13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-31, with 4,699 holding rows worth $892,243,000 by the sum of the rows.
- Accession
- 0001533421-14-000006
- Filer
- CIK 1533421
- Filed
- 2014-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 5,973 entries on the cover page, a total value of $892,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $892,243,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $892,000, about 1/1,000 of the sum of the rows, $892,243,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 125 | $4,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 200 | $4,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 498 | $4,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 119 | $4,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 420 | $4,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 400 | $4,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 742 | $4,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 3,081 | $4,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 3,451 | $4,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 239 | $4,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 300 | $4,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 391 | $4,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 1,162 | $4,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 2,578 | $4,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 595 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R487 | PSHS ULT 2000 GR | 42 | $4,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 295 | $4,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 336 | $4,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 182 | $4,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 220 | $4,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 389 | $4,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 3,462 | $4,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 3,475 | $4,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 168 | $4,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 1,326 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 101 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G878 | IPATH GEMS ASIA8 | 100 | $4,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 461 | $4,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 191 | $4,000 | thousands by filing date | |
| CHINA HOUSING & LAND DEV INC | 16939V103 | COM | 2,444 | $4,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 360 | $4,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 2,350 | $4,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 1,960 | $4,000 | thousands by filing date | |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 5,912 | $4,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 400 | $4,000 | thousands by filing date | |
| ONVIA INC | 68338T403 | COM | 804 | $4,000 | thousands by filing date | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 513 | $4,000 | thousands by filing date | |
| LSB FINL CORP | 501925101 | COM | 100 | $4,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 628 | $4,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 300 | $4,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 628 | $4,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 1,700 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A848 | CMN | 115 | $4,000 | thousands by filing date | |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 100 | $4,000 | thousands by filing date | |
| KINGTONE WIRELESSINFO SOL HL | 496880204 | SPONSORED ADR NE | 1,379 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H453 | FUND | 120 | $4,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 3,005 | $4,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 1,100 | $4,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 188 | $4,000 | thousands by filing date | |
| CMS BANCORP INC | 12600U102 | COM | 329 | $4,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 313 | $4,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 167 | $4,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 79 | $4,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 381 | $4,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 244 | $4,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 583 | $4,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 170 | $4,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 2,417 | $4,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 160 | $4,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 200 | $4,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 201 | $4,000 | thousands by filing date | |
| CHINA COML CR INC | 16891K103 | COM | 1,200 | $4,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 1,460 | $4,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 3,541 | $4,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 321 | $4,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 223 | $4,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 73 | $4,000 | thousands by filing date | |
| Innocoll | 45780Q103 | SPONDS ADR | 621 | $4,000 | thousands by filing date | |
| MOKO SOCIAL MEDIA LTD | 608458204 | Depository Receipt | 679 | $4,000 | thousands by filing date | |
| NEPHROGENEX INC | 640667101 | Cmn | 800 | $4,000 | thousands by filing date | |
| CALAMOS ETF TR | 12811T100 | FOCUS GROWTH | 386 | $4,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G101 | COM | 400 | $4,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 3,273 | $4,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694209 | UNIT | 416 | $4,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 277 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 72 | $3,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 64 | $3,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 5,006 | $3,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 50 | $3,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 58 | $3,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 126 | $3,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 180 | $3,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 150 | $3,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 45 | $3,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 229 | $3,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 300 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 49 | $3,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 95 | $3,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 302 | $3,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 200 | $3,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 130 | $3,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 87 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 90 | $3,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 59 | $3,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 200 | $3,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 48 | $3,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 119 | $3,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 209 | $3,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 444 | $3,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 254 | $3,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 44 | $3,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 304 | $3,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 492 | $3,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 206 | $3,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 31 | $3,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 220 | $3,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 232 | $3,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 79 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 60 | $3,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 99 | $3,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 68 | $3,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 266 | $3,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 67 | $3,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 1,615 | $3,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 235 | $3,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 295 | $3,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 63 | $3,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 302 | $3,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 58 | $3,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 100 | $3,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 269 | $3,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 82 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 200 | $3,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 28 | $3,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 100 | $3,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 237 | $3,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 341 | $3,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 202 | $3,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 286 | $3,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 738 | $3,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 340 | $3,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 1,051 | $3,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 1,568 | $3,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 600 | $3,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 151 | $3,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 130 | $3,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 500 | $3,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 105 | $3,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 278 | $3,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 177 | $3,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 76 | $3,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 102 | $3,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 234 | $3,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 44 | $3,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 137 | $3,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 656 | $3,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 2,972 | $3,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 346 | $3,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 200 | $3,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 102 | $3,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 313 | $3,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 164 | $3,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 168 | $3,000 | thousands by filing date | |
