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13F-HR filed by Tower Research Capital LLC (TRC)

Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-31, with 4,699 holding rows worth $892,243,000 by the sum of the rows.

Accession
0001533421-14-000006
Filed
2014-10-31
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2014

A holdings report, 5,973 entries on the cover page, a total value of $892,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $892,243,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.

The cover page states a total of $892,000, about 1/1,000 of the sum of the rows, $892,243,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.

Other managers

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
C F FINANCIAL CORP12466Q104COMMON STOCK249$8,000thousands by filing date
CASS INFORMATION SYSTEMS INC14808P109COMMON STOCK188$8,000thousands by filing date
HURCO CO447324104COM220$8,000thousands by filing date
ISHARES INC464286343US PWR INFRA ETF315$8,000thousands by filing date
ALLOT LTDM0854Q105SHS685$8,000thousands by filing date
TILLYS INC886885102CL A1,112$8,000thousands by filing date
NORTHERN TECHNOLOGIES INTL C665809109COM359$8,000thousands by filing date
CARMIKE CINEMAS INC143436400COMMON STOCK270$8,000thousands by filing date
QIAGEN NVN72482107COMMON STOCK-FO333$8,000thousands by filing date
CONTAINER STORE GROUP INC210751103COMMON STOCK380$8,000thousands by filing date
WIDEPOINT CORP COMMON967590100COM4,602$8,000thousands by filing date
TTOO89853L104Stock438$8,000thousands by filing date
CARVER BANCORP ORD146875604COM933$8,000thousands by filing date
EATON VANCE NEW YORK MUN BD27827Y109COM616$8,000thousands by filing date
COMMUNITY FINL CORP MD20368X101COM374$8,000thousands by filing date
VILLAGE BK & TR FINL CORP92705T200COM419$8,000thousands by filing date
SANDRIDGE ENERGY INC80007P307COM1,911$8,000thousands by filing date
ENTROPIC COMMUNICATIONS INC29384R105COM3,017$8,000thousands by filing date
LIBERTY INTERACTIVE CORP53071M880LBT VENT COM A216$8,000thousands by filing date
MILLENNIAL MEDIA INC60040N105COM4,217$8,000thousands by filing date
RIGNET INC766582100COM200$8,000thousands by filing date
AMBIT BIOSCIENCES CORP02318X100COM516$8,000thousands by filing date
ACETO CORP004446100COM407$8,000thousands by filing date
HEARTWARE INTL INC422368100COM108$8,000thousands by filing date
NEW HAMPSHIRE THRIFT BANCSHS644722100COM502$8,000thousands by filing date
GENCORP INC368682100COM482$8,000thousands by filing date
AOL INC00184X105COM171$8,000thousands by filing date
FIFTH STREET FIN CORP COM31678A103COM848$8,000thousands by filing date
LRAD CORP50213V109COM3,077$8,000thousands by filing date
ALIMERA SCIENCES INC016259103COM1,414$8,000thousands by filing date
SYSTEMAX INC871851101COM671$8,000thousands by filing date
COMMUNICATIONS SYSTEMS INC203900105COM720$8,000thousands by filing date
BELLATRIX EXPLORATION LTD078314101COM1,125$8,000thousands by filing date
VISIONCHINA MEDIA INC92833U202SPON ADR NEW683$8,000thousands by filing date
GRUMA S.A.B. SPONSORED ADR400131306ADR190$8,000thousands by filing date
HF FINANCIAL CORP404172108COMMON STOCK USD.01612$8,000thousands by filing date
NATIONAL RESEARCH CORP CL B637372301COMMON203$8,000thousands by filing date
XPLORE TECHNOLOGIES CORP983950700COM PAR $0.0011,556$8,000thousands by filing date
POWERSHARES ETF TRUST II73936Q876GLOB GLD&P ETF423$8,000thousands by filing date
PIMCO ETF TR72201R7007-15 YR US TRS99$8,000thousands by filing date
ISHARES TR464289198MSCI EMG MATS546$8,000thousands by filing date
ISHARES INC464286467EMKTS GRW IDX138$8,000thousands by filing date
MARKET VECTORS ETF TR57061R783SOLAR ENRG NEW100$8,000thousands by filing date
