13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-15, with 5,490 holding rows worth $13,834,077,000.
- Accession
- 0001493152-19-012740
- Filer
- CIK 1029730
- Filed
- 2019-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 17,837 entries on the cover page, a total value of $13,834,077,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,834,077,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST US BANCSHARES INC | 33744V103 | COM | 2,400 | $22,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 700 | $22,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,964 | $22,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 3,680 | $22,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 698 | $22,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 6,071 | $22,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 786 | $22,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 460 | $22,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 3,010 | $22,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 12,500 | $22,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 671 | $21,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 686 | $21,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 454 | $21,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 773 | $21,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,738 | $21,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 233 | $21,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 400 | $21,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 500 | $21,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 2,000 | $21,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,751 | $21,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 635 | $21,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 699 | $21,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 582 | $21,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 2,089 | $21,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 1,000 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 336 | $21,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 1,735 | $21,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,500 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 1,000 | $21,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 1,002 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 701 | $21,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 6,882 | $21,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,362 | $21,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 17,458 | $21,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 25,000 | $21,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 735 | $21,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 4,000 | $21,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 2,992 | $21,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 24,033 | $21,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 811 | $21,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 5,000 | $21,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 750 | $21,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 715 | $21,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 517 | $20,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 762 | $20,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 5 | $20,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 477 | $20,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 332 | $20,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 3,000 | $20,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 2,222 | $20,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,008 | $20,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 354 | $20,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 718 | $20,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,038 | $20,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,500 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 755 | $20,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 868 | $20,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 737 | $20,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 338 | $20,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,740 | $20,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,018 | $20,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 20,000 | $20,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 20,000 | $20,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,306 | $20,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 5,207 | $20,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 2,870 | $20,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 1,100 | $20,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 8,000 | $20,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 1,597 | $20,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 1,290 | $20,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 600 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X255 | EUROPE MULTIFCTR | 695 | $20,000 | thousands by filing date | |
| PACER FDS TR | 69374H782 | BNCHMRK RS ETF | 738 | $20,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 400 | $20,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 869 | $19,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 250 | $19,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,704 | $19,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 781 | $19,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 586 | $19,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 901 | $19,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 225 | $19,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 297 | $19,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 480 | $19,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 188 | $19,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 170 | $19,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 286 | $19,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,000 | $19,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 605 | $19,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 314 | $19,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,472 | $19,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 1,375 | $19,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 425 | $19,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 2,000 | $19,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 3,442 | $19,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 1,620 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 357 | $19,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 8,578 | $19,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 932 | $19,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,422 | $19,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 20,919 | $19,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 4,300 | $19,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 850 | $19,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 7,500 | $19,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 13,750 | $19,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 550 | $19,000 | thousands by filing date | |
| PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ETF | 74347B474 | ETF | 720 | $19,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 18,000 | $19,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 606 | $19,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 558 | $18,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 455 | $18,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 436 | $18,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 641 | $18,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 2,031 | $18,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 973 | $18,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 8,294 | $18,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 699 | $18,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,080 | $18,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 674 | $18,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 535 | $18,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 354 | $18,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 600 | $18,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,551 | $18,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,643 | $18,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 1,322 | $18,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 2,200 | $18,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 4,040 | $18,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 675 | $18,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 632 | $18,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 593 | $18,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 681 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 634 | $18,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 9,608 | $18,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 491 | $18,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 900 | $18,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 3,946 | $18,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 942 | $18,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 675 | $18,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 17,992 | $18,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 4,324 | $18,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 12,637 | $18,000 | thousands by filing date | |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 632 | $18,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G839 | EMERGING MKT | 700 | $18,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 919 | $17,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 224 | $17,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 343 | $17,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 2,829 | $17,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 972 | $17,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 773 | $17,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 400 | $17,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 548 | $17,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 875 | $17,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 373 | $17,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 343 | $17,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,395 | $17,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 512 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 818 | $17,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 215 | $17,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 224 | $17,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,807 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 350 | $17,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 2,395 | $17,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 