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13F-HR filed by Tower Research Capital LLC (TRC)

Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 4,229 holding rows worth $792,519,000.

Accession
0001533421-14-000005
Filed
2014-08-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q2 2014

A holdings report, 5,313 entries on the cover page, a total value of $792,519,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $778,053,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.

Other managers

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
MIX TELEMATICS LTD60688N102SPONSORED ADR430$4,000thousands by filing date
CUBIC CORP229669106COM91$4,000thousands by filing date
FLIR SYS INC302445101COM124$4,000thousands by filing date
FIDUCIARY CLAYMORE ENGRY INF31647Q106COM146$4,000thousands by filing date
BLACKROCK STRATEGIC MUN TR09248T109COM297$4,000thousands by filing date
LCNB CORP50181P100COM277$4,000thousands by filing date
TEMPLETON DRAGON FD INC88018T101COM173$4,000thousands by filing date
VANGUARD SCOTTSDALE FDS92206C599VNG RUS3000IDX43$4,000thousands by filing date
PHOTRONICS INC719405102COM433$4,000thousands by filing date
HAWTHORN BANCSHARES INC420476103COMMON STOCK298$4,000thousands by filing date
FRIEDMAN INDUSTRIES358435105COMMON STOCK582$4,000thousands by filing date
CRAWFORD COMPANY CL A224633206COMMON STOCK452$4,000thousands by filing date
ZUMIEZ INC989817101COMMON STOCK152$4,000thousands by filing date
WESTERN ASSET INVESTMENT GRA95766T100COM300$4,000thousands by filing date
ISHARES TR4642881253YRTB ETF39$4,000thousands by filing date
VEOLIA ENVIRONNEMENT F92334N103Equity193$4,000thousands by filing date
SHIP FINANCE INTL LTDG81075106SHS220$4,000thousands by filing date
TECOGEN INC NEW87876P201COM NEW543$4,000thousands by filing date
ISHARES INC464286756MSCI SWEDEN ETF100$4,000thousands by filing date
EDAP TMS S A268311107SPONSORED ADR759$4,000thousands by filing date
SILICON GRAPHICS INTL CORP COM82706L108COM372$4,000thousands by filing date
KENTUCKY FIRST FED BANCORP491292108COM452$4,000thousands by filing date
CVD EQUIP CORP126601103COM292$4,000thousands by filing date
ACCESS NEWSWIRE INC46520M204COM NEW399$4,000thousands by filing date
WESTERN ASSET INVT GRADE OPP95790A101COM200$4,000thousands by filing date
WSTRN AST GLBL CORP OPP FD I95790C107COM200$4,000thousands by filing date
PROSHARES TR74347R727PSHS ULTRA INDL37$4,000thousands by filing date
NORTH EUROPEAN OIL RTY TR659310106SH BEN INT173$4,000thousands by filing date
AMTRUST FINL SVCS INC032359309COM96$4,000thousands by filing date
CONVERGYS CORP212485106COM184$4,000thousands by filing date
TCP CAP CORP87238Q103COM238$4,000thousands by filing date
STATOIL ASA85771P102SPONSORED ADR128$4,000thousands by filing date
EL PASO PIPELINE PARTNERS283702108COMMON STOCK113$4,000thousands by filing date
NXSTAGE MEDICAL INC67072V103COMMON STOCK248$4,000thousands by filing date
JAKKS PACIFIC INC47012E106COMMON STOCK500$4,000thousands by filing date
QLT INC746927102COMMON STOCK565$4,000thousands by filing date
TF FINANCIAL CORP872391107COMMON STOCK91$4,000thousands by filing date
VOCERA COMMUNICATIONS INC92857F107COMMON STOCK325$4,000thousands by filing date
ARENA PHARMECEUTICALS INC040047102COMMON STOCK616$4,000thousands by filing date
EXCO RESOURCES INC269279402COMMON STOCK664$4,000thousands by filing date
MEMORIAL PRODUCTION PARTNERS586048100COMMON STOCK176$4,000thousands by filing date
KITE REALTY GROUP TRUST49803T102COMMON STOCK614$4,000thousands by filing date
NOVAVAX INC670002104COMMON STOCK800$4,000thousands by filing date
ROCKET FUEL INC773111109COMMON STOCK126$4,000thousands by filing date
