13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 4,247 holding rows worth $1,030,171,000.
- Accession
- 0001533421-15-000007
- Filer
- CIK 1533421
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 5,085 entries on the cover page, a total value of $1,030,171,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,030,167,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 200 | $2,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 343 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 30 | $2,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 207 | $2,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 455 | $2,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 400 | $2,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 138 | $2,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 800 | $2,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 100 | $2,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 192 | $2,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 274 | $2,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 192 | $2,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 203 | $2,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 300 | $2,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 100 | $2,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 186 | $2,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 203 | $2,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 200 | $2,000 | thousands by filing date | |
| RECON CAP NASDAQ 100 COVERED C | 75623u102 | INDX FD | 85 | $2,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 495 | $2,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 366 | $2,000 | thousands by filing date | |
| VBI VACCINES INC CDA | 91790E102 | Stock | 918 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 100 | $2,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 1,003 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y140 | DLY RUSSIA BUL14 | 113 | $2,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 885 | $2,000 | thousands by filing date | |
| TILL CAP LTD COM RST VTG SHS | G8875E107 | Stock | 400 | $2,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 1,479 | $2,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 100 | $2,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 258 | $2,000 | thousands by filing date | |
| Medovex Corp | 58504H101 | COM | 819 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P189 | IPT COPPER ETN | 95 | $2,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 200 | $2,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247206 | UNIT 99/99/9999 | 245 | $2,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 99 | $2,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T309 | COM NEW | 681 | $2,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUISITION | 42588J209 | UNIT 99/99/9999 | 210 | $2,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H200 | UNIT 99/99/9999 | 248 | $2,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T563 | BG CP GRTH ETN | 40 | $2,000 | thousands by filing date | |
| DEHAIER MEDICAL SYSTEMS LIMI | G27010100 | SHS | 1,476 | $2,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T100 | EXCH TRAD SPVXSP | 100 | $2,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 1,633 | $2,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740100 | COM | 177 | $2,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 169 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W299 | JAPAN INTRT FD | 47 | $2,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V863 | SSGA RISK AWAR | 56 | $2,000 | thousands by filing date | |
| STEEL EXCEL INC | 858122203 | COM | 100 | $2,000 | thousands by filing date | |
| GLOBAL DEFENSE & NATL SEC SY | 37953N108 | COM | 150 | $2,000 | thousands by filing date | |
| ATRM HLDGS INC | 04964A103 | COM | 639 | $2,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 100 | $2,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G200 | COM | 354 | $2,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y742 | EMP US LRG CAP | 58 | $2,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6 | $1,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 20 | $1,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 200 | $1,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 47 | $1,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 200 | $1,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 174 | $1,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 19 | $1,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 234 | $1,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 42 | $1,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 20 | $1,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 47 | $1,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 32 | $1,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 34 | $1,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 100 | $1,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 67 | $1,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 100 | $1,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 510 | $1,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 100 | $1,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 100 | $1,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 11 | $1,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 7 | $1,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 54 | $1,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 6 | $1,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 10 | $1,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 65 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 35 | $1,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 37 | $1,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 100 | $1,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 84 | $1,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 100 | $1,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 56 | $1,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 53 | $1,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 100 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 251 | $1,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 160 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 18 | $1,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 400 | $1,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 229 | $1,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 168 | $1,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 202 | $1,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 28 | $1,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 61 | $1,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 46 | $1,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 100 | $1,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 100 | $1,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 34 | $1,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 117 | $1,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 100 | $1,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 191 | $1,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 48 | $1,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 674 | $1,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 200 | $1,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 56 | $1,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 47 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 7 | $1,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 100 | $1,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 83 | $1,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 32 | $1,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 45 | $1,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 272 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 100 | $1,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 31 | $1,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 114 | $1,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 147 | $1,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 466 | $1,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 281 | $1,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 129 | $1,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 76 | $1,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 244 | $1,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 105 | $1,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 334 | $1,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 149 | $1,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 47 | $1,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 251 | $1,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 56 | $1,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 100 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 24 | $1,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 200 | $1,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 13 | $1,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 70 | $1,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 100 | $1,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 116 | $1,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 17 | $1,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 87 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 25 | $1,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 160 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 26 | $1,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 211 | $1,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 100 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 25 | $1,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 448 | $1,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 367 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 