| Northeast Community Bancorp Inc | 664112109 | COM | 454 | $3,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 222 | $3,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 413 | $3,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 79 | $3,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 58 | $3,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 48 | $3,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 101 | $3,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 463 | $3,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 5,197 | $3,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 2,557 | $3,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 449 | $3,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 299 | $3,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 435 | $3,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 118 | $3,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 583 | $3,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 308 | $3,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 119 | $3,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 101 | $3,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 199 | $3,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 2,686 | $3,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 400 | $3,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 500 | $3,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 361 | $3,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 900 | $3,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 300 | $3,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 1,100 | $3,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 187 | $3,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 308 | $3,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 3,766 | $3,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 4,190 | $3,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 1,521 | $3,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 1,424 | $3,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 146 | $3,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 200 | $3,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 4,545 | $3,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 2,238 | $3,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 1,597 | $3,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 342 | $3,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 3,110 | $3,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 1,524 | $3,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 400 | $3,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 2,153 | $3,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 506 | $3,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 187 | $3,000 | thousands by filing date | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 200 | $3,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 763 | $3,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 132 | $3,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 2,555 | $3,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 106 | $3,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 3,705 | $3,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 100 | $3,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 200 | $3,000 | thousands by filing date | |
| POKERTEK INC | 730864204 | COM | 1,915 | $3,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 300 | $3,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 201 | $3,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 317 | $3,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 300 | $3,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 516 | $3,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 524 | $3,000 | thousands by filing date | |
| REVETT MINERALS INC | 761505205 | COM NEW | 2,287 | $3,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 248 | $3,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 917 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X344 | ULTRASHT 3-7YR | 100 | $3,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 1,744 | $3,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 159 | $3,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 200 | $3,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 446 | $3,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 225 | $3,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 43 | $3,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 2,785 | $3,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 300 | $3,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 180 | $3,000 | thousands by filing date | |
| ASTEA INTL INC | 04622E208 | COM | 1,380 | $3,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 1,769 | $3,000 | thousands by filing date | |
| VESTIN REALTY MORTGAGE I INC | 925490104 | COM | 1,804 | $3,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 411 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q736 | FDMTL EMKLODBT | 157 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 100 | $3,000 | thousands by filing date | |
| FIRST TRUST VALUE LINE EQUITY | 336919105 | COM | 100 | $3,000 | thousands by filing date | |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 1,795 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 100 | $3,000 | thousands by filing date | |
| ZOOM TECHNOLOGIES INC | 98976E400 | COMMON STOCK | 1,260 | $3,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 200 | $3,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 200 | $3,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 881 | $3,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 500 | $3,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 380 | $3,000 | thousands by filing date | |
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| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 84 | $3,000 | thousands by filing date | |
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| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 188 | $3,000 | thousands by filing date | |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 767 | $3,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 233 | $3,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 319 | $3,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 181 | $3,000 | thousands by filing date | |
| MYOS CORP | 554051201 | Cmn | 200 | $3,000 | thousands by filing date | |
| FIRST CTZNS BANC CORP | 319459400 | 6.50% PFD SER B | 100 | $3,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS | 425886108 | COM | 269 | $3,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q205 | UNIT 03/17/2014 | 300 | $3,000 | thousands by filing date | |
| SINO MERCURY ACQUISITION COR | 82936K201 | UNIT 08/26/2016 | 266 | $3,000 | thousands by filing date | |
| LAKES ENTERTAINMEN | 51206P208 | COM | 400 | $3,000 | thousands by filing date | |
| BIOFUEL ENERGY CORP | 09064Y117 | RIGHT 10/17/2014 | 1,127 | $3,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 132 | $2,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 152 | $2,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 11 | $2,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 57 | $2,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 55 | $2,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 31 | $2,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 92 | $2,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 81 | $2,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 100 | $2,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 79 | $2,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 203 | $2,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 99 | $2,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 60 | $2,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 54 | $2,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 30 | $2,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 187 | $2,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 67 | $2,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 195 | $2,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 182 | $2,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 187 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 37 | $2,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 3,300 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 38 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 26 | $2,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 208 | $2,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 58 | $2,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 52 | $2,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 20 | $2,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 117 | $2,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 114 | $2,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 225 | $2,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 251 | $2,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 22 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 118 | $2,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 165 | $2,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 400 | $2,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 31 | $2,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 27 | $2,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 211 | $2,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 100 | $2,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 85 | $2,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 145 | $2,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 138 | $2,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 90 | $2,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 100 | $2,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 100 | $2,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 242 | $2,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 77 | $2,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 200 | $2,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 7 | $2,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 99 | $2,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 58 | $2,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 42 | $2,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 131 | $2,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 22 | $2,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 127 | $2,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 100 | $2,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 198 | $2,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 286 | $2,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 290 | $2,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 77 | $2,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 184 | $2,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 323 | $2,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 80 | $2,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 123 | $2,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 199 | $2,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 809 | $2,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 414 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 73 | $2,000 | thousands by filing date | |
