13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-15, with 5,072 holding rows worth $9,219,563,000.
- Accession
- 0001493152-17-013279
- Filer
- CIK 1029730
- Filed
- 2017-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 15,022 entries on the cover page, a total value of $9,219,563,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,219,575,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, Inc.
- included managerInvestacorp Advisory Services, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KKR & CO LP | 48248M102 | COMMON STOCK | 132,284 | $2,689,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 139,117 | $2,684,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 21,824 | $2,675,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 173,538 | $2,673,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 21,594 | $2,650,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 35,920 | $2,645,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 57,376 | $2,628,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 12,193 | $2,626,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 70,729 | $2,626,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 245,130 | $2,623,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 123,337 | $2,621,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 308,439 | $2,619,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 14,113 | $2,610,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 106,796 | $2,603,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 24,633 | $2,600,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 32,439 | $2,599,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 51,659 | $2,598,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 14,749 | $2,584,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 119,010 | $2,583,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 197,623 | $2,578,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 150,538 | $2,577,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 18,087 | $2,575,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 43,587 | $2,574,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 45,908 | $2,572,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 84,714 | $2,569,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 18,401 | $2,562,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 47,666 | $2,554,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 14,182 | $2,554,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 116,168 | $2,549,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 63,167 | $2,548,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 89,399 | $2,547,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 44,654 | $2,533,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 125,515 | $2,530,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 104,669 | $2,516,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 21,816 | $2,508,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 51,593 | $2,508,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 19,468 | $2,502,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 23,196 | $2,486,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 24,742 | $2,479,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 24,060 | $2,466,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 25,459 | $2,464,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 12,361 | $2,462,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 25,696 | $2,455,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 43,655 | $2,448,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 49,014 | $2,448,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 73,759 | $2,448,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 20,546 | $2,430,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 20,218 | $2,423,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 114,801 | $2,417,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 18,455 | $2,401,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 97,075 | $2,398,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 24,993 | $2,394,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 48,427 | $2,394,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 17,539 | $2,389,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 47,760 | $2,377,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 22,593 | $2,370,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 136,101 | $2,366,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 36,397 | $2,355,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 49,101 | $2,350,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 49,071 | $2,343,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 39,610 | $2,337,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 122,761 | $2,330,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 14,648 | $2,322,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 35,914 | $2,319,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 96,522 | $2,319,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 24,928 | $2,314,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 45,737 | $2,313,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 50,559 | $2,306,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 107,162 | $2,305,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 29,872 | $2,298,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 227,646 | $2,294,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 47,419 | $2,293,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 37,205 | $2,289,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 35,331 | $2,281,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 73,894 | $2,262,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 39,857 | $2,247,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 159,535 | $2,245,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 35,588 | $2,232,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 184,883 | $2,219,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 53,536 | $2,209,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 71,528 | $2,205,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 18,443 | $2,201,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 34,422 | $2,179,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 79,459 | $2,174,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 23,228 | $2,171,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 113,610 | $2,170,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 19,304 | $2,164,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 41,050 | $2,163,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 139,666 | $2,158,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 13,389 | $2,156,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 16,305 | $2,152,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 70,067 | $2,149,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 81,334 | $2,143,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 69,387 | $2,141,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 184,687 | $2,133,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 27,578 | $2,129,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 76,216 | $2,113,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 69,541 | $2,104,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 27,417 | $2,099,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 55,236 | $2,098,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 53,850 | $2,095,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 40,475 | $2,090,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 18,894 | $2,083,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 40,867 | $2,073,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 61,717 | $2,069,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 20,559 | $2,068,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 18,328 | $2,061,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 141,764 | $2,052,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 16,715 | $2,048,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 151,903 | $2,039,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 8,207 | $2,031,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 33,798 | $2,028,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 23,956 | $2,020,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 51,152 | $2,014,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 337,082 | $2,012,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 16,208 | $2,010,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 29,398 | $2,005,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 39,532 | $1,996,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 96,281 | $1,987,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 93,535 | $1,982,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 36,349 | $1,980,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 288,436 | $1,979,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 113,730 | $1,977,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 9,909 | $1,976,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 132,109 | $1,972,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 33,179 | $1,971,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 66,451 | $1,966,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 297,076 | $1,966,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 42,656 | $1,961,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 64,820 | $1,961,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 41,362 | $1,950,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 48,293 | $1,946,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 17,373 | $1,946,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 51,919 | $1,942,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 34,607 | $1,940,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 25,379 | $1,938,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 66,468 | $1,932,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 20,810 | $1,931,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 88,802 | $1,926,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 22,346 | $1,926,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 46,126 | $1,924,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 21,391 | $1,923,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,838 | $1,921,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 113,962 | $1,912,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 36,379 | $1,911,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 30,778 | $1,905,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 86,095 | $1,905,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 46,027 | $1,905,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 100,549 | $1,904,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 21,623 | $1,898,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 44,504 | $1,893,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 146,687 | $1,891,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 87,855 | $1,891,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 53,967 | $1,882,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 12,750 | $1,881,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 48,979 | $1,880,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 9,460 | $1,879,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 15,082 | $1,877,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 48,741 | $1,876,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 75,496 | $1,874,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 38,095 | $1,863,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 56,719 | $1,861,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 76,976 | $1,860,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 28,546 | $1,859,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 17,180 | $1,853,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 88,289 | $1,851,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 20,349 | $1,846,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 35,909 | $1,841,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 43,907 | $1,831,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 104,985 | $1,831,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 52,280 | $1,824,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 45,681 | $1,820,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 58,462 | $1,817,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 53,295 | $1,817,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 9,711 | $1,816,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 45,387 | $1,815,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 17,114 | $1,813,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 17,634 | $1,811,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 28,341 | $1,806,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 29,332 | $1,803,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 41,712 | $1,794,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 70,756 | $1,792,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 15,351 | $1,791,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 53,662 | $1,790,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 31,759 | $1,787,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 13,594 | $1,780,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 33,202 | $1,777,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 83,616 | $1,772,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 16,250 | $1,770,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 74,318 | $1,768,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 37,295 | $1,765,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 31,673 | $1,763,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 153,228 | $1,753,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 80,657 | $1,741,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 57,321 | $1,741,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 12,421 | $1,740,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 88,934 | $1,727,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 116,571 | $1,727,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 106,558 | $1,721,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 14,499 | $1,719,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 9,607 | $1,715,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 87,531 | $1,712,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 13,290 | $1,710,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 24,092 | $1,705,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 140,720 | $1,705,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 41,076 | $1,704,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 40,980 | $1,703,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 35,369 | $1,703,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 58,904 | $1,702,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 59,112 | $1,701,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 17,934 | $1,700,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 21,961 | $1,699,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 51,881 | $1,687,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 26,240 | $1,685,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 118,640 | $1,681,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 38,326 | $1,678,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 51,755 | $1,669,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 11,030 | $1,665,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 34,222 | $1,664,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 322,188 | $1,662,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 17,909 | $1,656,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,689 | $1,651,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 16,563 | $1,641,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 75,594 | $1,640,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 18,945 | $1,635,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 49,193 | $1,633,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 20,000 | $1,631,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 98,915 | $1,628,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 21,192 | $1,617,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 44,599 | $1,617,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 38,917 | $1,616,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 241,048 | $1,615,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 13,344 | $1,612,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 104,687 | $1,610,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 30,666 | $1,609,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 49,088 | $1,594,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 13,181 | $1,591,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 33,518 | $1,589,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 13,540 | $1,577,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 115,932 | $1,574,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 10,649 | $1,573,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 64,608 | $1,570,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 22,791 | $1,568,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 54,098 | $1,566,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 45,132 | $1,564,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 8,219 | $1,561,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 139,892 | $1,557,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 149,118 | $1,555,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 10,902 | $1,551,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 23,200 | $1,549,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 56,008 | $1,540,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 23,836 | $1,539,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 30,290 | $1,525,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 168,677 | $1,525,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 32,477 | $1,524,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 45,585 | $1,514,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 143,089 | $1,513,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 70,687 | $1,512,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 80,492 | $1,511,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 46,945 | $1,511,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 58,133 | $1,511,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 28,935 | $1,510,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 42,993 | $1,506,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 107,377 | $1,499,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 48,804 | $1,497,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 92,945 | $1,497,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 17,997 | $1,496,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 55,055 | $1,494,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 15,118 | $1,478,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 130,552 | $1,476,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 8,269 | $1,475,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 14,447 | $1,474,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 11,730 | $1,474,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 23,615 | $1,473,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 93,193 | $1,470,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 85,375 | $1,469,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 43,419 | $1,464,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 90,193 | $1,462,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 68,426 | $1,462,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 13,598 | $1,458,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,893 | $1,458,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 43,462 | $1,454,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 48,225 | $1,452,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 58,162 | $1,451,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 23,142 | $1,450,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 4,518 | $1,448,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 15,133 | $1,447,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 7,632 | $1,447,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 56,565 | $1,444,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 28,362 | $1,443,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 13,490 | $1,442,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 28,880 | $1,436,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 19,983 | $1,435,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 20,235 | $1,430,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 34,636 | $1,429,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 47,474 | $1,427,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 111,972 | $1,420,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 12,108 | $1,418,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 9,670 | $1,416,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 40,360 | $1,414,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 94,511 | $1,412,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 93,273 | $1,406,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 16,920 | $1,401,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 29,033 | $1,398,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 11,620 | $1,382,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 20,069 | $1,379,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 6,049 | $1,378,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 9,258 | $1,374,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 32,930 | $1,371,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 23,086 | $1,365,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 103,697 | $1,364,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 18,786 | $1,363,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 60,264 | $1,363,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 80,839 | $1,362,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 13,023 | $1,361,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 30,133 | $1,359,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 13,184 | $1,355,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 76,080 | $1,352,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 11,870 | $1,352,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 35,321 | $1,352,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 88,198 | $1,346,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 13,004 | $1,343,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 66,349 | $1,342,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 9,003 | $1,342,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 469 | $1,339,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 137,654 | $1,339,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 45,785 | $1,337,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 16,494 | $1,336,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 37,160 | $1,336,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 69,860 | $1,333,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 26,533 | $1,330,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 25,862 | $1,325,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 15,595 | $1,323,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 37,645 | $1,321,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 140,940 | $1,316,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 121,918 | $1,315,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 22,870 | $1,313,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 39,574 | $1,311,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 12,838 | $1,307,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 20,362 | $1,305,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 8,632 | $1,300,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 36,339 | $1,298,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 52,246 | $1,294,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 34,631 | $1,293,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 80,943 | $1,293,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 20,542 | $1,292,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 8,515 | $1,289,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 235,427 | $1,288,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 136,346 | $1,286,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 97,183 | $1,277,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 33,624 | $1,273,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 36,929 | $1,272,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 9,172 | $1,271,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 4,904 | $1,269,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 27,595 | $1,268,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 8,128 | $1,262,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 10,824 | $1,260,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 16,226 | $1,259,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 59,259 | $1,256,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 40,085 | $1,256,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 36,253 | $1,253,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 19,463 | $1,251,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 40,658 | $1,250,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 24,285 | $1,248,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 14,814 | $1,248,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 12,635 | $1,243,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 44,040 | $1,243,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 16,495 | $1,236,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 48,937 | $1,236,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 90,336 | $1,235,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 95,109 | $1,235,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 84,252 | $1,233,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 26,407 | $1,231,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 52,544 | $1,226,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 