13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 4,229 holding rows worth $792,519,000.
- Accession
- 0001533421-14-000005
- Filer
- CIK 1533421
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 5,313 entries on the cover page, a total value of $792,519,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $778,053,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 152 | $8,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 246 | $8,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 3,042 | $8,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 801 | $8,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 98 | $8,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 875 | $8,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 168 | $8,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 200 | $8,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 217 | $8,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 229 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 100 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 99 | $8,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 390 | $8,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 1,157 | $8,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 3,771 | $8,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 430 | $8,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 2,307 | $8,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 448 | $8,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 600 | $8,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 531 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 164 | $8,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 267 | $8,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 304 | $8,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 263 | $8,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 275 | $8,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 250 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 200 | $8,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 680 | $8,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 500 | $8,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 266 | $8,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 2,899 | $8,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 241 | $8,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 597 | $8,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 400 | $8,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 131 | $8,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 1,461 | $8,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 33 | $8,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 343 | $8,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 1,226 | $8,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 100 | $8,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,000 | $8,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 130 | $8,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 486 | $8,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 155 | $8,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 616 | $8,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 277 | $8,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 300 | $8,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 373 | $8,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 500 | $8,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 319 | $8,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 2,221 | $8,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 2,600 | $8,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 290 | $8,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 2,453 | $8,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 2,353 | $8,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,081 | $8,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 372 | $8,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 1,689 | $8,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 1,579 | $8,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 650 | $8,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 790 | $8,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 182 | $8,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 600 | $8,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 293 | $8,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 292 | $8,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 6,066 | $8,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 100 | $8,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 1,710 | $8,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 5,701 | $8,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 4,394 | $8,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 3,841 | $8,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 1,425 | $8,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 417 | $8,000 | thousands by filing date | |
| SEMILEDS CORP | 816645105 | COM | 7,737 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 200 | $8,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 96 | $8,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 343 | $8,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 479 | $8,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 2,041 | $8,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 2,255 | $8,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 2,656 | $8,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 6,804 | $8,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 1,921 | $8,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 1,128 | $8,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 742 | $8,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 926 | $8,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 1,028 | $8,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 3,190 | $8,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W408 | Cmn | 300 | $8,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 501 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y322 | COM | 632 | $8,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 211 | $7,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 100 | $7,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 30 | $7,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 177 | $7,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 96 | $7,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 650 | $7,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 100 | $7,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 103 | $7,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 161 | $7,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 100 | $7,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 405 | $7,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 131 | $7,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 245 | $7,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 300 | $7,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 600 | $7,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 555 | $7,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 100 | $7,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 91 | $7,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 109 | $7,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 110 | $7,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 280 | $7,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 836 | $7,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 781 | $7,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 143 | $7,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 167 | $7,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 707 | $7,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 336 | $7,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 238 | $7,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 191 | $7,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 551 | $7,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 400 | $7,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 232 | $7,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 83 | $7,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 721 | $7,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 332 | $7,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 575 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 500 | $7,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 310 | $7,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 327 | $7,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 510 | $7,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 793 | $7,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 421 | $7,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 438 | $7,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 358 | $7,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 680 | $7,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 313 | $7,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 974 | $7,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 275 | $7,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 95 | $7,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 44 | $7,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 967 | $7,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 810 | $7,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 963 | $7,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 6,703 | $7,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 424 | $7,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 511 | $7,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 920 | $7,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 600 | $7,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 585 | $7,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 841 | $7,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 131 | $7,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 122 | $7,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 280 | $7,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 2,382 | $7,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 142 | $7,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 650 | $7,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 200 | $7,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 42 | $7,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 700 | $7,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 145 | $7,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 400 | $7,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 120 | $7,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 124 | $7,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 617 | $7,000 | thousands by filing date | |
