13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-12, with 4,702 holding rows worth $808,914,000.
- Accession
- 0001533421-15-000005
- Filer
- CIK 1533421
- Filed
- 2015-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 6,014 entries on the cover page, a total value of $808,914,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $808,882,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARCLAYS BK PLC | 06738G878 | IPATH GEMS ASIA8 | 196 | $8,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y842 | MADRONA INTL ETF | 300 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286467 | EMKTS GRW IDX | 141 | $8,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 331 | $8,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 592 | $8,000 | thousands by filing date | |
| ONVIA INC | 68338T403 | COM | 1,715 | $8,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 6,680 | $8,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 1,303 | $8,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 6,953 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 185 | $8,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 617 | $8,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 905 | $8,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 1,587 | $8,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 217 | $8,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 600 | $8,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V209 | COM | 5,691 | $8,000 | thousands by filing date | |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 2,159 | $8,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 1,522 | $8,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 500 | $8,000 | thousands by filing date | |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 1,699 | $8,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 402 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 156 | $7,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 326 | $7,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 129 | $7,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 141 | $7,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 200 | $7,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 100 | $7,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 369 | $7,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 244 | $7,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 382 | $7,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 135 | $7,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 432 | $7,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 882 | $7,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 980 | $7,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 700 | $7,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 667 | $7,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 40 | $7,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,211 | $7,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 207 | $7,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 188 | $7,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 217 | $7,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 401 | $7,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 108 | $7,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 66 | $7,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 77 | $7,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 881 | $7,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 99 | $7,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 576 | $7,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 205 | $7,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 366 | $7,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 555 | $7,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 100 | $7,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 125 | $7,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 86 | $7,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 542 | $7,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 804 | $7,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 251 | $7,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 341 | $7,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 612 | $7,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 993 | $7,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 739 | $7,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 678 | $7,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 245 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 100 | $7,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 758 | $7,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 5,700 | $7,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 459 | $7,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 386 | $7,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 262 | $7,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 360 | $7,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 500 | $7,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 454 | $7,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 842 | $7,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 1,436 | $7,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 1,201 | $7,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 900 | $7,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 412 | $7,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 122 | $7,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 3,142 | $7,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,971 | $7,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 979 | $7,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 591 | $7,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 535 | $7,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 100 | $7,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 1,296 | $7,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 320 | $7,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 676 | $7,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 197 | $7,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 200 | $7,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 67 | $7,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 897 | $7,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 150 | $7,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 1,451 | $7,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 8,123 | $7,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 186 | $7,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 500 | $7,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 1,473 | $7,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 210 | $7,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 785 | $7,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 949 | $7,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 513 | $7,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 100 | $7,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 846 | $7,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 180 | $7,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 490 | $7,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,995 | $7,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 134 | $7,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 1,542 | $7,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 309 | $7,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 1,318 | $7,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 4,495 | $7,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 469 | $7,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 272 | $7,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 322 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 110 | $7,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 262 | $7,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 1,512 | $7,000 | thousands by filing date | |
| ETRACS CMCI SILVER TR ETN | 902641794 | CMN | 300 | $7,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 584 | $7,000 | thousands by filing date | |
| MADISON COUNTY FINANCIAL INC | 556777100 | COM | 329 | $7,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 564 | $7,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 1,058 | $7,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 893 | $7,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 930 | $7,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 613 | $7,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 1,040 | $7,000 | thousands by filing date | |
| BOULEVARD ACQUI | 10157P104 | Common Stock | 681 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR II | 25490F100 | DLY GLD BULL3X | 270 | $7,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 75 | $6,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 200 | $6,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 72 | $6,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 100 | $6,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 144 | $6,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 100 | $6,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 100 | $6,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 166 | $6,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 432 | $6,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 516 | $6,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 600 | $6,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,202 | $6,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 397 | $6,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 601 | $6,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 187 | $6,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 354 | $6,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 750 | $6,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 503 | $6,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 400 | $6,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 127 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 162 | $6,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 487 | $6,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 356 | $6,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 906 | $6,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 526 | $6,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 125 | $6,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 176 | $6,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 1,254 | $6,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 139 | $6,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 531 | $6,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,585 | $6,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 445 | $6,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 300 | $6,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 195 | $6,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 