ZION OIL & GAS INC989696109COM1,858$4,000thousands by filing date
WESTMORELAND COAL CO XXX960878106COM100$4,000thousands by filing date
QUANTUM FUEL SYS INC XXX74765E307COM757$4,000thousands by filing date
FIRST SVGS FINL GROUP INC33621E109COM155$4,000thousands by filing date
HOSPIRA INC441060100COM73$4,000thousands by filing date
LINEAR TECHNOLOGY CORP535678106COM75$4,000thousands by filing date
NUVEEN INTER DURATION MUN670677103INDX FD334$4,000thousands by filing date
YAMANA GOLD INC98462Y100COM450$4,000thousands by filing date
SIERRA WIRELESS INC826516106COM200$4,000thousands by filing date
Gevo Inc374396109COMMON4,909$4,000thousands by filing date
ASGN INC682159108COM116$4,000thousands by filing date
HMN FINL INC40424G108COM405$4,000thousands by filing date
MANITOWOC COMPANY INC563571108COM114$4,000thousands by filing date
PIER 1 IMPORTS INC720279108COM231$4,000thousands by filing date
EMULEX CORP292475209COM NEW684$4,000thousands by filing date
ONCOGENEX PHARMACEUTICALS IN68230A106COM1,163$4,000thousands by filing date
UNIVERSAL AMERN CORP NEW91338E101COM539$4,000thousands by filing date
MULTI FINELINE ELECTRONIX IN62541B101COM400$4,000thousands by filing date
NATIONAL PENN BANCSHARES INC637138108COM376$4,000thousands by filing date
BLYTH INC09643P207COM NEW500$4,000thousands by filing date
LATAM AIRLS GROUP S A51817R106SPONSORED ADR295$4,000thousands by filing date
PSYCHEMEDICS CORP744375205COM NEW300$4,000thousands by filing date
QLOGIC CORP747277101COM406$4,000thousands by filing date
BROCADE COMMUNICATIONS SYS I111621306COM NEW435$4,000thousands by filing date
GIGAMON INC37518B102COM228$4,000thousands by filing date
LUMOS NETWORKS CORP550283105COM294$4,000thousands by filing date
HARTE-HANKS INC416196103COM500$4,000thousands by filing date
DIVERSICARE HEALTHCARE SVCS255104101COM478$4,000thousands by filing date
INTEGRATED SILICON SOLUTION45812P107COM239$4,000thousands by filing date
INTELSAT S AL5140P101COM200$4,000thousands by filing date
NEW HAMPSHIRE THRIFT BANCSHS644722100COM268$4,000thousands by filing date
QUIKSILVER INC74838C106COM983$4,000thousands by filing date
TOWER GROUP INTERNATIONAL LTG8988C105COM2,379$4,000thousands by filing date
BLUE NILE INC09578R103COM157$4,000thousands by filing date
WILLIS GROUP HOLDINGS PLCG96666105COM100$4,000thousands by filing date
CPFL ENERGIA SA SPONS ADR126153105SPONS ADR200$4,000thousands by filing date
HHGREGG INC42833L108COM389$4,000thousands by filing date
ROSETTA STONE INC777780107COM404$4,000thousands by filing date
STEMCELLS INC85857R204COM NEW1,897$4,000thousands by filing date
DREYFUS STRATEGIC MUNS INC261932107COM506$4,000thousands by filing date
SANDRIDGE PERMIAN TR80007A102COM UNIT BEN INT304$4,000thousands by filing date
REXAHN PHARMACEUTICALS INC761640101COM4,566$4,000thousands by filing date
ATHERSYS INC04744L106COM2,198$4,000thousands by filing date
WARREN RESOURCES INC93564A100COM580$4,000thousands by filing date
U S ENERGY CORP - WYOMING911805109COM1,084$4,000thousands by filing date
CHEROKEE INC16444H102COM241$4,000thousands by filing date
SUCAMPO PHARMACEUTICALS-CL A864909106CL A556$4,000thousands by filing date
CALIFORNIA FIRST NATL BANCOR130222102COM274$4,000thousands by filing date
GSV CAPITAL CORP36191J101COM391$4,000thousands by filing date
EMCORE CORP290846203COM1,118$4,000thousands by filing date
RESOURCE AMERICA INC-CL A761195205CL A425$4,000thousands by filing date
ECHELON CORP27874N105COM2,014$4,000thousands by filing date
DOCUMENT SECURITY SYSTEMS25614T101COM2,319$4,000thousands by filing date
UNI-PIXEL INC904572203COM538$4,000thousands by filing date