| SMARTPROS LTD | 83171G103 | COM | 3,178 | $7,000 | thousands by filing date | |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 1,240 | $7,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 188 | $7,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 743 | $7,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 599 | $7,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 910 | $7,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 351 | $7,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 516 | $7,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 397 | $7,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 900 | $7,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 468 | $7,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 539 | $7,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 763 | $7,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 396 | $7,000 | thousands by filing date | |
| PROSHARES ULTRA RUS 1000 VAL | 74347R529 | COM | 100 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X104 | UL RUS3000 ETF | 78 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W122 | COM | 150 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E234 | GBX PUREGOLD NEW | 500 | $7,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 448 | $7,000 | thousands by filing date | |
| OBA Financial Services, Inc. | 67424G101 | Common Stock | 300 | $7,000 | thousands by filing date | |
| DOVER SADDLERY INC | 260412101 | COM | 1,223 | $7,000 | thousands by filing date | |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 6,912 | $7,000 | thousands by filing date | |
| MSB FINANCIAL CORPORATION | 55352P102 | COM | 839 | $7,000 | thousands by filing date | |
| NB & T FINL GROUP INC | 62874M104 | COM | 373 | $7,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 1,631 | $7,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K858 | PS MTL DDL ETN | 474 | $7,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 245 | $7,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 449 | $7,000 | thousands by filing date | |
| SMTP INC | 784589202 | COM NEW | 1,208 | $7,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 296 | $7,000 | thousands by filing date | |
| BOULEVARD ACQUI | 10157P104 | Common Stock | 700 | $7,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 2,155 | $7,000 | thousands by filing date | |
| GLOBAL DEFENSE & NATL SEC SY | 37953N108 | COM | 708 | $7,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V105 | COM | 701 | $7,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 75 | $6,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 43 | $6,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 431 | $6,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 71 | $6,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 115 | $6,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 351 | $6,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 182 | $6,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 110 | $6,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 134 | $6,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 108 | $6,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 4,112 | $6,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 353 | $6,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 400 | $6,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 416 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 290 | $6,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 597 | $6,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 700 | $6,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 428 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 212 | $6,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 246 | $6,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 300 | $6,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 230 | $6,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,745 | $6,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 612 | $6,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 240 | $6,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 24 | $6,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 405 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 500 | $6,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 100 | $6,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 399 | $6,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 100 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 425 | $6,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 174 | $6,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 350 | $6,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 121 | $6,000 | thousands by filing date | |
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| PAMT CORP | 693149106 | COMMON STOCK | 222 | $6,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 903 | $6,000 | thousands by filing date | |
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| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 392 | $6,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 500 | $6,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 152 | $6,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 740 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 100 | $6,000 | thousands by filing date | |
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| FUSION-IO INC | 36112J107 | COMMON STOCK | 566 | $6,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 819 | $6,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 2,642 | $6,000 | thousands by filing date | |
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| INFINERA CORP | 45667G103 | COMMON STOCK | 634 | $6,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
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| Bowater Inc | 09066L105 | COMMON STOCKS | 1,852 | $6,000 | thousands by filing date | |
| BIO GREEN MED SOL 6pcnt PFDCONV | 23254L207 | COMMON STOCK | 856 | $6,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 313 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 200 | $6,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 610 | $6,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 91 | $6,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 271 | $6,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 812 | $6,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 255 | $6,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 1,587 | $6,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 206 | $6,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 529 | $6,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 229 | $6,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 500 | $6,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 1,330 | $6,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 365 | $6,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 664 | $6,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 372 | $6,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 2,920 | $6,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 196 | $6,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 579 | $6,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 435 | $6,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 4,100 | $6,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 114 | $6,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 494 | $6,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 4,673 | $6,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 303 | $6,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 985 | $6,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 1,209 | $6,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 710 | $6,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 236 | $6,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 214 | $6,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 2,318 | $6,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 724 | $6,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 1,929 | $6,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 1,289 | $6,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 2,141 | $6,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 2,037 | $6,000 | thousands by filing date | |
| INTERMOUNTAIN COMMUNITY BANCOR NEW | 45881M308 | COM | 395 | $6,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 885 | $6,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 289 | $6,000 | thousands by filing date | |
| POKERTEK INC | 730864204 | COM | 4,572 | $6,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 1,234 | $6,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 1,572 | $6,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641745 | CMCI ENRGY ETN | 340 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 184 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288232 | S&P NUCIDX ETF | 173 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286384 | MSCI EMRG EMEA | 110 | $6,000 | thousands by filing date | |
| AMBIENT CORP | 02318N201 | COM | 6,265 | $6,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 300 | $6,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 283 | $6,000 | thousands by filing date | |
| QKL STORES INC | 74732Y303 | COM PAR $0.001 | 1,882 | $6,000 | thousands by filing date | |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 610 | $6,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 79 | $6,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 268 | $6,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 3,251 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 199 | $6,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225111 | W EXP 03/28/201 | 640 | $6,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 313 | $6,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 293 | $6,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 1,064 | $6,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 389 | $6,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 218 | $6,000 | thousands by filing date | |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 1,452 | $6,000 | thousands by filing date | |
| ENVENTIS CORP | 29402J101 | COM | 350 | $6,000 | thousands by filing date | |