96 | $6,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 615 | $6,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 1,400 | $6,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 24 | $6,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 256 | $6,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 940 | $6,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 9,358 | $6,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 100 | $6,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 367 | $6,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 1,876 | $6,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 1,692 | $6,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 581 | $6,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 423 | $6,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 1,434 | $6,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 512 | $6,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 1,128 | $6,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 3,438 | $6,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 292 | $6,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,018 | $6,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 1,867 | $6,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 295 | $6,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 660 | $6,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 900 | $6,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 752 | $6,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 1,568 | $6,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 2,071 | $6,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 197 | $6,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 300 | $6,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 249 | $6,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1,320 | $6,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 458 | $6,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 212 | $6,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 569 | $6,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 700 | $6,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 100 | $6,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 146 | $6,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 1,058 | $6,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 376 | $6,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N522 | DB 3X LONG UST | 100 | $6,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H541 | PSHS AGRI SHR38 | 200 | $6,000 | thousands by filing date | |
| STARZ | 85571Q201 | COM | 187 | $6,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 520 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 135 | $6,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 638 | $6,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 656 | $6,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 205 | $6,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 605 | $6,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 787 | $6,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 523 | $6,000 | thousands by filing date | |
| POSTROCK ENERGY CORPORATION COM NEW | 737525204 | Common Stock | 3,368 | $6,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 3,516 | $6,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 5,108 | $6,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E112 | SHS | 1,066 | $6,000 | thousands by filing date | |
| MACROCURE LTD | M67872107 | SHS | 700 | $6,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 1,020 | $6,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 344 | $6,000 | thousands by filing date | |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 2,012 | $6,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 72 | $5,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 192 | $5,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 45 | $5,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 190 | $5,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 157 | $5,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 392 | $5,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 71 | $5,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 200 | $5,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 123 | $5,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 102 | $5,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 6,660 | $5,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 216 | $5,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 428 | $5,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 407 | $5,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 148 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 93 | $5,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 529 | $5,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 700 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 118 | $5,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 55 | $5,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 356 | $5,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 208 | $5,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 214 | $5,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 212 | $5,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 400 | $5,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 600 | $5,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 200 | $5,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 286 | $5,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 143 | $5,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 156 | $5,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 636 | $5,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 100 | $5,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 100 | $5,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 309 | $5,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 320 | $5,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 565 | $5,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 408 | $5,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 150 | $5,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 240 | $5,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 214 | $5,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 126 | $5,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 3,235 | $5,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 200 | $5,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 181 | $5,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 1,153 | $5,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 353 | $5,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 430 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 35 | $5,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 344 | $5,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 482 | $5,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 166 | $5,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 1,194 | $5,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 262 | $5,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 565 | $5,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 2,978 | $5,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 746 | $5,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 200 | $5,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 300 | $5,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 669 | $5,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 780 | $5,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 581 | $5,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 190 | $5,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 1,466 | $5,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 1,358 | $5,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 434 | $5,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 610 | $5,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 1,185 | $5,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 466 | $5,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 300 | $5,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 100 | $5,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 200 | $5,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 200 | $5,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 124 | $5,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 200 | $5,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 199 | $5,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 1,581 | $5,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 754 | $5,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 1,412 | $5,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 2,131 | $5,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 451 | $5,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 686 | $5,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 389 | $5,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 181 | $5,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 3,713 | $5,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 610 | $5,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 200 | $5,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 674 | $5,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 714 | $5,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 42 | $5,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 134 | $5,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 1,025 | $5,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 200 | $5,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 597 | $5,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 3,588 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 100 | $5,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 375 | $5,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 1,239 | $5,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 392 | $5,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 355 | $5,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 971 | $5,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 1,214 | $5,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 200 | $5,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 1,185 | $5,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 1,949 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 125 | $5,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P150 | CHINA TRNDP ETF | 184 | $5,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P176 | ROGRS ENH ETNS | 275 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 200 | $5,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 240 | $5,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 2,493 | $5,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 138 | $5,000 | thousands by filing date | |
