13F-HR filed by SIMPLEX TRADING, LLC
SIMPLEX TRADING, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-14, with 8,296 holding rows worth $73,520,713,000.
- Accession
- 0001488542-20-000009
- Filer
- CIK 1488542
- Filed
- 2020-10-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 9,134 entries on the cover page, a total value of $73,520,713,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $73,516,410,000 with VALUE read as thousands by filing date, 13F file number 028-16834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IDACORP INC | 451107106 | COM | 86 | $6,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,374 | $6,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 281 | $6,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 427 | $6,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 322 | $6,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 1,720 | $6,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 944 | $6,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 397 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 200 | $6,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 887 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 169 | $6,000 | thousands by filing date | |
| BELDEN INC | 077454956 | PUT | 2 | $6,000 | thousands by filing date | put |
| SOLARIS ENERGY INFRAS INC | 83418M953 | PUT | 11 | $6,000 | thousands by filing date | put |
| EVOLUTION PETE CORP | 30049A907 | COM | 27 | $6,000 | thousands by filing date | call |
| EVOLENT HEALTH INC | 30050B951 | CL A | 5 | $6,000 | thousands by filing date | put |
| VISTA GOLD CORP | 927926903 | COM NEW | 62 | $6,000 | thousands by filing date | call |
| FABRINET | G3323L950 | SHS | 1 | $6,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264909 | COM | 16 | $6,000 | thousands by filing date | call |
| WRAP TECHNOLOGIES INC | 98212N957 | COM | 10 | $6,000 | thousands by filing date | put |
| BERKLEY W R CORP | 084423902 | COM | 1 | $6,000 | thousands by filing date | call |
| RHYTHM PHARMACEUTICALS INC | 76243J955 | COM | 3 | $6,000 | thousands by filing date | put |
| LG DISPLAY CO LTD | 50186V952 | SPONS ADR REP | 10 | $6,000 | thousands by filing date | put |
| ORAMED PHARMACEUTICALS INC | 68403P903 | COM NEW | 24 | $6,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P909 | COM NEW | 42 | $6,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W955 | SPONSORED ADR | 21 | $6,000 | thousands by filing date | put |
| 1ST FINL BANCORP | 320209909 | COM | 5 | $6,000 | thousands by filing date | call |
| EVERFORTH INC | 00191U902 | COM | 1 | $6,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397955 | PUT | 26 | $6,000 | thousands by filing date | put |
| NETGEAR INC | 64111Q954 | PUT | 2 | $6,000 | thousands by filing date | put |
| ENERSYS | 29275Y902 | CALL | 1 | $6,000 | thousands by filing date | call |
| U S GLOBAL INVS INC | 902952900 | CALL | 27 | $6,000 | thousands by filing date | call |
| CMS ENERGY CORP | 125896950 | PUT | 1 | $6,000 | thousands by filing date | put |
| SO YOUNG INTERNATIONAL INC | 83356Q908 | CALL | 5 | $6,000 | thousands by filing date | call |
| PEBBLEBROOK HOTEL TR | 70509V950 | PUT | 5 | $6,000 | thousands by filing date | put |
| EZCORP INC | 302301956 | PUT | 13 | $6,000 | thousands by filing date | put |
| SEACOR MARINE HLDGS INC | 78413P901 | CALL | 30 | $6,000 | thousands by filing date | call |
| AVANOS MED INC | 05350V906 | CALL | 2 | $6,000 | thousands by filing date | call |
| GENESCO INC | 371532952 | PUT | 3 | $6,000 | thousands by filing date | put |
| GIBRALTAR INDS INC | 374689957 | PUT | 1 | $6,000 | thousands by filing date | put |
| AFFILIATED MANAGERS GROUP | 008252958 | PUT | 1 | $6,000 | thousands by filing date | put |
| KEMPER CORP | 488401900 | CALL | 1 | $6,000 | thousands by filing date | call |
| TRIPLEPOINT VENTURE GROWTH B | 89677Y950 | PUT | 6 | $6,000 | thousands by filing date | put |
| PJT PARTNERS INC | 69343T907 | COM CL A | 1 | $6,000 | thousands by filing date | call |
| IGM BIOSCIENCES INC | 449585108 | COM | 92 | $6,000 | thousands by filing date | |
| AMERICAN COASTAL INS CORP | 910710952 | PUT | 10 | $6,000 | thousands by filing date | put |
| KB FINL GROUP INC | 48241A955 | PUT | 2 | $6,000 | thousands by filing date | put |
| CONTANGO OIL GAS | 21075N904 | COM | 48 | $6,000 | thousands by filing date | call |
| FLOTEK INDUSTRIES INC DEL | 343389952 | COMM | 25 | $6,000 | thousands by filing date | put |
| TITAN MACHINERY INC | 88830R901 | Cmn | 5 | $6,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T950 | COM | 47 | $6,000 | thousands by filing date | put |
| CELLCOM ISRAEL LTD | M2196U909 | SHS | 16 | $6,000 | thousands by filing date | call |
| SENSEONICS HLDGS INC | 81727U955 | COM | 162 | $6,000 | thousands by filing date | put |
| PROS HOLDINGS INC | 74346Y953 | COM | 2 | $6,000 | thousands by filing date | put |
| TUCOWS INC | 898697956 | COM NEW | 1 | $6,000 | thousands by filing date | put |
| ACTINIUM PHARMACEUTICALS INC | 00507W956 | COM | 8 | $6,000 | thousands by filing date | put |
| PJT PARTNERS INC | 69343T957 | PUT | 1 | $6,000 | thousands by filing date | put |
| ISHARES TR | 46435U953 | PUT | 2 | $6,000 | thousands by filing date | put |
