13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 4,229 holding rows worth $792,519,000.
- Accession
- 0001533421-14-000005
- Filer
- CIK 1533421
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 5,313 entries on the cover page, a total value of $792,519,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $778,053,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 77 | $2,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 100 | $2,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 74 | $2,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 36 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 54 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 100 | $2,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 190 | $2,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 343 | $2,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 110 | $2,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 171 | $2,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 89 | $2,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 195 | $2,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 100 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 50 | $2,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 321 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 38 | $2,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 1,695 | $2,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 164 | $2,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 200 | $2,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 114 | $2,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 272 | $2,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 1,882 | $2,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 210 | $2,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 738 | $2,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 1,986 | $2,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 917 | $2,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 400 | $2,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 173 | $2,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 1,020 | $2,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 303 | $2,000 | thousands by filing date | |
| PROSHARES ULTRA RUSS2000 VAL | 74347R479 | PSHS | 29 | $2,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 620 | $2,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 1,015 | $2,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 100 | $2,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 229 | $2,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 100 | $2,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 944 | $2,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 164 | $2,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 321 | $2,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 100 | $2,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 82 | $2,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 884 | $2,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 478 | $2,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 324 | $2,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 44 | $2,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 264 | $2,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 646 | $2,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 670 | $2,000 | thousands by filing date | |
| COLLABRX INC | 19422J108 | COM | 819 | $2,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 370 | $2,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 300 | $2,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 331 | $2,000 | thousands by filing date | |
| KEATING CAPITAL INC | 48722R106 | COM | 298 | $2,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 100 | $2,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 282 | $2,000 | thousands by filing date | |
| Professional Diversity Network | 74312y103 | COM | 465 | $2,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 200 | $2,000 | thousands by filing date | |
| PROSHARES SHORT BASIC MAT | 74347X559 | COM | 100 | $2,000 | thousands by filing date | |
| REVETT MINERALS INC | 761505205 | COM NEW | 1,584 | $2,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 240 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y512 | S KOREA BEAR3X | 100 | $2,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 187 | $2,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 3,515 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 100 | $2,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 121 | $2,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 124 | $2,000 | thousands by filing date | |
| ISHARES MSCI FAR E F S IN FD | 464289214 | CMN | 70 | $2,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 760 | $2,000 | thousands by filing date | |
| World Energy Solutions Inc. | 98145W208 | COM | 403 | $2,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 769 | $2,000 | thousands by filing date | |
| LSB FINL CORP | 501925101 | COM | 48 | $2,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 484 | $2,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 394 | $2,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 521 | $2,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 200 | $2,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 58 | $2,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 791 | $2,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 353 | $2,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 509 | $2,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 828 | $2,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 111 | $2,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 422 | $2,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 1,940 | $2,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119303 | DEP SHS | 79 | $2,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 287 | $2,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 1,093 | $2,000 | thousands by filing date | |
| ANDATEE CHINA MARINE FUEL SV | 67086W105 | COM | 1,244 | $2,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS-ADR | 98386D208 | COM | 733 | $2,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 1,398 | $2,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 400 | $2,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 130 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 26,403 | $2,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 393 | $2,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 73 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 34 | $2,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 100 | $2,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 263 | $2,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 848 | $2,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 126 | $2,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 254 | $2,000 | thousands by filing date | |
| Escalera Resources Co | 296064108 | Ordinary Shares | 958 | $2,000 | thousands by filing date | |
| Cogo Group, Inc. | G9363W104 | COM | 900 | $2,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 534 | $2,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y149 | SHS NEW 2014 | 774 | $2,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694118 | W | 3,660 | $2,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 14 | $1,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 40 | $1,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 46 | $1,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 70 | $1,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 11 | $1,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 170 | $1,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 286 | $1,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 7 | $1,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 37 | $1,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 61 | $1,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 165 | $1,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 30 | $1,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 200 | $1,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 100 | $1,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 70 | $1,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 200 | $1,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 100 | $1,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 26 | $1,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 17 | $1,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5 | $1,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 30 | $1,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 23 | $1,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 15 | $1,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 45 | $1,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 51 | $1,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 59 | $1,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 50 | $1,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 68 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 21 | $1,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 867 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 38 | $1,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 100 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 56 | $1,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 85 | $1,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 1,300 | $1,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 79 | $1,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 105 | $1,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 100 | $1,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 48 | $1,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 143 | $1,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 100 | $1,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 35 | $1,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 100 | $1,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 69 | $1,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 47 | $1,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 855 | $1,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 100 | $1,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 26 | $1,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 23 | $1,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 7 | $1,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 44 | $1,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 37 | $1,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 70 | $1,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 22 | $1,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 58 | $1,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 13 | $1,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 15 | $1,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 24 | $1,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 37 | $1,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 32 | $1,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 97 | $1,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 30 | $1,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 96 | $1,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 24 | $1,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 119 | $1,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 6 | $1,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 100 | $1,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 107 | $1,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 33 | $1,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 100 | $1,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 368 | $1,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 62 | $1,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 100 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 100 | $1,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 103 | $1,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 17 | $1,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 100 | $1,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 111 | $1,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 50 | $1,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 42 | $1,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 61 | $1,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 37 | $1,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 61 | $1,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 17 | $1,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 90 | $1,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 61 | $1,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 100 | $1,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 14 | $1,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 29 | $1,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 103 | $1,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 42 | $1,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 79 | $1,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 32 | $1,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 194 | $1,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 133 | $1,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 41 | $1,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 67 | $1,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 74 | $1,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 49 | $1,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 55 | $1,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 258 | $1,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 31 | $1,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 184 | $1,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 500 | $1,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 451 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 97 | $1,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 76 | $1,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 34 | $1,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 51 | $1,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 100 | $1,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 705 | $1,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 35 | $1,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 70 | $1,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 200 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 106 | $1,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 100 | $1,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 98 | $1,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 73 | $1,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 63 | $1,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 150 | $1,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 209 | $1,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 160 | $1,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 122 | $1,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 590 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 64 | $1,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 296 | $1,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 75 | $1,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 246 | $1,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 447 | $1,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 100 | $1,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 140 | $1,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 32 | $1,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 41 | $1,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 100 | $1,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 100 | $1,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 121 | $1,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 100 | $1,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 51 | $1,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 67 | $1,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 79 | $1,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 100 | $1,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 131 | $1,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 150 | $1,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 265 | $1,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 4 | $1,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 155 | $1,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 100 | $1,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 70 | $1,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 100 | $1,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 25 | $1,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 100 | $1,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 17 | $1,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 47 | $1,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 44 | $1,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 21 | $1,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 70 | $1,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 474 | $1,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 476 | $1,000 | thousands by filing date | |
| Northeast Community Bancorp Inc | 664112109 | COM | 97 | $1,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 66 | $1,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 19 | $1,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 30 | $1,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 35 | $1,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639118 | *W EXP 12/06/201 | 709 | $1,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 60 | $1,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 452 | $1,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 141 | $1,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 373 | $1,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 300 | $1,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 175 | $1,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 50 | $1,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 29 | $1,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 40 | $1,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 300 | $1,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 178 | $1,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 106 | $1,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 45 | $1,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 30 | $1,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 134 | $1,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 130 | $1,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 287 | $1,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 10 | $1,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 16 | $1,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 315 | $1,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 1,259 | $1,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 167 | $1,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 15 | $1,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 358 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 300 | $1,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 77 | $1,000 | thousands by filing date | |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 27 | $1,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 100 | $1,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 20 | $1,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 144 | $1,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 81 | $1,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 53 | $1,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 16 | $1,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 163 | $1,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 446 | $1,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 98 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 39 | $1,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 101 | $1,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 141 | $1,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 418 | $1,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 160 | $1,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 300 | $1,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 300 | $1,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 500 | $1,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 100 | $1,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 148 | $1,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 118 | $1,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 100 | $1,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 400 | $1,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 300 | $1,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 75 | $1,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 201 | $1,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 324 | $1,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 412 | $1,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 35 | $1,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 220 | $1,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 205 | $1,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 100 | $1,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 73 | $1,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 157 | $1,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 300 | $1,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 50 | $1,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 534 | $1,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 899 | $1,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 110 | $1,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 200 | $1,000 | thousands by filing date | |
