13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-12, with 4,702 holding rows worth $808,914,000.
- Accession
- 0001533421-15-000005
- Filer
- CIK 1533421
- Filed
- 2015-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 6,014 entries on the cover page, a total value of $808,914,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $808,882,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 524 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H453 | FUND | 119 | $4,000 | thousands by filing date | |
| GLOBAL TECH ADVANCED INNOVAT | G39320117 | SHS NEW | 1,016 | $4,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 2,071 | $4,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 2,043 | $4,000 | thousands by filing date | |
| CMS BANCORP INC | 12600U102 | COM | 298 | $4,000 | thousands by filing date | |
| HUNTINGTON STRATEGY SHS | 446698201 | ECOL STRAT ETF | 100 | $4,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 1,457 | $4,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 450 | $4,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 181 | $4,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 276 | $4,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 806 | $4,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 332 | $4,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 304 | $4,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 163 | $4,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 120 | $4,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 1,474 | $4,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 752 | $4,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 148 | $4,000 | thousands by filing date | |
| Medovex Corp | 58504H101 | COM | 886 | $4,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 2,812 | $4,000 | thousands by filing date | |
| Cogo Group, Inc. | G9363W104 | COM | 2,612 | $4,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 2,748 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 200 | $4,000 | thousands by filing date | |
| AOXIN TIANLI GROUP INC | G0404E104 | Cmn | 2,622 | $4,000 | thousands by filing date | |
| CVSL INC | 12665T206 | Cmn | 1,874 | $4,000 | thousands by filing date | |
| AVENUE FINL HLDGS INC | 05358K102 | COM | 300 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W299 | JAPAN INTRT FD | 83 | $4,000 | thousands by filing date | |
| RUTHIGEN INC | 783330103 | COM | 1,099 | $4,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 50 | $3,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 101 | $3,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 24 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 35 | $3,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 178 | $3,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 100 | $3,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 195 | $3,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 68 | $3,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 521 | $3,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 1,794 | $3,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 100 | $3,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 18 | $3,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 99 | $3,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 54 | $3,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 83 | $3,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 255 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 19 | $3,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 126 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 64 | $3,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 100 | $3,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 225 | $3,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 221 | $3,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 303 | $3,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 200 | $3,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 53 | $3,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 167 | $3,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 77 | $3,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 100 | $3,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,001 | $3,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 200 | $3,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 200 | $3,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 200 | $3,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 252 | $3,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 210 | $3,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 445 | $3,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 66 | $3,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 100 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 39 | $3,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 329 | $3,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 240 | $3,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 386 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 200 | $3,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 135 | $3,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 200 | $3,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 216 | $3,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 619 | $3,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 144 | $3,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 173 | $3,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 299 | $3,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 696 | $3,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 415 | $3,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 974 | $3,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 77 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 100 | $3,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 734 | $3,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 122 | $3,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 200 | $3,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 869 | $3,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 985 | $3,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 1,637 | $3,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 599 | $3,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 580 | $3,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 424 | $3,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 304 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 55 | $3,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 124 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 65 | $3,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 327 | $3,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 343 | $3,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 606 | $3,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 380 | $3,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 50 | $3,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 76 | $3,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 1,258 | $3,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 1,139 | $3,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 505 | $3,000 | thousands by filing date | |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 224 | $3,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 128 | $3,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 69 | $3,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 77 | $3,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 174 | $3,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 705 | $3,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 2 | $3,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 880 | $3,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 115 | $3,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 29 | $3,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 713 | $3,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 32 | $3,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 206 | $3,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 655 | $3,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 94 | $3,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 250 | $3,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 41 | $3,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 553 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P114 | FUND | 100 | $3,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 89 | $3,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 58 | $3,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 102 | $3,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 555 | $3,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 148 | $3,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 496 | $3,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 33 | $3,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 625 | $3,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 680 | $3,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 44 | $3,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 1,000 | $3,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 2,105 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 68 | $3,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 356 | $3,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 1,425 | $3,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 219 | $3,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 1,930 | $3,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 2,892 | $3,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 148 | $3,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 353 | $3,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 689 | $3,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 34 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 174 | $3,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 289 | $3,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 104 | $3,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 296 | $3,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 815 | $3,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 132 | $3,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 672 | $3,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 100 | $3,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 292 | $3,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 3,293 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 174 | $3,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P127 | RBS OIL TRNDPL | 149 | $3,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 97 | $3,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 