| VEON LTD | 91822M956 | PUT | 52 | $6,000 | thousands by filing date | put |
| CULP INC | 230215905 | CALL | 5 | $6,000 | thousands by filing date | call |
| VOXELJET AG | 92912L906 | CALL | 8 | $6,000 | thousands by filing date | call |
| MARINE PRODS CORP | 568427908 | CALL | 4 | $6,000 | thousands by filing date | call |
| BENEFITFOCUS INC | 08180D906 | CALL | 6 | $6,000 | thousands by filing date | call |
| BENEFITFOCUS INC | 08180D956 | PUT | 6 | $6,000 | thousands by filing date | put |
| BROOKFIELD BUSINESS PARTNERS | G16234959 | PUT | 2 | $6,000 | thousands by filing date | put |
| BIOMERICA INC | 09061H307 | COM NEW | 903 | $6,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973908 | COM | 198 | $6,000 | thousands by filing date | call |
| INARI MED INC | 45332Y959 | PUT | 1 | $6,000 | thousands by filing date | put |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 2,645 | $6,000 | thousands by filing date | |
| SILK RD MED INC | 82710M900 | COM | 1 | $6,000 | thousands by filing date | call |
| PIERIS PHARMACEUTICALS INC | 720795953 | PUT | 33 | $6,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U952 | PUT | 11 | $6,000 | thousands by filing date | put |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 529 | $6,000 | thousands by filing date | |
| GOHEALTH INC | 38046W905 | CALL | 5 | $6,000 | thousands by filing date | call |
| BLUEROCK RESIDENTIAL GRW REI | 09627J952 | PUT | 9 | $6,000 | thousands by filing date | put |
| SYROS PHARMACEUTICALS INC | 87184Q957 | PUT | 7 | $6,000 | thousands by filing date | put |
| GREENSKY INC | 39572G900 | CALL | 15 | $6,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K900 | COM NEW | 130 | $6,000 | thousands by filing date | call |
| INTRICON CORP | 46121H909 | CALL | 5 | $6,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC | 14862Q950 | PUT | 59 | $6,000 | thousands by filing date | put |
| MARLIN BUSINESS SVCS CORP | 571157956 | PUT | 9 | $6,000 | thousands by filing date | put |
| KADMON HLDGS INC | 48283N906 | COM | 16 | $6,000 | thousands by filing date | call |
| QTS RLTY TR INC | 74736A953 | PUT | 1 | $6,000 | thousands by filing date | put |
| LEAF GROUP LTD | 52177G952 | PUT | 13 | $6,000 | thousands by filing date | put |
| TELENAV INC | 879455903 | COM | 17 | $6,000 | thousands by filing date | call |
| FOUNDATION BLDG MATLS INC | 350392956 | PUT | 4 | $6,000 | thousands by filing date | put |
| VALARIS PLC | G9402V959 | PUT | 857 | $6,000 | thousands by filing date | put |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 100 | $5,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 133 | $5,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 1,121 | $5,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 181 | $5,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 139 | $5,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 2,088 | $5,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 229 | $5,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 1,860 | $5,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 217 | $5,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 693 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 159 | $5,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1,055 | $5,000 | thousands by filing date | |
| DNOW INC | 67011P950 | COM | 13 | $5,000 | thousands by filing date | put |
| STONEX GROUP INC | 861896908 | COM | 1 | $5,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P904 | COM | 16 | $5,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M957 | COM UNIT REPST | 14 | $5,000 | thousands by filing date | put |
| HARMONIC INC | 413160952 | COM | 10 | $5,000 | thousands by filing date | put |
| RESOURCES CONNECTION INC | 76122Q905 | COM | 5 | $5,000 | thousands by filing date | call |
| WORKIVA INC | 98139A955 | COM CL A | 1 | $5,000 | thousands by filing date | put |
| DELUXE CORP MEDIUM TERM NTS | 248019951 | COM | 2 | $5,000 | thousands by filing date | put |
| PRUDENTIAL PLC | 74435K904 | ADR | 2 | $5,000 | thousands by filing date | call |
| AMTECH SYS INC | 032332954 | COM PAR $0.01N | 11 | $5,000 | thousands by filing date | put |
| COMPASS MINERALS INTL INC | 20451N951 | COM | 1 | $5,000 | thousands by filing date | put |
| PEOPLES BANCORP INC | 709789901 | COM | 3 | $5,000 | thousands by filing date | call |
| ENPRO INC | 29355X957 | COM | 1 | $5,000 | thousands by filing date | put |
| SOLARIS ENERGY INFRAS INC | 83418M903 | COM CL A | 9 | $5,000 | thousands by filing date | call |
| AMERICAN PUB ED INC | 02913V903 | CALL | 2 | $5,000 | thousands by filing date | call |
| ADVANSIX INC | 00773T951 | PUT | 4 | $5,000 | thousands by filing date | put |
| INTEGER HLDGS CORP | 45826H959 | PUT | 1 | $5,000 | thousands by filing date | put |
| EVERGY INC | 30034W956 | PUT | 1 | $5,000 | thousands by filing date | put |
| FIRST AMERN FINL CORP | 31847R902 | CALL | 1 | $5,000 | thousands by filing date | call |
| DELEK LOGISTICS PARTNERS LP | 24664T953 | PUT | 2 | $5,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL | M6158M904 | CALL | 4 | $5,000 | thousands by filing date | call |
| CASTLE BIOSCIENCES INC | 14843C905 | CALL | 1 | $5,000 | thousands by filing date | call |
| YIREN DIGITAL LTD | 98585L900 | CALL | 20 | $5,000 | thousands by filing date | call |