30 | $1,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 261 | $1,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 597 | $1,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 63 | $1,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 104 | $1,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 33 | $1,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 100 | $1,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 100 | $1,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 61 | $1,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 16 | $1,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 100 | $1,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 106 | $1,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 94 | $1,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 89 | $1,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 102 | $1,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 143 | $1,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 1,400 | $1,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 500 | $1,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 274 | $1,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 699 | $1,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 1 | $1,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 518 | $1,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 100 | $1,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 67 | $1,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 466 | $1,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 41 | $1,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 58 | $1,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 1,574 | $1,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 30 | $1,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 73 | $1,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 47 | $1,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 273 | $1,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 91 | $1,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 300 | $1,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 59 | $1,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 30 | $1,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 100 | $1,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 45 | $1,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 147 | $1,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 20 | $1,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 25 | $1,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 90 | $1,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 45 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 33 | $1,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 51 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739H263 | FUND | 20 | $1,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 259 | $1,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 560 | $1,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 100 | $1,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 500 | $1,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 26 | $1,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 213 | $1,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 84 | $1,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 131 | $1,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 52 | $1,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 392 | $1,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 199 | $1,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 93 | $1,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 50 | $1,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 188 | $1,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 10 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 700 | $1,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 200 | $1,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 19 | $1,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 1,020 | $1,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 119 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 306 | $1,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 73 | $1,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 530 | $1,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 260 | $1,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 131 | $1,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 55 | $1,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 371 | $1,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 48 | $1,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 35 | $1,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 85 | $1,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 90 | $1,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 407 | $1,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 180 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 388 | $1,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 30 | $1,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 53 | $1,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 38 | $1,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 169 | $1,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 214 | $1,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 90 | $1,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 178 | $1,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 100 | $1,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 30 | $1,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 340 | $1,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 114 | $1,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 221 | $1,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 66 | $1,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 276 | $1,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 475 | $1,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 241 | $1,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 210 | $1,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 915 | $1,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 192 | $1,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 188 | $1,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 346 | $1,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 178 | $1,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 547 | $1,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 380 | $1,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 924 | $1,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 79 | $1,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 100 | $1,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 1,180 | $1,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 124 | $1,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 81 | $1,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 79 | $1,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 375 | $1,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 33 | $1,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 183 | $1,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 98 | $1,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 75 | $1,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 173 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 12 | $1,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 400 | $1,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 117 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 100 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D472 | CMDT BCH TOT RET | 100 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD CBOE | 33733E609 | S\&P.* | 24 | $1,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 143 | $1,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 8 | $1,000 | thousands by filing date | |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 100 | $1,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 60 | $1,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 100 | $1,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 100 | $1,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 218 | $1,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 765 | $1,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 873 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K841 | MTLS DBL ETN38 | 113 | $1,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 221 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 200 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H541 | PSHS AGRI SHR38 | 34 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 101 | $1,000 | thousands by filing date | |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 209 | $1,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 37 | $1,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 75 | $1,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,067 | $1,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 90 | $1,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 840 | $1,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 103 | $1,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 66 | $1,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 400 | $1,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 60 | $1,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 90 | $1,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 52 | $1,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 140 | $1,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 137 | $1,000 | thousands by filing date | |