267 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 340 | $17,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 1,335 | $17,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 753 | $17,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 810 | $17,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 179 | $17,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 545 | $17,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 2,850 | $17,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 658 | $17,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 17,000 | $17,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 1,790 | $17,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,102 | $17,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 17,000 | $17,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 390 | $16,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 586 | $16,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,066 | $16,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 296 | $16,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 6,769 | $16,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 464 | $16,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 226 | $16,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 670 | $16,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 1,000 | $16,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 949 | $16,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 226 | $16,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 314 | $16,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 1,110 | $16,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 1,111 | $16,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 788 | $16,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 935 | $16,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 2,188 | $16,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,323 | $16,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 356 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $16,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 2,265 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 125 | $16,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 753 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 450 | $16,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 708 | $16,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 375 | $16,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 5,412 | $16,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 19 | $16,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 2,928 | $16,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 16,000 | $16,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 854 | $16,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 319 | $16,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 3,000 | $16,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 1,100 | $16,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 2,653 | $16,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 2,437 | $16,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 825 | $16,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E560 | LADERITE 0-5YR | 638 | $16,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 700 | $16,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 274 | $16,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 1,236 | $16,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 212 | $15,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 1,630 | $15,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,600 | $15,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 88 | $15,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,027 | $15,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 1,213 | $15,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 1,317 | $15,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 18,912 | $15,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 652 | $15,000 | thousands by filing date | |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 593 | $15,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 199 | $15,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 720 | $15,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 249 | $15,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,230 | $15,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 482 | $15,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 300 | $15,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 430 | $15,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 310 | $15,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,550 | $15,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,500 | $15,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 5,696 | $15,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 590 | $15,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 594 | $15,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 597 | $15,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,195 | $15,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 2,775 | $15,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 166 | $15,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1,857 | $15,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 300 | $15,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 550 | $15,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 531 | $15,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 5,832 | $15,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2,000 | $15,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 749 | $15,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 3,747 | $15,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 682 | $15,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 600 | $15,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 450 | $15,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 1,378 | $15,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 15,000 | $15,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 500 | $15,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 582 | $14,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 517 | $14,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 689 | $14,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,527 | $14,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 262 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 1,000 | $14,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 192 | $14,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 865 | $14,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 802 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 1,000 | $14,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,000 | $14,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 260 | $14,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 394 | $14,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 2,245 | $14,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 672 | $14,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 538 | $14,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 936 | $14,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 350 | $14,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 566 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 462 | $14,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 1,000 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 676 | $14,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 983 | $14,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 8,015 | $14,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 6,677 | $14,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,238 | $14,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 450 | $14,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 5,948 | $14,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 2,200 | $14,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 1,470 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,463 | $14,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 381 | $14,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 3,016 | $14,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 1,026 | $14,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 3,215 | $14,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 373 | $14,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 2,500 | $14,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 8,151 | $14,000 | thousands by filing date | |
| ISHARES TR | 46435G151 | 5 10 YR INVT | 273 | $14,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 126 | $13,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 493 | $13,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 283 | $13,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 686 | $13,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 173 | $13,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 2,262 | $13,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 792 | $13,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 2,274 | $13,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 963 | $13,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,928 | $13,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 358 | $13,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 1,607 | $13,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 281 | $13,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 808 | $13,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 399 | $13,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 4,393 | $13,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 1,519 | $13,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 3,458 | $13,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 832 | $13,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 760 | $13,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 168 | $13,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 505 | $13,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 664 | $13,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 2,300 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 155 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 687 | $13,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 312 | $13,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 476 | $13,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 328 | $13,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 2,230 | $13,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 410 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 989 | $13,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 907 | $13,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 1,037 | $13,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 500 | $13,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 965 | $13,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 