TANZANIAN ROYALTY EXPLORATION CORP.87600U104COM1,765$4,000thousands by filing date
WPCS INTERNATIONAL INC92931L302COM7,485$4,000thousands by filing date
PROSHARES TR74347R487PSHS ULT 2000 GR35$4,000thousands by filing date
YONGYE INTL INC98607B106COM500$4,000thousands by filing date
DELAWARE INV MN MUN INC FD I24610V103COM295$4,000thousands by filing date
GIGOPTIX INC37517y103COM2,555$4,000thousands by filing date
WELLS FARGO & CO NEW949746119*W EXP 10/28/201182$4,000thousands by filing date
MRV COMMUNICATIONS INC553477407COMMON292$4,000thousands by filing date
COMMUNITY BANK SHARES/IN203599105COMMON160$4,000thousands by filing date
Concord Med Svcs Hldgs Ltd206277105Sponsored ADR470$4,000thousands by filing date
Misonix Inc604871103COM633$4,000thousands by filing date
PEOPLES FED BANCSHARES INC711037101COM257$4,000thousands by filing date
SPDR INDEX SHS FDS78463X665INTL MTRLS SEC150$4,000thousands by filing date
OCEAN SHORE HLDG CO NEW67501R103COM249$4,000thousands by filing date
BLACKROCK MUNIC BD INVST TR09249K107COM272$4,000thousands by filing date
WSI INDS INC92932Q102COM500$4,000thousands by filing date
QC HLDGS INC74729T101COM1,572$4,000thousands by filing date
VERMILLION INC92407M206COM NEW1,380$4,000thousands by filing date
TEXAS CAPITAL BANCSHARES INC88224Q115WTS100$4,000thousands by filing date
PARAGON SHIPPING INC69913R408CL A NEW545$4,000thousands by filing date
VIMICRO INTL CORP92718N109ADR1,510$4,000thousands by filing date
PROSHARES TR74347X518ULT MSCIMEX CAPP100$4,000thousands by filing date
BIOSTAR PHARMACEUTICALS INC090678202COM NEW2,509$4,000thousands by filing date
China Yida Holdings Co16945D303COM PAR $0.00011,248$4,000thousands by filing date
ROSETTA GENOMICS LTDM82183126SHS NEW NIS 0.61,000$4,000thousands by filing date
RRSAT GLOBAL COMM NTWRK LTDM8183P102SHS418$4,000thousands by filing date
GENETIC TECHNOLOGIES LTD37185R109SPONSORED ADR4,182$4,000thousands by filing date
CHINANET ONLINE HLDGS INC16949H102COM4,827$4,000thousands by filing date
BARCLAYS BK PLC06740L477US TRES STEEP100$4,000thousands by filing date
CHINA NATURAL RESOURCES INCG2110U109COM1,195$4,000thousands by filing date
RIT TECHNOLOGIES LTDM8215Q110SHS2,436$4,000thousands by filing date
GALECTIN THERAPEUTICS INC363225301UNIT 99/99/9999111$4,000thousands by filing date
PROSHARES TR74347X179ULT MSCIMEX CAPP200$4,000thousands by filing date
CHINA JO-JO DRUGSTORES INC16949A206COM NEW3,043$4,000thousands by filing date
ZOOM TECHNOLOGIES INC98976E400COMMON STOCK1,245$4,000thousands by filing date
ASHFORD HOSPITALITY PRIME IN044102101COM214$4,000thousands by filing date
IGNYTA INC451731103COM389$4,000thousands by filing date
PRUDENTIAL BANCORP INC NEW74431A101COM384$4,000thousands by filing date
CORIUM INTL INC21887L107COM551$4,000thousands by filing date
Fusion Telecomm Intl Inc36113B400COM NEW752$4,000thousands by filing date
FIRST MARBLEHEAD CORP COM NEW320771207Stock852$4,000thousands by filing date
VAPOR CORP NEV COM NEW922099205US SMALL AND MID-CAP EQUITIES725$4,000thousands by filing date
CESCA THERAPEUTICS INC157131103COM2,683$4,000thousands by filing date
FREESEAS INCY26496300SHS PAR 0.001NEW6,036$4,000thousands by filing date
DARA BIOSCIENCES INC23703P304COM PAR $3,658$4,000thousands by filing date
SILVER EAGLE ACQUISITION827694209UNIT416$4,000thousands by filing date
AETRIUM INC00817R202COM NEW792$4,000thousands by filing date
VANGUARD SCOTTSDALE FDS92206C680COM34$3,000thousands by filing date
CAMTEK LTD ORDM20791105Stock899$3,000thousands by filing date
BUCKLE INC COM118440106Stock58$3,000thousands by filing date
BCE INC COM NEW05534B760Stock73$3,000thousands by filing date