204 | $3,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 179 | $3,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 348 | $3,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 1,502 | $3,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 141 | $3,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 1,066 | $3,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 1,040 | $3,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 288 | $3,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 155 | $3,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 517 | $3,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 112 | $3,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 597 | $3,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 245 | $3,000 | thousands by filing date | |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 429 | $3,000 | thousands by filing date | |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 100 | $3,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 637 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 126 | $3,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 300 | $3,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 200 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H321 | ETN DJUBSALUMI38 | 179 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L519 | FUND | 95 | $3,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 115 | $3,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 2,007 | $3,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525202 | PFD CV SER A | 240 | $3,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664408 | LNK WELLS FRGO | 99 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P650 | TRES 5YR BULL | 41 | $3,000 | thousands by filing date | |
| QuantShares ETF | 351680202 | Qshrs US Mkt Neutral Val | 100 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 60 | $3,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 28 | $3,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 300 | $3,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 252 | $3,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,035 | $3,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 342 | $3,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 332 | $3,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 500 | $3,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 100 | $3,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 382 | $3,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 218 | $3,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 262 | $3,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 298 | $3,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 1,642 | $3,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 362 | $3,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F203 | COM NEW | 811 | $3,000 | thousands by filing date | |
| SMTP INC | 784589202 | COM NEW | 626 | $3,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 333 | $3,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 176 | $3,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 66 | $3,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 938 | $3,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 450 | $3,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 575 | $3,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V305 | COM PAR | 1,411 | $3,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 200 | $3,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 960 | $3,000 | thousands by filing date | |
| MOKO SOCIAL MEDIA LTD | 608458204 | Depository Receipt | 645 | $3,000 | thousands by filing date | |
| SINO MERCURY ACQUISITION COR | 82936K102 | COM | 300 | $3,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B888 | PWRSH CHI A PT | 77 | $3,000 | thousands by filing date | |
| SINO MERCURY ACQUISITION COR | 82936K201 | UNIT 08/26/2016 | 276 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B481 | MSCI AUSTRL ETF | 182 | $3,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 22 | $2,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 48 | $2,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 27 | $2,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 91 | $2,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 18 | $2,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 100 | $2,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 44 | $2,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 26 | $2,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 69 | $2,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 80 | $2,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 45 | $2,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 82 | $2,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 53 | $2,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 32 | $2,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 44 | $2,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 21 | $2,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 54 | $2,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 101 | $2,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 200 | $2,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 300 | $2,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 129 | $2,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 1,981 | $2,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 89 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 31 | $2,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 89 | $2,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 52 | $2,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 27 | $2,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 47 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 25 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 51 | $2,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 100 | $2,000 | thousands by filing date | |
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| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 85 | $2,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 245 | $2,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 348 | $2,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 69 | $2,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 210 | $2,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 96 | $2,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 168 | $2,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 123 | $2,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 145 | $2,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 180 | $2,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 39 | $2,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 130 | $2,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 150 | $2,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 161 | $2,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 100 | $2,000 | thousands by filing date | |
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| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 84 | $2,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 100 | $2,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 51 | $2,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 183 | $2,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 187 | $2,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 152 | $2,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 301 | $2,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 73 | $2,000 | thousands by filing date | |
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| IRADIMED CORP | 46266A109 | COMMON STOCK | 122 | $2,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 62 | $2,000 | thousands by filing date | |
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| FLEXSHARES TR | 33939L761 | CR SCD US BD | 40 | $2,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 1,060 | $2,000 | thousands by filing date | |
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| ISHARES TR | 46434V779 | MSCI QATAR ETF | 100 | $2,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 284 | $2,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 306 | $2,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 52 | $2,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 59 | $2,000 | thousands by filing date | |
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| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 98 | $2,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,293 | $2,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 100 | $2,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 94 | $2,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 134 | $2,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 200 | $2,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 324 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 25 | $2,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 442 | $2,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 519 | $2,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 65 | $2,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 200 | $2,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 99 | $2,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 66 | $2,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 279 | $2,000 | thousands by filing date | |
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| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 116 | $2,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 185 | $2,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 327 | $2,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 133 | $2,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 141 | $2,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 200 | $2,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 70 | $2,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 186 | $2,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 312 | $2,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 102 | $2,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 544 | $2,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 161 | $2,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 427 | $2,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 258 | $2,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 7 | $2,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 86 | $2,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 28 | $2,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 722 | $2,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 100 | $2,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 1,478 | $2,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 44 | $2,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 100 | $2,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 211 | $2,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 92 | $2,000 | thousands by filing date | |