| VIDEO DISPLAY CORP | 926555103 | COM | 400 | $1,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 432 | $1,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 187 | $1,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 308 | $1,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 100 | $1,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 194 | $1,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 65 | $1,000 | thousands by filing date | |
| HASTINGS ENTERTAINMENT INC | 418365102 | COM | 496 | $1,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 1,959 | $1,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 79 | $1,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 113 | $1,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 100 | $1,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 505 | $1,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 88 | $1,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 100 | $1,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 79 | $1,000 | thousands by filing date | |
| CONSTELLATION ENERGY PRTNR L | 21038E101 | COM UNIT LLC B | 330 | $1,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 226 | $1,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 22 | $1,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 15 | $1,000 | thousands by filing date | |
| ALCO STORES INC | 001600105 | COM | 114 | $1,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 93 | $1,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 101 | $1,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 100 | $1,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 399 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 62 | $1,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 143 | $1,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 44 | $1,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 48 | $1,000 | thousands by filing date | |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 106 | $1,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 148 | $1,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 56 | $1,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 500 | $1,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 505 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H420 | IPATH AS GLF CUR | 10 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289172 | MSCI EM MK FNL | 20 | $1,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 29 | $1,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 200 | $1,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 61 | $1,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 579 | $1,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 100 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 300 | $1,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 214 | $1,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 260 | $1,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 359 | $1,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 400 | $1,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 15 | $1,000 | thousands by filing date | |
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| PATRIOT NATL BANCORP INC | 70336F104 | COM | 993 | $1,000 | thousands by filing date | |
| DIGITAL PWR CORP | 253862106 | COM | 596 | $1,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 410 | $1,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 174 | $1,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 56 | $1,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 40 | $1,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 78 | $1,000 | thousands by filing date | |
| AMERICAN SPECTRUM REALTY INC | 02970Q203 | COM | 1,392 | $1,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 410 | $1,000 | thousands by filing date | |
| ALTAIR NANOTECHNOLOGIES INC | 021373303 | COM PAR $0.001 | 320 | $1,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 160 | $1,000 | thousands by filing date | |
| TELIK INC | 87959M208 | COM NEW | 448 | $1,000 | thousands by filing date | |
| METHES ENERGIES INTL LTD | 591517107 | COM | 499 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 16 | $1,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 239 | $1,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 619 | $1,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 131 | $1,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 84 | $1,000 | thousands by filing date | |
| XRS CORP | 983845108 | COM | 278 | $1,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R406 | SEL LC GRW ETF | 32 | $1,000 | thousands by filing date | |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 10 | $1,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 872 | $1,000 | thousands by filing date | |
| Birner Dental Management | 091283200 | COM NEW | 49 | $1,000 | thousands by filing date | |
| OPTIMUMBANK HOLDINGS INC | 68401P304 | COM PAR $0.01 | 419 | $1,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 93 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 15 | $1,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 184 | $1,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863116 | SHS NEW | 360 | $1,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 289 | $1,000 | thousands by filing date | |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 911 | $1,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 305 | $1,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 154 | $1,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 33 | $1,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 300 | $1,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 203 | $1,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 100 | $1,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 140 | $1,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 84 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 47 | $1,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 230 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 50 | $1,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 40 | $1,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 98 | $1,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 207 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 70 | $1,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 31 | $1,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 102 | $1,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 503 | $1,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 96 | $1,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 100 | $1,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 34 | $1,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS | 425886108 | COM | 100 | $1,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS | 425886207 | COM | 136 | $1,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G200 | COM | 141 | $1,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 8,887 | $1,000 | thousands by filing date | |
| QUARTET MERGER CORP | 747717304 | UNIT 11/01/2015T | 128 | $1,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Duke Energy Corporation | 26441C204 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Schlumberger Limited | 806857108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASEYS GEN STORES INC | 147528103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PTC INC COM | 69370C100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRICESMART INC COM | 741511109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INCYTE CORP COM | 45337C102 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PG&E CORP COM | 69331C108 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WOODWARD INC COM | 980745103 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OMEROS CORP | 682143102 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO MUN INCOME FD | 72200R107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERFACE INC | 458665304 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AZENTA INC | 114340102 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABM INDS INC | 000957100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALAMO GROUP INC | 011311107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DORMAN PRODS INC | 258278100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAMPION HOMES INC | 830830105 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 263 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZYNGA INC. | 98986T108 | CL A | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSI SYSTEMS INC | 671044105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IAC INTERACTIVECORP | 44919P508 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IROBOT CORP | 462726100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERINT SYS INC | 92343X100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-14-000005 | this filing | 2014-08-14 | acceptance time not in the bulk data set |