13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-02, with 4,753 holding rows worth $779,902,000 by the sum of the rows.
- Accession
- 0001533421-14-000004
- Filer
- CIK 1533421
- Filed
- 2014-05-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 6,002 entries on the cover page, a total value of $20,349,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $779,902,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $20,349,000, 97% less than the sum of the rows, $779,902,000. This page uses the sum of the rows.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUPERIOR INDS INTL INC | 868168105 | COM | 347 | $7,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 245 | $7,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,586 | $7,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 860 | $7,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 1,017 | $7,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 999 | $7,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 742 | $7,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 308 | $7,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 99 | $7,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 131 | $7,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 1,463 | $7,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 2,400 | $7,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 387 | $7,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 845 | $7,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 200 | $7,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 1,189 | $7,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 2,703 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 152 | $7,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 115 | $7,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 293 | $7,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 518 | $7,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 4,864 | $7,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 2,331 | $7,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 7,254 | $7,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 817 | $7,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 794 | $7,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 430 | $7,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 814 | $7,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 969 | $7,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 313 | $7,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 490 | $7,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 4,513 | $7,000 | thousands by filing date | |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 310 | $7,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 1,143 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W284 | DL RUSSIA BEAR | 400 | $7,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 261 | $7,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 1,128 | $7,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 100 | $7,000 | thousands by filing date | |
| LOUISIANA BANCORP INC | 54619P104 | COMM STK | 381 | $7,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 2,378 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 100 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 258 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 160 | $7,000 | thousands by filing date | |
| DOVER SADDLERY INC | 260412101 | COM | 1,219 | $7,000 | thousands by filing date | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 1,195 | $7,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 523 | $7,000 | thousands by filing date | |
| MSB FINANCIAL CORPORATION | 55352P102 | COM | 823 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A848 | CMN | 193 | $7,000 | thousands by filing date | |
| KINGTONE WIRELESSINFO SOL HL | 496880204 | SPONSORED ADR NE | 1,058 | $7,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 208 | $7,000 | thousands by filing date | |
| INFINITY CROSS BORDER ACQUIS | G4772R101 | SHS | 885 | $7,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC MD | 868526203 | PFD CONV SER A | 1,502 | $7,000 | thousands by filing date | |
| CMS BANCORP INC | 12600U102 | COM | 700 | $7,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 1,000 | $7,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,968 | $7,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 328 | $7,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,090 | $7,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 1,089 | $7,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 522 | $7,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 182 | $7,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 848 | $7,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 357 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 300 | $7,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 300 | $7,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 4,264 | $7,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS | 425886207 | COM | 670 | $7,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 11,237 | $7,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 300 | $6,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 71 | $6,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 97 | $6,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 101 | $6,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 122 | $6,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 78 | $6,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 780 | $6,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 74 | $6,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 460 | $6,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 189 | $6,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 92 | $6,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 63 | $6,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 223 | $6,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 390 | $6,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 594 | $6,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 447 | $6,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 422 | $6,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 362 | $6,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 600 | $6,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 68 | $6,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 215 | $6,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 426 | $6,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 205 | $6,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 200 | $6,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 146 | $6,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 276 | $6,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 400 | $6,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 600 | $6,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 118 | $6,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 600 | $6,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 200 | $6,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 420 | $6,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 98 | $6,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 213 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 105 | $6,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 98 | $6,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 92 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 71 | $6,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 100 | $6,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 100 | $6,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 456 | $6,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 315 | $6,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 497 | $6,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 100 | $6,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 147 | $6,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 710 | $6,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 165 | $6,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 469 | $6,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 83 | $6,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 196 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 425 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 500 | $6,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 561 | $6,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 600 | $6,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 299 | $6,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 75 | $6,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 128 | $6,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 322 | $6,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 943 | $6,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 587 | $6,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 99 | $6,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 686 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 300 | $6,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 994 | $6,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 353 | $6,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 507 | $6,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 348 | $6,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 528 | $6,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 1,245 | $6,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 95 | $6,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 270 | $6,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 1,100 | $6,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 700 | $6,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 169 | $6,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 542 | $6,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 457 | $6,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 213 | $6,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 814 | $6,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 718 | $6,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 357 | $6,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 964 | $6,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 565 | $6,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 1,498 | $6,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 435 | $6,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 1,032 | $6,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 604 | $6,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 214 | $6,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 96 | $6,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 4,076 | $6,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 224 | $6,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 