| ONVIA INC | 68338T403 | COM | 235 | $1,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 1,736 | $1,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 52 | $1,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 153 | $1,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 84 | $1,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 164 | $1,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 80 | $1,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 152 | $1,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 74 | $1,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 355 | $1,000 | thousands by filing date | |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 205 | $1,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 100 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 20 | $1,000 | thousands by filing date | |
| MECOX LANE LIMITED | 58403M201 | SPON ADR REP 35 | 415 | $1,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 423 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X518 | ULT MSCIMEX CAPP | 38 | $1,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 478 | $1,000 | thousands by filing date | |
| KINGTONE WIRELESSINFO SOL HL | 496880204 | SPONSORED ADR NE | 252 | $1,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 184 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 59 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E838 | GLB X BRZ FINL | 104 | $1,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H118 | *W EXP 02/08/201 | 100 | $1,000 | thousands by filing date | |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 10 | $1,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 63 | $1,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 672 | $1,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 90 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 29 | $1,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639209 | UNIT 12/06/20166 | 52 | $1,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 570 | $1,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525202 | PFD CV SER A | 425 | $1,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225301 | UNIT 99/99/9999 | 111 | $1,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS-ADR | 98386D208 | COM | 400 | $1,000 | thousands by filing date | |
| First Financial Bancorp Warrants | 320209117 | Warrant | 100 | $1,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 100 | $1,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 90 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B305 | LNG SHT TRACK | 42 | $1,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 100 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 41 | $1,000 | thousands by filing date | |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 174 | $1,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 285 | $1,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 100 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 20 | $1,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 126 | $1,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 446 | $1,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 200 | $1,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 318 | $1,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 100 | $1,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 100 | $1,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 476 | $1,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 41 | $1,000 | thousands by filing date | |
| Proshares Ultrashort Health ETF | 74348A228 | COM | 9 | $1,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 359 | $1,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 84 | $1,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 1,034 | $1,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 156 | $1,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 177 | $1,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 73 | $1,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D838 | ETRACS MNT ETN | 73 | $1,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 3 | $1,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 200 | $1,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 143 | $1,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 130 | $1,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 8 | $1,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 35 | $1,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 832 | $1,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 400 | $1,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 100 | $1,000 | thousands by filing date | |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 10 | $1,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 287 | $1,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 518 | $1,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 156 | $1,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 100 | $1,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195108 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B664 | ULTSHT OIL GAS | 31 | $1,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 1,068 | $1,000 | thousands by filing date | |
| YULONG ECO MATLS LTD | G98847117 | ORD SHS NEW | 480 | $1,000 | thousands by filing date | |
| JAGUAR ANIMAL HEALTH INC | 47008L106 | COM | 200 | $1,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V305 | COM PAR | 319 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051622 | EM HGH DIV | 30 | $1,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES ORD SHS | 03211P202 | COM | 255 | $1,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 68 | $1,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N129 | UNIT 99/99/9999 | 120 | $1,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002104 | COM | 114 | $1,000 | thousands by filing date | |
| E COMPASS ACQUISITION CORP | G2920Y200 | UNIT 99/99/9999 | 51 | $1,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 627 | $1,000 | thousands by filing date | |
| ELKHORN ETF TR | 287711105 | S&P 500 CAP EX | 33 | $1,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T209 | COM | 430 | $1,000 | thousands by filing date | |
| IDI INC | 44938L108 | COM | 170 | $1,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V202 | UNIT 07/18/2016 | 108 | $1,000 | thousands by filing date | |
| CALAMOS ETF TR | 12811T100 | FOCUS GROWTH | 50 | $1,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 279 | $1,000 | thousands by filing date | |
| C B PHARMA ACQUISITION CORP | G2029P126 | SHS | 100 | $1,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y205 | PFD STK SER A | 80 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y157 | DLYJR GL MNR3X N | 100 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y561 | DLY JR GMNR BEAR | 100 | $1,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y783 | 100 ENH VOLA ETF | 41 | $1,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Charles Schwab Corp | 808513105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANULIFE FINL CORP | 56501R106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PVH CORPORATION COM | 693656100 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PTC INC COM | 69370C100 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEIS MKTS INC COM | 948849104 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REGENCY CTRS CORP COM | 758849103 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACUITY INC COM | 00508Y102 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNITIL CORP COM | 913259107 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BOX INC CL A | 10316T104 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVA LTD COM | M7516K103 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL A | 526057104 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SEMPRA COM | 816851109 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 318 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UR-ENERGY INC | 91688R108 | COM | 656 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALBEMARLE CORP | 012653101 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| W & T OFFSHORE INC | 92922P106 | COM | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 161 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAMPION HOMES INC | 830830105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAR HBR BANKSHARES | 066849100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST INTERNET BANCORP | 320557101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVVITY INC | 714046109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HUB GROUP INC | 443320106 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| M.D.C. HOLDINGS INC | 552676108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCROFT FUND LIMITED | 059695106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL SECURITIES CORP | 155123102 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HILL ROM HLDGS INC | 431475102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME WARNER INC | 887317303 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TOTAL SYS SVCS INC | 891906109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACNB CORP | 000868109 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEST CORP | 461147100 | COMMON STOCK | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPAR GROUP INC | 784933103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLOT LTD | M0854Q105 | SHS | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Yuchai Intl Ltd | G21082105 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GLOBAL INVS INC | 902952100 | CL A | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATUS PPTYS INC | 863167201 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRCO MFG CO | 927651109 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORECARD CORPORATION | 45816D100 | COM | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LGL GROUP INC | 50186A108 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-15-000007 | this filing | 2015-11-13 | acceptance time not in the bulk data set |