13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 5,031 holding rows worth $8,514,954,000.
- Accession
- 0001493152-17-009188
- Filer
- CIK 1029730
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 13,239 entries on the cover page, a total value of $8,514,954,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,514,961,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FORRESTER RESH INC | 346563109 | COM | 268 | $10,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 283 | $10,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 211 | $10,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 688 | $10,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 261 | $10,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,091 | $10,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 462 | $10,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 134 | $10,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 7,528 | $10,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 1,000 | $10,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 523 | $10,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 800 | $10,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 500 | $10,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 626 | $10,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 2,000 | $10,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 532 | $10,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 937 | $10,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 200 | $10,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 325 | $10,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 513 | $10,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 450 | $10,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,265 | $10,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 1,100 | $10,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 2,000 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 478 | $10,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 658 | $10,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 600 | $10,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 527 | $10,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 503 | $10,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 896 | $10,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 595 | $10,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 144 | $10,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 5,518 | $10,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 2,500 | $10,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 3,412 | $10,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 98 | $10,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 12,869 | $10,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 424 | $10,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 1,750 | $10,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 7,936 | $10,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,613 | $10,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 875 | $10,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 423 | $10,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 357 | $10,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 400 | $10,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 725 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 510 | $10,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 1,000 | $10,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 355 | $10,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 152 | $10,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1,500 | $10,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 7,106 | $10,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 900 | $10,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 32,964 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M175 | GUGGENHEIM ETF | 340 | $10,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 2,700 | $9,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 114 | $9,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 214 | $9,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,461 | $9,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 7,150 | $9,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 208 | $9,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,064 | $9,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 612 | $9,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 525 | $9,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 300 | $9,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 587 | $9,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 536 | $9,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 178 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 200 | $9,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 260 | $9,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 399 | $9,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 459 | $9,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 267 | $9,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 704 | $9,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 519 | $9,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 344 | $9,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 388 | $9,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 298 | $9,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 597 | $9,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 267 | $9,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 700 | $9,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,997 | $9,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 1,320 | $9,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 504 | $9,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 300 | $9,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,000 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 175 | $9,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,077 | $9,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 481 | $9,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 240 | $9,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 3,500 | $9,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 392 | $9,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 10,297 | $9,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,000 | $9,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 1,200 | $9,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 400 | $9,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 2,976 | $9,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 288 | $9,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 5,800 | $9,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 550 | $9,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 3,815 | $9,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 12,765 | $9,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 9,400 | $9,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 1,000 | $9,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $9,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 486 | $9,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 237 | $9,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 17,250 | $9,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 3,641 | $9,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 443 | $9,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 308 | $9,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 700 | $9,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 200 | $9,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 500 | $9,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 483 | $9,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 250 | $9,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 7,697 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 360 | $9,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 2,050 | $9,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 650 | $9,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 254 | $9,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 9,000 | $9,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 614 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 85 | $8,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 82 | $8,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 595 | $8,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 759 | $8,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 9,990 | $8,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 159 | $8,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 200 | $8,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 400 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 135 | $8,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 153 | $8,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $8,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 90 | $8,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 103 | $8,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 212 | $8,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 62 | $8,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 1,000 | $8,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 300 | $8,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 191 | $8,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 995 | $8,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 170 | $8,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 510 | $8,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 165 | $8,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 365 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 256 | $8,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 2,574 | $8,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 400 | $8,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 472 | $8,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 131 | $8,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 917 | $8,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 312 | $8,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 283 | $8,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,300 | $8,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,208 | $8,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 500 | $8,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 170 | $8,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 297 | $8,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 3,806 | $8,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,050 | $8,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 343 | $8,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 1,911 | $8,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 414 | $8,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 323 | $8,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 900 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 400 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 543 | $8,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 6,031 | $8,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T324 | VEL SH 3X LG NAT | 544 | $8,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 500 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 200 | $8,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 400 | $8,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 2,367 | $8,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 500 | $8,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 522 | $8,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 2,500 | $7,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 137 | $7,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 68 | $7,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 68 | $7,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 914 | $7,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 203 | $7,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 500 | $7,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 154 | $7,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 745 | $7,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,694 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 100 | $7,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 180 | $7,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 89 | $7,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 60 | $7,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 116 | $7,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 313 | $7,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 372 | $7,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 127 | $7,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 965 | $7,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 500 | $7,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 144 | $7,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 253 | $7,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 404 | $7,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 217 | $7,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 550 | $7,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 110 | $7,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 74 | $7,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 214 | $7,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 320 | $7,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 330 | $7,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 250 | $7,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 338 | $7,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 156 | $7,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,500 | $7,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 217 | $7,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 4,892 | $7,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 623 | $7,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 3,132 | $7,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 328 | $7,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 19,250 | $7,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 368 | $7,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 356 | $7,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 354 | $7,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 600 | $7,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 101 | $7,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 225 | $7,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 77 | $7,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 1,000 | $7,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 965 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 415 | $7,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 6,229 | $7,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 790 | $7,000 | thousands by filing date | |