COUNTRY STYLE COOKING REST ADR22238M109ADR-EMG MKT1,319$8,000thousands by filing date
AROTECH CORP042682203COM NEW2,174$8,000thousands by filing date
MECOX LANE LIMITED58403M201SPON ADR REP 351,995$8,000thousands by filing date
CHINA JO-JO DRUGSTORES INC16949A206COM NEW3,867$8,000thousands by filing date
ARADIGM CORP038505400COM NO PAR NEW867$8,000thousands by filing date
BIND THERAPEUTICS INC05548N107Cmn968$8,000thousands by filing date
VIRTUALSCOPICS INC928269208COM NEW1,832$8,000thousands by filing date
COMPASS EMP FDS TR20452Y783100 ENH VOLA ETF228$8,000thousands by filing date
DIREXION SHS ETF TR II25490F100DLY GLD BULL3X279$8,000thousands by filing date
VANGUARD SCOTTSDALE FDS92206C847COM96$7,000thousands by filing date
Vanguard Total International Bond Index Fund ETF92203J407SHS127$7,000thousands by filing date
EPR PPTYS COM SH BEN INT26884U109REIT147$7,000thousands by filing date
WILLIAMS SONOMA INC COM969904101Stock105$7,000thousands by filing date
ABERCROMBIE & FITCH CO CL A002896207Stock193$7,000thousands by filing date
UNITED STS COMMODITY INDEX F911718104CM REP COPP FD356$7,000thousands by filing date
AXOGEN INC05463X106COM3,014$7,000thousands by filing date
ARCOS DORADOS HLDGS INCG0457F107SHS CLASS -A -1,200$7,000thousands by filing date
DIGI INTL INC253798102COM886$7,000thousands by filing date
SMUCKER J M CO832696405COM NEW67$7,000thousands by filing date
CRA INTL INC12618T105COM280$7,000thousands by filing date
FATE THERAPEUTICS INC31189P102COM1,449$7,000thousands by filing date
MDU RES GROUP INC552690109COM247$7,000thousands by filing date
BANCO SANTANDER BRASIL S.A. AD05967A107ADS REP 1 UNIT1,000$7,000thousands by filing date
MAN TECH INTERNATIONAL CORP564563104CL A270$7,000thousands by filing date
PETMED EXPRESS INC716382106COM481$7,000thousands by filing date
CALIX INC13100M509COM713$7,000thousands by filing date
GASLOG LTDG37585109SHS329$7,000thousands by filing date
PURE CYCLE CORP746228303COMMON STOCK1,153$7,000thousands by filing date
RADWARE LTDM81873107COMMON STOCK346$7,000thousands by filing date
OPPENHEIMER HOLDINGS CL A683797104COMMON STOCK345$7,000thousands by filing date
INVESTAR HOLDING CORP46134L105COMMON STOCK500$7,000thousands by filing date
ETF SER SOLUTIONS26922A404VIDENT INTERNATI282$7,000thousands by filing date
DYNAGAS LNG PARTNERS LPY2188B108CMN316$7,000thousands by filing date
PROSHARES TR74348A814INFLATN EXPECTNS200$7,000thousands by filing date
MOOG INC615394301CL B95$7,000thousands by filing date
INTEGRATED DEVICE TECHNOLOGY INC458118106COMMON STOCK435$7,000thousands by filing date
SAFEGUARD SCIENTIFICS INC786449207COMMON STOCK358$7,000thousands by filing date
SEADRILL ORDG7945E105COM265$7,000thousands by filing date
UNITS-GRANITE REIT-STAPL387437114UNIT 99/99/9999200$7,000thousands by filing date
UNITED STATES OIL FUND LP91232N108UNITS200$7,000thousands by filing date
QIWI PLC74735M108SPON ADR REP B235$7,000thousands by filing date
LORAL SPACE & COM INC543881106COM100$7,000thousands by filing date
BOARDWALK PIPELINE PARTNERS096627104UT LTD PARTNER392$7,000thousands by filing date
CRAY INC225223304COM NEW273$7,000thousands by filing date
EPIZYME INC29428V104COM264$7,000thousands by filing date
TOWN SPORTS INTL HLDGS INC89214A102COM1,030$7,000thousands by filing date
CON-WAY INC205944101COM142$7,000thousands by filing date
PARK ELECTROCHEMICAL CORP700416209COM300$7,000thousands by filing date
Revenueshares Etf Trust761396100LARGECAP FD169$7,000thousands by filing date
YANZHOU COAL MNG CO LTD984846105SPON ADR H SHS800$7,000thousands by filing date
ALON USA ENERGY INC020520102COM459$7,000thousands by filing date