| Fluent Co | 34380C102 | COM | 2,081 | $5,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 4,600 | $5,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525903 | CALL | 1 | $5,000 | thousands by filing date | call |
| KORN FERRY | 500643950 | PUT | 2 | $5,000 | thousands by filing date | put |
| KAISER ALUMINIUM CORPORATION | 483007904 | CALL | 1 | $5,000 | thousands by filing date | call |
| WSFS FINL CORP | 929328902 | COM | 2 | $5,000 | thousands by filing date | call |
| AXOGEN INC | 05463X956 | COM | 5 | $5,000 | thousands by filing date | put |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 1,377 | $5,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 1,416 | $5,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 4,752 | $5,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 2,682 | $5,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 184 | $5,000 | thousands by filing date | |
| GULFPORT ENERGY CORP | 402635954 | Option | 104 | $5,000 | thousands by filing date | put |
| RETAIL PPTYS AMER INC | 76131V952 | PUT | 9 | $5,000 | thousands by filing date | put |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 419 | $5,000 | thousands by filing date | |
| GULFPORT ENERGY CORP COMMON STOCK | 402635904 | Cmn | 113 | $5,000 | thousands by filing date | call |
| FUEL TECH INC CMN STOCK | 359523907 | Cmn | 63 | $5,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q953 | COM NEW | 28 | $5,000 | thousands by filing date | put |
| INTEVAC INC | 461148958 | COM | 10 | $5,000 | thousands by filing date | put |
| SUMMIT MIDSTREAM PARTNERS LP | 866142902 | COM UNIT LTD | 79 | $5,000 | thousands by filing date | call |
| MAGIC SOFTWARE ENTERPRISES L | 559166903 | ORD | 4 | $5,000 | thousands by filing date | call |
| TRUECAR INC | 89785L957 | PUT | 10 | $5,000 | thousands by filing date | put |
| FB FINL CORP | 30257X904 | CALL | 2 | $5,000 | thousands by filing date | call |
| HOOKER FURNISHINGS CORPORATI | 439038900 | COM | 2 | $5,000 | thousands by filing date | call |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A907 | SPONDS ADS | 7 | $5,000 | thousands by filing date | call |
| EMEREN GROUP LTD | 75971T951 | SPONSORED ADS | 25 | $5,000 | thousands by filing date | put |
| AIRGAIN INC | 00938A954 | PUT | 4 | $5,000 | thousands by filing date | put |
| VAREX IMAGING CORP | 92214X956 | PUT | 4 | $5,000 | thousands by filing date | put |
| TPI COMPOSITES INC | 87266J954 | COM | 2 | $5,000 | thousands by filing date | put |
| MCGRATH RENTCORP | 580589909 | CALL | 1 | $5,000 | thousands by filing date | call |
| HEIDRICK & STRUGGLES INTL IN | 422819952 | PUT | 3 | $5,000 | thousands by filing date | put |
| BIOMERICA INC | 09061H907 | CALL | 8 | $5,000 | thousands by filing date | call |
| AVANGRID INC | 05351W903 | CALL | 1 | $5,000 | thousands by filing date | call |
| ALMADEN MINERALS LTD | 020283955 | PUT | 66 | $5,000 | thousands by filing date | put |
| AYRO INC | 054748908 | CALL | 18 | $5,000 | thousands by filing date | call |
| RATTLER MIDSTREAM LP | 75419T953 | COM UNITS | 10 | $5,000 | thousands by filing date | put |
| RISE ED CAYMAN LTD | 76761L902 | SPONSORED ADR | 9 | $5,000 | thousands by filing date | call |
| GENESIS HEALTHCARE INC | 37185X906 | CALL | 97 | $5,000 | thousands by filing date | call |
| THIRD PT REINS LTD | G8827U900 | CALL | 8 | $5,000 | thousands by filing date | call |
| AKCEA THERAPEUTICS INC | 00972L907 | CALL | 3 | $5,000 | thousands by filing date | call |
| GORES METROPOULOS INC | 382872959 | PUT | 5 | $5,000 | thousands by filing date | put |
| J JILL INC | 46620W902 | CALL | 98 | $5,000 | thousands by filing date | call |
| SERVICEMASTER GLOBAL HLDGS I | 81761R959 | PUT | 75 | $5,000 | thousands by filing date | put |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 357 | $4,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 212 | $4,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 100 | $4,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,942 | $4,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 133 | $4,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 101 | $4,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 104 | $4,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 105 | $4,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 2,673 | $4,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 70 | $4,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 1,487 | $4,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 914 | $4,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 4,465 | $4,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 173 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 258 | $4,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 92 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 115 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 76 | $4,000 | thousands by filing date | |
| ARGAN INC | 04010E909 | CALL | 1 | $4,000 | thousands by filing date | call |
| AZENTA INC | 114340952 | PUT | 1 | $4,000 | thousands by filing date | put |
| MONARCH CASINO & RESORT INC | 609027907 | COM | 1 | $4,000 | thousands by filing date | call |