| LAPORTE BANCORP INC MD | 516651106 | COM | 414 | $5,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 390 | $5,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 55 | $5,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 624 | $5,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 344 | $5,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 1,345 | $5,000 | thousands by filing date | |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 200 | $5,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 144 | $5,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 1,531 | $5,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 3,569 | $5,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 800 | $5,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 1,193 | $5,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 3,778 | $5,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 310 | $5,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 341 | $5,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 302 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 160 | $5,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 1,413 | $5,000 | thousands by filing date | |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 4,522 | $5,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 4,683 | $5,000 | thousands by filing date | |
| DB-X FUNDS | 233052307 | XTRAK 2030TGT DT | 164 | $5,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R109 | SEL LC VAL ETF | 100 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E267 | GBLX JR MNRS NEW | 425 | $5,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 392 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 207 | $5,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 3,308 | $5,000 | thousands by filing date | |
| ETF MANAGER GROUP COMMODITY | 26923H101 | SIT RISING RTE | 200 | $5,000 | thousands by filing date | |
| 6D Global Tech Inc | 83002F100 | COM | 585 | $5,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 135 | $5,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 596 | $5,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 1,150 | $5,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 110 | $5,000 | thousands by filing date | |
| DEHAIER MEDICAL SYSTEMS LIMI | G27010100 | SHS | 1,754 | $5,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q106 | COM | 484 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R445 | MSCI EM QUALITY | 100 | $5,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 99 | $4,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 70 | $4,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 300 | $4,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 100 | $4,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 78 | $4,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100 | $4,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 91 | $4,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 66 | $4,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 127 | $4,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 222 | $4,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 56 | $4,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,680 | $4,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 77 | $4,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 178 | $4,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 200 | $4,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 53 | $4,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 500 | $4,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,492 | $4,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 83 | $4,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 188 | $4,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 100 | $4,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 529 | $4,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 100 | $4,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 84 | $4,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 200 | $4,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 200 | $4,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 320 | $4,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 772 | $4,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 38 | $4,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 199 | $4,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 148 | $4,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 424 | $4,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 262 | $4,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 200 | $4,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 100 | $4,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 54 | $4,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 202 | $4,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 538 | $4,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 686 | $4,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 211 | $4,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,673 | $4,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 308 | $4,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 165 | $4,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 119 | $4,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 344 | $4,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 697 | $4,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 446 | $4,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 300 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 141 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 62 | $4,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 504 | $4,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 264 | $4,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 423 | $4,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 178 | $4,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 798 | $4,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 156 | $4,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 872 | $4,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 1,724 | $4,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 200 | $4,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 257 | $4,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 52 | $4,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 24 | $4,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 100 | $4,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 225 | $4,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 100 | $4,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 261 | $4,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 563 | $4,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 501 | $4,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 269 | $4,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 304 | $4,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 563 | $4,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 208 | $4,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 900 | $4,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 100 | $4,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 225 | $4,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 160 | $4,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 100 | $4,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 900 | $4,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 460 | $4,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 100 | $4,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 3,300 | $4,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 447 | $4,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 2,500 | $4,000 | thousands by filing date | |
| SMARTPROS LTD | 83171G103 | COM | 2,164 | $4,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 1,080 | $4,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 66 | $4,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 100 | $4,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 88 | $4,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 515 | $4,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 100 | $4,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 144 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 71 | $4,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 2,479 | $4,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 308 | $4,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 100 | $4,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 791 | $4,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 627 | $4,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 200 | $4,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 253 | $4,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 108 | $4,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 29 | $4,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 1,204 | $4,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 941 | $4,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 1,662 | $4,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 186 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 95 | $4,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 1,186 | $4,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 99 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 32 | $4,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 982 | $4,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 162 | $4,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D456 | BACK ETN LK IDX | 299 | $4,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 811 | $4,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 351 | $4,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 333 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R734 | FORN CURR STRT | 99 | $4,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 196 | $4,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 200 | $4,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 460 | $4,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 171 | $4,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 427 | $4,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 702 | $4,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 389 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 149 | $4,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 2,375 | $4,000 | thousands by filing date | |
| KINGTONE WIRELESSINFO SOL HL | 496880204 | SPONSORED ADR NE | 1,284 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B374 | ALCO ASIA INFO | 105 | $4,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 110 | $4,000 | thousands by filing date | |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 756 | $4,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 218 | $4,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 1,239 | $4,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 1,378 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-15-000005 | this filing | 2015-05-12 | acceptance time not in the bulk data set |