13F-HR filed by SIMPLEX TRADING, LLC
SIMPLEX TRADING, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-14, with 8,296 holding rows worth $73,520,713,000.
- Accession
- 0001488542-20-000009
- Filer
- CIK 1488542
- Filed
- 2020-10-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 9,134 entries on the cover page, a total value of $73,520,713,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $73,516,410,000 with VALUE read as thousands by filing date, 13F file number 028-16834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 16,079 | $33,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 800 | $32,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 20,683 | $32,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 2,543 | $32,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 300 | $32,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 4,880 | $32,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431908 | CALL | 45 | $32,000 | thousands by filing date | call |
| ECHOSTAR CORP | 278768956 | PUT | 13 | $32,000 | thousands by filing date | put |
| AQUESTIVE THERAPEUTICS INC | 03843E954 | COM | 66 | $32,000 | thousands by filing date | put |
| INVESCO DB COMMDY INDX TRCK | 46138B953 | UNIT | 25 | $32,000 | thousands by filing date | put |
| SM ENERGY COMPANY | 78454L950 | COM | 204 | $32,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273909 | SPON ADR REP B | 50 | $32,000 | thousands by filing date | call |
| DORCHESTER MINERALS L P | 25820R955 | COM UNIT | 31 | $32,000 | thousands by filing date | put |
| AMERICAN OUTDOOR BRANDS INC | 02875D909 | COM | 25 | $32,000 | thousands by filing date | call |
| MACROGENICS INC | 556099959 | PUT | 13 | $32,000 | thousands by filing date | put |
| PACKAGING CORP AMER | 695156959 | PUT | 3 | $32,000 | thousands by filing date | put |
| FULLER H B CO | 359694956 | PUT | 7 | $32,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U951 | PUT | 108 | $32,000 | thousands by filing date | put |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 3,993 | $32,000 | thousands by filing date | |
| GREAT LAKES DREDGE & DOCK CO | 390607959 | PUT | 34 | $32,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435908 | COM | 385 | $32,000 | thousands by filing date | call |
| BLUCORA INC | 095229900 | COM | 35 | $32,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC COMMON STOCK | 635309957 | Cmn | 118 | $32,000 | thousands by filing date | put |
| ENZO BIOCHEM INC CMN STK | 294100952 | Cmn | 154 | $32,000 | thousands by filing date | put |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 5,526 | $32,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W958 | COM | 98 | $32,000 | thousands by filing date | put |
| GOHEALTH INC | 38046W955 | PUT | 25 | $32,000 | thousands by filing date | put |
| ARCBEST CORP COM | 03937C105 | Stock | 1,019 | $31,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 3,714 | $31,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 1,729 | $31,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 2,984 | $31,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 1,204 | $31,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 2,015 | $31,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 4,810 | $31,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 1,470 | $31,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550955 | PUT | 27 | $31,000 | thousands by filing date | put |
| BLACK STONE MINERALS L P | 09225M901 | COM UNIT | 52 | $31,000 | thousands by filing date | call |
| FATE THERAPEUTICS INC | 31189P902 | COM | 8 | $31,000 | thousands by filing date | call |
| READY CAPITAL CORP | 75574U901 | COM | 28 | $31,000 | thousands by filing date | call |
| XUNLEI LTD | 98419E958 | SPONSORED ADS | 92 | $31,000 | thousands by filing date | put |
| BROWN & BROWN INC | 115236951 | COM | 7 | $31,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 950 | $31,000 | thousands by filing date | |
| ALECTOR INC | 014442957 | PUT | 30 | $31,000 | thousands by filing date | put |
| BOISE CASCADE CO DEL | 09739D900 | COM | 8 | $31,000 | thousands by filing date | call |
| FEDERAL AGRIC MTG CORP | 313148906 | CL C | 5 | $31,000 | thousands by filing date | call |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 29,844 | $31,000 | thousands by filing date | |
| GATX CORP | 361448953 | PUT | 5 | $31,000 | thousands by filing date | put |
| PDL BIOPHARMA INC CMN STK | 69329Y904 | Cmn | 100 | $31,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOL | L0175J904 | Cmn | 25 | $31,000 | thousands by filing date | call |
| VOXX INTL CORP | 91829F954 | CL A | 41 | $31,000 | thousands by filing date | put |
| SIEBERT FINL CORP | 826176959 | COM | 99 | $31,000 | thousands by filing date | put |
| OFFICE PPTYS INCOME TR | 67623C959 | PUT | 15 | $31,000 | thousands by filing date | put |
| CENTURY CASINOS INC | 156492950 | PUT | 57 | $31,000 | thousands by filing date | put |
| AZEK CO INC | 05478C905 | CL A | 9 | $31,000 | thousands by filing date | call |
| LIFE STORAGE INC | 53223X907 | COM | 3 | $31,000 | thousands by filing date | call |
| LIPOCINE INC NEW | 53630X904 | CALL | 225 | $31,000 | thousands by filing date | call |
