13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-15, with 5,490 holding rows worth $13,834,077,000.
- Accession
- 0001493152-19-012740
- Filer
- CIK 1029730
- Filed
- 2019-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 17,837 entries on the cover page, a total value of $13,834,077,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,834,077,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LOGMEIN INC | 54142L109 | COMMON STOCK | 665 | $48,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 2,976 | $48,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 22,822 | $48,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 2,657 | $48,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,500 | $47,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 586 | $47,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 4,407 | $47,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 801 | $47,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,703 | $47,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 2,399 | $47,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 671 | $47,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,938 | $47,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 3,235 | $47,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 4,051 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 1,030 | $47,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 1,444 | $47,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 8,604 | $47,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 5,520 | $47,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 15,678 | $47,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 34,336 | $47,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 669 | $47,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 2,992 | $46,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,840 | $46,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 928 | $46,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 2,925 | $46,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 11,003 | $46,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 48,000 | $46,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 728 | $45,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 3,000 | $45,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 2,647 | $45,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 14,277 | $45,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 17,654 | $45,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 947 | $45,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 1,270 | $45,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 3,000 | $45,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 83,050 | $44,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 526 | $44,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 2,000 | $44,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 980 | $44,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 2,693 | $44,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 175 | $44,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 296 | $44,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,006 | $44,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,432 | $44,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 3,249 | $44,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 1,155 | $44,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 1,248 | $44,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 6,981 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 1,780 | $44,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 1,132 | $44,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 14,790 | $44,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 42,000 | $44,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 1,038 | $43,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 560 | $43,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,078 | $43,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 4,559 | $43,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 1,695 | $43,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 11,114 | $43,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,357 | $43,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 347 | $43,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 650 | $43,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 527 | $43,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 2,861 | $43,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 3,296 | $43,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,790 | $43,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 4,513 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 883 | $43,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 1,304 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 866 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 1,783 | $43,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 21,198 | $43,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 8,380 | $43,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 714 | $42,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 1,509 | $42,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 664 | $42,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 831 | $42,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 702 | $42,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 3,039 | $42,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,685 | $42,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 768 | $42,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 3,226 | $42,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 807 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,258 | $42,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 15,725 | $42,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,809 | $42,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 5,298 | $42,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 65,400 | $42,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 1,782 | $42,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,143 | $41,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 1,185 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 559 | $41,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 546 | $41,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 2,000 | $41,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 2,846 | $41,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 3,235 | $41,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 541 | $41,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 339 | $41,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 4,082 | $41,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 1,373 | $41,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 4,498 | $41,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 12,510 | $41,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 24,991 | $41,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 1,650 | $41,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 1,432 | $40,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 605 | $40,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 496 | $40,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 335 | $40,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 4,171 | $40,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 1,200 | $40,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 1,285 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 1,050 | $40,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 1,534 | $40,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,325 | $40,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 3,404 | $40,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 45,000 | $40,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 23,450 | $40,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 1,610 | $40,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 1,300 | $39,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 817 | $39,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 824 | $39,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 816 | $39,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 969 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 402 | $39,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 267 | $39,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,073 | $39,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 2,900 | $39,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 1,654 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 1,301 | $39,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 596 | $39,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,639 | $39,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,249 | $39,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,668 | $39,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 1,722 | $39,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 39,000 | $39,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 1,784 | $38,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 710 | $38,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 359 | $38,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 827 | $38,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 1,247 | $38,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 1,334 | $38,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 4,647 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 820 | $38,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 5,945 | $38,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 1,636 | $38,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 6,000 | $38,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,941 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 977 | $38,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 2,024 | $38,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 1,382 | $37,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 4,881 | $37,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,220 | $37,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 402 | $37,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,837 | $37,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,218 | $37,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 6,800 | $37,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 11,888 | $37,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,129 | $37,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 9,059 | $37,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 2,140 | $37,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 2,563 | $37,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 1,771 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 915 | $37,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 3,157 | $37,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 1,229 | $37,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 