13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-12, with 4,702 holding rows worth $808,914,000.
- Accession
- 0001533421-15-000005
- Filer
- CIK 1533421
- Filed
- 2015-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 6,014 entries on the cover page, a total value of $808,914,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $808,882,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXETER RES CORP | 301835104 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWERSTREAM CORP | 892000100 | COM | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REX ENERGY CORPORATION | 761565100 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 123 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q209 | COM NEW | 271 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALERE INC | 01449J105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALGON CARBON CORP | 129603106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 196 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tremor Video | 89484Q100 | Common Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMAC ENERGY INC | 131745101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METALICO INC | 591176102 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON GLOBAL INC | 443787106 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVX CORP NEW | 002444107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKERVISION INC | 701354102 | COM | 198 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOVIE MEDICAL CORP | 10211F100 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THESTREET INC | 88368Q103 | COM | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 405 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UROPLASTY INC | 917277204 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOODRICH PETE CORP | 382410405 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNERON MEDICAL LTD | M87245102 | ORD | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358301 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARLES + COLVARD LTD | 159765106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELM WIRELESS CORP | 759525108 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 227 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 114 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIDEO DISPLAY CORP | 926555103 | COM | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOPHOTONICS CORP | 64051T100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 198 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 1,644 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 814 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLYMET MINING CORP | 731916102 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750102 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| M B T FINANCIAL CORP | 578877102 | Stock | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVALON RARE METALS INC | 053470100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SARATOGA RES INC | 803521103 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 207 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNSHINE HEART INC | 86782u106 | COM | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOX SHIPS INC | Y09675102 | CMN | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Misonix Inc | 604871103 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALON BLUE SQUARE ISRAEL LTD | 02051Q106 | SPONSORED ADR | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLONDER TONGUE LABS INC | 093698108 | COM | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN DG ENERGY INC | 025398108 | COM | 814 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Professional Diversity Network | 74312y103 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B135 | INT PFD STK FD | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RLJ ENTMT INC | 74965F104 | COM | 227 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITEL NETWORKS CORP | 60671Q104 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMILEDS CORP | 816645105 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COAST DISTR SYS | 190345108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AROTECH CORP | 042682203 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAS NAT INC | 367204104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A309 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tasman Metals Ltd | 87652B103 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL PWR CORP | 253862106 | COM | 176 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAS MED SYS INC | 124769209 | COM | 198 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ERBA DIAGNOSTICS | 29490B101 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSB FINANCIAL CORPORATION | 55352P102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILLION INC | 92407M206 | COM NEW | 197 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSOCIATED BANC CORP | 045487113 | WTS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAVITY CO LTD | 38911N107 | SPONSORED ADR | 184 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROMETRIX INC | 641255302 | COM PAR $0.0001 | 241 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECOX LANE LIMITED | 58403M201 | SPON ADR REP 35 | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL EMPLOYMENT ENTERPRIS | 369730106 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE9 LTD | 88337K104 | ADR | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P108 | CL A | 165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 564 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E655 | ANDEAN 40 ETF | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739G851 | IPTH JPY/USD ETN | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPROS THERAPEUTICS INC | 76028H126 | *W EXP 02/08/201 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPATH INVERSE S&P 500 VIX II | 06741K486 | ETP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Saexploration Holdings Inc. | 78636X105 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANDATEE CHINA MARINE FUEL SV | 67086W105 | COM | 373 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E FUTURE INFORMATION TECH IN | G29438101 | SHS | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 245 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 186 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W200 | ENH US SCP ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 223 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEDEVCO CORP | 70532Y204 | COM | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMG Networks Hldgs | 74966K102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FMSA HLDGS INC | 30255X106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENDINGCLUB CORP | 52603A109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E127 | REIT ETF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL COMM CORP | 63546L102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings Corporation | 636375206 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREMIER EXHIBITIONS INC COM NEW | 74051E201 | Stock | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Onconova Therapeutics | 68232V108 | Common | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINTECH ACQUISITION CORP | 31809H209 | UNIT 99/99/9999 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHECK CAP LTD | M2361E120 | *W EXP 02/28/202 | 440 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA COML CR INC | 16891K103 | COM | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Intercloud Systems, Inc | 458488202 | com | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TCP International Holdings Ltd | H84689100 | COMMON | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDOVEX CORP | 58504H119 | *W EXP 12/24/201 | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TROVAGENE INC | 897238200 | UNIT 12/31/2017 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Innocoll | 45780Q103 | SPONDS ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE BIRD CORP WARRANTS EXP 01 | 095306114 | com | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUMA ENERGY INC | 98872E108 | COM | 218 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AG&E HOLDINGS INC | 00108M102 | COMMON | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLORI ENERGY INC | 379606106 | Cmn | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYOS CORP | 554051201 | Cmn | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORCRAFT COS INC | 65557Y105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDRA INDS ACQUISITION CORP | 448740100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Terrapin 3 Acquisition Corporation | 88104P104 | Common | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1347 CAP CORP | 68245V103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARNERO GROUP ACQUISITION CO | G5866L108 | SHS | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARNERO GROUP ACQUISITION CO | G5866L124 | UNIT 06/25/2016 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| C B PHARMA ACQUISITION CORP | G2029P126 | SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| C B PHARMA ACQUISITION CORP | G2029P100 | UNIT 12/17/2021 | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROI ACQUISITION CORP II | 74966G101 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06742K618 | FUND | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FX ENERGY INC | 302695309 | 9.25% PFD SER B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VESTIN REALTY MORTGAGE I INC | 925490203 | COM NEW | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IKANOS COMMUNICATIONS INC | 45173E204 | COM NEW | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANCHEZ PRODTN PARTNE | 79971C102 | COMMON | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION DAILY SEMICON 3X | 25459Y314 | Cmn | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTER COAST MLP & INFRSTR F | 151461118 | RIGHT 04/17/2015 | 447 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBD ENERGY LTD | Q2145B158 | Cmn | 2,038 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-15-000005 | this filing | 2015-05-12 | acceptance time not in the bulk data set |