| TANZANIAN GOLD CORP | 87601A907 | COM | 455 | $31,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 100 | $30,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 751 | $30,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,764 | $30,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 94 | $30,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 915 | $30,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 5,907 | $30,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 13,458 | $30,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 5,013 | $30,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 2,342 | $30,000 | thousands by filing date | |
| WHITESTONE REIT | 966084904 | COM | 50 | $30,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R909 | COM UNITS | 23 | $30,000 | thousands by filing date | call |
| OLD NATL BANCORP IND | 680033907 | COM | 24 | $30,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551900 | COM | 133 | $30,000 | thousands by filing date | call |
| ITRON INC | 465741956 | COM | 5 | $30,000 | thousands by filing date | put |
| SPX CORP | 784635104 | COMMON STOCK | 652 | $30,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483953 | PUT | 8 | $30,000 | thousands by filing date | put |
| HEXCEL CORP NEW | 428291908 | CALL | 9 | $30,000 | thousands by filing date | call |
| BRIGHTCOVE INC | 10921T101 | COM | 3,015 | $30,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 4,594 | $30,000 | thousands by filing date | |
| EATON VANCE CORP | 278265953 | COM | 8 | $30,000 | thousands by filing date | put |
| COVANTA HOLDING CORP | 22282E952 | COM | 39 | $30,000 | thousands by filing date | put |
| FARO TECHNOLOGIES INC CMN STOCK | 311642902 | Cmn | 5 | $30,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559903 | Cmn | 129 | $30,000 | thousands by filing date | call |
| CALAMP CORP | 128126909 | COM | 43 | $30,000 | thousands by filing date | call |
| CUSHMAN WAKEFIELD PLC | G2717B958 | SHS | 29 | $30,000 | thousands by filing date | put |
| ORION ENERGY SYSTEMS INC | 686275908 | CALL | 40 | $30,000 | thousands by filing date | call |
| VISTA OUTDOOR INC | 928377950 | COM | 15 | $30,000 | thousands by filing date | put |
| CATALYST BIOSCIENCES INC | 14888D908 | COM NEW | 72 | $30,000 | thousands by filing date | call |
| UNIVAR INC | 91336L907 | CALL | 18 | $30,000 | thousands by filing date | call |
| AERIE PHARMACEUTICALS INC | 00771V908 | CALL | 26 | $30,000 | thousands by filing date | call |
| INVESTORS BANCORP INC NEW | 46146L901 | COM | 42 | $30,000 | thousands by filing date | call |
| GREENSKY INC | 39572G950 | PUT | 69 | $30,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697904 | CALL | 187 | $30,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W958 | PUT | 58 | $30,000 | thousands by filing date | put |
| SCHD | 808524797 | COM | 537 | $29,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 340 | $29,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,505 | $29,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 266 | $29,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 320 | $29,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 2,732 | $29,000 | thousands by filing date | |
| CARS COM INC | 14575E955 | PUT | 36 | $29,000 | thousands by filing date | put |
| MAGNITE INC | 55955D950 | COM | 42 | $29,000 | thousands by filing date | put |
| RLJ LODGING TR | 74965L901 | COM | 34 | $29,000 | thousands by filing date | call |
| LOMA NEGRA C I A S A MTN 14 | 54150E904 | SPONSORED ADS | 69 | $29,000 | thousands by filing date | call |
| POWERFLEET INC | 73931J959 | COM | 53 | $29,000 | thousands by filing date | put |
| APOLLO COML REAL ESTATE FIN | 03762U905 | COM | 33 | $29,000 | thousands by filing date | call |
| ALECTOR INC | 014442907 | COM | 28 | $29,000 | thousands by filing date | call |
| CBIZ INC | 124805902 | CALL | 13 | $29,000 | thousands by filing date | call |
| FOX FACTORY HLDG CORP | 35138V952 | PUT | 4 | $29,000 | thousands by filing date | put |
| NATURAL HEALTH TRENDS CORP | 63888P956 | PUT | 52 | $29,000 | thousands by filing date | put |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 4,107 | $29,000 | thousands by filing date | |
| BANNER CORPORATION CMN STOCK | 06652V908 | Cmn | 9 | $29,000 | thousands by filing date | call |
| CANON INC | 138006959 | SPONSORED ADR | 18 | $29,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC | 419596901 | CALL | 14 | $29,000 | thousands by filing date | call |
| OFFICE PPTYS INCOME TR | 67623C909 | CALL | 14 | $29,000 | thousands by filing date | call |
| CLEARSIGN TECHNOLOGIES CORP | 185064952 | PUT | 129 | $29,000 | thousands by filing date | put |
| VITAL ENERGY INC | 516806905 | COM | 30 | $29,000 | thousands by filing date | call |
| PARAMOUNT GROUP INC | 69924R958 | PUT | 41 | $29,000 | thousands by filing date | put |
| PEARSON PLC | 705015905 | CALL | 42 | $29,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374952 | PUT | 54 | $29,000 | thousands by filing date | put |
| SCORPIO BULKERS INC | Y7546A900 | CALL | 21 | $29,000 | thousands by filing date | call |
