13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-15, with 5,490 holding rows worth $13,834,077,000.
- Accession
- 0001493152-19-012740
- Filer
- CIK 1029730
- Filed
- 2019-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 17,837 entries on the cover page, a total value of $13,834,077,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,834,077,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 680 | $9,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 400 | $9,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 470 | $9,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,730 | $9,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 748 | $9,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 1,000 | $9,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 661 | $9,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 3,950 | $9,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 4,000 | $9,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 602 | $9,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 900 | $9,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A307 | COM PAR | 13,100 | $9,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 103 | $8,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 544 | $8,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 348 | $8,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 204 | $8,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,280 | $8,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 357 | $8,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 199 | $8,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 474 | $8,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 131 | $8,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 627 | $8,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 2,001 | $8,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 664 | $8,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 455 | $8,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 164 | $8,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 369 | $8,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 519 | $8,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,000 | $8,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 156 | $8,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 585 | $8,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 204 | $8,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 724 | $8,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 370 | $8,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 775 | $8,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 434 | $8,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 8,002 | $8,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 6,972 | $8,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 350 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 255 | $8,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 2,500 | $8,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 702 | $8,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 208 | $8,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 125 | $8,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 600 | $8,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 438 | $8,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 386 | $8,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 96 | $8,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 4,206 | $8,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 5,719 | $8,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 416 | $8,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 365 | $8,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 4,623 | $8,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 2,600 | $8,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 343 | $8,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 650 | $8,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10,009 | $8,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 1,282 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 231 | $8,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 1,187 | $8,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 8,989 | $8,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 6,171 | $8,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 3,550 | $8,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 9,495 | $8,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 1,000 | $8,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 2,200 | $8,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 832 | $8,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 1,032 | $8,000 | thousands by filing date | |
| FLEXSHARES TR CUR HDG EM IDX | 33939L712 | CEF | 268 | $8,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 1,750 | $7,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 238 | $7,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 4,400 | $7,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 623 | $7,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 412 | $7,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 875 | $7,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 225 | $7,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 93 | $7,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 175 | $7,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 899 | $7,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 300 | $7,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 503 | $7,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 771 | $7,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 464 | $7,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 499 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 425 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 150 | $7,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 200 | $7,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 874 | $7,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 364 | $7,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 227 | $7,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 696 | $7,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 1,420 | $7,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 4,500 | $7,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,042 | $7,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 200 | $7,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,208 | $7,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 119 | $7,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 3,647 | $7,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,875 | $7,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 188 | $7,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 9,539 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 440 | $7,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 108 | $7,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 14,328 | $7,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 800 | $7,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 575 | $7,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 357 | $7,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 4,100 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 450 | $7,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 4,600 | $7,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 680 | $7,000 | thousands by filing date | |
| OCH ZIFF CPTL MANGEMNT GRP I | 67551U204 | CL A NEW | 311 | $7,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 465 | $7,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 1,634 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X335 | SOLACTIVE UK ETF | 134 | $7,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 300 | $6,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 324 | $6,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 126 | $6,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 197 | $6,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 154 | $6,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 261 | $6,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 460 | $6,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 711 | $6,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 586 | $6,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 360 | $6,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 790 | $6,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 200 | $6,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 399 | $6,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $6,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 517 | $6,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 276 | $6,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 535 | $6,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 2,072 | $6,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 667 | $6,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 500 | $6,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 279 | $6,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 351 | $6,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 517 | $6,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 328 | $6,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 154 | $6,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 200 | $6,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 213 | $6,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 208 | $6,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 256 | $6,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 714 | $6,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,385 | $6,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 111 | $6,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 80 | $6,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 252 | $6,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 561 | $6,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 830 | $6,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 208 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 188 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 75 | $6,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,000 | $6,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 797 | $6,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 700 | $6,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 800 | $6,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 318 | $6,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 1,260 | $6,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 471 | $6,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 5,255 | $6,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 337 | $6,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 250 | $6,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 1,000 | $6,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 664 | $6,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 5,000 | $6,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 7,000 | $6,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 6,000 | $6,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 5,000 | $6,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 3,017 | $6,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 82 | $6,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 828 | $6,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 828 | $6,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 318 | $6,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 354 | $6,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 304 | $6,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 50 | $6,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 435 | $6,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 600 | $6,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 3,964 | $6,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 540 | $6,000 | thousands by filing date | |
| AMERICAN CUSTOMER SATISFACTION ETF | 26922A776 | ETF | 178 | $6,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 499 | $6,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 651 | $6,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 650 | $6,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 1,010 | $6,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 2,046 | $6,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 586 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y832 | ICBCCS S&P CHINA | 204 | $6,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 300 | $6,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 192 | $5,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 448 | $5,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 200 | $5,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 134 | $5,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 234 | $5,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 280 | $5,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 923 | $5,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 240 | $5,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 261 | $5,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 123 | $5,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 600 | $5,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 260 | $5,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 206 | $5,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 388 | $5,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 160 | $5,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 361 | $5,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 241 | $5,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 77 | $5,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 597 | $5,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 210 | $5,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 1,400 | $5,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 164 | $5,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 430 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 70 | $5,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 1,370 | $5,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 813 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 200 | $5,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 800 | $5,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 41 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 96 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 100 | $5,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 373 | $5,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 159 | $5,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,475 | $5,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 750 | $5,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 109 | $5,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 268 | $5,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 4,050 | $5,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,000 | $5,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 5,000 | $5,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 785 | $5,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,258 | $5,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 7,527 | $5,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 400 | $5,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 84 | $5,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 134 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 28 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 427 | $5,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 79 | $5,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 2,113 | $5,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 2,550 | $5,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 