37,000 | $37,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 524 | $36,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 1,737 | $36,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 977 | $36,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 1,494 | $36,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 350 | $36,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,015 | $36,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 509 | $36,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 5,441 | $36,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 567 | $36,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 1,073 | $36,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 3,926 | $36,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 727 | $36,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 1,097 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 341 | $36,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 1,600 | $36,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 1,982 | $36,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 771 | $36,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 728 | $36,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 6,515 | $36,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,192 | $36,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 1,505 | $36,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 1,160 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74348A582 | ULTRAPRO FINLS | 418 | $36,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 555 | $36,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 35,000 | $36,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 30 | $36,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 705 | $35,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 416 | $35,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 882 | $35,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 1,951 | $35,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 1,200 | $35,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 1,358 | $35,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 2,072 | $35,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 5,635 | $35,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 864 | $35,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 1,402 | $35,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 794 | $35,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 527 | $35,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 15,631 | $35,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 4,223 | $35,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,981 | $35,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 1,108 | $35,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 4,529 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 654 | $35,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,382 | $35,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 590 | $35,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 600 | $35,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 1,693 | $35,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 1,450 | $35,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 3,500 | $35,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 835 | $35,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 5,218 | $35,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 715 | $34,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 3,954 | $34,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 2,013 | $34,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 969 | $34,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 1,191 | $34,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 470 | $34,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,608 | $34,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 2,324 | $34,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 945 | $34,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,249 | $34,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 1,092 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 967 | $34,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 1,032 | $34,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 1,115 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 825 | $34,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,001 | $34,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 595 | $34,000 | thousands by filing date | |
| ENSCO ROWAN PLC | G3166L100 | SHS CLASS A | 3,915 | $34,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 2,911 | $34,000 | thousands by filing date | |
| INVESCO CURNCYSHS CHINESE RE | 46138X105 | CHINESE RENMIN | 482 | $34,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 2,442 | $33,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 941 | $33,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 829 | $33,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1,842 | $33,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 3,243 | $33,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 1,057 | $33,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 545 | $33,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 1,521 | $33,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 1,300 | $33,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 761 | $33,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,400 | $33,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 1,265 | $33,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 1,189 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 1,326 | $33,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1,071 | $33,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 9,413 | $33,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 30,000 | $33,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 2,500 | $33,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,188 | $33,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 2,298 | $33,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 1,321 | $33,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 2,000 | $33,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 33,000 | $33,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 944 | $32,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 804 | $32,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 2,052 | $32,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 457 | $32,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 2,317 | $32,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,007 | $32,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 3,571 | $32,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 637 | $32,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 368 | $32,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 786 | $32,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 2,803 | $32,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 3,000 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 627 | $32,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 4,100 | $32,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 8,000 | $32,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 11,790 | $32,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,105 | $32,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 33,000 | $32,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 2,194 | $31,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 1,214 | $31,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 5,439 | $31,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 1,266 | $31,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 611 | $31,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,250 | $31,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 1,187 | $31,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 652 | $31,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 2,151 | $31,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 482 | $31,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 414 | $31,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 789 | $31,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,364 | $31,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 667 | $31,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 3,000 | $31,000 | thousands by filing date | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 1,287 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,100 | $31,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 2,666 | $30,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 2,600 | $30,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 900 | $30,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 795 | $30,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 632 | $30,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 1,236 | $30,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 900 | $30,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 749 | $30,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 525 | $30,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,775 | $30,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 1,025 | $30,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 660 | $30,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 1,390 | $30,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 1,775 | $30,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 351 | $30,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 12,681 | $30,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,521 | $30,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 753 | $30,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 4,024 | $30,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 27,260 | $30,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,890 | $30,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 30,000 | $30,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 1,152 | $29,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 3,400 | $29,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 545 | $29,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 1,126 | $29,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 605 | $29,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 575 | $29,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 835 | $29,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 863 | $29,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,675 | $29,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,584 | $29,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 2,000 | $29,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 1,048 | $29,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 652 | $29,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 678 | $29,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 2,200 | $29,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 935 | $29,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 1,300 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 683 | $29,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 14,544 | $29,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 4,042 | $29,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 1,038 | $29,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 700 | $29,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 30,000 | $29,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 1,922 | $29,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 150 | $29,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 789 | $29,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 3,500 | $29,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 1,252 | $28,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 3,590 | $28,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 748 | $28,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 6,984 | $28,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 273 | $28,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 647 | $28,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1,038 | $28,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 11,290 | $28,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 1,386 | $28,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,000 | $28,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,374 | $28,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 1,000 | $28,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,022 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 478 | $28,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 700 | $28,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 3,553 | $28,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G813 | GLOBAL ESG ETF | 930 | $28,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 462 | $27,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 731 | $27,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 7,975 | $27,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,234 | $27,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,927 | $27,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 1,000 | $27,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 413 | $27,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 1,958 | $27,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 850 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 500 | $27,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 1,380 | $27,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,085 | $27,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,655 | $27,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 9,708 | $27,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 4,195 | $27,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 14,701 | $27,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 63,100 | $27,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 1,500 | $27,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 147 | $27,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 782 | $27,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 3,818 | $27,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G789 | INTERNATNL REV | 1,090 | $27,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,433 | $26,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 1,527 | $26,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 8,878 | $26,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 650 | $26,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 525 | $26,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,022 | $26,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 1,419 | $26,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 1,657 | $26,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 476 | $26,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 1,914 | $26,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 1,250 | $26,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 381 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 701 | $26,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 761 | $26,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 546 | $26,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 165 | $26,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 377 | $26,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 930 | $26,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 3,022 | $26,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 822 | $26,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,521 | $26,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 3,463 | $26,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 4,135 | $26,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 7,293 | $26,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 8,000 | $26,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 15,000 | $26,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 1,800 | $26,000 | thousands by filing date | |
| NATIXIS ETF TR | 63873X109 | SEEYOND INTL ETF | 614 | $26,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 2,145 | $26,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 301 | $25,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 1,199 | $25,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 2,053 | $25,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 1,263 | $25,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 468 | $25,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 927 | $25,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 262 | $25,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 899 | $25,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 439 | $25,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 755 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 504 | $25,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 1,130 | $25,000 | thousands by filing date | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 949 | $25,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 1,515 | $25,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 1,713 | $25,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 750 | $25,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 1,000 | $25,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 89 | $25,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 5,763 | $25,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 1,022 | $25,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 566 | $24,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 432 | $24,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 267 | $24,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 357 | $24,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 27,995 | $24,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 850 | $24,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 2,150 | $24,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 292 | $24,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,532 | $24,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,431 | $24,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 4,643 | $24,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 258 | $24,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 1,011 | $24,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 13,811 | $24,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 900 | $24,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 1,019 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 1,001 | $24,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 139 | $24,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 6,576 | $24,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 4,776 | $24,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 3,982 | $24,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 13,580 | $24,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 900 | $24,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 400 | $24,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P702 | LIBRT INT OPPT | 871 | $24,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 8,128 | $23,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 627 | $23,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 309 | $23,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 744 | $23,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 430 | $23,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 788 | $23,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 500 | $23,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,558 | $23,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 651 | $23,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 804 | $23,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 1,431 | $23,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 225 | $23,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 1,251 | $23,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 773 | $23,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 865 | $23,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 614 | $23,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 6,077 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 975 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 419 | $23,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 764 | $23,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 342 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 757 | $23,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 4,997 | $23,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 24,000 | $23,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 2,100 | $23,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 6,950 | $23,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 4,000 | $23,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 1,400 | $23,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 489 | $23,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 843 | $23,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 1,976 | $23,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 864 | $22,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 553 | $22,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 158 | $22,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 2,252 | $22,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 2,010 | $22,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 6,043 | $22,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 1,032 | $22,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 734 | $22,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 841 | $22,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 953 | $22,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,039 | $22,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 247 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-19-012740 | this filing | 2019-08-15 | acceptance time not in the bulk data set |