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| KCAP FINANCIAL INC | 48668E101 | COM | 211 | $2,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 80 | $2,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 85 | $2,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 301 | $2,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 400 | $2,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 522 | $2,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 67 | $2,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,509 | $2,000 | thousands by filing date | |
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| PROVIDENT FINL HLDGS INC | 743868101 | COM | 163 | $2,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 281 | $2,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 413 | $2,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 96 | $2,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 151 | $2,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 201 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 35 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 50 | $2,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 226 | $2,000 | thousands by filing date | |
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| MARINE PETE TR | 568423107 | UNIT BEN INT | 105 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 25 | $2,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 301 | $2,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 66 | $2,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 74 | $2,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 200 | $2,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 46 | $2,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 450 | $2,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 66 | $2,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 85 | $2,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 111 | $2,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 532 | $2,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 131 | $2,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 140 | $2,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 100 | $2,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 103 | $2,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 274 | $2,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 60 | $2,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 84 | $2,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 730 | $2,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 202 | $2,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 247 | $2,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 84 | $2,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 599 | $2,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 43 | $2,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 111 | $2,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,087 | $2,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 170 | $2,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 661 | $2,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 364 | $2,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 600 | $2,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 410 | $2,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 36 | $2,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 105 | $2,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 200 | $2,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 81 | $2,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 223 | $2,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 694 | $2,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 2,231 | $2,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 1,570 | $2,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 89 | $2,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 300 | $2,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,149 | $2,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 426 | $2,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 427 | $2,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 105 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 51 | $2,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 131 | $2,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 300 | $2,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 235 | $2,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 32 | $2,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 432 | $2,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 100 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 99 | $2,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 50 | $2,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 3,847 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 91 | $2,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 3,571 | $2,000 | thousands by filing date | |
| OI S.A. | 670851104 | SPONSORED ADR | 2,564 | $2,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 90 | $2,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 588 | $2,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 78 | $2,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 124 | $2,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 706 | $2,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 529 | $2,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 186 | $2,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 80 | $2,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 2,129 | $2,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 348 | $2,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 210 | $2,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 401 | $2,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 103 | $2,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 76 | $2,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 161 | $2,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 369 | $2,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 214 | $2,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 707 | $2,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 570 | $2,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 543 | $2,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 129 | $2,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 315 | $2,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 504 | $2,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 471 | $2,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 882 | $2,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 100 | $2,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 836 | $2,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 408 | $2,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 194 | $2,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 1,036 | $2,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 314 | $2,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 2,658 | $2,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 100 | $2,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 1,195 | $2,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 35 | $2,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 200 | $2,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 109 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 60 | $2,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 232 | $2,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 726 | $2,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 466 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 80 | $2,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 36 | $2,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 100 | $2,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 1,559 | $2,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 525 | $2,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 598 | $2,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 300 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 60 | $2,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D456 | BACK ETN LK IDX | 100 | $2,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 93 | $2,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 100 | $2,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 148 | $2,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 1,870 | $2,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 2,007 | $2,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 755 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 101 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 98 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 40 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H467 | PS CMDTY SH ETN | 45 | $2,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 62 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P170 | INV JAP GOV BD | 100 | $2,000 | thousands by filing date | |
| Athens Bancshares Corporation | 047042106 | Common Stock | 92 | $2,000 | thousands by filing date | |
| FedFirst Financial Corporation | 31429C101 | Common Stock | 104 | $2,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 148 | $2,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 206 | $2,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 480 | $2,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 212 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 100 | $2,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 216 | $2,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 218 | $2,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 463 | $2,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 300 | $2,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 2,303 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 55 | $2,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 82 | $2,000 | thousands by filing date | |
| PEERLESS SYS CORP COM | 705536100 | COM | 524 | $2,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 1,806 | $2,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 1,372 | $2,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 477 | $2,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 103 | $2,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 58 | $2,000 | thousands by filing date | |
| XRS CORP | 983845108 | COM | 360 | $2,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 100 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E838 | GLB X BRZ FINL | 202 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-14-000006 | this filing | 2014-10-31 | acceptance time not in the bulk data set |