269 | $13,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 875 | $13,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 9,903 | $13,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 4,000 | $13,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 6,650 | $13,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXCHA LIQ $12.06432/SH 6/26/23 | 46090A309 | LIQ $12.06432/SH 6/26/23 | 1,000 | $13,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q811 | LONG SHORT ETF | 615 | $13,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 311 | $12,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 136 | $12,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 325 | $12,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 1,850 | $12,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 600 | $12,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 329 | $12,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 133 | $12,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 212 | $12,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 400 | $12,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 222 | $12,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 375 | $12,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD RT | 231647124 | RIGHT 07/18/2019 | 59,476 | $12,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 397 | $12,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 250 | $12,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 549 | $12,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 48 | $12,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 575 | $12,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 863 | $12,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 520 | $12,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 14,500 | $12,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,000 | $12,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 669 | $12,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 906 | $12,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 700 | $12,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 273 | $12,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 280 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 198 | $12,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 3,400 | $12,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 352 | $12,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 2,295 | $12,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 183 | $12,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 350 | $12,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 116 | $12,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G680 | S&P FINCIAL REVE | 170 | $12,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 3,107 | $11,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,495 | $11,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 300 | $11,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 613 | $11,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 386 | $11,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 730 | $11,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 213 | $11,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 166 | $11,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 647 | $11,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 500 | $11,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 186 | $11,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 274 | $11,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 426 | $11,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 665 | $11,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,127 | $11,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 1,981 | $11,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 569 | $11,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 400 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 443 | $11,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 3,600 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 205 | $11,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 418 | $11,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 800 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 349 | $11,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 761 | $11,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 822 | $11,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 500 | $11,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 250 | $11,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 166 | $11,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 1,650 | $11,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 555 | $11,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,500 | $11,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 11,000 | $11,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 1,000 | $11,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,280 | $11,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,116 | $11,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 167 | $11,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 506 | $11,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 70,057 | $11,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 410 | $11,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 64,283 | $11,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 110 | $11,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 760 | $11,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 500 | $11,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 184 | $11,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 4,516 | $11,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 131 | $10,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 279 | $10,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 1,575 | $10,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 216 | $10,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 890 | $10,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 334 | $10,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 400 | $10,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 63 | $10,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 184 | $10,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 379 | $10,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 483 | $10,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 323 | $10,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 430 | $10,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 468 | $10,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 294 | $10,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,491 | $10,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 221 | $10,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 2,043 | $10,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 148 | $10,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 325 | $10,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,381 | $10,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 1,000 | $10,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 3,000 | $10,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 475 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 319 | $10,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,162 | $10,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 218 | $10,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 393 | $10,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 835 | $10,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 239 | $10,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 930 | $10,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 185 | $10,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 192 | $10,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 1,500 | $10,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 6,000 | $10,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 759 | $10,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,799 | $10,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 794 | $10,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 301 | $10,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 2,809 | $10,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 235 | $10,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 412 | $10,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 16,600 | $10,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 3,054 | $10,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J114 | RIGHT 07/12/2019 | 5,112 | $10,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 950 | $10,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 357 | $10,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 5,000 | $10,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 726 | $10,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 1,000 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y301 | Cmn | 400 | $10,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C206 | DEVLPD MKTS100 | 465 | $10,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 569 | $9,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 609 | $9,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 90 | $9,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 300 | $9,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 6,000 | $9,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 348 | $9,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 241 | $9,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 500 | $9,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 500 | $9,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 495 | $9,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 104 | $9,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,021 | $9,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 600 | $9,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 523 | $9,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 6,474 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 464 | $9,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 3,161 | $9,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 907 | $9,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,956 | $9,000 | thousands by filing date | |
| ISHARES TR | 46435G169 | RUSSELL 1000 US | 312 | $9,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 1,568 | $9,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,141 | $9,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 6,000 | $9,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 656 | $9,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,884 | $9,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 3,395 | $9,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 600 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-19-012740 | this filing | 2019-08-15 | acceptance time not in the bulk data set |