| VOC ENERGY TR | 91829B953 | TR UNIT | 31 | $4,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTA | 05946K951 | SPONSORED ADR | 16 | $4,000 | thousands by filing date | put |
| KOPIN CORP | 500600951 | COM | 35 | $4,000 | thousands by filing date | put |
| KOREA ELEC PWR CORP | 500631906 | SPONSORED ADR | 5 | $4,000 | thousands by filing date | call |
| LIBERTY ENERGY INC | 53115L904 | COM CL A | 6 | $4,000 | thousands by filing date | call |
| SELECT WATER SOLUTIONS INC | 81617J901 | CL A COM | 11 | $4,000 | thousands by filing date | call |
| CAPITAL SOUTHWEST CORP | 140501907 | COM | 3 | $4,000 | thousands by filing date | call |
| EMPIRE ST RLTY TR INC | 292104906 | CL A | 8 | $4,000 | thousands by filing date | call |
| ENANTA PHARMACEUTICALS INC | 29251M906 | COM | 1 | $4,000 | thousands by filing date | call |
| PERMA-FIX ENVIRONMENTAL SVCS | 714157903 | COM NEW | 7 | $4,000 | thousands by filing date | call |
| SHENANDOAH TELECOMMUNICATION | 82312B906 | COM | 1 | $4,000 | thousands by filing date | call |
| ACCEL ENTERTAINMENT INC | 00436Q906 | COM CL A1 | 4 | $4,000 | thousands by filing date | call |
| CAE INC | 124765908 | COM | 3 | $4,000 | thousands by filing date | call |
| COMMUNITY FINANCIAL SYSTEM I | 203607906 | CALL | 4 | $4,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y901 | CALL | 6 | $4,000 | thousands by filing date | call |
| GREEN BRICK PARTNERS INC | 392709951 | PUT | 3 | $4,000 | thousands by filing date | put |
| MESABI TR | 590672951 | PUT | 2 | $4,000 | thousands by filing date | put |
| HCI GROUP INC | 40416E903 | CALL | 1 | $4,000 | thousands by filing date | call |
| BLACKROCK TCP CAPITAL CORP | 09259E958 | PUT | 5 | $4,000 | thousands by filing date | put |
| SCHNEIDER NATIONAL INC | 80689H952 | PUT | 2 | $4,000 | thousands by filing date | put |
| FRANKLIN STR PPTYS CORP | 35471R956 | PUT | 11 | $4,000 | thousands by filing date | put |
| SLR INVESTMENT CORP | 83413U900 | CALL | 3 | $4,000 | thousands by filing date | call |
| UNIVEST FINANCIAL CORPORATIO | 915271950 | PUT | 3 | $4,000 | thousands by filing date | put |
| GREENLIGHT CAP RE LTD | G4095J909 | CALL | 7 | $4,000 | thousands by filing date | call |
| FORTIS INC | 349553957 | PUT | 1 | $4,000 | thousands by filing date | put |
| NATURAL RESOURCE PARTNERS LP | 63900P958 | COM UNIT LTD PAR | 4 | $4,000 | thousands by filing date | put |
| SUNCOKE ENERGY INC | 86722A903 | COM | 13 | $4,000 | thousands by filing date | call |
| SPX FLOW INC COM | 78469X107 | Stock | 100 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 135 | $4,000 | thousands by filing date | |
| CAPITOL FED FINL INC | 14057J901 | CALL | 5 | $4,000 | thousands by filing date | call |
| KITE REALTY GROUP TRUST | 49803T950 | PUT | 4 | $4,000 | thousands by filing date | put |
| BRADY CORP | 104674956 | CL A | 1 | $4,000 | thousands by filing date | put |
| HOOKIPA PHARMA INC | 43906K100 | COM | 486 | $4,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 4,740 | $4,000 | thousands by filing date | |
| DENBURY RESOURCES INC | 247916958 | COM | 42 | $4,000 | thousands by filing date | put |
| ENCORE WIRE CORP | 292562905 | COM | 1 | $4,000 | thousands by filing date | call |
| ROCKWELL MEDICAL INC | 774374952 | Cmn | 45 | $4,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D958 | Cmn | 72 | $4,000 | thousands by filing date | put |
| BOTTOMLINE TECHNOLOGIES INC CMN STOCK | 101388906 | Cmn | 1 | $4,000 | thousands by filing date | call |
| KNOLL INC | 498904950 | COM NEW | 4 | $4,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K903 | COM | 11 | $4,000 | thousands by filing date | call |
| REV GROUP INC | 749527907 | CALL | 6 | $4,000 | thousands by filing date | call |
| NORTHWESTERN ENERGY GROUP IN | 668074905 | CALL | 1 | $4,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q955 | PUT | 4 | $4,000 | thousands by filing date | put |
| DIGIMARC CORP NEW | 25381B951 | PUT | 2 | $4,000 | thousands by filing date | put |
| MICRO FOCUS INTERNATIONAL PL | 594837953 | PUT | 15 | $4,000 | thousands by filing date | put |
| KVH INDS INC | 482738951 | PUT | 5 | $4,000 | thousands by filing date | put |
| AMERISERV FINL INC | 03074A902 | CALL | 17 | $4,000 | thousands by filing date | call |
| FORTERRA INC | 34960W106 | COM | 399 | $4,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T907 | COM | 10 | $4,000 | thousands by filing date | call |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 1,747 | $4,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 1,450 | $4,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U905 | CALL | 5 | $4,000 | thousands by filing date | call |
| FSD PHARMA INC | 35954B956 | PUT | 19 | $4,000 | thousands by filing date | put |
| COMSCORE INC | 20564W955 | PUT | 21 | $4,000 | thousands by filing date | put |
| U S XPRESS ENTERPRISES INC | 90338N952 | OPTION | 6 | $4,000 | thousands by filing date | put |
| ORGANIGRAM HLDGS INC | 68620P951 | PUT | 41 | $4,000 | thousands by filing date | put |
| CYCLERION THERAPEUTICS INC | 23255M905 | CALL | 7 | $4,000 | thousands by filing date | call |
| AKERNA CORP | 00973W102 | COM | 1,200 | $4,000 | thousands by filing date | |
| MIMECAST LTD | G14838959 | ORD SHS | 1 | $4,000 | thousands by filing date | put |