ASBURY AUTOMOTIVE GROUP INC COM043436104Stock39$3,000thousands by filing date
NORTHERN DYNASTY MINERALS LTD COM NEW66510M204Stock3,707$3,000thousands by filing date
AGREE RLTY CORP COM008492100REIT100$3,000thousands by filing date
TARGA RES CORP COM87612G101Stock18$3,000thousands by filing date
S & T BANCORP INC COM783859101Stock125$3,000thousands by filing date
KRONOS WORLDWIDE INC COM50105F105Stock166$3,000thousands by filing date
ECOPETROL S A SPONSORED ADS279158109ADR97$3,000thousands by filing date
MOVADO GROUP INC COM624580106Stock62$3,000thousands by filing date
CARMAX INC COM143130102Stock57$3,000thousands by filing date
HNI CORP COM404251100Stock68$3,000thousands by filing date
PACCAR INC COM693718108Stock44$3,000thousands by filing date
MCKESSON CORP COM58155Q103Stock16$3,000thousands by filing date
KB FINL GROUP INC SPONSORED ADR48241A105ADR80$3,000thousands by filing date
POOL CORP COM73278L105Stock59$3,000thousands by filing date
DENISON MINES CORP248356107COM2,202$3,000thousands by filing date
ADECOAGRO S AL00849106COM330$3,000thousands by filing date
RE MAX HLDGS INC75524W108CL A100$3,000thousands by filing date
GRIFOLS S A398438408SP ADR REP B NVT65$3,000thousands by filing date
TORO CO891092108COM46$3,000thousands by filing date
WESTERN COPPER & GOLD CORP95805V108COM3,300$3,000thousands by filing date
CNA FINL CORP126117100COM68$3,000thousands by filing date
CADIZ INC127537207COM NEW376$3,000thousands by filing date
PATRICK INDS INC703343103COM72$3,000thousands by filing date
CERUS CORP157085101COM630$3,000thousands by filing date
BANKWELL FINL GROUP INC06654A103COM200$3,000thousands by filing date
EHEALTH INC28238P109COM76$3,000thousands by filing date
PERMIAN BASIN RTY TR714236106UNIT BEN INT200$3,000thousands by filing date
MAXIMUS INC577933104COM77$3,000thousands by filing date
ELLSWORTH GROWTH AND INCOME FU289074106COM304$3,000thousands by filing date
GENERAL AMERICAN INVESTORS CO368802104COM70$3,000thousands by filing date
BLACKROCK LONG-TERM MUNCIPAL A09250B103COM232$3,000thousands by filing date
MFS INTERMEDIATE INCOME TRUST55273C107SH BEN INT474$3,000thousands by filing date
FIRST TRUST ENERGY INCOME AND33738G104COM74$3,000thousands by filing date
TOTALENERGIES SE89151E109SPONSORED ADS47$3,000thousands by filing date
SLR INVESTMENT CORP83413U100COM158$3,000thousands by filing date
BROOKFIELD ASSET MANAGEMENT IN112585104CL A LTD VT SH75$3,000thousands by filing date
TORTOISE PWR & ENERGY INFRASTR89147X104COM100$3,000thousands by filing date
SUNSTONE HOTEL INVS INC NEW867892101COM200$3,000thousands by filing date
HUDSON PAC PPTYS INC444097109COM109$3,000thousands by filing date
FEDERATED HERMES PREM MUNI I31423P108COM200$3,000thousands by filing date
HOLLYSYS AUTOMATION TCHNGY LG45667105SHS111$3,000thousands by filing date
LA Z BOY INC505336107COM111$3,000thousands by filing date
MVC CAPITAL INC553829102COM200$3,000thousands by filing date
ISHARES464286731MSCI TAIWAN ETF200$3,000thousands by filing date
ISHARES TR46429B333GNMA BOND ETF67$3,000thousands by filing date
DB GOLD DOUBLE LONG ETN25154H749DB GOLD DBL LNG100$3,000thousands by filing date
LENNAR CORP CL B526057302Stock82$3,000thousands by filing date
INNODATA INC457642205COM NEW841$3,000thousands by filing date
SHENANDOAH TELECOMMUNICATION82312B106COMMON STOCK100$3,000thousands by filing date
SHORE BANCSHARES INC825107105COMMON STOCK357$3,000thousands by filing date
SOUTHSIDE BANCSHARES INC84470P109COMMON STOCK100$3,000thousands by filing date
NATURAL GAS SERVICES GROUP63886Q109COMMON STOCK99$3,000thousands by filing date
KINGSWAY CORP496904202COMMON STOCK440$3,000thousands by filing date
