13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-31, with 4,699 holding rows worth $892,243,000 by the sum of the rows.
- Accession
- 0001533421-14-000006
- Filer
- CIK 1533421
- Filed
- 2014-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 5,973 entries on the cover page, a total value of $892,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $892,243,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $892,000, about 1/1,000 of the sum of the rows, $892,243,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| 2U INC | 90214J101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIBBETT INC | 428567101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO GREEN MED SOL 6pcnt PFDCONV | 23254L207 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLOVIN CORP CLASS A | 023850100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREE INC | 225447101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCORE ENERGY CORP F | 97717W174 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALPAGE INC | 75606N109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPROACH RESOURCES INC | 03834A103 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CUMULUS MEDIA INC | 231082108 | CL A | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMATHENE INC | 71714G102 | COM | 172 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNERWORKINGS INC | 45773Y105 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORAGENICS INC | 684023203 | COM NEW | 181 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| P & F INDS INC | 692830508 | CL A NEW | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PANDORA MEDIA INC | 698354107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKWAY PPTYS INC | 70159Q104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXETER RES CORP | 301835104 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOINGO WIRELESS INC | 09739C102 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARUBA NETWORKS INC | 043176106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTMERIT CORP | 337915102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEONODE INC | 64051M402 | COM NEW | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERMOLECULAR INC | 45882D109 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUSTAR INC | 64126X201 | CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIVATEBANCORP INC | 742962103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVENT SOFTWARE INC | 007974108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADISYS CORP | 750459109 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAND CAP CORP | 752185108 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSYS INC COM | 619718109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFELOCK INC COM | 53224V100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| S&W SEED COMPANY COM | 785135104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMAC ENERGY INC | 131745101 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METALICO INC | 591176102 | COM | 395 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON GLOBAL INC | 443787106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 229 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVX CORP NEW | 002444107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOVIE MEDICAL CORP | 10211F100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDFIELD CORP | 381370105 | COM | 212 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENFORD CORP | 707051108 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATHERSYS INC | 04744L106 | COM | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNACOR INC | 871561106 | COM | 213 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORBIT INTERNATIONAL CORP | 685559304 | COM | 123 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLANET PAYMENT INC | U72603118 | SHS | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCORE CORP | 290846203 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIDEO DISPLAY CORP | 926555103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 993 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HILL INTERNATIONAL INC | 431466101 | COM | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 1,959 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 184 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R511 | PSHS ULT MDCP GR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLYMET MINING CORP | 731916102 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONIC FDRY INC | 83545R207 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750102 | COM | 123 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVALON RARE METALS INC | 053470100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTERSIGHT CORP | 577097108 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A524 | S&P MTG FIN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D787 | VIX MID TERM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Professional Diversity Network | 74312y103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST | 33733G109 | COM BEN INTR | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LDN BRH | 25154H566 | PS AGRI DS ETN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90268A667 | MTH 2X DJ INTL | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E317 | GLBLX CEN ASIA | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR | 57060U282 | RENMINBI BOND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXCOM TELECOMUNICACIONES SA | 57773A508 | ADR REP PR CTF | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALDWIN & LYONS INC | 057755100 | CL A | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COAST DISTR SYS | 190345108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IFM INVTS LTD | 45172L209 | ADS CL A NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Alliance Bancorp, Inc. of Pennsylvania | 01890A108 | Common Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 251 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A309 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPATH PURE BETA NICKEL | 06740P213 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 179 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tasman Metals Ltd | 87652B103 | COM | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLLABRIUM JAPAN ACQUISITN C | G2266G128 | UNIT 99/99/9999 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGA TRONICS INC | 375175106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DGSE COMPANIES INC | 23323G106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STARZ | 85571Q201 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229201 | CLB | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTRICON CORP | 46121H109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECTICA INC | 816288203 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QC HLDGS INC | 74729T101 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SPECTRUM REALTY INC | 02970Q203 | COM | 1,392 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICON INDS INC | 925811101 | COM | 211 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSOCIATED BANC CORP | 045487113 | WTS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MADISON COUNTY FINANCIAL INC | 556777100 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METHES ENERGIES INTL LTD | 591517107 | COM | 338 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAVITY CO LTD | 38911N107 | SPONSORED ADR | 184 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALLEY NATL BANCORP | 919794123 | *W EXP 06/30/201 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORN INTL INC | 004854105 | SPON ADR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORDIA BANCORP INC | 218513109 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE9 LTD | 88337K104 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289206 | S&P TARGET 10 | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E655 | ANDEAN 40 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739G851 | IPTH JPY/USD ETN | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLLABRIUM JAPAN ACQUISITN C | G2266G102 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPROS THERAPEUTICS INC | 76028H126 | *W EXP 02/08/201 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIGER MEDIA INC | G88685105 | SHS | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEWARDSHIP FINL CORP | 860326107 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIS ACQUISITION LTD | G21490506 | UNIT 99/99/9999 | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TROVAGENE INC | 897238119 | W EXP 99/99/999 | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANTICLEER HLDGS INC | 15930P131 | W EXP 06/11/201 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIMUMBANK HOLDINGS INC | 68401P304 | COM PAR $0.01 | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740P163 | IPTH SUGAR ETN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEUCRIUM COMMODITY TR | 88166A300 | WTI CRUDE OIL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWAY FINL CORP DEL | 111444105 | COM | 224 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEANERGY MARITIME HLDGS CORP | Y73760129 | SHS | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPHTHOTECH CORP | 683745103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGNYTA INC | 451731103 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CIM COML TR CORP | 125525105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VBI VACCINES INC CDA | 91790E102 | Stock | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAJAN INC | 79379T202 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLECTAR BIOSCIENCES INC | 15117F203 | COM NEW | 191 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Intercloud Systems, Inc | 458488202 | com | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LDR HLDG CORP | 50185U105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NORTHSTAR REIT | 66704R704 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT ID INC COM | 67091J107 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TROVAGENE INC | 897238200 | UNIT 12/31/2017 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAFECT CORP | 212326110 | *W EXP 01/31/201 | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LILIS ENERGY INC | 532403102 | Cmn | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOFAX LTD | G5307C105 | COM USD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1347 CAP CORP | 68245V103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARNERO GROUP ACQUISITION CO | G5866L124 | UNIT 06/25/2016 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVENTIS CORP | 29402J101 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HENNESSY CAPITAL ACQUIS | 425886207 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROI ACQUISITION CORP II | 74966G200 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOOKSMART LTD | 543442602 | COM PAR $0.001 | 163 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAFECT CORP | 212326128 | WRT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER TR | 26923E108 | REC CAP NAS100 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-14-000006 | this filing | 2014-10-31 | acceptance time not in the bulk data set |