| SPX FLOW INC | 78469X957 | COM | 1 | $4,000 | thousands by filing date | put |
| LEJU HLDGS LTD | 50187J958 | PUT | 21 | $4,000 | thousands by filing date | put |
| RISE ED CAYMAN LTD | 76761L952 | PUT | 7 | $4,000 | thousands by filing date | put |
| BELLRING BRANDS INC | 079823900 | CALL | 2 | $4,000 | thousands by filing date | call |
| POINTS INTL LTD | 730843958 | PUT | 5 | $4,000 | thousands by filing date | put |
| SPARK ENERGY INC | 846511953 | PUT | 5 | $4,000 | thousands by filing date | put |
| TRUSTCO BK CORP N Y | 898349905 | CALL | 9 | $4,000 | thousands by filing date | call |
| FBL FINL GROUP INC | 30239F956 | PUT | 1 | $4,000 | thousands by filing date | put |
| EXANTAS CAP CORP | 30068N905 | COM NEW | 21 | $4,000 | thousands by filing date | call |
| GORES METROPOULOS INC | 382872909 | CALL | 4 | $4,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163900 | CALL | 31 | $4,000 | thousands by filing date | call |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 560 | $3,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 250 | $3,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 100 | $3,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 148 | $3,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 263 | $3,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 383 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 24 | $3,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,930 | $3,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 183 | $3,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 522 | $3,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 139 | $3,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 97 | $3,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 351 | $3,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 821 | $3,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 200 | $3,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 1,347 | $3,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 110 | $3,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 1,435 | $3,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 816 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 100 | $3,000 | thousands by filing date | |
| CANNAE HLDGS INC | 13765N907 | CALL | 1 | $3,000 | thousands by filing date | call |
| NIU TECHNOLOGIES | 65481N950 | ADS | 2 | $3,000 | thousands by filing date | put |
| BRAEMAR HOTELS & RESORTS INC | 10482B901 | COM | 14 | $3,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F905 | COM | 62 | $3,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273959 | SPON ADR REP B | 6 | $3,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MICH | 453838909 | COM NEW | 3 | $3,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P905 | COM NEW | 12 | $3,000 | thousands by filing date | call |
| CUBESMART | 229663959 | COM | 1 | $3,000 | thousands by filing date | put |
| RE/MAX HLDGS INC | 75524W958 | CL A | 1 | $3,000 | thousands by filing date | put |
| RELMADA THERAPEUTICS INC | 75955J952 | COM | 1 | $3,000 | thousands by filing date | put |
| GLACIER BANCORP INC NEW | 37637Q955 | COM | 1 | $3,000 | thousands by filing date | put |
| AMERESCO INC | 02361E958 | CL A | 1 | $3,000 | thousands by filing date | put |
| ODYSSEY MARINE EXPL INC | 676118951 | COM NEW | 5 | $3,000 | thousands by filing date | put |
| LSB INDS INC | 502160904 | COM | 19 | $3,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409951 | SP ADR N-V PFD | 20 | $3,000 | thousands by filing date | put |
| FIRST INDL RLTY TR INC | 32054K903 | COM | 1 | $3,000 | thousands by filing date | call |
| ALLOGENE THERAPEUTICS INC | 019770956 | COM | 1 | $3,000 | thousands by filing date | put |
| FUTUREFUEL CORP | 36116M906 | COM | 3 | $3,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405952 | COM | 4 | $3,000 | thousands by filing date | put |
| PHREESIA INC | 71944F956 | COM | 1 | $3,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141901 | COM | 5 | $3,000 | thousands by filing date | call |
| REV Group Inc | 749527107 | Common Stock | 389 | $3,000 | thousands by filing date | |
| Peritus High Yield ETF | 30151E904 | CALL | 1 | $3,000 | thousands by filing date | call |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 4,394 | $3,000 | thousands by filing date | |
| CABOT CORP | 127055951 | PUT | 1 | $3,000 | thousands by filing date | put |
| NETSOL TECHNOLOGIES INC | 64115A902 | CALL | 13 | $3,000 | thousands by filing date | call |
| ADC THERAPEUTICS SA | H0036K907 | CALL | 1 | $3,000 | thousands by filing date | call |
| PENNANT GROUP INC | 70805E959 | PUT | 1 | $3,000 | thousands by filing date | put |
| HEARTLAND EXPRESS INC | 422347954 | PUT | 2 | $3,000 | thousands by filing date | put |
| GENPACT LIMITED | G3922B957 | PUT | 1 | $3,000 | thousands by filing date | put |
| MATIV HOLDINGS INC | 808541906 | CALL | 1 | $3,000 | thousands by filing date | call |
| GRIFFON CORP | 398433902 | CALL | 2 | $3,000 | thousands by filing date | call |
| PRESTIGE CONSMR HEALTHCARE I | 74112D951 | PUT | 1 | $3,000 | thousands by filing date | put |
| LINDBLAD EXPEDITIONS HLDGS I | 535219909 | COM | 4 | $3,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 114 | $3,000 | thousands by filing date | |