EMERALD OIL INC29101U209COM NEW1,205$7,000thousands by filing date
GOODRICH PETE CORP382410405COM NEW443$7,000thousands by filing date
BROOKFIELD CANADA OFFICE PRO112823109TR U300$7,000thousands by filing date
LIFEVANTAGE CORP53222K106COM6,509$7,000thousands by filing date
ERICKSON AIR-CRANE INC29482P100COM543$7,000thousands by filing date
T.G.C. INDUSTRIES INC872417308COM1,733$7,000thousands by filing date
BIOLINERX LTD-SPONS ADR09071M106SPON4,326$7,000thousands by filing date
STARRETT (L.S.) CO -CL A855668109CL A485$7,000thousands by filing date
FIRST SECURITY GROUP INC/TN336312202COM3,421$7,000thousands by filing date
MARKET VECTORS ETF TR57060U431LATAM AGGR BD300$7,000thousands by filing date
AMERIANA BANCORP023613102COM475$7,000thousands by filing date
COMMUNITY BANK SHARES/IN203599105COMMON284$7,000thousands by filing date
SPANISH BROADCASTING SYS INC846425833CL A NEW1,718$7,000thousands by filing date
POWERSHARES FDMNL PUR S CORE73935X435COM204$7,000thousands by filing date
SEMILEDS CORP816645105COM14,767$7,000thousands by filing date
ISHARES INC464286384MSCI EMRG EMEA139$7,000thousands by filing date
BARCLAYS BK PLC06740L44430 YR TREAS BEAR242$7,000thousands by filing date
BLUEPHOENIX SOLUTIONS LTDM20157117SHS NEW2,023$7,000thousands by filing date
WSI INDS INC92932Q102COM981$7,000thousands by filing date
UNICO AMERN CORP904607108COM548$7,000thousands by filing date
MSB FINANCIAL CORPORATION55352P102COM842$7,000thousands by filing date
PINGTAN MARINE ENTERPRISE LTG7114V102SHS3,253$7,000thousands by filing date
PARAGON SHIPPING INC69913R408CL A NEW1,805$7,000thousands by filing date
FIRST TR ISE GLBL PLAT INDX33737C104COM651$7,000thousands by filing date
FIRST TR NASDAQ SMART PHONE33737K106COM SHS197$7,000thousands by filing date
NEPTUNE TECHNOLOGIES BIORESO64077P108COM3,688$7,000thousands by filing date
PEOPLES FINL CORP MISS71103B102COM505$7,000thousands by filing date
ARATANA THERAPEUTICS INC03874P101COM706$7,000thousands by filing date
WHEELER REIT963025101COM1,500$7,000thousands by filing date
GLOBAL X FDS37950E804NASDQ CHINA TECH329$7,000thousands by filing date
GLOBAL TECH ADVANCED INNOVATG39320117SHS NEW1,203$7,000thousands by filing date
SYNERGY PHARMACEUTICALS DEL871639209UNIT 12/06/201661,165$7,000thousands by filing date
BAYLAKE CORP072788102COM613$7,000thousands by filing date
KITE PHARMA INC49803L109COM249$7,000thousands by filing date
Pangaea Logistics Solutions Lt747717106PANGAEA LOGISTIC780$7,000thousands by filing date
CLIFTON BANCORP INC186873105COM560$7,000thousands by filing date
VINCE HLDG CORP92719W108COM224$7,000thousands by filing date
AVALANCHE BIOT05337G107Common Stock200$7,000thousands by filing date
PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND72201R726ETF147$7,000thousands by filing date
IAO KUN GROUP HLDG CO LTDG47204105ORD USD SHS3,186$7,000thousands by filing date
DEHAIER MEDICAL SYSTEMS LIMIG27010100SHS1,435$7,000thousands by filing date
MACROCURE LTDM67872107SHS940$7,000thousands by filing date
VESTIN RLTY MTG II INC92549X300COM PAR1,646$7,000thousands by filing date
TERRAPIN 3 ACQUISITION CORP88104P203UNIT 06/27/2019725$7,000thousands by filing date
QEP MIDSTREAM PARTNERS LP74735R115COM300$7,000thousands by filing date
WOORI FIN HLDGS CO LTD981063209ADR NEW200$7,000thousands by filing date
OMEGA HEALTHCARE INVS INC COM681936100REIT178$6,000thousands by filing date
CULLEN FROST BANKERS INC COM229899109Stock79$6,000thousands by filing date
PACIFIC BIOSCIENCES CALIF INC COM69404D108Stock1,148$6,000thousands by filing date
PEARSON PLC SPONSORED ADR705015105ADR312$6,000thousands by filing date
SEI INVTS CO COM784117103Stock162$6,000thousands by filing date
