13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-02, with 4,753 holding rows worth $779,902,000 by the sum of the rows.
- Accession
- 0001533421-14-000004
- Filer
- CIK 1533421
- Filed
- 2014-05-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 6,002 entries on the cover page, a total value of $20,349,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $779,902,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $20,349,000, 97% less than the sum of the rows, $779,902,000. This page uses the sum of the rows.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 241 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 68 | $4,000 | thousands by filing date | |
| OI S.A. | 670851104 | SPONSORED ADR | 3,140 | $4,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 374 | $4,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 321 | $4,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 269 | $4,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 270 | $4,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 500 | $4,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 198 | $4,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 400 | $4,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 159 | $4,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 1,370 | $4,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 200 | $4,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 722 | $4,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 256 | $4,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 837 | $4,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 1,368 | $4,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 208 | $4,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 200 | $4,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 201 | $4,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 1,936 | $4,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 921 | $4,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 618 | $4,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 831 | $4,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 258 | $4,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 978 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 93 | $4,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 100 | $4,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 376 | $4,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 4,450 | $4,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 379 | $4,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 1,453 | $4,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 1,033 | $4,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 292 | $4,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 236 | $4,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 251 | $4,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 67 | $4,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 103 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 164 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 113 | $4,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 102 | $4,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 1,520 | $4,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 2,173 | $4,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 383 | $4,000 | thousands by filing date | |
| ISHARES S&P TARGET DATE 2030 | 464289602 | CMN | 99 | $4,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 238 | $4,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 575 | $4,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 3,217 | $4,000 | thousands by filing date | |
| TOWER FINANCIAL CORP | 891769101 | COM | 175 | $4,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 1,741 | $4,000 | thousands by filing date | |
| LSB FINL CORP | 501925101 | COM | 124 | $4,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 400 | $4,000 | thousands by filing date | |
| SELECTICA INC | 816288203 | COM | 613 | $4,000 | thousands by filing date | |
| PYRAMID OIL CO | 747215101 | COM | 700 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 300 | $4,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 2,091 | $4,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 295 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289404 | S&P TARGET 20 | 105 | $4,000 | thousands by filing date | |
| China Yida Holdings Co | 16945D303 | COM PAR $0.0001 | 1,100 | $4,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 658 | $4,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 167 | $4,000 | thousands by filing date | |
| TIANLI AGRITECH INC | G8883T104 | SHS | 1,970 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R123 | SHT INV GRD CP | 141 | $4,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 2,229 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A483 | UL RUS1000VA NEW | 100 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F176 | COM | 100 | $4,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 257 | $4,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 212 | $4,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 491 | $4,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 200 | $4,000 | thousands by filing date | |
| CHINA COML CR INC | 16891K103 | COM | 627 | $4,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 1,403 | $4,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 318 | $4,000 | thousands by filing date | |
| JACKSONVILLE BANCORP INC FLA | 469249205 | COM NEW | 413 | $4,000 | thousands by filing date | |
| ZALICUS INC | 98887C204 | COM | 3,270 | $4,000 | thousands by filing date | |
| FORCEFIELD ENERGY | 34520U103 | COM | 643 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A293 | ULTSHT RUSS GWTH | 100 | $4,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 46 | $3,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 45 | $3,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 100 | $3,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 468 | $3,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 89 | $3,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 3,478 | $3,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 39 | $3,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 100 | $3,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 138 | $3,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 105 | $3,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 52 | $3,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 300 | $3,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 58 | $3,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 125 | $3,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 75 | $3,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 80 | $3,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 121 | $3,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 227 | $3,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 92 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 28 | $3,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 200 | $3,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 380 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 75 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 99 | $3,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 80 | $3,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 341 | $3,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 3,300 | $3,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 193 | $3,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 108 | $3,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 119 | $3,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 400 | $3,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 311 | $3,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 200 | $3,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 366 | $3,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 148 | $3,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 300 | $3,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 151 | $3,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 179 | $3,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 369 | $3,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 81 | $3,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 100 | $3,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 441 | $3,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 200 | $3,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 232 | $3,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 110 | $3,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 142 | $3,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 230 | $3,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 130 | $3,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 109 | $3,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 320 | $3,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 383 | $3,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 57 | $3,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 188 | $3,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 180 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 30 | $3,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 48 | $3,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 51 | $3,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 104 | $3,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 114 | $3,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 275 | $3,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 558 | $3,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 362 | $3,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 144 | $3,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 751 | $3,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 492 | $3,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 686 | $3,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 861 | $3,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 1,064 | $3,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 362 | $3,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 190 | $3,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 356 | $3,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 310 | $3,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 90 | $3,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 100 | $3,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 1,000 | $3,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 246 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 102 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 70 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 99 | $3,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 200 | $3,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 49 | $3,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 573 | $3,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 114 | $3,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 200 | $3,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 105 | $3,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,360 | $3,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 181 | $3,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 661 | $3,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 1,196 | $3,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 900 | $3,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 1,000 | $3,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 68 | $3,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 793 | $3,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 453 | $3,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 161 | $3,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 62 | $3,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 200 | $3,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 1,264 | $3,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 110 | $3,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 76 | $3,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 700 | $3,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 315 | $3,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 35 | $3,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 102 | $3,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 112 | $3,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 1,934 | $3,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 300 | $3,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 310 | $3,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 201 | $3,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 129 | $3,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 53 | $3,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 629 | $3,000 | thousands by filing date | |
| Northeast Community Bancorp Inc | 664112109 | COM | 439 | $3,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 300 | $3,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 498 | $3,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 183 | $3,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 162 | $3,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 33 | $3,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 115 | $3,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 403 | $3,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 100 | $3,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 299 | $3,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 495 | $3,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 78 | $3,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 267 | $3,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 309 | $3,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 392 | $3,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 45 | $3,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 198 | $3,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 69 | $3,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 407 | $3,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 100 | $3,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 1,700 | $3,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 287 | $3,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 1,385 | $3,000 | thousands by filing date | |
| SMARTPROS LTD | 83171G103 | COM | 1,335 | $3,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 3,665 | $3,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 264 | $3,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 184 | $3,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 188 | $3,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 400 | $3,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 94 | $3,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 53 | $3,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 35 | $3,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 78 | $3,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 500 | $3,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 149 | $3,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 300 | $3,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 95 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 63 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 282 | $3,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 757 | $3,000 | thousands by filing date | |
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| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 553 | $3,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 1,878 | $3,000 | thousands by filing date | |
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| QUICKLOGIC CORP | 74837P108 | COM | 482 | $3,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 947 | $3,000 | thousands by filing date | |
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| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 120 | $3,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 553 | $3,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 24,163 | $3,000 | thousands by filing date | |
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| AUTOBYTEL INC | 05275N205 | COM | 247 | $3,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 1,212 | $3,000 | thousands by filing date | |
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| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 614 | $3,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 2,368 | $3,000 | thousands by filing date | |
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| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 650 | $3,000 | thousands by filing date | |
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| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 215 | $3,000 | thousands by filing date | |
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| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 200 | $3,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 300 | $3,000 | thousands by filing date | |
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| ALCO STORES INC | 001600105 | COM | 279 | $3,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 1,000 | $3,000 | thousands by filing date | |
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| LAKE SHORE BANCORP INC | 510700107 | COM | 230 | $3,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 415 | $3,000 | thousands by filing date | |
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| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 235 | $3,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 828 | $3,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 300 | $3,000 | thousands by filing date | |
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| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 100 | $3,000 | thousands by filing date | |
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| CYBERONICS | 23251P102 | COMMON STOCK | 25 | $2,000 | thousands by filing date | |
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| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 103 | $2,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 220 | $2,000 | thousands by filing date | |
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| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 300 | $2,000 | thousands by filing date | |
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| Walter Energy Inc | 93317Q105 | COM | 199 | $2,000 | thousands by filing date | |
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| VCA ANTECH INC | 918194101 | COM | 64 | $2,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 213 | $2,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 100 | $2,000 | thousands by filing date | |
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| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 29 | $2,000 | thousands by filing date | |
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| GFI GROUP INC | 361652209 | COM | 566 | $2,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 701 | $2,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 303 | $2,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 97 | $2,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 224 | $2,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 109 | $2,000 | thousands by filing date | |
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| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 178 | $2,000 | thousands by filing date | |
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| SIGMA DESIGNS INC | 826565103 | COM | 390 | $2,000 | thousands by filing date | |
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| CHRISTOPHER + BANKS CORP | 171046105 | COM | 305 | $2,000 | thousands by filing date | |
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| INLAND REAL ESTATE CORP | 457461200 | COM | 200 | $2,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 47 | $2,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 77 | $2,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 34 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 170 | $2,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 145 | $2,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 710 | $2,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 2,362 | $2,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 6,204 | $2,000 | thousands by filing date | |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 300 | $2,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 1,409 | $2,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 813 | $2,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 100 | $2,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 100 | $2,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 168 | $2,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 150 | $2,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 200 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 22 | $2,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 2,177 | $2,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 110 | $2,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 164 | $2,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 570 | $2,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 1,032 | $2,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 81 | $2,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 777 | $2,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 100 | $2,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 141 | $2,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 1,117 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-14-000004 | this filing | 2014-05-02 | acceptance time not in the bulk data set |