13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 4,247 holding rows worth $1,030,171,000.
- Accession
- 0001533421-15-000007
- Filer
- CIK 1533421
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 5,085 entries on the cover page, a total value of $1,030,171,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,030,167,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 857 | $15,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 9,170 | $15,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 4,016 | $15,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 1,962 | $15,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 2,320 | $15,000 | thousands by filing date | |
| ROCK CREEK PHARMA XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/23 | 772081204 | COMMON STOCK | 18,116 | $15,000 | thousands by filing date | |
| AVOLON HLDGS LTD | G52237107 | COM | 500 | $15,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 909 | $15,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,894 | $15,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740209 | UNIT 10/20/2021 | 1,426 | $15,000 | thousands by filing date | |
| IJH | 464287507 | COM | 100 | $14,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 456 | $14,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 216 | $14,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 884 | $14,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 200 | $14,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 200 | $14,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 353 | $14,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 100 | $14,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 310 | $14,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 76 | $14,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 181 | $14,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 1,397 | $14,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 420 | $14,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 695 | $14,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 787 | $14,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 3,854 | $14,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 600 | $14,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 859 | $14,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 920 | $14,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 892 | $14,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 992 | $14,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 647 | $14,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,696 | $14,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 757 | $14,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 837 | $14,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 366 | $14,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 666 | $14,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 3,108 | $14,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,492 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 309 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 300 | $14,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 4,288 | $14,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 1,535 | $14,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 870 | $14,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 834 | $14,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 894 | $14,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,170 | $14,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 360 | $14,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 969 | $14,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 307 | $14,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,707 | $14,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 532 | $14,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 9,070 | $14,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 693 | $14,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 2,117 | $14,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 4,325 | $14,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 221 | $14,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 100 | $14,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 3,120 | $14,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 3,839 | $14,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 1,710 | $14,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 252 | $14,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 6,503 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 764 | $14,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 548 | $14,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 901 | $14,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 7,436 | $14,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,116 | $14,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 934 | $14,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 3,097 | $14,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 802 | $14,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 3,225 | $14,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 3,694 | $14,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 1,196 | $14,000 | thousands by filing date | |
| WISDOMTREE WESTERN ASSET UNCONSTRAINED BOND FUND | 97717X479 | ETF | 302 | $14,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 2,521 | $14,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 13,892 | $14,000 | thousands by filing date | |
| GLOBEIMMUNE INC | 37957B100 | COM | 5,440 | $14,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 863 | $13,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 173 | $13,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 299 | $13,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 136 | $13,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 200 | $13,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 301 | $13,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 260 | $13,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 525 | $13,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 397 | $13,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 231 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 400 | $13,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 803 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 176 | $13,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 777 | $13,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 570 | $13,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 930 | $13,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 169 | $13,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 367 | $13,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,290 | $13,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 904 | $13,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 318 | $13,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 196 | $13,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 380 | $13,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 1,737 | $13,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 4,343 | $13,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 902 | $13,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 1,148 | $13,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 475 | $13,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 5,000 | $13,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 391 | $13,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 359 | $13,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 1,168 | $13,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 925 | $13,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 2,133 | $13,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,513 | $13,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 4,100 | $13,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 1,985 | $13,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 776 | $13,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 1,350 | $13,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 621 | $13,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 4,046 | $13,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 860 | $13,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 900 | $13,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 1,146 | $13,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 12,003 | $13,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 282 | $13,000 | thousands by filing date | |
| MARKET VECTORS INDONESA | 57060U167 | COMMON | 1,700 | $13,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 1,528 | $13,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 200 | $13,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 529 | $13,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 1,228 | $13,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 2,343 | $13,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 338 | $13,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 7,416 | $13,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 1,334 | $13,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 621 | $13,000 | thousands by filing date | |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 3,544 | $13,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q106 | COM | 1,334 | $13,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 172 | $12,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 185 | $12,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 85 | $12,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 500 | $12,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 400 | $12,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 352 | $12,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 165 | $12,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 362 | $12,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 187 | $12,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 170 | $12,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 300 | $12,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 300 | $12,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 3,930 | $12,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 600 | $12,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 6,600 | $12,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 110 | $12,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 794 | $12,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 374 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 232 | $12,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 417 | $12,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 339 | $12,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,002 | $12,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 537 | $12,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,467 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 262 | $12,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,400 | $12,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 302 | $12,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 500 | $12,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 749 | $12,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 237 | $12,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 3,412 | $12,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 3,648 | $12,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 718 | $12,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 751 | $12,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 749 | $12,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 1,057 | $12,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 713 | $12,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 967 | $12,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 1,378 | $12,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 648 | $12,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 200 | $12,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 882 | $12,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 115 | $12,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 2,122 | $12,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 1,003 | $12,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 347 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 245 | $12,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 3,072 | $12,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 981 | $12,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 7,264 | $12,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 565 | $12,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 1,390 | $12,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 573 | $12,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 505 | $12,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 113 | $12,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1,542 | $12,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 400 | $12,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,600 | $12,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D845 | ETN IDX-LKD 20 | 617 | $12,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 740 | $12,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 2,125 | $12,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 800 | $12,000 | thousands by filing date | |
| Birner Dental Management | 091283200 | COM NEW | 907 | $12,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 910 | $12,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 4,356 | $12,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 5,284 | $12,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 5,608 | $12,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 1,215 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 597 | $12,000 | thousands by filing date | |
| BARCLAYS BANK PLC INV USTREA ETN | 06742W570 | Stock | 409 | $12,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 581 | $12,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867206 | 6.50 PFD SER B | 347 | $12,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 666 | $12,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 166 | $11,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 100 | $11,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 218 | $11,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 200 | $11,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 200 | $11,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 108 | $11,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 214 | $11,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 301 | $11,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 458 | $11,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 200 | $11,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,683 | $11,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 141 | $11,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 167 | $11,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 100 | $11,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 124 | $11,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 211 | $11,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 163 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 400 | $11,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 380 | $11,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 158 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 211 | $11,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 300 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 800 | $11,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 258 | $11,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 571 | $11,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 1,903 | $11,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 377 | $11,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 441 | $11,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 234 | $11,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 130 | $11,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,289 | $11,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 226 | $11,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 700 | $11,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 257 | $11,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 656 | $11,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 421 | $11,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 904 | $11,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 1,332 | $11,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 874 | $11,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 2,200 | $11,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 168 | $11,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 6,785 | $11,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 748 | $11,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 3,044 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 255 | $11,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 4,692 | $11,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 357 | $11,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,126 | $11,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 259 | $11,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 470 | $11,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 783 | $11,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 1,105 | $11,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 252 | $11,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 869 | $11,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 1,459 | $11,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 664 | $11,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 1,417 | $11,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 5,223 | $11,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 4,528 | $11,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 1,035 | $11,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 2,982 | $11,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 10,309 | $11,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,418 | $11,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,801 | $11,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 500 | $11,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 599 | $11,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 141 | $11,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 545 | $11,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 672 | $11,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 4,385 | $11,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 738 | $11,000 | thousands by filing date | |
| China Yida Holdings Co | 16945D303 | COM PAR $0.0001 | 3,379 | $11,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 880 | $11,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 1,500 | $11,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 1,334 | $11,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 1,308 | $11,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 636 | $11,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 1,100 | $11,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,721 | $11,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 1,328 | $11,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 470 | $11,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 100 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 128 | $10,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 202 | $10,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 8,102 | $10,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 2,621 | $10,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 200 | $10,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 417 | $10,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 300 | $10,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 275 | $10,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 747 | $10,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 236 | $10,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,911 | $10,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 642 | $10,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 708 | $10,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,237 | $10,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,246 | $10,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 300 | $10,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,000 | $10,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 255 | $10,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 301 | $10,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 737 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 800 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 200 | $10,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 600 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 300 | $10,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 1,159 | $10,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 6,116 | $10,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 586 | $10,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 879 | $10,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 200 | $10,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 535 | $10,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 372 | $10,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 196 | $10,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 1,312 | $10,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 300 | $10,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 141 | $10,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,662 | $10,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 201 | $10,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 800 | $10,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 190 | $10,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 378 | $10,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,597 | $10,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 8,190 | $10,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 690 | $10,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 5,707 | $10,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 871 | $10,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 200 | $10,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 293 | $10,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 3,059 | $10,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 178 | $10,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 505 | $10,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 851 | $10,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 6,229 | $10,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 28,004 | $10,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 159 | $10,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 541 | $10,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 1,529 | $10,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 4,750 | $10,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 725 | $10,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 839 | $10,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 1,284 | $10,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 1,934 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 200 | $10,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 470 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347X344 | ULTRASHT 3-7YR | 371 | $10,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 446 | $10,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 11,192 | $10,000 | thousands by filing date | |
| UBIC INC | 90346V105 | SPONSORED ADR | 876 | $10,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 1,675 | $10,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 300 | $10,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 6,831 | $10,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 2,242 | $10,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 4,086 | $10,000 | thousands by filing date | |
| 6D Global Tech Inc | 83002F100 | COM | 3,281 | $10,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 2,396 | $10,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 1,212 | $10,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 709 | $10,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 1,027 | $10,000 | thousands by filing date | |
| FX ENERGY INC | 302695309 | 9.25% PFD SER B | 690 | $10,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 100 | $9,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 121 | $9,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 100 | $9,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 100 | $9,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 101 | $9,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 167 | $9,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 200 | $9,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 100 | $9,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 510 | $9,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 122 | $9,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 300 | $9,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,200 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 400 | $9,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,584 | $9,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 70 | $9,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 657 | $9,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 305 | $9,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 329 | $9,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 573 | $9,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 865 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 209 | $9,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 89 | $9,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 500 | $9,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 100 | $9,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 1,660 | $9,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 558 | $9,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 478 | $9,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 547 | $9,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 366 | $9,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 330 | $9,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 426 | $9,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 446 | $9,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 602 | $9,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 219 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 100 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 210 | $9,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 1,108 | $9,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 152 | $9,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 222 | $9,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 289 | $9,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 651 | $9,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 3,744 | $9,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 296 | $9,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 376 | $9,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 496 | $9,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 100 | $9,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 7,270 | $9,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 77 | $9,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 1,446 | $9,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 178 | $9,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,030 | $9,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 351 | $9,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 655 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 600 | $9,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 531 | $9,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 3,689 | $9,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 396 | $9,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 1,600 | $9,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 300 | $9,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 499 | $9,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 400 | $9,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 1,220 | $9,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 200 | $9,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 410 | $9,000 | thousands by filing date | |
| UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETN | 90273A207 | ETF | 625 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 474 | $9,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 517 | $9,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 803 | $9,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 699 | $9,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 371 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 201 | $9,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267L409 | ETRACS 2XLVS&P | 200 | $9,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 652 | $9,000 | thousands by filing date | |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 700 | $9,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 2,055 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y608 | GURU ACTS ETF | 729 | $9,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 922 | $9,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T408 | UNIT 99/99/9999 | 1,122 | $9,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 198 | $8,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 80 | $8,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 200 | $8,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 159 | $8,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 100 | $8,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 104 | $8,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 935 | $8,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 300 | $8,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 266 | $8,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 200 | $8,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 272 | $8,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 805 | $8,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 199 | $8,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 226 | $8,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 207 | $8,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 300 | $8,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 100 | $8,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 800 | $8,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 635 | $8,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 164 | $8,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 313 | $8,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 453 | $8,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 130 | $8,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 200 | $8,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 598 | $8,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 857 | $8,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 420 | $8,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 332 | $8,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 614 | $8,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 77 | $8,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 353 | $8,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 500 | $8,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 100 | $8,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 800 | $8,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 1,377 | $8,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 502 | $8,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 1,305 | $8,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 816 | $8,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 144 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 407 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 202 | $8,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 3,088 | $8,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 353 | $8,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 352 | $8,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 100 | $8,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 522 | $8,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 12,927 | $8,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 972 | $8,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 1,464 | $8,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 800 | $8,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 300 | $8,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 364 | $8,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 716 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-15-000007 | this filing | 2015-11-13 | acceptance time not in the bulk data set |