13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-02, with 4,753 holding rows worth $779,902,000 by the sum of the rows.
- Accession
- 0001533421-14-000004
- Filer
- CIK 1533421
- Filed
- 2014-05-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 6,002 entries on the cover page, a total value of $20,349,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $779,902,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $20,349,000, 97% less than the sum of the rows, $779,902,000. This page uses the sum of the rows.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 185 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IMMUCELL CORP | 452525306 | COM PAR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIFI INC | 904677200 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 464288125 | 3YRTB ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDERON IRON ORE CORP | 01434T100 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAI INTERNATIONAL INC | 12477X106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRIS CORP INC | 413875105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGC PHARMA INC | 45408X308 | COM NEW | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COFFEE HLDG CO INC | 192176105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFCO INDS INC | 826546103 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORECARD CORPORATION | 45816D100 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRALIFE CORP | 903899102 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAB UNVL CORP COM | 302771100 | COM | 642 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTS WAY MFG INC | 043168103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MESA RTY TR | 590660106 | UNIT BEN INT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOODLES & CO | 65540B105 | COM CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Gold Trust | 464285105 | ISHARES | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Surmodics Inc | 868873100 | Common Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AVANTAX INC | 095229100 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERITOR INC | 59001K100 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ZION OIL & GAS INC | 989696109 | COM | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 38259p508 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. | |
| Anglogold Ashanti Plc | 035128206 | Common | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DRIL-QUIP INC | 262037104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAVEN INDS INC COM | 754212108 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLOVIN CORP CLASS A | 023850100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX CORP CLASS B | 90130A200 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOTHERLY HOTELS INC | 83600C103 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLANTRONICS INC NEW | 727493108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XL GROUP PLC | G98290102 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LEUCADIA NATL CORP | 527288104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENERGY CORP | 704549104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| QIWI PLC | 74735M108 | SPON ADR REP B | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ITT CORP | 450911201 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENCORE ENERGY CORP F | 97717W174 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRA PETROLEUM CORP | 903914109 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HOMEAWAY INC | 43739Q100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORAGENICS INC | 684023203 | COM NEW | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| P & F INDS INC | 692830508 | CL A NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXETER RES CORP | 301835104 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| QUALITY DISTR INC FLA | 74756M102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RACKSPACE HOSTING INC | 750086100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HARVEST CAP CR CORP | 41753F109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENDREON CORP | 24823Q107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HFF INC | 40418F108 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TANGOE INC/CT | 87582Y108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ANALOGIC CORP | 032657207 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ATMI INC | 00207R101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COLDWATER CREEK INC | 193068202 | COM | 616 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Almaden Minerals Ltd | 020283107 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SEQUENOM INC COM NEW | 817337405 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CAMAC ENERGY INC | 131745101 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VERSO PAPER CORP | 92531L108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 259 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENOMYX INC | 81724Q107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HANSEN MEDICAL INC | 411307101 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOVIE MEDICAL CORP | 10211F100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOLDFIELD CORP | 381370105 | COM | 220 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPHASE CORP | 460593106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELM WIRELESS CORP | 759525108 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 531 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASCADE BANCORP | 147154207 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 161 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| POLYMET MINING CORP | 731916102 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWO RIV BANCORP | 90207C105 | COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750102 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TARGET DATE 2015 INDEX FUND | 464289305 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AVALON RARE METALS INC | 053470100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NATUZZI S P A | 63905A101 | ADR | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D787 | VIX MID TERM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ING INTERNATIONAL | 45684Q100 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LONDON BRH | 25154K874 | PS CR OIL SH ETN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DEUTSCHE BK AG LONDON BRH | 25154P881 | IDX FUTRS NT30 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UBS AG JERSEY BRH | 902641745 | CMCI ENRGY ETN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X883 | GLB RL RETURN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SEMILEDS CORP | 816645105 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALDWIN & LYONS INC | 057755100 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNB Financial Corporation | 233237106 | Common Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENVEC INC NEW | 37246C307 | cs | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tasman Metals Ltd | 87652B103 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DGSE COMPANIES INC | 23323G106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS FIRST CORP | 17462Q107 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POINT 360 | 730507100 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TSR INC | 872885207 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITEK GLOBAL SVCS INC | 91324T302 | COM | 217 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HMG COURTLAND PPTYS INC | 404232100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEROCENTURY CORP | 007737109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SCHMITT INDS INC ORE | 806870200 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPIRE RESORTS INC | 292052206 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ERBA DIAGNOSTICS | 29490B101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMBIMATRIX CORP | 20009T121 | *W EXP 05/01/201 | 225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAVITY CO LTD | 38911N107 | SPONSORED ADR | 184 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZUOAN FASHION LTD | 98982X103 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR | 57060U415 | COLUMBIA ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289107 | S&P TARGET RET | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NOAH ED HLDGS LTD | 65487R303 | ADR | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA PRECISION STEEL INC | 16941J205 | COM NEW | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A863 | ULSHRT UTILS FD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E838 | GLB X BRZ FINL | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPROS THERAPEUTICS INC | 76028H126 | *W EXP 02/08/201 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIGER MEDIA INC | G88685105 | SHS | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| C-TRACKS ETN VOLATILITY INDX | 17318Q475 | ETP | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETRACS CMCI INDUST MTLS TR | 902641752 | ETP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Birner Dental Management | 091283200 | COM NEW | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRUMBS BAKE SHOP INC | 228803201 | UNIT 05/19/2015W | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y819 | TOTAL MKT BEAR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740P197 | IPTH LEAD ETN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RADA ELECTR INDS LTD | M81863116 | SHS NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWAY FINL CORP DEL | 111444105 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X229 | ULTRSH MSCI PAC | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H230 | ETN DJUBSSOFT 38 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R115 | PSHS CONSUMR GD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| First Financial Bancorp Warrants | 320209117 | Warrant | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FTD COS INC | 30281V108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CINEDIGM CORP COM | 172406100 | COM | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Onconova Therapeutics | 68232V108 | Common | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KOFAX LTD | G5307C105 | COM USD | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RevShares Ultra Dividend Fund | 761396886 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ROI ACQUISITION CORP II | 74966G101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROI ACQUISITION CORP II | 74966G200 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRIDIUM COMMUNICATIONS INC | 46269C128 | *W EXP 02/14/201 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B630 | TRGT DT 2050 ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-14-000004 | this filing | 2014-05-02 | acceptance time not in the bulk data set |