| NBT BANCORP INC COM | 628778102 | Stock | 1,051 | $28,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 27,117 | $28,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 1,426 | $28,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 416 | $28,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 1,008 | $28,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,274 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 995 | $28,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W906 | COM | 29 | $28,000 | thousands by filing date | call |
| INVESCO ACTVELY MNGD ETC FD | 46090F900 | OPTIMUM YIELD | 21 | $28,000 | thousands by filing date | call |
| REGAL REXNORD CORPORATION | 758750903 | COM | 3 | $28,000 | thousands by filing date | call |
| RIBBON COMMUNICATIONS INC | 762544904 | COM | 73 | $28,000 | thousands by filing date | call |
| MBIA INC | 55262C950 | COM | 47 | $28,000 | thousands by filing date | put |
| BUCKLE INC | 118440906 | COM | 14 | $28,000 | thousands by filing date | call |
| AAR CORP | 000361905 | COM | 15 | $28,000 | thousands by filing date | call |
| HUDBAY MINERALS INC | 443628952 | COM | 67 | $28,000 | thousands by filing date | put |
| CALAMP CORP | 128126109 | COMMON STOCK | 4,023 | $28,000 | thousands by filing date | |
| TRAVELZOO | 89421Q905 | CALL | 44 | $28,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E953 | PUT | 18 | $28,000 | thousands by filing date | put |
| GETTY RLTY CORP NEW | 374297909 | CALL | 11 | $28,000 | thousands by filing date | call |
| PROVIDENT FINL SVCS INC | 74386T905 | CALL | 23 | $28,000 | thousands by filing date | call |
| MOTORCAR PTS AMER INC | 620071900 | CALL | 18 | $28,000 | thousands by filing date | call |
| ROCKWELL MEDICAL INC | 774374902 | Cmn | 270 | $28,000 | thousands by filing date | call |
| CNOOC LTD | 126132909 | SPONSORED ADR | 3 | $28,000 | thousands by filing date | call |
| PREFERRED BK LOS ANGELES CA | 740367954 | PUT | 9 | $28,000 | thousands by filing date | put |
| GLOBAL MED REIT INC | 37954A954 | COM NEW | 21 | $28,000 | thousands by filing date | put |
| KELLY SVCS INC | 488152907 | CALL | 17 | $28,000 | thousands by filing date | call |
| OBSEVA SA | H5861P903 | CALL | 116 | $28,000 | thousands by filing date | call |
| CUTERA INC | 232109908 | COM | 15 | $28,000 | thousands by filing date | call |
| NANTHEALTH INC | 630104957 | PUT | 121 | $28,000 | thousands by filing date | put |
| KADMON HLDGS INC | 48283N956 | COM | 73 | $28,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639900 | CALL | 175 | $28,000 | thousands by filing date | call |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 91 | $27,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 235 | $27,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 365 | $27,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 2,318 | $27,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 4,752 | $27,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC | 609839955 | PUT | 1 | $27,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y951 | COM | 33 | $27,000 | thousands by filing date | put |
| EVERQUOTE INC | 30041R958 | COM CL A | 7 | $27,000 | thousands by filing date | put |
| LYDALL INC | 550819106 | COMMON STOCK | 1,661 | $27,000 | thousands by filing date | |
| CITIZENS INC | 174740900 | CALL | 50 | $27,000 | thousands by filing date | call |
| LENNOX INTL INC | 526107907 | CALL | 1 | $27,000 | thousands by filing date | call |
| LINCOLN EDL SVCS CORP | 533535950 | COM | 50 | $27,000 | thousands by filing date | put |
| WORLD KINECT CORPORATION | 981475956 | COM | 13 | $27,000 | thousands by filing date | put |
| SELECT MED HLDGS CORP | 81619Q905 | COM | 13 | $27,000 | thousands by filing date | call |
| KNOLL INC | 498904200 | COM NEW | 2,315 | $27,000 | thousands by filing date | |
| CHICO'S FAS INC | 168615902 | COM | 282 | $27,000 | thousands by filing date | call |
| ASTEC INDUSTRIES INC CMN STK | 046224901 | Cmn | 5 | $27,000 | thousands by filing date | call |
| GOLDFIELD CORP | 381370905 | COM | 65 | $27,000 | thousands by filing date | call |
| PENGUIN SOLUTIONS INC | G8232Y951 | SHS | 10 | $27,000 | thousands by filing date | put |
| OOMA INC | 683416951 | PUT | 21 | $27,000 | thousands by filing date | put |
| CRESCENT PT ENERGY CORP | 22576C901 | COM | 224 | $27,000 | thousands by filing date | call |
| RPT REALTY | 74971D951 | PUT | 51 | $27,000 | thousands by filing date | put |
| CURIS INC | 231269900 | CALL | 238 | $27,000 | thousands by filing date | call |
| SECOO HLDG LTD | 81367P901 | CALL | 102 | $27,000 | thousands by filing date | call |
| TANZANIAN GOLD CORP | 87601A957 | COM | 400 | $27,000 | thousands by filing date | put |
| MACROGENICS INC | 556099109 | COM | 1,034 | $26,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 1,093 | $26,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 3,701 | $26,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,956 | $26,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 3,827 | $26,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 791 | $26,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B903 | TR UNIT | 167 | $26,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CO | 82706C958 | SPONSORED ADR | 7 | $26,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 26,803 | $26,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301909 | CALL | 87 | $26,000 | thousands by filing date | call |