| LSI INDS INC OHIO | 50216C908 | CALL | 5 | $3,000 | thousands by filing date | call |
| KFORCE INC | 493732901 | CALL | 1 | $3,000 | thousands by filing date | call |
| INVESTCORP CR MGMT BDC INC | 46090R904 | CALL | 10 | $3,000 | thousands by filing date | call |
| CHINA YUCHAI INTL LTD | G21082955 | COM | 2 | $3,000 | thousands by filing date | put |
| ALLOVIR INC | 019818103 | COM | 119 | $3,000 | thousands by filing date | |
| CBL ASSOCIATES PROPERTIES | 124830900 | COM | 204 | $3,000 | thousands by filing date | call |
| OASIS PETE INC NEW | 674215958 | Option | 139 | $3,000 | thousands by filing date | put |
| INFINITY PHARMACEUTICALS INC | 45665G953 | Cmn | 31 | $3,000 | thousands by filing date | put |
| WEINGARTEN REALTY INVST CMN STK | 948741953 | Cmn | 2 | $3,000 | thousands by filing date | put |
| SURMODICS INC CMN STOCK | 868873950 | Cmn | 1 | $3,000 | thousands by filing date | put |
| SURMODICS INC CMN STOCK | 868873900 | Cmn | 1 | $3,000 | thousands by filing date | call |
| SYKES ENTERPRISES INC CMN STOCK | 871237903 | Cmn | 1 | $3,000 | thousands by filing date | call |
| CAPITAL SR LIVING CORP | 140475904 | COM | 59 | $3,000 | thousands by filing date | call |
| TRINITY BIOTECH PLC | 896438956 | SPON ADR NEW | 19 | $3,000 | thousands by filing date | put |
| MEDALLION FINL CORP | 583928956 | COM | 15 | $3,000 | thousands by filing date | put |
| ALUMINUM CORP CHINA LTD | 022276909 | SPON ADR H SHS | 7 | $3,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P955 | SPONS ADR | 20 | $3,000 | thousands by filing date | put |
| CRA INTL INC | 12618T905 | CALL | 1 | $3,000 | thousands by filing date | call |
| SCANSOURCE INC | 806037907 | CALL | 2 | $3,000 | thousands by filing date | call |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 1,713 | $3,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637905 | SHS NEW | 9 | $3,000 | thousands by filing date | call |
| SUMMIT HOTEL PPTYS INC | 866082950 | COM | 6 | $3,000 | thousands by filing date | put |
| SOUTH JERSEY INDS INC | 838518908 | CALL | 2 | $3,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33739E908 | CALL | 2 | $3,000 | thousands by filing date | call |
| TRICIDA INC | 89610F951 | PUT | 4 | $3,000 | thousands by filing date | put |
| BROOKFIELD BUSINESS PARTNERS | G16234909 | CALL | 1 | $3,000 | thousands by filing date | call |
| GLYCOMIMETICS INC | 38000Q952 | PUT | 12 | $3,000 | thousands by filing date | put |
| TANZANIAN GOLD CORP | 87601A107 | COM | 4,596 | $3,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 171 | $3,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 261 | $3,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N952 | PUT | 4 | $3,000 | thousands by filing date | put |
| AFFIMED N V | N01045958 | PUT | 10 | $3,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62197909 | CALL | 20 | $3,000 | thousands by filing date | call |
| GENETIC TECHNOLOGIES LTD | 37185R907 | NEW SPONSRD ADR | 10 | $3,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62197959 | COM | 22 | $3,000 | thousands by filing date | put |
| FIRSTHAND TECH VALUE FD INC | 33766Y900 | CALL | 8 | $3,000 | thousands by filing date | call |
| COMSCORE INC | 20564W905 | CALL | 15 | $3,000 | thousands by filing date | call |
| REPUBLIC FIRST BANCORP INC | 760416957 | PUT | 17 | $3,000 | thousands by filing date | put |
| EXCHANGE LISTED FDS TR | 30151E954 | PUT | 1 | $3,000 | thousands by filing date | put |
| CTI BIOPHARMA CORP | 12648L901 | CALL | 18 | $3,000 | thousands by filing date | call |
| AGROFRESH SOLUTIONS | 00856G909 | CALL | 15 | $3,000 | thousands by filing date | call |
| GLOBAL CORD BLOOD CORPORATIO | G39342953 | PUT | 10 | $3,000 | thousands by filing date | put |
| UXIN LTD | 91818X958 | PUT | 44 | $3,000 | thousands by filing date | put |
| SPRAGUE RES LP | 849343958 | PUT | 2 | $3,000 | thousands by filing date | put |
| USA TRUCK INC | 902925906 | CALL | 4 | $3,000 | thousands by filing date | call |
| BLUEKNIGHT ENERGY PARTNERS L | 09625U959 | COM UNIT | 20 | $3,000 | thousands by filing date | put |
| NEENAH INC | 640079909 | CALL | 1 | $3,000 | thousands by filing date | call |
| SOLENO THERAPEUTICS INC | 834203950 | PUT | 12 | $3,000 | thousands by filing date | put |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 1,100 | $3,000 | thousands by filing date | |
| ION GEOPHYSICAL | 462044957 | COM | 20 | $3,000 | thousands by filing date | put |
| BEST INC | 08653C956 | SPONSORED ADS | 12 | $3,000 | thousands by filing date | put |
| US ECOLOGY INC | 91734M903 | CALL | 1 | $3,000 | thousands by filing date | call |
| PROSHARES TR | 74347G853 | ULSHRT TECH NEW | 200 | $3,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626905 | CALL | 5 | $3,000 | thousands by filing date | call |
| CELSION CORP | 15117N953 | PUT | 47 | $3,000 | thousands by filing date | put |
| SYKES ENTERPRISES INC | 871237953 | PUT | 1 | $3,000 | thousands by filing date | put |
| TALEND S A | 874224957 | PUT | 1 | $3,000 | thousands by filing date | put |
| SMTC CORP | 832682957 | PUT | 10 | $3,000 | thousands by filing date | put |
| HUAMI CORP | 44331K953 | SPONSORED ADS | 3 | $3,000 | thousands by filing date | put |
| PARETEUM CORP | 69946T957 | PUT | 56 | $3,000 | thousands by filing date | put |