12,391 | $1,223,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 21,318 | $1,215,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 133,861 | $1,210,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 26,726 | $1,209,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 30,952 | $1,204,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 25,333 | $1,199,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 47,456 | $1,199,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 55,717 | $1,197,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 18,813 | $1,196,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 13,375 | $1,196,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 43,076 | $1,189,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 28,614 | $1,187,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 6,297 | $1,187,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 101,195 | $1,185,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 36,692 | $1,179,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 17,378 | $1,179,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 16,953 | $1,178,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 14,896 | $1,178,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 15,215 | $1,176,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 64,494 | $1,176,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 15,475 | $1,173,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 13,946 | $1,172,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 90,561 | $1,168,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 89,655 | $1,167,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 84,113 | $1,165,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 78,417 | $1,165,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 78,907 | $1,164,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 26,616 | $1,163,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 19,403 | $1,161,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 25,413 | $1,161,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 16,222 | $1,159,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 84,724 | $1,156,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 7,734 | $1,153,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 33,983 | $1,152,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 39,034 | $1,151,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 103,038 | $1,149,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 8,447 | $1,145,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 20,928 | $1,145,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 42,823 | $1,138,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 4,662 | $1,136,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 78,712 | $1,134,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 21,260 | $1,134,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 34,508 | $1,133,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 21,644 | $1,133,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 46,822 | $1,129,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 111,538 | $1,129,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 40,254 | $1,126,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 18,152 | $1,126,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 18,388 | $1,123,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 9,923 | $1,120,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 18,020 | $1,118,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 6,523 | $1,116,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 23,245 | $1,115,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 19,124 | $1,114,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 62,206 | $1,111,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 7,346 | $1,110,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 8,619 | $1,110,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 17,929 | $1,109,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 8,788 | $1,108,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 14,318 | $1,108,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 286,645 | $1,104,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 45,917 | $1,104,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 11,750 | $1,097,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 36,432 | $1,097,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 42,073 | $1,094,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 23,238 | $1,093,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 19,010 | $1,092,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 37,530 | $1,089,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 30,730 | $1,088,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 11,777 | $1,087,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 24,708 | $1,085,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 16,603 | $1,084,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 43,895 | $1,084,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 52,458 | $1,082,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 35,192 | $1,081,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 93,546 | $1,081,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 22,985 | $1,076,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 14,081 | $1,074,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 17,176 | $1,074,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 36,765 | $1,071,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 11,864 | $1,071,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 9,361 | $1,064,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U803 | VELOCITY VOLATIL | 30,912 | $1,061,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 14,682 | $1,060,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 37,342 | $1,060,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 27,292 | $1,059,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 73,662 | $1,057,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 25,455 | $1,057,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 6,774 | $1,053,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 140,223 | $1,053,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 9,407 | $1,053,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 133,148 | $1,051,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 10,116 | $1,051,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 15,176 | $1,049,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 23,729 | $1,047,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 73,101 | $1,046,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 20,471 | $1,046,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 7,135 | $1,043,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 90,380 | $1,042,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 21,207 | $1,040,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 16,256 | $1,039,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 44,299 | $1,039,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 26,802 | $1,037,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 20,239 | $1,033,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 27,376 | $1,033,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 7,145 | $1,031,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 20,212 | $1,025,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 30,115 | $1,023,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 21,820 | $1,023,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 94,070 | $1,023,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 23,209 | $1,022,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 22,084 | $1,022,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 135,975 | $1,020,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 65,829 | $1,018,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 53,671 | $1,015,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 47,283 | $1,013,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 79,480 | $1,008,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 55,582 | $1,007,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 27,870 | $1,005,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 20,488 | $1,005,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 39,794 | $1,004,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 26,038 | $1,001,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 21,266 | $996,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 22,041 | $994,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 59,866 | $994,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 16,603 | $992,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-17-013279 | this filing | 2017-11-15 | acceptance time not in the bulk data set |