| BLACK HILLS CORP | 092113909 | CALL | 5 | $26,000 | thousands by filing date | call |
| INTERNATIONAL BANCSHARES COR | 459044953 | PUT | 10 | $26,000 | thousands by filing date | put |
| OVID THERAPEUTICS INC | 690469951 | PUT | 46 | $26,000 | thousands by filing date | put |
| RPT REALTY | 74971D101 | SH BEN INT | 4,814 | $26,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 3,851 | $26,000 | thousands by filing date | |
| J & J SNACK FOODS CORP | 466032959 | PUT | 2 | $26,000 | thousands by filing date | put |
| KAISER ALUMINIUM CORPORATION | 483007954 | PUT | 5 | $26,000 | thousands by filing date | put |
| CONTANGO OIL GAS | 21075N954 | COM | 201 | $26,000 | thousands by filing date | put |
| INOGEN INC | 45780L954 | PUT | 9 | $26,000 | thousands by filing date | put |
| REV GROUP INC | 749527957 | PUT | 33 | $26,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X904 | OPTION | 41 | $26,000 | thousands by filing date | call |
| TRIVAGO N V | 89686D905 | CALL | 170 | $26,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP | P73398952 | PUT | 107 | $26,000 | thousands by filing date | put |
| RATTLER MIDSTREAM LP | 75419T903 | COM | 45 | $26,000 | thousands by filing date | call |
| TIVITY HEALTH INC | 88870R902 | CALL | 19 | $26,000 | thousands by filing date | call |
| BP MIDSTREAM PARTNERS LP | 0556EL959 | PUT | 27 | $26,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 13,494 | $25,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 1,867 | $25,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 704 | $25,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 2,056 | $25,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 500 | $25,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 409 | $25,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 4,619 | $25,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 2,384 | $25,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 7,981 | $25,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 7,872 | $25,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 2,644 | $25,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 3,155 | $25,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905906 | CALL | 3 | $25,000 | thousands by filing date | call |
| CERAGON NETWORKS LTD | M22013902 | ORD | 103 | $25,000 | thousands by filing date | call |
| METHODE ELECTRS INC | 591520900 | COM | 9 | $25,000 | thousands by filing date | call |
| LOMA NEGRA C I A S A MTN 14 | 54150E954 | SPONSORED ADS | 60 | $25,000 | thousands by filing date | put |
| AMERICAN HOMES 4 RENT | 02665T906 | CL A | 9 | $25,000 | thousands by filing date | call |
| ODYSSEY MARINE EXPL INC | 676118901 | COM NEW | 37 | $25,000 | thousands by filing date | call |
| ALDEYRA THERAPEUTICS INC | 01438T906 | COM | 34 | $25,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC | 826917956 | COM | 37 | $25,000 | thousands by filing date | put |
| ANGIODYNAMICS INC | 03475V901 | CALL | 21 | $25,000 | thousands by filing date | call |
| CECO ENVIRONMENTAL CORP | 125141951 | PUT | 35 | $25,000 | thousands by filing date | put |
| TACTILE SYS TECHNOLOGY INC | 87357P950 | PUT | 7 | $25,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,438 | $25,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 22,445 | $25,000 | thousands by filing date | |
| TELEFONICA S A | 879382908 | CALL | 75 | $25,000 | thousands by filing date | call |
| ORBCOMM INC | 68555P100 | COM | 7,476 | $25,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 1,055 | $25,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 676 | $25,000 | thousands by filing date | |
| DUKE REALTY CORP CMN STK | 264411955 | Cmn | 7 | $25,000 | thousands by filing date | put |
| WEINGARTEN REALTY INVST CMN STK | 948741903 | Cmn | 15 | $25,000 | thousands by filing date | call |
| PENNANTPARK INVT CORP | 708062904 | COM | 81 | $25,000 | thousands by filing date | call |
| HOMESTREET INC | 43785V952 | PUT | 10 | $25,000 | thousands by filing date | put |
| UNIFI INC | 904677900 | CALL | 20 | $25,000 | thousands by filing date | call |
| GENASYS INC | 36872P953 | PUT | 42 | $25,000 | thousands by filing date | put |
| ALMADEN MINERALS LTD | 020283905 | CALL | 308 | $25,000 | thousands by filing date | call |
| EPIZYME INC | 29428V904 | COM | 21 | $25,000 | thousands by filing date | call |
| VEDANTA LIMITED | 92242Y950 | PUT | 35 | $25,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 1,213 | $24,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 765 | $24,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 3,123 | $24,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 3,990 | $24,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 660 | $24,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 4,694 | $24,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 387 | $24,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 2,598 | $24,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 1,287 | $24,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M904 | CALL | 1 | $24,000 | thousands by filing date | call |