CEVA INC157210105COMMON STOCK231$3,000thousands by filing date
GREENE COUNTY BANCORP INC394357107COMMON STOCK125$3,000thousands by filing date
AUDIOCODES LTDM15342104ORD387$3,000thousands by filing date
WESTERN ASSET MUN HIGH INCOME COM95766N103CEF383$3,000thousands by filing date
WISDOMTREE TR97717X651US S CAP QTY DIV106$3,000thousands by filing date
TRI POINTE HOMES INC87265H109COM199$3,000thousands by filing date
GENOMIC HEALTH, INC.37244C101COM100$3,000thousands by filing date
NANOMETRICS630077105COM163$3,000thousands by filing date
TRIO TECH INTL896712205COM NEW955$3,000thousands by filing date
SILICOM LTDM84116108ORD67$3,000thousands by filing date
THE CENTRAL AND EASTERN EU I153436100COM100$3,000thousands by filing date
CATO CORP NEW149205106CL A97$3,000thousands by filing date
NETSOL TECHNOLOGIES INC64115A402COM PAR $.001755$3,000thousands by filing date
VIRCO MFG CO927651109COM1,082$3,000thousands by filing date
AMREP CORP032159105COM491$3,000thousands by filing date
HENNESSY ADVISORS INC425885100COM183$3,000thousands by filing date
AWARE INC MASS05453N100CMN410$3,000thousands by filing date
DYNAGAS LNG PARTNERS LPY2188B108CMN105$3,000thousands by filing date
ISHARES INC464286301CMN200$3,000thousands by filing date
BANCO BRADESCO S A059460402SPONSORED ADR200$3,000thousands by filing date
MV OIL TR553859109TR UNITS91$3,000thousands by filing date
MARTIN MIDSTREAM PRTNRS L P573331105UNIT L P INT68$3,000thousands by filing date
GUGGENHEIM TAXABLE MUNICP BO401664107COM135$3,000thousands by filing date
DBX ETF TR233051754XTRACK CSI 500 A100$3,000thousands by filing date
BLACKROCK HEALTH SCIENCES TR09250W107COM91$3,000thousands by filing date
NUVEEN VA QUALITY MUN INCOM67064R102COM261$3,000thousands by filing date
TEUCRIUM COMMODITY TR88166A706AGRICULTURE FD95$3,000thousands by filing date
JEWETT CAMERON TRADING LTD47733C207COM NEW336$3,000thousands by filing date
NUVEEN MASS QUALITY MUN INC67061E104COM200$3,000thousands by filing date
NORTECH SYS INC656553104COM744$3,000thousands by filing date
TRANSMONTAIGNE PARTNERS L P89376V100COM UNIT L P71$3,000thousands by filing date
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ALLIANCE ONE INTL018772103COMMON STOCK1,046$3,000thousands by filing date
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JMP GROUP INC46629U107COMMON STOCK406$3,000thousands by filing date
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BRAVO BRIO RESTAURANT GROUP10567B109COMMON STOCK191$3,000thousands by filing date
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LUNA INNOVATIONS INC550351100COM1,870$3,000thousands by filing date
ROOKLINE BANCORP INC DEL11373M107COM331$3,000thousands by filing date
SPARTANNASH CO847215100COM129$3,000thousands by filing date
Delta Apparel Inc247368103COM203$3,000thousands by filing date
CAREFUSION CORP14170T101COM66$3,000thousands by filing date
IRSA INVERSIONES Y REP S A SPON GDS ECH 10450047204ADR170$3,000thousands by filing date
Plains Group Hldgs LP72651A108UT LTD PTNR98$3,000thousands by filing date
SYMBOLIC LOGIC INC30049R209COM341$3,000thousands by filing date
AMERICA FIRST MULTIFAMILY IN02364V107BEN UNIT CTF535$3,000thousands by filing date
CALLON PETE CO DEL13123X102COM263$3,000thousands by filing date
TECO ENERGY INC872375100COM140$3,000thousands by filing date
CVR Partners, LP126633106LTD171$3,000thousands by filing date
Cynosure, Inc.232577205COM149$3,000thousands by filing date
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Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001533421-14-000005this filing2014-08-14acceptance time not in the bulk data set