270 | $6,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 126 | $6,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 93 | $6,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 100 | $6,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 587 | $6,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 100 | $6,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 175 | $6,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 781 | $6,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 2,020 | $6,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 140 | $6,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 623 | $6,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 290 | $6,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 621 | $6,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 118 | $6,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 1,412 | $6,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 1,363 | $6,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 194 | $6,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 485 | $6,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 879 | $6,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 200 | $6,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 218 | $6,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 300 | $6,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 167 | $6,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 515 | $6,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 1,000 | $6,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 410 | $6,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 319 | $6,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 391 | $6,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 254 | $6,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 473 | $6,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 1,409 | $6,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 299 | $6,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 295 | $6,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 1,431 | $6,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 2,121 | $6,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 3,529 | $6,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 1,624 | $6,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 385 | $6,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H483 | PS CMDT DS ETN | 200 | $6,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 1,211 | $6,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 4,437 | $6,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 200 | $6,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 2,776 | $6,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 1,912 | $6,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 242 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X476 | SHT KBW REGBNK | 200 | $6,000 | thousands by filing date | |
| ISHARES TR | 464289560 | TELECM SVCS FD | 100 | $6,000 | thousands by filing date | |
| ISHARES TR | 464289800 | S&P TARGET 40 | 128 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 270 | $6,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 383 | $6,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 200 | $6,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 899 | $6,000 | thousands by filing date | |
| DB-X FUNDS | 233052307 | XTRAK 2030TGT DT | 200 | $6,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 481 | $6,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 420 | $6,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 395 | $6,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 1,601 | $6,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 203 | $6,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 916 | $6,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 476 | $6,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 33 | $5,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 206 | $5,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 143 | $5,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,200 | $5,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 137 | $5,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,300 | $5,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 300 | $5,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 205 | $5,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 73 | $5,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 195 | $5,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 182 | $5,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 74 | $5,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 312 | $5,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 104 | $5,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 120 | $5,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 95 | $5,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 114 | $5,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 200 | $5,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 500 | $5,000 | thousands by filing date | |
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| OMEROS CORP | 682143102 | COM | 415 | $5,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 31 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 183 | $5,000 | thousands by filing date | |
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| INSIGHT ENTERPRISES INC | 45765U103 | COM | 204 | $5,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 109 | $5,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,467 | $5,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 505 | $5,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 394 | $5,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 110 | $5,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 153 | $5,000 | thousands by filing date | |
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| CHERRY HILL MTG INVT CORP | 164651101 | COM | 284 | $5,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 121 | $5,000 | thousands by filing date | |
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| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 182 | $5,000 | thousands by filing date | |
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| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 193 | $5,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 93 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 126 | $5,000 | thousands by filing date | |
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| MITEK SYS INC | 606710200 | COM NEW | 1,349 | $5,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 130 | $5,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 151 | $5,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 313 | $5,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 300 | $5,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 300 | $5,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 715 | $5,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 901 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 400 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 500 | $5,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 221 | $5,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 444 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 128 | $5,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 677 | $5,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 679 | $5,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 240 | $5,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 477 | $5,000 | thousands by filing date | |
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| FOSTER LB CO A | 350060109 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 251 | $5,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 210 | $5,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 208 | $5,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 904 | $5,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 355 | $5,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 39 | $5,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 194 | $5,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 38 | $5,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 63 | $5,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 109 | $5,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 344 | $5,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 354 | $5,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 2,185 | $5,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,489 | $5,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 554 | $5,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 217 | $5,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 353 | $5,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 277 | $5,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 694 | $5,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 1,651 | $5,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 200 | $5,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 200 | $5,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 223 | $5,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 503 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 100 | $5,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 700 | $5,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 315 | $5,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 177 | $5,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 430 | $5,000 | thousands by filing date | |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 525 | $5,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 697 | $5,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 700 | $5,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 48 | $5,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 424 | $5,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 303 | $5,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 144 | $5,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 486 | $5,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 157 | $5,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 539 | $5,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 1,414 | $5,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 155 | $5,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 484 | $5,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 886 | $5,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 100 | $5,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 258 | $5,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 3,781 | $5,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 134 | $5,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 895 | $5,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 796 | $5,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 404 | $5,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 100 | $5,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 100 | $5,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 375 | $5,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 127 | $5,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 207 | $5,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 400 | $5,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 71 | $5,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 3,966 | $5,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,115 | $5,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 169 | $5,000 | thousands by filing date | |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 196 | $5,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 2,544 | $5,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 368 | $5,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 100 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 270 | $5,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 202 | $5,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 1,924 | $5,000 | thousands by filing date | |