| ETF SER TR | 26923E108 | REC CAP NAS100 | 230 | $6,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 96 | $5,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 89 | $5,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 128 | $5,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 62 | $5,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 616 | $5,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 56 | $5,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 150 | $5,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 216 | $5,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 270 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 191 | $5,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 243 | $5,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 182 | $5,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 116 | $5,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 300 | $5,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 500 | $5,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 606 | $5,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 99 | $5,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 422 | $5,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 210 | $5,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 592 | $5,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 350 | $5,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 98 | $5,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 570 | $5,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 329 | $5,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 351 | $5,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 300 | $5,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 300 | $5,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 340 | $5,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 206 | $5,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 347 | $5,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 277 | $5,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 144 | $5,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 364 | $5,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 400 | $5,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 234 | $5,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 193 | $5,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 111 | $5,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 248 | $5,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 249 | $5,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 150 | $5,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 200 | $5,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 779 | $5,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 839 | $5,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 653 | $5,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 377 | $5,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 300 | $5,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 200 | $5,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 200 | $5,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 600 | $5,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 149 | $5,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 501 | $5,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 486 | $5,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 125 | $5,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 584 | $5,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 159 | $5,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 174 | $5,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 681 | $5,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 188 | $5,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 21 | $5,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 765 | $5,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 1,205 | $5,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 2,635 | $5,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 235 | $5,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 88 | $5,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 292 | $5,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 800 | $5,000 | thousands by filing date | |
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| PALL CORP | 696429307 | COM | 62 | $5,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 3,727 | $5,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,999 | $5,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 300 | $5,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 3,872 | $5,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 646 | $5,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 181 | $5,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 870 | $5,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 100 | $5,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 199 | $5,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 103 | $5,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 347 | $5,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 225 | $5,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 669 | $5,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 408 | $5,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 242 | $5,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 334 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 96 | $5,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 2,923 | $5,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 125 | $5,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 276 | $5,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 237 | $5,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 169 | $5,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 2,094 | $5,000 | thousands by filing date | |
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| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 200 | $5,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 313 | $5,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 5,100 | $5,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 415 | $5,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 400 | $5,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 253 | $5,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 2,257 | $5,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 987 | $5,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,200 | $5,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 1,805 | $5,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461837 | EGS CHIN INF ETF | 300 | $5,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 213 | $5,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 300 | $5,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 2,166 | $5,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 201 | $5,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 100 | $5,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 2,417 | $5,000 | thousands by filing date | |
| DB-X FUNDS | 233052406 | XTRAK 2040TGT DT | 166 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E317 | GLBLX CEN ASIA | 323 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U282 | RENMINBI BOND | 213 | $5,000 | thousands by filing date | |
| IPATH PURE BETA GRAINS | 06740P270 | CMN | 100 | $5,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 1,803 | $5,000 | thousands by filing date | |
| DATARAM CORP | 238108302 | COM | 1,688 | $5,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 4,856 | $5,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 2,227 | $5,000 | thousands by filing date | |
| MECOX LANE LIMITED | 58403M201 | SPON ADR REP 35 | 1,202 | $5,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 546 | $5,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 3,536 | $5,000 | thousands by filing date | |
| GLOBAL TECH ADVANCED INNOVAT | G39320117 | SHS NEW | 876 | $5,000 | thousands by filing date | |
| ALTO PALERMO S A | 02151P107 | SPONSORED ADR | 220 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 100 | $5,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 490 | $5,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 868 | $5,000 | thousands by filing date | |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 872 | $5,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 749 | $5,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 400 | $5,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 921 | $5,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 1,365 | $5,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 1,668 | $5,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q106 | COM | 471 | $5,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 1,088 | $5,000 | thousands by filing date | |
| FORCEFIELD ENERGY | 34520U103 | COM | 933 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 100 | $4,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 67 | $4,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 52 | $4,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 141 | $4,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 91 | $4,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 33 | $4,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 61 | $4,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 132 | $4,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 695 | $4,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 151 | $4,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 89 | $4,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 109 | $4,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 132 | $4,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 91 | $4,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 43 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 100 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 107 | $4,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 283 | $4,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 236 | $4,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 90 | $4,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 402 | $4,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 100 | $4,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 448 | $4,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 110 | $4,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 646 | $4,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 119 | $4,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 61 | $4,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 124 | $4,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 469 | $4,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 300 | $4,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 200 | $4,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 694 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 258 | $4,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 200 | $4,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 309 | $4,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 150 | $4,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 200 | $4,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 178 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-14-000005 | this filing | 2014-08-14 | acceptance time not in the bulk data set |