CLEAN HARBORS INC COM184496107Stock116$6,000thousands by filing date
SERVICE CORP INTL COM817565104Stock300$6,000thousands by filing date
SABRE CORP COM78573M104Stock312$6,000thousands by filing date
JETBLUE AWYS CORP477143101COM600$6,000thousands by filing date
HALLADOR ENERGY COMPANY40609P105COM466$6,000thousands by filing date
HANCOCK JOHN PFD INCOME FD41013W108SH BEN INT303$6,000thousands by filing date
SPROTT PHYSICAL GOLD TR85207H104UNIT600$6,000thousands by filing date
GREIF INC397624107CL A130$6,000thousands by filing date
WAFD INC938824109COM299$6,000thousands by filing date
CHEFS WHSE INC163086101COM365$6,000thousands by filing date
EATON VANCE TAX-ADVANTAGED G27828U106COM255$6,000thousands by filing date
PORTLAND GEN ELEC CO736508847COM NEW178$6,000thousands by filing date
REGAL REXNORD CORPORATION758750103COM100$6,000thousands by filing date
WILEY JOHN & SONS INC968223206CL A100$6,000thousands by filing date
WORTHINGTON ENTERPRISES INC981811102COM161$6,000thousands by filing date
VOYA ASIA PACIFIC HIGH DIVIDEN92912J102COM442$6,000thousands by filing date
FIRST TRUST ENERGY INCOME AND33738G104COM174$6,000thousands by filing date
POTLATCHDELTIC CORPORATION737630103COM151$6,000thousands by filing date
AMERICAN VANGUARD CORP030371108COM512$6,000thousands by filing date
SOLAR SENIOR CAPITAL LTD83416M105COM387$6,000thousands by filing date
U S SILICA HLDGS INC90346E103COM95$6,000thousands by filing date
TITAN MACHY INC88830R101COM477$6,000thousands by filing date
FINANCIAL INSTITUTIONS INC317585404COMMON STOCK264$6,000thousands by filing date
BEL FUSE INC CL A077347201COMMON STOCK261$6,000thousands by filing date
FIRST FINANCIAL CORP320218100COMMON STOCK190$6,000thousands by filing date
CITY HOLDING CO177835105COMMON STOCK141$6,000thousands by filing date
CONNECTONE BANCORP INC20786W107COMMON STOCK300$6,000thousands by filing date
SAFE BULKERS INCY7388L103COMMON STOCK936$6,000thousands by filing date
ISHARES TR4642881253YRTB ETF65$6,000thousands by filing date
SPARK ENERGY INC846511103CL A COM370$6,000thousands by filing date
SILVERCORP METALS INC COMP82835P103EQUITY3,363$6,000thousands by filing date
CANTERBURY PK HLDG CORP13811E101COM580$6,000thousands by filing date
DATA I O CORP237690102COM1,962$6,000thousands by filing date
AIR LEASE CORP00912X302CL A197$6,000thousands by filing date
AMTRUST FINL SVCS INC032359309COM158$6,000thousands by filing date
GREAT PLAINS ENERGY INC391164100COM251$6,000thousands by filing date
LOGMEIN INC54142L109COMMON STOCK121$6,000thousands by filing date
SL INDS INC784413106COMMON STOCK122$6,000thousands by filing date
CHUY'S HOLDINGS INC171604101COMMON STOCK196$6,000thousands by filing date
WHITEWAVE FOODS COMPANY966244105COMMON STOCK156$6,000thousands by filing date
MAXWELL TECHNOLOGIES INC577767106COMMON STOCK652$6,000thousands by filing date
TF FINANCIAL CORP872391107COMMON STOCK141$6,000thousands by filing date
TETRALOGIC PHARMACEUTICALS COR88165U109COMMON1,441$6,000thousands by filing date
RAVEN INDS INC COM754212108Stock272$6,000thousands by filing date
MINERVA NEUROSCIENCES INC COM NEW603380106Stock1,035$6,000thousands by filing date
CORECIVIC INC22025Y407COM167$6,000thousands by filing date
FINISAR CORP31787A507COM NEW372$6,000thousands by filing date
BANKFINANCIAL CORP06643P104COM600$6,000thousands by filing date
THE ADT CORPORATION00101J106COM151$6,000thousands by filing date
NORTHEAST UTILS664397106COM126$6,000thousands by filing date
GREAT PANTHER MINING39115V101COM5,752$6,000thousands by filing date
SIERRA WIRELESS INC826516106COM198$6,000thousands by filing date
ENERGOUS CORP29272C103COM545$6,000thousands by filing date