| DOUBLELINE INCOME SOLUTIONS | 258622959 | COM | 15 | $24,000 | thousands by filing date | put |
| MUELLER INDS INC | 624756902 | COM | 9 | $24,000 | thousands by filing date | call |
| RADNET INC | 750491902 | COM | 16 | $24,000 | thousands by filing date | call |
| TIDEWATER INC NEW | 88642R959 | COM | 36 | $24,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,220 | $24,000 | thousands by filing date | |
| COHU INC | 192576956 | PUT | 14 | $24,000 | thousands by filing date | put |
| HOME BANCSHARES INC | 436893950 | PUT | 16 | $24,000 | thousands by filing date | put |
| NEWTEKONE INC | 652526903 | CALL | 13 | $24,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397905 | CALL | 102 | $24,000 | thousands by filing date | call |
| DOUBLELINE INCOME SOLUTIONS | 258622909 | CALL | 15 | $24,000 | thousands by filing date | call |
| KAMADA LTD | M6240T909 | CALL | 29 | $24,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911957 | PUT | 90 | $24,000 | thousands by filing date | put |
| LEAF GROUP LTD | 52177G102 | COM | 4,828 | $24,000 | thousands by filing date | |
| STONEMOR INC | 86184W906 | CALL | 255 | $24,000 | thousands by filing date | call |
| SOLENO THERAPEUTICS INC | 834203900 | COM NEW | 99 | $24,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 257 | $23,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 2,308 | $23,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,559 | $23,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 8,503 | $23,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 561 | $23,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E952 | PUT | 3 | $23,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R959 | COM | 35 | $23,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241905 | UNIT BEN INT | 95 | $23,000 | thousands by filing date | call |
| ACCO BRANDS CORP | 00081T908 | COM | 40 | $23,000 | thousands by filing date | call |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 3,129 | $23,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 3,100 | $23,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P955 | PUT | 75 | $23,000 | thousands by filing date | put |
| GLYCOMIMETICS INC | 38000Q102 | COM | 7,511 | $23,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 8,862 | $23,000 | thousands by filing date | |
| EXPRESS INC | 30219E903 | COM | 393 | $23,000 | thousands by filing date | call |
| WESTPORT INNOVATIONS INC | 960908909 | COM | 146 | $23,000 | thousands by filing date | call |
| CHICO'S FAS INC | 168615952 | COM | 242 | $23,000 | thousands by filing date | put |
| SPX CORP | 784635904 | COM | 5 | $23,000 | thousands by filing date | call |
| PENNSYLVANIA RE INVS TRUST CMN STK | 709102907 | Cmn | 425 | $23,000 | thousands by filing date | call |
| CSI COMPRESSCO LP | 12637A903 | CALL | 259 | $23,000 | thousands by filing date | call |
| VIEWRAY INC | 92672L957 | PUT | 67 | $23,000 | thousands by filing date | put |
| FSD PHARMA INC | 35954B906 | CALL | 91 | $23,000 | thousands by filing date | call |
| GENETIC TECHNOLOGIES LTD | 37185R957 | PUT | 68 | $23,000 | thousands by filing date | put |
| VASCULAR BIOGENICS LTD | M96883909 | CALL | 194 | $23,000 | thousands by filing date | call |
| GENOCEA BIOSCIENCES INC | 372427951 | PUT | 104 | $23,000 | thousands by filing date | put |
| GENOCEA BIOSCIENCES INC | 372427901 | COM NEW | 104 | $23,000 | thousands by filing date | call |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 9,033 | $23,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D951 | PUT | 9 | $23,000 | thousands by filing date | put |
| FRONT YD RESIDENTIAL CORP | 35904G907 | COM | 27 | $23,000 | thousands by filing date | call |
| PROTEOSTASIS THERAPEUTICS IN | 74373B909 | CALL | 211 | $23,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 7,111 | $22,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 1,162 | $22,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 7,646 | $22,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L903 | SHS | 29 | $22,000 | thousands by filing date | call |
| TOWNEBANK PORTSMOUTH VA | 89214P909 | COM | 14 | $22,000 | thousands by filing date | call |
| ZOVIO INC | 98979V102 | COMMON STOCK | 5,590 | $22,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 763 | $22,000 | thousands by filing date | |
| POWER INTEGRATIONS INC | 739276953 | PUT | 4 | $22,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 2,085 | $22,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282955 | PUT | 12 | $22,000 | thousands by filing date | put |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 1,305 | $22,000 | thousands by filing date | |
| BANNER CORPORATION CMN STOCK | 06652V958 | Cmn | 7 | $22,000 | thousands by filing date | put |
| ENERPLUS RESOURCES FUND COMMON STOCK | 292766902 | Cmn | 123 | $22,000 | thousands by filing date | call |
| REVLON INC. - CL A CMN STOCK | 761525909 | Cmn | 35 | $22,000 | thousands by filing date | call |
| STANDARD MTR PRODS INC | 853666955 | COM | 5 | $22,000 | thousands by filing date | put |
| NEXTCURE INC | 65343E908 | CALL | 26 | $22,000 | thousands by filing date | call |