6,445 | $5,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 1,350 | $5,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 383 | $5,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 2,000 | $5,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078306 | COM | 4,000 | $5,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 780 | $5,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 1,620 | $5,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 270 | $5,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750201 | COM NEW | 25,830 | $5,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 5,600 | $4,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 103 | $4,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 80 | $4,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 230 | $4,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 355 | $4,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 200 | $4,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 7,000 | $4,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 48 | $4,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 500 | $4,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 98 | $4,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 278 | $4,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 242 | $4,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 268 | $4,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 333 | $4,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 134 | $4,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 105 | $4,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,318 | $4,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 300 | $4,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 116 | $4,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 62 | $4,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 40 | $4,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 310 | $4,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,000 | $4,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 231 | $4,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 200 | $4,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 259 | $4,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 367 | $4,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 107 | $4,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 96 | $4,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 200 | $4,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 100 | $4,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 818 | $4,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 158 | $4,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 209 | $4,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 158 | $4,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 50 | $4,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 133 | $4,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 102 | $4,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 288 | $4,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 731 | $4,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 525 | $4,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 150 | $4,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 2,000 | $4,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 184 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 275 | $4,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 2,252 | $4,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 2,310 | $4,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 300 | $4,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 396 | $4,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 23 | $4,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 6,600 | $4,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 156 | $4,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,636 | $4,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 1,000 | $4,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 600 | $4,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 200 | $4,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 3,000 | $4,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 200 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 100 | $4,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 1,100 | $4,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 179 | $4,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,031 | $4,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 2,800 | $4,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,000 | $4,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 275 | $4,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 450 | $4,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 326 | $4,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1,000 | $4,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 425 | $4,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 11,200 | $4,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 1,260 | $4,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 6,229 | $4,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 1,610 | $4,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 23,324 | $4,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 2,680 | $4,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 599 | $4,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 5,500 | $4,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 201 | $4,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 11,795 | $4,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 12,186 | $4,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 1,500 | $4,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 149 | $4,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 32 | $4,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 50 | $4,000 | thousands by filing date | |
| DIREXION DAILY S&P OIL & GAS EXP. & PROD. BEAR 2X SHARES | 25460E174 | ETF | 67 | $4,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 400 | $4,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 100 | $3,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 53 | $3,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 522 | $3,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 234 | $3,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 200 | $3,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 150 | $3,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 170 | $3,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 374 | $3,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 103 | $3,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 100 | $3,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 100 | $3,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 100 | $3,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 623 | $3,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 300 | $3,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 164 | $3,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 61 | $3,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 27 | $3,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 92 | $3,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 853 | $3,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 89 | $3,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 213 | $3,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 103 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 100 | $3,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 99 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 106 | $3,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 151 | $3,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 115 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 131 | $3,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 200 | $3,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 121 | $3,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 119 | $3,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 125 | $3,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 730 | $3,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 150 | $3,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 2,008 | $3,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 120 | $3,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 65 | $3,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 75 | $3,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 208 | $3,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 530 | $3,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 49 | $3,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 67 | $3,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 39 | $3,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 500 | $3,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 184 | $3,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 69 | $3,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 191 | $3,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 183 | $3,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 636 | $3,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 173 | $3,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 950 | $3,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 827 | $3,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 119 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 121 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 100 | $3,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 1,800 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 141 | $3,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 115 | $3,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 2,200 | $3,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 500 | $3,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 1,000 | $3,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 160 | $3,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 169 | $3,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 501 | $3,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 150 | $3,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 183 | $3,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 337 | $3,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 1,390 | $3,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 593 | $3,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 1,200 | $3,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 130 | $3,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 1,000 | $3,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 3,000 | $3,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 76 | $3,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 6,400 | $3,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 338 | $3,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 481 | $3,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 200 | $3,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 319 | $3,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 100 | $3,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 552 | $3,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 125 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 135 | $3,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 801 | $3,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 170 | $3,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 1,500 | $3,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 3,215 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 125 | $3,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 1,000 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A487 | LHA MKT ST TAC | 142 | $3,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 400 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051499 | XTRACK FTSE EMRG | 128 | $3,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 254 | $2,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,082 | $2,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 80 | $2,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 259 | $2,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 200 | $2,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 126 | $2,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 22 | $2,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 100 | $2,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 60 | $2,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 136 | $2,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 531 | $2,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 2,000 | $2,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 37 | $2,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 72 | $2,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 30 | $2,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 133 | $2,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 66 | $2,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 48 | $2,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 100 | $2,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,025 | $2,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 262 | $2,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 450 | $2,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 29 | $2,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 42 | $2,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 265 | $2,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 140 | $2,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 46 | $2,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 232 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 67 | $2,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 91 | $2,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 138 | $2,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 143 | $2,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 137 | $2,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 84 | $2,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 46 | $2,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 160 | $2,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 545 | $2,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 402 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 64 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 50 | $2,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 500 | $2,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 500 | $2,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 263 | $2,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 42 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 34 | $2,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,000 | $2,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 64 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 77 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 100 | $2,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 510 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 52 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 100 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 52 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 28 | $2,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 150 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 95 | $2,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 200 | $2,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 450 | $2,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 96 | $2,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 520 | $2,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 2,257 | $2,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 384 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-19-012740 | this filing | 2019-08-15 | acceptance time not in the bulk data set |