| TIM PARTICIPACOES S A | 88706P905 | CALL | 3 | $3,000 | thousands by filing date | call |
| JERNIGAN CAP INC | 476405955 | PUT | 2 | $3,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431901 | CALL | 1,398 | $3,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 40 | $2,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 100 | $2,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 79 | $2,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 169 | $2,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 137 | $2,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 443 | $2,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 234 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 111 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 111 | $2,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 156 | $2,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 345 | $2,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 360 | $2,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 126 | $2,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 78 | $2,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 38 | $2,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 44 | $2,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 215 | $2,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 290 | $2,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 283 | $2,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 393 | $2,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 34 | $2,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 303 | $2,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 169 | $2,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 452 | $2,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 815 | $2,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 225 | $2,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 713 | $2,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC | 859241901 | CALL | 2 | $2,000 | thousands by filing date | call |
| SYNDAX PHARMACEUTICALS INC | 87164F905 | COM | 2 | $2,000 | thousands by filing date | call |
| THERAVANCE BIOPHARMA INC | G8807B956 | COM | 2 | $2,000 | thousands by filing date | put |
| ARVINAS INC | 04335A905 | COM | 1 | $2,000 | thousands by filing date | call |
| PULSE BIOSCIENCES INC | 74587B901 | COM | 2 | $2,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849906 | COM | 5 | $2,000 | thousands by filing date | call |
| ATKORE INC | 047649908 | COM | 1 | $2,000 | thousands by filing date | call |
| COUSINS PPTYS INC | 222795902 | COM NEW | 1 | $2,000 | thousands by filing date | call |
| RF INDS LTD | 749552905 | COM PAR $0.01 | 5 | $2,000 | thousands by filing date | call |
| SPOK HLDGS INC | 84863T906 | COM | 3 | $2,000 | thousands by filing date | call |
| UP FINTECH HLDG LTD | 91531W906 | SPONSORED ADS | 6 | $2,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406956 | SPONSORED ADR | 10 | $2,000 | thousands by filing date | put |
| METHODE ELECTRS INC | 591520950 | COM | 1 | $2,000 | thousands by filing date | put |
| STEALTHGAS INC | Y81669956 | SHS | 10 | $2,000 | thousands by filing date | put |
| JANUS HENDERSON GROUP PLC | G4474Y954 | ORD SHS | 1 | $2,000 | thousands by filing date | put |
| JELD-WEN HLDG INC | 47580P953 | COM | 1 | $2,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241955 | UNIT BEN INT | 8 | $2,000 | thousands by filing date | put |
| COMSTOCK RES INC | 205768902 | COM | 6 | $2,000 | thousands by filing date | call |
| INNODATA INC | 457642955 | COM NEW | 8 | $2,000 | thousands by filing date | put |
| INTELLICHECK MOBILISA INC | 45817G951 | PUT | 3 | $2,000 | thousands by filing date | put |
| INOGEN INC | 45780L904 | CALL | 1 | $2,000 | thousands by filing date | call |
| SPOK HLDGS INC | 84863T956 | PUT | 3 | $2,000 | thousands by filing date | put |
| IGC PHARMA INC | 45408X908 | CALL | 20 | $2,000 | thousands by filing date | call |
| EAGLE BANCORPORATION INC | 268948906 | CALL | 1 | $2,000 | thousands by filing date | call |
| ENVISTA HOLDINGS CORPORATION | 29415F954 | PUT | 1 | $2,000 | thousands by filing date | put |
| WAFD INC | 938824959 | PUT | 1 | $2,000 | thousands by filing date | put |
| AVIENT CORPORATION | 05368V956 | PUT | 1 | $2,000 | thousands by filing date | put |
| METALLUS INC | 887399953 | PUT | 7 | $2,000 | thousands by filing date | put |
| TURKCELL ILETISIM | 900111954 | PUT | 5 | $2,000 | thousands by filing date | put |
| NBT BANCORP INC | 628778902 | CALL | 1 | $2,000 | thousands by filing date | call |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 1,085 | $2,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 770 | $2,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 465 | $2,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,378 | $2,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A904 | COM | 2 | $2,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 200 | $2,000 | thousands by filing date | |
| CNB FINL CORP PA | 126128957 | PUT | 2 | $2,000 | thousands by filing date | put |
| ISHARES S&P GSCI COMMODITY- | 46428R957 | PUT | 2 | $2,000 | thousands by filing date | put |
| NETSCOUT SYS INC | 64115T954 | PUT | 1 | $2,000 | thousands by filing date | put |