| IGM BIOSCIENCES INC | 449585958 | PUT | 3 | $22,000 | thousands by filing date | put |
| SECUREWORKS CORP | 81374A905 | CALL | 20 | $22,000 | thousands by filing date | call |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 13,908 | $22,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R909 | COM | 5 | $22,000 | thousands by filing date | call |
| TRINITY BIOTECH PLC | 896438906 | CALL | 109 | $22,000 | thousands by filing date | call |
| ORGANIGRAM HLDGS INC | 68620P901 | CALL | 216 | $22,000 | thousands by filing date | call |
| JOUNCE THERAPEUTICS INC | 481116951 | PUT | 28 | $22,000 | thousands by filing date | put |
| CENTENNIAL RESOURCE DEV INC | 15136A952 | COM | 368 | $22,000 | thousands by filing date | put |
| US ECOLOGY INC | 91734M953 | PUT | 7 | $22,000 | thousands by filing date | put |
| MTS SYS CORP | 553777903 | CALL | 12 | $22,000 | thousands by filing date | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 200 | $21,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 401 | $21,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 153 | $21,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 399 | $21,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 380 | $21,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 1,257 | $21,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 926 | $21,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 2,231 | $21,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 4,045 | $21,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 15,776 | $21,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 3,236 | $21,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872902 | COM NEW | 151 | $21,000 | thousands by filing date | call |
| PACER FDS TR | 69374H901 | US CASH COWS 100 | 6 | $21,000 | thousands by filing date | call |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 4,381 | $21,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 3,106 | $21,000 | thousands by filing date | |
| ISHARES TR | 46434V956 | PUT | 6 | $21,000 | thousands by filing date | put |
| SPIRE INC | 84857L951 | PUT | 4 | $21,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C900 | CALL | 2 | $21,000 | thousands by filing date | call |
| BLACK HILLS CORP | 092113959 | PUT | 4 | $21,000 | thousands by filing date | put |
| MANITOWOC CO INC | 563571905 | CALL | 26 | $21,000 | thousands by filing date | call |
| ALLAKOS INC | 01671P100 | COM | 268 | $21,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 6,095 | $21,000 | thousands by filing date | |
| EXPONENT INC | 30214U902 | CALL | 3 | $21,000 | thousands by filing date | call |
| LIMONEIRA CO | 532746954 | PUT | 15 | $21,000 | thousands by filing date | put |
| BOINGO WIRELESS INC | 09739C902 | COM | 21 | $21,000 | thousands by filing date | call |
| CENTRAL PAC FINL CORP | 154760959 | COM NEW | 16 | $21,000 | thousands by filing date | put |
| JBG SMITH PPTYS | 46590V900 | COM | 8 | $21,000 | thousands by filing date | call |
| NV5 GLOBAL INC | 62945V909 | COM | 4 | $21,000 | thousands by filing date | call |
| MANITEX INTL INC | 563420958 | PUT | 51 | $21,000 | thousands by filing date | put |
| TECHTARGET INC | 87874R900 | CALL | 5 | $21,000 | thousands by filing date | call |
| KADMON HLDGS INC | 48283N106 | COM | 5,560 | $21,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y957 | PUT | 213 | $21,000 | thousands by filing date | put |
| TRIPLE-S MGMT CORP | 896749908 | CALL | 12 | $21,000 | thousands by filing date | call |
| FORUM ENERGY TECHNOLOGIES IN | 34984V900 | CALL | 386 | $21,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 4,867 | $20,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 245 | $20,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 393 | $20,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 658 | $20,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 2,538 | $20,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 2,641 | $20,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC | 09058V903 | COM | 60 | $20,000 | thousands by filing date | call |
| TFS FINL CORP | 87240R957 | COM | 14 | $20,000 | thousands by filing date | put |
| PERION NETWORK LTD | M78673904 | SHS NEW | 30 | $20,000 | thousands by filing date | call |
| NOMAD FOODS LTD | G6564A955 | USD ORD SHS | 8 | $20,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF IN | 69404D958 | COM | 21 | $20,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481951 | COM | 71 | $20,000 | thousands by filing date | put |
| ACADIA HEALTHCARE COMPANY IN | 00404A959 | COM | 7 | $20,000 | thousands by filing date | put |
| MEDICINOVA INC | 58468P906 | CALL | 40 | $20,000 | thousands by filing date | call |
| ARCH CAP GROUP LTD | G0450A905 | CALL | 7 | $20,000 | thousands by filing date | call |
| HEXCEL CORP NEW | 428291958 | PUT | 6 | $20,000 | thousands by filing date | put |
| GENTEX CORP | 371901959 | PUT | 8 | $20,000 | thousands by filing date | put |
| FRESH DEL MONTE PRODUCE INC | G36738905 | CALL | 9 | $20,000 | thousands by filing date | call |
| ORION MARINE GROUP INC | 68628V958 | Cmn | 76 | $20,000 | thousands by filing date | put |