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| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 480 | $5,000 | thousands by filing date | |
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| FBR & CO | 30247C400 | COM NEW | 180 | $5,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 1,400 | $5,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 278 | $5,000 | thousands by filing date | |
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| REPROS THERAPEUTICS INC | 76028H209 | COM | 308 | $5,000 | thousands by filing date | |
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| HILL INTERNATIONAL INC | 431466101 | COM | 917 | $5,000 | thousands by filing date | |
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| FORBES ENERGY SVCS LTD | 345143101 | COM | 1,348 | $5,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 5,701 | $5,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P150 | CHINA TRNDP ETF | 174 | $5,000 | thousands by filing date | |
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| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 159 | $5,000 | thousands by filing date | |
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| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 600 | $5,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 810 | $5,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 479 | $5,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 427 | $5,000 | thousands by filing date | |
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| ISHARES TR | 46429B226 | INDUSTRIAL SCT | 100 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286384 | MSCI EMRG EMEA | 100 | $5,000 | thousands by filing date | |
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| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 203 | $5,000 | thousands by filing date | |
| FedFirst Financial Corporation | 31429C101 | Common Stock | 262 | $5,000 | thousands by filing date | |
| OBA Financial Services, Inc. | 67424G101 | Common Stock | 253 | $5,000 | thousands by filing date | |
| DATARAM CORP | 238108302 | COM | 1,593 | $5,000 | thousands by filing date | |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 100 | $5,000 | thousands by filing date | |
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| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 1,090 | $5,000 | thousands by filing date | |
| SKYSTAR BIO-PHARMA CO | 830884300 | COM PAR $.001 | 818 | $5,000 | thousands by filing date | |
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| GALECTIN THERAPEUTICS INC | 363225301 | UNIT 99/99/9999 | 111 | $5,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 1,623 | $5,000 | thousands by filing date | |
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| RMG Networks Hldgs | 74966K102 | COM | 864 | $5,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 1,340 | $5,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 600 | $5,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 408 | $5,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q106 | COM | 471 | $5,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 36 | $4,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 71 | $4,000 | thousands by filing date | |
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| VANGUARD WHITEHALL FDS | 921946885 | COM | 48 | $4,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 117 | $4,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 300 | $4,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 202 | $4,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 125 | $4,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 100 | $4,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 134 | $4,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 45 | $4,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 81 | $4,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 120 | $4,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 89 | $4,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 236 | $4,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 161 | $4,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 546 | $4,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 402 | $4,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 74 | $4,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 126 | $4,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 156 | $4,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 146 | $4,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 233 | $4,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 402 | $4,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 101 | $4,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 493 | $4,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 126 | $4,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 162 | $4,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 152 | $4,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 303 | $4,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 200 | $4,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 200 | $4,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 53 | $4,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 309 | $4,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 220 | $4,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 148 | $4,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 63 | $4,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 100 | $4,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 225 | $4,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 321 | $4,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 340 | $4,000 | thousands by filing date | |
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| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 127 | $4,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 70 | $4,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 142 | $4,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 158 | $4,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 202 | $4,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 273 | $4,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 265 | $4,000 | thousands by filing date | |
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| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 330 | $4,000 | thousands by filing date | |
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| DSW INC-CLASS A | 23334L102 | CL A | 100 | $4,000 | thousands by filing date | |
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| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 880 | $4,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 163 | $4,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 200 | $4,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 397 | $4,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 200 | $4,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 200 | $4,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 236 | $4,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 449 | $4,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 198 | $4,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 2,323 | $4,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 250 | $4,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 200 | $4,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 136 | $4,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 107 | $4,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 189 | $4,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 207 | $4,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 92 | $4,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 95 | $4,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 266 | $4,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 499 | $4,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 136 | $4,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 196 | $4,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 1,715 | $4,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 97 | $4,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 176 | $4,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 223 | $4,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 400 | $4,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 320 | $4,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 252 | $4,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 229 | $4,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 1,104 | $4,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 200 | $4,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 710 | $4,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 110 | $4,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 204 | $4,000 | thousands by filing date | |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 1,344 | $4,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 339 | $4,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 857 | $4,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 65 | $4,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 134 | $4,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 81 | $4,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 203 | $4,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 500 | $4,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 255 | $4,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 646 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-14-000004 | this filing | 2014-05-02 | acceptance time not in the bulk data set |