| SELECT MED HLDGS CORP | 81619Q955 | PUT | 1 | $2,000 | thousands by filing date | put |
| LESAKA TECHNOLOGIES INC | 64107N956 | COM NEW | 6 | $2,000 | thousands by filing date | put |
| CITI TRENDS INC | 17306X902 | COM | 1 | $2,000 | thousands by filing date | call |
| NEXTCURE INC | 65343E108 | COM | 297 | $2,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 248 | $2,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,108 | $2,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,680 | $2,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC | 014491904 | Cmn | 2 | $2,000 | thousands by filing date | call |
| BP PRUDHOE BAY ROYALTY TRUST | 055630957 | Cmn | 14 | $2,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK | 87157B903 | Cmn | 9 | $2,000 | thousands by filing date | call |
| WASHINGTON FEDERAL S&L ASSC CMN STK | 938824909 | Cmn | 1 | $2,000 | thousands by filing date | call |
| ATLANTICUS HOLDINGS CORP | 04914Y902 | Cmn | 2 | $2,000 | thousands by filing date | call |
| FLAGSTAR BANCORP INC CMN STOCK | 337930955 | Cmn | 1 | $2,000 | thousands by filing date | put |
| CAPITAL SR LIVING CORP | 140475954 | COM | 32 | $2,000 | thousands by filing date | put |
| AMERICA FIRST TAX EX IVS L P | 02364V957 | BEN UNIT CTF | 7 | $2,000 | thousands by filing date | put |
| CALAMP CORP | 128126959 | COM | 3 | $2,000 | thousands by filing date | put |
| HAWKINS INC | 420261909 | COM | 1 | $2,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC DEL | 66611T958 | PUT | 3 | $2,000 | thousands by filing date | put |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A957 | PUT | 3 | $2,000 | thousands by filing date | put |
| BIOLIFE SOLUTIONS INC | 09062W954 | PUT | 1 | $2,000 | thousands by filing date | put |
| PENGUIN SOLUTIONS INC | G8232Y901 | SHS | 1 | $2,000 | thousands by filing date | call |
| KEARNY FINL CORP MD | 48716P908 | CALL | 4 | $2,000 | thousands by filing date | call |
| VOXELJET AG | 92912L956 | PUT | 3 | $2,000 | thousands by filing date | put |
| RENASANT CORP | 75970E957 | PUT | 1 | $2,000 | thousands by filing date | put |
| PLAYAGS INC | 72814N904 | CALL | 7 | $2,000 | thousands by filing date | call |
| U S GLOBAL INVS INC | 902952950 | PUT | 12 | $2,000 | thousands by filing date | put |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 81 | $2,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 1,373 | $2,000 | thousands by filing date | |
| ALLOVIR INC | 019818953 | PUT | 1 | $2,000 | thousands by filing date | put |
| G1 THERAPEUTICS INC | 3621LQ909 | CALL | 2 | $2,000 | thousands by filing date | call |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 1,246 | $2,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 351 | $2,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L905 | CALL | 1 | $2,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 111 | $2,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246957 | PUT | 2 | $2,000 | thousands by filing date | put |
| MIND TECHNOLOGY INC | 602566951 | PUT | 10 | $2,000 | thousands by filing date | put |
| TCR2 THERAPEUTICS INC | 87808K906 | CALL | 1 | $2,000 | thousands by filing date | call |
| REVLON INC | 761525959 | PUT | 4 | $2,000 | thousands by filing date | put |
| TEAM INC | 878155950 | PUT | 5 | $2,000 | thousands by filing date | put |
| UXIN LTD | 91818X908 | CALL | 27 | $2,000 | thousands by filing date | call |
| SYROS PHARMACEUTICALS INC | 87184Q907 | CALL | 3 | $2,000 | thousands by filing date | call |
| PREFERRED APT CMNTYS INC | 74039L903 | CALL | 4 | $2,000 | thousands by filing date | call |
| SURGALIGN HOLDINGS INC | 86882C905 | CALL | 16 | $2,000 | thousands by filing date | call |
| VERSO CORP | 92531L957 | PUT | 3 | $2,000 | thousands by filing date | put |
| CASPER SLEEP INC | 147626955 | PUT | 4 | $2,000 | thousands by filing date | put |
| ADAMAS PHARMACEUTICALS INC | 00548A906 | CALL | 5 | $2,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY TR INC | 044103957 | PUT | 13 | $2,000 | thousands by filing date | put |
| CONSTELLATION PHARMCETICLS I | 210373956 | PUT | 1 | $2,000 | thousands by filing date | put |
| HOUSTON WIRE & CABLE CO | 44244K959 | PUT | 10 | $2,000 | thousands by filing date | put |
| EXANTAS CAP CORP | 30068N955 | COM NEW | 11 | $2,000 | thousands by filing date | put |
| MID CON ENERGY PARTNERS LP | 59560V908 | CALL | 10 | $2,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y908 | CALL | 36 | $2,000 | thousands by filing date | call |
| EYEPOINT PHARMACEUTICALS INC | 30233G900 | CALL | 57 | $2,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y905 | CALL | 10 | $2,000 | thousands by filing date | call |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V904 | CALL | 1 | $2,000 | thousands by filing date | call |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V954 | PUT | 1 | $2,000 | thousands by filing date | put |
| INTEC PHARMA LTD JERUSALEM | M53644906 | CALL | 87 | $2,000 | thousands by filing date | call |
| THE9 LTD | 88337K903 | CALL | 74 | $2,000 | thousands by filing date | call |
| PANHANDLE OIL AND GAS INC | 698477906 | CALL | 14 | $2,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001488542-20-000009 | this filing | 2020-10-14 | acceptance time not in the bulk data set |