| ENZO BIOCHEM INC | 294100902 | COM | 96 | $20,000 | thousands by filing date | call |
| GENTHERM INC | 37253A903 | CALL | 5 | $20,000 | thousands by filing date | call |
| DUN & BRADSTREET HLDGS INC | 26484T956 | COM | 8 | $20,000 | thousands by filing date | put |
| COMSTOCK INC | 205750950 | COM NEW | 186 | $20,000 | thousands by filing date | put |
| COMPANHIA BRASILEIRA DE DIST | 20440T950 | PUT | 17 | $20,000 | thousands by filing date | put |
| HARPOON THERAPEUTICS INC | 41358P906 | CALL | 12 | $20,000 | thousands by filing date | call |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 3,972 | $20,000 | thousands by filing date | |
| IMV INC | 44974L903 | CALL | 46 | $20,000 | thousands by filing date | call |
| ARMSTRONG FLOORING INC | 04238R906 | CALL | 59 | $20,000 | thousands by filing date | call |
| FORTERRA INC | 34960W956 | PUT | 17 | $20,000 | thousands by filing date | put |
| LIVEXLIVE MEDIA INC | 53839L958 | COM NEW | 79 | $20,000 | thousands by filing date | put |
| CAE INC COM | 124765108 | Stock | 1,352 | $19,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 705 | $19,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 547 | $19,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 487 | $19,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 739 | $19,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,882 | $19,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 7,805 | $19,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919952 | PUT | 2 | $19,000 | thousands by filing date | put |
| UMB FINL CORP | 902788908 | COM | 4 | $19,000 | thousands by filing date | call |
| TITAN INTL INC ILL | 88830M902 | COM | 69 | $19,000 | thousands by filing date | call |
| REGENCY CTRS CORP | 758849903 | COM | 5 | $19,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475906 | COM | 9 | $19,000 | thousands by filing date | call |
| MGP INGREDIENTS INC NEW | 55303J906 | COM | 5 | $19,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668958 | COM | 46 | $19,000 | thousands by filing date | put |
| FIRST FINL BANKSHARES INC | 32020R909 | CALL | 7 | $19,000 | thousands by filing date | call |
| AVITA MEDICAL INC | 05380C902 | CALL | 8 | $19,000 | thousands by filing date | call |
| PENNANTPARK INVT CORP | 708062954 | PUT | 62 | $19,000 | thousands by filing date | put |
| BOOT BARN HLDGS INC | 099406950 | PUT | 7 | $19,000 | thousands by filing date | put |
| EVERCORE INC | 29977A955 | PUT | 3 | $19,000 | thousands by filing date | put |
| COVISTA INC | 00737L903 | CALL | 8 | $19,000 | thousands by filing date | call |
| SCANSOURCE INC | 806037957 | PUT | 10 | $19,000 | thousands by filing date | put |
| MASTERCRAFT BOAT HLDGS INC | 57637H953 | PUT | 11 | $19,000 | thousands by filing date | put |
| TRICIDA INC | 89610F101 | COM | 2,109 | $19,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 1,869 | $19,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 4,078 | $19,000 | thousands by filing date | |
| BLACKROCK KELSO CAPITAL CORP | 092533908 | COM | 81 | $19,000 | thousands by filing date | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331955 | UNIT L P INT | 167 | $19,000 | thousands by filing date | put |
| VERU INC | 92536C953 | COM | 75 | $19,000 | thousands by filing date | put |
| COMSTOCK INC | 205750300 | COM NEW | 18,434 | $19,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K909 | COM | 7 | $19,000 | thousands by filing date | call |
| LINE CORP | 53567X101 | SPONSORED ADR | 390 | $19,000 | thousands by filing date | |
| DURECT CORP | 266605954 | PUT | 114 | $19,000 | thousands by filing date | put |
| BEST INC | 08653C906 | SPONSORED ADS | 66 | $19,000 | thousands by filing date | call |
| ZIX CORP | 98974P900 | CALL | 33 | $19,000 | thousands by filing date | call |
| STERLING BANCORP DEL | 85917A950 | PUT | 19 | $19,000 | thousands by filing date | put |
| NOBLE MIDSTREAM PARTNERS LP | 65506L955 | PUT | 27 | $19,000 | thousands by filing date | put |
| INGLES MKTS INC CL A | 457030104 | Stock | 477 | $18,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 2,238 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 201 | $18,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 2,166 | $18,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES | 29472R908 | CALL | 3 | $18,000 | thousands by filing date | call |
| ENANTA PHARMACEUTICALS INC | 29251M956 | COM | 4 | $18,000 | thousands by filing date | put |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 1,076 | $18,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP | 292765904 | CALL | 10 | $18,000 | thousands by filing date | call |
| TACTILE SYS TECHNOLOGY INC | 87357P900 | CALL | 5 | $18,000 | thousands by filing date | call |
| AXOGEN INC | 05463X906 | CALL | 16 | $18,000 | thousands by filing date | call |
| GRACO INC | 384109904 | CALL | 3 | $18,000 | thousands by filing date | call |
| CURTISS WRIGHT CORP | 231561951 | PUT | 2 | $18,000 | thousands by filing date | put |
| LIMONEIRA CO | 532746904 | COM | 13 | $18,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 7,102 | $18,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 5,091 | $18,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 5,685 | $18,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 4,382 | $18,000 | thousands by filing date | |
