315 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 129 | $3,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 170 | $3,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 327 | $3,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 262 | $3,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 540 | $3,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 1,619 | $3,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 430 | $3,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 422 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 75 | $3,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 238 | $3,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 300 | $3,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 386 | $3,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 504 | $3,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 30 | $3,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 1,073 | $3,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 152 | $3,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 103 | $3,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 614 | $3,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 658 | $3,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 664 | $3,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 24 | $3,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 456 | $3,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 356 | $3,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,348 | $3,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 978 | $3,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 266 | $3,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 645 | $3,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 176 | $3,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 24,865 | $3,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 237 | $3,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 274 | $3,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 258 | $3,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 202 | $3,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 86 | $3,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 200 | $3,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,217 | $3,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 2,992 | $3,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 7,260 | $3,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 100 | $3,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 78 | $3,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 200 | $3,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 69 | $3,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 475 | $3,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 40 | $3,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 696 | $3,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 101 | $3,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 600 | $3,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 1,191 | $3,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 1,333 | $3,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 100 | $3,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 400 | $3,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 213 | $3,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 470 | $3,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 1,799 | $3,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 749 | $3,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 1,274 | $3,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 271 | $3,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 5,008 | $3,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 407 | $3,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 355 | $3,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 145 | $3,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 224 | $3,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 233 | $3,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 297 | $3,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 279 | $3,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,054 | $3,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 2,171 | $3,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 130 | $3,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 521 | $3,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 184 | $3,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 536 | $3,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 1,170 | $3,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 739 | $3,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 3,673 | $3,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 100 | $3,000 | thousands by filing date | |
| LAPORTE BANCORP INC MD | 516651106 | COM | 216 | $3,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 245 | $3,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 135 | $3,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 35 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 236 | $3,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 1,936 | $3,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 111 | $3,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 4,044 | $3,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 110 | $3,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 64 | $3,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 808 | $3,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 2,226 | $3,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 596 | $3,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 192 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P148 | IPT COFFEE ETN | 254 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P262 | IPTH AGRIC ETN | 95 | $3,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 1,308 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P163 | IPTH SUGAR ETN | 167 | $3,000 | thousands by filing date | |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 2,021 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W506 | PWRSHR DB GERM | 99 | $3,000 | thousands by filing date | |
| E FUTURE INFORMATION TECH IN | G29438101 | SHS | 598 | $3,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 337 | $3,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 225 | $3,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 600 | $3,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 300 | $3,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 561 | $3,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 200 | $3,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 230 | $3,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 665 | $3,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 62 | $3,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 213 | $3,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 665 | $3,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 182 | $3,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 313 | $3,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 1,800 | $3,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 419 | $3,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 290 | $3,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 100 | $3,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 229 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y400 | Cmn | 124 | $3,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 229 | $3,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 466 | $3,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 1,212 | $3,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 1,677 | $3,000 | thousands by filing date | |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 5,447 | $3,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 700 | $3,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E112 | SHS | 1,140 | $3,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 388 | $3,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 1,597 | $3,000 | thousands by filing date | |
| AROWANA INC | G05011104 | SHS | 325 | $3,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 830 | $3,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 688 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A269 | ULTSHT GLD MIN | 100 | $3,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J104 | SHS | 266 | $3,000 | thousands by filing date | |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 1,405 | $3,000 | thousands by filing date | |
| AXION PWR INTL INC | 05460X307 | COM PAR $0.001 | 1,591 | $3,000 | thousands by filing date | |
| C B PHARMA ACQUISITION CORP | G2029P100 | UNIT 12/17/2021 | 320 | $3,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G101 | COM | 302 | $3,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461365 | BLUE CHIP ETF | 200 | $3,000 | thousands by filing date | |
| SINO MERCURY ACQUISITION COR | 82936K201 | UNIT 08/26/2016 | 286 | $3,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 54 | $2,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 24 | $2,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 46 | $2,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 21 | $2,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 18 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 22 | $2,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 568 | $2,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 100 | $2,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 20 | $2,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 98 | $2,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 64 | $2,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 200 | $2,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 30 | $2,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 100 | $2,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 100 | $2,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 98 | $2,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 100 | $2,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 150 | $2,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 6,552 | $2,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 600 | $2,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 100 | $2,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 7,352 | $2,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 331 | $2,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 747 | $2,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 232 | $2,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,100 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 40 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 120 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 96 | $2,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 265 | $2,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 153 | $2,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 182 | $2,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 276 | $2,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 104 