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| K2M GROUP HLDGS INC | 48273J107 | COM | 299 | $7,000 | thousands by filing date | |
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| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 157 | $6,000 | thousands by filing date | |
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| PATTERSON-UTI ENERGY INC | 703481101 | COM | 293 | $6,000 | thousands by filing date | |
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| EHEALTH INC | 28238P109 | COM | 300 | $6,000 | thousands by filing date | |
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| PERFICIENT INC | 71375U101 | COM | 301 | $6,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 320 | $6,000 | thousands by filing date | |
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| COMMERCIAL VEH GROUP INC | 202608105 | COM | 698 | $6,000 | thousands by filing date | |
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| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,720 | $6,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,338 | $6,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 185 | $6,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 913 | $6,000 | thousands by filing date | |
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| Cbs Corporation Cl A New | 124857103 | CLA | 86 | $6,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 500 | $6,000 | thousands by filing date | |
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| AROTECH CORP | 042682203 | COM NEW | 1,671 | $6,000 | thousands by filing date | |
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| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 447 | $6,000 | thousands by filing date | |
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| TRUBRIDGE INC | 205306103 | COM | 142 | $5,000 | thousands by filing date | |
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| MBIA INC | 55262C100 | COMMON STOCK | 507 | $5,000 | thousands by filing date | |
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| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 375 | $5,000 | thousands by filing date | |
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| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 342 | $5,000 | thousands by filing date | |
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| VIPER | 92763M105 | COMMON STOCK | 325 | $5,000 | thousands by filing date | |
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| PIER 1 IMPORTS INC | 720279108 | COM | 988 | $5,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,980 | $5,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 196 | $5,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 7,100 | $5,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 385 | $5,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 293 | $5,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 3,262 | $5,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 1,500 | $5,000 | thousands by filing date | |
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| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 460 | $5,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 1,000 | $5,000 | thousands by filing date | |
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| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 100 | $5,000 | thousands by filing date | |
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| OSI ETF TR | 67110P100 | OSI ETF TR | 201 | $5,000 | thousands by filing date | |
| OSI ETF TR | 67110P209 | OSI ETF TR | 191 | $5,000 | thousands by filing date | |
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| MYOMO INC | 62857J102 | COM | 500 | $5,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 732 | $5,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 5,000 | $5,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233206 | COM NEW | 500 | $5,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP | 74979C113 | *W | 30,000 | $5,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 79 | $4,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 473 | $4,000 | thousands by filing date | |
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| GLAUKOS CORP COM | 377322102 | Stock | 100 | $4,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 70 | $4,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 176 | $4,000 | thousands by filing date | |
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| ORIX CORP SPONSORED ADR | 686330101 | ADR | 58 | $4,000 | thousands by filing date | |
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| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 300 | $4,000 | thousands by filing date | |
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| TRUSTMARK CORP | 898402102 | COM | 123 | $4,000 | thousands by filing date | |
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| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 479 | $4,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 200 | $4,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 95 | $4,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 345 | $4,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 456 | $4,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 490 | $4,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 162 | $4,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 500 | $4,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 500 | $4,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 386 | $4,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 3,212 | $4,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 519 | $4,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,000 | $4,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 2,672 | $4,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 3,258 | $4,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 191 | $4,000 | thousands by filing date | |
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| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,000 | $4,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 1,643 | $4,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 2,030 | $4,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 2,890 | $4,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 222 | $4,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 364 | $4,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 61 | $4,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 2,800 | $4,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 121 | $4,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 850 | $4,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,200 | $4,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 304 | $4,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 140 | $4,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 3,454 | $4,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 584 | $4,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 100 | $4,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 5,000 | $4,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1,018 | $4,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 10,225 | $4,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 857 | $4,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 125 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 28 | $4,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 200 | $4,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 75 | $4,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 392 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 220 | $4,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 450 | $4,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 180 | $4,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 137 | $4,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 11,200 | $4,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 5,986 | $4,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 300 | $4,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 160 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 95 | $4,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 2,680 | $4,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 3,300 | $4,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 122 | $4,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 264 | $4,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 190 | $4,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 231 | $4,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 500 | $4,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 1,500 | $4,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 213 | $4,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 265 | $4,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 226 | $4,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 200 | $4,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 833 | $4,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 372 | $4,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 230 | $4,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 200 | $3,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 100 | $3,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 86 | $3,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 101 | $3,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 64 | $3,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 200 | $3,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 95 | $3,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 128 | $3,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 43 | $3,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 20 | $3,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 127 | $3,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 84 | $3,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 200 | $3,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 100 | $3,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 63 | $3,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 81 | $3,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 250 | $3,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 36 | $3,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 87 | $3,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 530 | $3,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 74 | $3,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 95 | $3,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 165 | $3,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 877 | $3,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 117 | $3,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 900 | $3,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 100 | $3,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 100 | $3,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 279 | $3,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 177 | $3,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 160 | $3,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 136 | $3,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 101 | $3,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 152 | $3,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 500 | $3,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 131 | $3,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 195 | $3,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 100 | $3,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 504 | $3,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 400 | $3,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 193 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-17-009188 | this filing | 2017-08-14 | acceptance time not in the bulk data set |