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| COOPER TIRE & RUBR CO | 216831107 | COM | 37 | $2,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 100 | $2,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 134 | $2,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 182 | $2,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 100 | $2,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 66 | $2,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 181 | $2,000 | thousands by filing date | |
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| AFFIMED N V | N01045108 | COM | 284 | $2,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 97 | $2,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 833 | $2,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,307 | $2,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 200 | $2,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 486 | $2,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 625 | $2,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 200 | $2,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 200 | $2,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 246 | $2,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 58 | $2,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 240 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 53 | $2,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 700 | $2,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 120 | $2,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 325 | $2,000 | thousands by filing date | |
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| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 234 | $2,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 850 | $2,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 176 | $2,000 | thousands by filing date | |
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| AG MTG INVT TR INC | 001228105 | COM | 107 | $2,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 99 | $2,000 | thousands by filing date | |
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| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 254 | $2,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 702 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 53 | $2,000 | thousands by filing date | |
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| HARRIS & HARRIS GROUP INC | 413833104 | COM | 503 | $2,000 | thousands by filing date | |
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| DIGIRAD CORP | 253827109 | COM | 336 | $2,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 2,462 | $2,000 | thousands by filing date | |
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| MOCON INC | 607494101 | COM | 110 | $2,000 | thousands by filing date | |
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| RED LION HOTELS CORP | 756764106 | COM | 265 | $2,000 | thousands by filing date | |
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| CIFC CORP | 12547R105 | COM | 318 | $2,000 | thousands by filing date | |
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| AUDIENCE INC | 05070J102 | COM | 446 | $2,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 42 | $2,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 127 | $2,000 | thousands by filing date | |
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| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 1,266 | $2,000 | thousands by filing date | |
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| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 1,000 | $2,000 | thousands by filing date | |
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| GYRODYNE CO AMER INC | 403820103 | COM | 484 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 168 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD CBOE | 33733E609 | S\&P.* | 66 | $2,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 88 | $2,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 107 | $2,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 300 | $2,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 100 | $2,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 585 | $2,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 203 | $2,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 23 | $2,000 | thousands by filing date | |
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| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 370 | $2,000 | thousands by filing date | |
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| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 100 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 27 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286384 | MSCI EMRG EMEA | 44 | $2,000 | thousands by filing date | |
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| KONA GRILL INC | 50047H201 | COM | 75 | $2,000 | thousands by filing date | |
| Polonia Bancorp, Inc. | 73158Q109 | Common Stock | 194 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 100 | $2,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 257 | $2,000 | thousands by filing date | |
| QKL STORES INC | 74732Y303 | COM PAR $0.001 | 1,165 | $2,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 740 | $2,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 57 | $2,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 442 | $2,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 605 | $2,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 597 | $2,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 684 | $2,000 | thousands by filing date | |
| SELECTICA INC | 816288203 | COM | 310 | $2,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 3,128 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 100 | $2,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 400 | $2,000 | thousands by filing date | |
| Birner Dental Management | 091283200 | COM NEW | 109 | $2,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 2,202 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H198 | ETN DJUBS TIN 38 | 45 | $2,000 | thousands by filing date | |
| SKYSTAR BIO-PHARMA CO | 830884300 | COM PAR $.001 | 484 | $2,000 | thousands by filing date | |
| UNITED STS COMMODITY IDX FDT | 911718203 | COM UTS US AGR | 103 | $2,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639209 | UNIT 12/06/20166 | 208 | $2,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 1,967 | $2,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225301 | UNIT 99/99/9999 | 292 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X179 | ULT MSCIMEX CAPP | 100 | $2,000 | thousands by filing date | |
| First Financial Bancorp Warrants | 320209117 | Warrant | 400 | $2,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 1,000 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y743 | ADV GLBALPBETA | 64 | $2,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 276 | $2,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 17 | $2,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 230 | $2,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 53 | $2,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 97 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 60 | $2,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 210 | $2,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 696 | $2,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 51 | $2,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 192 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 168 | $2,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 613 | $2,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 100 | $2,000 | thousands by filing date | |
| EURONAV NV ANTWERPEN | B38564124 | SHS TEMP | 144 | $2,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 687 | $2,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 98 | $2,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 100 | $2,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 100 | $2,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 41 | $2,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 100 | $2,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 408 | $2,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 149 | $2,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 146 | $2,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 649 | $2,000 | thousands by filing date | |
| VBI VACCINES INC CDA | 91790E102 | Stock | 680 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 81 | $2,000 | thousands by filing date | |
| BACTERIN INTL HLDGS INC | 05644R200 | COM NEW | 600 | $2,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 193 | $2,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 173 | $2,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 155 | $2,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 181 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P320 | IPTH LIVESTK | 35 | $2,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 149 | $2,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 279 | $2,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 114 | $2,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 58 | $2,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y817 | US500 ENH VOL | 48 | $2,000 | thousands by filing date | |
| VESTIN RLTY MTG II INC | 92549X300 | COM PAR | 509 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y644 | Cmn | 100 | $2,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 940 | $2,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 213 | $2,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 205 | $2,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 812 | $2,000 | thousands by filing date | |
| PROSHARES MANAGED | 74347W536 | MNGD FUT STRAT | 100 | $2,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G200 | COM | 242 | $2,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q205 | UNIT 03/17/2014 | 200 | $2,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 36 | $1,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 10 | $1,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 20 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-15-000005 | this filing | 2015-05-12 | acceptance time not in the bulk data set |