MANITOWOC COMPANY INC563571108COM268$6,000thousands by filing date
MULTIMEDIA GAMES HOLDING CO625453105COM154$6,000thousands by filing date
BON-TON STORES INC09776J101COM770$6,000thousands by filing date
FRESH MKT INC35804H106COM160$6,000thousands by filing date
NAVIOS MARITIME HOLDINGS INCY62196103COM1,039$6,000thousands by filing date
PROTALIX BIOTHERAPEUTICS INC74365A101COM2,464$6,000thousands by filing date
FAIRPOINT COMMUNICATIONS INC305560302COM NEW413$6,000thousands by filing date
MENS WEARHOUSE INC587118100COM122$6,000thousands by filing date
FIRST CASH FINL SVCS INC31942D107COM100$6,000thousands by filing date
SOUTHCROSS ENERGY PARTNERS L84130C100COM UNIT LTDPT286$6,000thousands by filing date
SPAN AMER MED SYS INC846396109COM283$6,000thousands by filing date
STILLWATER MINING CO86074Q102COM411$6,000thousands by filing date
CDI CORP125071100COM418$6,000thousands by filing date
Accelerate Diagnostics00430H102COM300$6,000thousands by filing date
POWERSHARES ETF TR II S&P SMCP73937B878ETF - EQUITY134$6,000thousands by filing date
SEMICONDUCTOR MFG INTL CORP81663N206SPONSORED ADR1,100$6,000thousands by filing date
HUTCHINSON TECHNOLOGY INC448407106COM1,499$6,000thousands by filing date
NUVEEN DIV ADVANTAGE MUN FD67070F100COM435$6,000thousands by filing date
QUICKLOGIC CORP74837P108COM2,018$6,000thousands by filing date
EMC INS GROUP INC268664109COM197$6,000thousands by filing date
INFOSONICS CORP456784107COM3,076$6,000thousands by filing date
FIRST CAPITAL BANCORP VA319438107COM1,359$6,000thousands by filing date
CELGENE CORP151020112RIGHT 12/31/20301,712$6,000thousands by filing date
SUSSEX BANCORP869245100COMMON645$6,000thousands by filing date
MRV COMMUNICATIONS INC553477407COMMON479$6,000thousands by filing date
CHINA EASTN AIRLS LTD16937R104SPON ADR CL H404$6,000thousands by filing date
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Concord Med Svcs Hldgs Ltd206277105Sponsored ADR800$6,000thousands by filing date
SUNSHINE HEART INC86782u106COM1,151$6,000thousands by filing date
NYMOX PHARMACEUTICAL CORP67076P102CMN1,426$6,000thousands by filing date
LOUISIANA BANCORP INC54619P104COMM STK321$6,000thousands by filing date
VENAXIS INC92262A107COM3,541$6,000thousands by filing date
PEOPLES FED BANCSHARES INC711037101COM279$6,000thousands by filing date
BARCLAYS BK PLC06739F119ETN DJUBS NCKL37300$6,000thousands by filing date
CELLCOM ISRAEL LTDM2196U109SHS586$6,000thousands by filing date
CERES INC156773103COM14,727$6,000thousands by filing date
Colonial Financial Services, Inc.19566B101Common Stock435$6,000thousands by filing date
Polonia Bancorp, Inc.73158Q109Common Stock574$6,000thousands by filing date
ZHONE TECHNOLOGIES INC NEW98950P884COM2,012$6,000thousands by filing date
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DYNASIL CORP AMER268102100COM3,767$6,000thousands by filing date
BANK SOUTH CAROLINA CORP065066102COM385$6,000thousands by filing date
AQUASITION CORPY0192H103COM920$6,000thousands by filing date
SP BANCORP INC78468K106COM212$6,000thousands by filing date
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CHINA BAK BATTERY INC16936Y209COM2,172$6,000thousands by filing date
RECON TECHNOLOGY LTDG7415M108SHS1,160$6,000thousands by filing date
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NEOVASC INC COM STK64065J106COM1,100$6,000thousands by filing date
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Swisher Hygiene Inc870808300Common Stock2,005$6,000thousands by filing date
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Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001533421-14-000006this filing2014-10-31acceptance time not in the bulk data set