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 79 | $2,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 200 | $2,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 107 | $2,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 133 | $2,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 388 | $2,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 208 | $2,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 48 | $2,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 66 | $2,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 77 | $2,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 180 | $2,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 61 | $2,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 65 | $2,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 400 | $2,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 99 | $2,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 176 | $2,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 115 | $2,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 100 | $2,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 273 | $2,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 26 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 41 | $2,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 186 | $2,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 200 | $2,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 330 | $2,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 43 | $2,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 136 | $2,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 429 | $2,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 77 | $2,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 180 | $2,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 122 | $2,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 100 | $2,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 369 | $2,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 220 | $2,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 70 | $2,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 212 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 156 | $2,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 91 | $2,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 319 | $2,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 524 | $2,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 100 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 100 | $2,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 92 | $2,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 100 | $2,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 159 | $2,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 100 | $2,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 87 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 27 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 51 | $2,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 432 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 100 | $2,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 55 | $2,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 310 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 44 | $2,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 61 | $2,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 100 | $2,000 | thousands by filing date | |
| Equitable Financial Corp. | 29448T105 | NON 13F SECURITY | 248 | $2,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 91 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 118 | $2,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 163 | $2,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 301 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 25 | $2,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 200 | $2,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 250 | $2,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 370 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 82 | $2,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 362 | $2,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,328 | $2,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 200 | $2,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 209 | $2,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 247 | $2,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 200 | $2,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 2,093 | $2,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 80 | $2,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 48 | $2,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 120 | $2,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,462 | $2,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 200 | $2,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 797 | $2,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 251 | $2,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 206 | $2,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 100 | $2,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 253 | $2,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 100 | $2,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 100 | $2,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 259 | $2,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 65 | $2,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 88 | $2,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 300 | $2,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 117 | $2,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 174 | $2,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639118 | *W EXP 12/06/201 | 1,494 | $2,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 31 | $2,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 156 | $2,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 149 | $2,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 321 | $2,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 259 | $2,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 47 | $2,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 58 | $2,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 170 | $2,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 136 | $2,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 300 | $2,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 200 | $2,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 100 | $2,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 81 | $2,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 1,596 | $2,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 121 | $2,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 202 | $2,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 909 | $2,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 256 | $2,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 400 | $2,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 211 | $2,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 573 | $2,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 140 | $2,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 75 | $2,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 130 | $2,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 131 | $2,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 248 | $2,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 357 | $2,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 145 | $2,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 200 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 95 | $2,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 84 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 100 | $2,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 151 | $2,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 94 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 91 | $2,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 893 | $2,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 488 | $2,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 134 | $2,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 190 | $2,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 507 | $2,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 276 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 290 | $2,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 1,965 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 77 | $2,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 159 | $2,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D787 | VIX MID TERM | 100 | $2,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 505 | $2,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 205 | $2,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 92 | $2,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 415 | $2,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 95 | $2,000 | thousands by filing date | |
| DIREXION DAILY | 25459Y306 | TL BD MKT BEAR | 66 | $2,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 368 | $2,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 91 | $2,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 545 | $2,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 100 | $2,000 | thousands by filing date | |
| Alliance Bancorp, Inc. of Pennsylvania | 01890A108 | Common Stock | 84 | $2,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 732 | $2,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 230 | $2,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 328 | $2,000 | thousands by filing date | |
| HMG COURTLAND PPTYS INC | 404232100 | COM | 186 | $2,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 609 | $2,000 | thousands by filing date | |
| SELECTICA INC | 816288203 | COM | 474 | $2,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 243 | $2,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 306 | $2,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 261 | $2,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 99 | $2,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 200 | $2,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 733 | $2,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 623 | $2,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 954 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L519 | FUND | 61 | $2,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 111 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P171 | IPTH ALUMN ETN | 100 | $2,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 1,813 | $2,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 100 | $2,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 1,036 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F176 | COM | 45 | $2,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641760 | CMCI AGRI ETN | 100 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 50 | $2,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 575 | $2,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 74 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-15-000007 | this filing | 2015-11-13 | acceptance time not in the bulk data set |