| SUPERIOR INDUSTRIES INT'L COMMON STOCK | 868168905 | Cmn | 145 | $18,000 | thousands by filing date | call |
| MONROE CAP CORP | 610335901 | CALL | 27 | $18,000 | thousands by filing date | call |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 5,285 | $18,000 | thousands by filing date | |
| FANHUA INC | 30712A953 | PUT | 11 | $18,000 | thousands by filing date | put |
| CURO GROUP HOLDINGS CORP | 23131L907 | CALL | 26 | $18,000 | thousands by filing date | call |
| AUTOWEB INC | 05335B900 | COM | 60 | $18,000 | thousands by filing date | call |
| NEENAH INC | 640079959 | PUT | 5 | $18,000 | thousands by filing date | put |
| QTS RLTY TR INC | 74736A903 | CALL | 3 | $18,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC | 33830X904 | CALL | 39 | $18,000 | thousands by filing date | call |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 440 | $17,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 652 | $17,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 652 | $17,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,166 | $17,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 1,607 | $17,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 259 | $17,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 315 | $17,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 375 | $17,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 527 | $17,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 531 | $17,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 559 | $17,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 1,273 | $17,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 2,564 | $17,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y953 | PUT | 38 | $17,000 | thousands by filing date | put |
| VITAL FARMS INC | 92847W903 | CALL | 10 | $17,000 | thousands by filing date | call |
| EAGLE MATLS INC | 26969P908 | COM | 2 | $17,000 | thousands by filing date | call |
| NN INC | 629337906 | COM | 33 | $17,000 | thousands by filing date | call |
| NN INC | 629337956 | COM | 34 | $17,000 | thousands by filing date | put |
| CHOICE HOTELS INTL INC | 169905956 | COM | 2 | $17,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X908 | COM CL A | 20 | $17,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M956 | COM | 15 | $17,000 | thousands by filing date | put |
| INTEGER HLDGS CORP | 45826H909 | CALL | 3 | $17,000 | thousands by filing date | call |
| TOPBUILD COR | 89055F953 | PUT | 1 | $17,000 | thousands by filing date | put |
| KORN FERRY | 500643900 | CALL | 6 | $17,000 | thousands by filing date | call |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 1,166 | $17,000 | thousands by filing date | |
| STERIS PLC | G8473T950 | SHS USD | 1 | $17,000 | thousands by filing date | put |
| BARNES GROUP INC | 067806959 | COM | 5 | $17,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367P900 | COM | 20 | $17,000 | thousands by filing date | call |
| PICO HLDGS INC | 693366905 | COM NEW | 20 | $17,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B952 | COM NEW | 56 | $17,000 | thousands by filing date | put |
| MATTHEWS INTL CORP | 577128901 | CALL | 8 | $17,000 | thousands by filing date | call |
| OPPENHEIMER HLDGS INC | 683797954 | PUT | 8 | $17,000 | thousands by filing date | put |
| AZEK CO INC | 05478C955 | CL A | 5 | $17,000 | thousands by filing date | put |
| VERITEX HLDGS INC | 923451908 | CALL | 10 | $17,000 | thousands by filing date | call |
| OBSEVA SA | H5861P953 | PUT | 69 | $17,000 | thousands by filing date | put |
| ASPIRA WOMENS HEALTH INC | 04537Y959 | PUT | 57 | $17,000 | thousands by filing date | put |
| EVOKE PHARMA INC | 30049G954 | PUT | 38 | $17,000 | thousands by filing date | put |
| TRUSTCO BK CORP N Y | 898349955 | PUT | 34 | $17,000 | thousands by filing date | put |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 400 | $16,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 764 | $16,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 191 | $16,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 2,370 | $16,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 4,867 | $16,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 2,962 | $16,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 499 | $16,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 2,217 | $16,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 596 | $16,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 1,458 | $16,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 493 | $16,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 13,097 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 2,670 | $16,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 6,797 | $16,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 3,000 | $16,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 306 | $16,000 | thousands by filing date | |
| ARES 280121C00150000 | 03990b901 | CALL | 4 | $16,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001488542-20-000009 | this filing | 2020-10-14 | acceptance time not in the bulk data set |