13F-HR filed by SIMPLEX TRADING, LLC
SIMPLEX TRADING, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-14, with 8,296 holding rows worth $73,520,713,000.
- Accession
- 0001488542-20-000009
- Filer
- CIK 1488542
- Filed
- 2020-10-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 9,134 entries on the cover page, a total value of $73,520,713,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $73,516,410,000 with VALUE read as thousands by filing date, 13F file number 028-16834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STELLUS CAP INVT CORP | 858568958 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SILVERCREST METALS INC | 828363101 | COM | 23,829 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 4,809 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 5,157 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 15,317 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTER TASK GROUP INC | 205477102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASA SYS INC | 14713L102 | COM | 1,853 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCIETAL CDMO INC | 75629F109 | COM | 264 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVR Partners, LP | 126633106 | LTD | 548 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNERWORKINGS INC | 45773Y105 | COM | 242 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHILOH INDUSTRIES INC | 824543102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOOT LOCKER INC | 344849904 | COM | 962 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FOOT LOCKER INC | 344849954 | COM | 675 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DISH NETWORK CORP-A | 25470M959 | COM | 1,151 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DISH NETWORK CORP-A | 25470M909 | COM | 2,607 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LUMBER LIQUIDATORS HOLDINGS | 55003T957 | COM | 329 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LUMBER LIQUIDATORS HOLDINGS | 55003T907 | COM | 1,052 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CONCHO RESOURCES INC | 20605P901 | COM | 918 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CONCHO RESOURCES INC | 20605P951 | COM | 396 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BRIGGS STRATTON | 109043959 | COM | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NAVISTAR INTERNATIONAL CORP | 63934E958 | COM | 91 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NAVISTAR INTERNATIONAL CORP | 63934E908 | COM | 38 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CELESTICA INC | 15101Q958 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALEXION PHARMACEUTICALS INC | 015351959 | COM | 1,248 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALEXION PHARMACEUTICALS INC | 015351909 | COM | 1,101 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SERVICESOURCE INTERNATIONAL | 81763U900 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANWORTH MORTGAGE ASSET CORP CMN STOCK | 037347951 | Cmn | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CENTRAL EUROPEAN MEDIA ENT LTD- CL A COMMON SHRS | G20045902 | Cmn | 68 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EMAGIN CORPORATION | 29076N956 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PRECISION DRILLING CORP | 74022D908 | Cmn | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS ORD | 00484M956 | Cmn | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HILLENBRAND INC | 431571908 | Cmn | 21 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HILLENBRAND INC | 431571958 | Cmn | 88 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CVR PARTNERS LP | 126633956 | Cmn | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CVR PARTNERS LP | 126633906 | Cmn | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PIPER JAFFRAY COS INC COMMON STOCK | 724078900 | Cmn | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STAMPS.COM INC CMN STK | 852857900 | Cmn | 189 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STAMPS.COM INC CMN STK | 852857950 | Cmn | 99 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GOLDEN MINERALS CO | 381119906 | Cmn | 16 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GREAT PANTHER RESOURCES LTD COMMON STOCK | 39115V951 | Cmn | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STEIN MART INC CMN STK | 858375908 | Cmn | 19 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PFSWEB INC | 717098956 | COM NEW | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HI-CRUSH PARTNERS LP | 428337909 | COM UNIT LTD | 357 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HI-CRUSH PARTNERS LP | 428337959 | COM UNIT LTD | 51 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BANCO SANTANDER BRASIL S A | 05967A907 | ADS REP 1 UNIT | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PACIFIC COAST OIL TR | 694103952 | UNIT BEN INT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ABRAXAS PETE CORP | 003830906 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ABRAXAS PETE CORP | 003830956 | COM | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENMARK DIAGNOSTICS INC | 372309904 | COM | 244 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENMARK DIAGNOSTICS INC | 372309954 | COM | 731 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NATURAL GROCERS BY VITAMIN C | 63888U958 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEWPARK RES INC | 651718904 | COM PAR $.01NEW | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALASKA COMMUNICATIONS SYS GR | 01167P951 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALUMINUM CORP CHINA LTD | 022276959 | SPON ADR H SHS | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DESTINATION XL GROUP INC | 25065K904 | COM | 17 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ZION OIL & GAS INC | 989696909 | COM | 1,127 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ZION OIL & GAS INC | 989696959 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHINA XD PLASTICS CO LTD | 16948F957 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| IMPAC MTG HLDGS INC | 45254P908 | COM NEW | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SANDRIDGE PERMIAN TR | 80007A952 | COM UNIT BEN INT | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LIMITED | 82655M907 | SPONSORED ADR | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CITY OFFICE REIT INC | 178587901 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ATOSSA THERAPEUTICS INC | 04962H906 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NINE ENERGY SERVICE INC | 65441V951 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MERCANTILE BK CORP | 587376904 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SAPIENS INTL CORP N V | G7T16G903 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OCEANFIRST FINL CORP | 675234958 | PUT | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| POTBELLY CORP | 73754Y950 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P903 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MESA AIR GROUP INC | 590479905 | COM NEW | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TWIN DISC INC | 901476901 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GULF IS FABRICATION INC | 402307902 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| XENIA HOTELS & RESORTS INC | 984017953 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VAXART INC | 92243A900 | CALL | 2,292 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VAXART INC | 92243A950 | PUT | 1,131 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BLUEPRINT MEDICINES CORP | 09627Y909 | COM | 42 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLUEPRINT MEDICINES CORP | 09627Y959 | COM | 87 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENPREX INC | 372446104 | COM | 6,223 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SRAX INC | 78472M106 | CL A | 308 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VELODYNE LIDAR INC | 92259F901 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HYRECAR INC | 44916T107 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYRECAR INC | 44916T907 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RIVERVIEW BANCORP INC | 769397900 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| REEDS INC | 758338957 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SELECTIVE INS GROUP INC | 816300957 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RENREN INC | 759892900 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R905 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PLAYAGS INC | 72814N954 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDERA PHARMACEUTICALS INC | 45168K905 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WESTERN NEW ENG BANCORP INC | 958892951 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WESTWOOD HLDGS GROUP INC | 961765904 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IDERA PHARMACEUTICALS INC | 45168K955 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RENREN INC | 759892950 | PUT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087952 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TELIGENT INC NEW | 87960W903 | CALL | 13 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OAKTREE SPECIALTY LENDING CO | 67401P958 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST EAGLE ALTR CAP BDC INC | 26943B950 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| REDHILL BIOPHARMA LTD | 757468903 | CALL | 140 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| REDHILL BIOPHARMA LTD | 757468953 | PUT | 96 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RIBBON COMMUNICATIONS INC | 762544954 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BCB BANCORP INC | 055298903 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BANCO SANTANDER CHILE NEW | 05965X959 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CLEARSIDE BIOMEDICAL INC | 185063904 | CALL | 190 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BROOKLINE BANCORP INC DEL | 11373M907 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IMV INC | 44974L103 | COM | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESPEGAR COM CORP | G27358903 | Equity Call | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MAIDEN HOLDINGS LTD | G5753U902 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CEL SCI CORP | 150837907 | CALL | 899 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CEL SCI CORP | 150837957 | PUT | 2,442 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973958 | COM | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SILVERCREST METALS INC | 828363901 | COM | 16 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SILVERCREST METALS INC | 828363951 | COM | 449 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BIOXCEL THERAPEUTICS INC | 09075P905 | COM | 282 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIOXCEL THERAPEUTICS INC | 09075P955 | COM | 57 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ORGANOVO HLDGS INC | 68620A953 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPI ENERGY CO LTD | G8651P950 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 364 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K907 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 4,721 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KARUNA THERAPEUTICS INC | 48576A900 | OPTION | 17 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CYMABAY THERAPEUTICS INC | 23257D903 | OPTION | 156 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 184 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOGENIX INC. | 98978L204 | Common Stock | 5,827 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEZAR LIFE SCIENCES INC | 49372L900 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DIXIE GROUP INC | 255519900 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AQUA METALS INC | 03837J951 | PUT | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MALLINCKRODT PUB LTD CO | G5785G907 | COM | 2,026 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 17,235 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUPAI HLDGS LTD | 48205B107 | ADS | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RTW RETAILWINDS INC | 74980D100 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 180 DEGREE CAP CORP | 68235B109 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUITRANS MIDSTREAM CORP | 294600901 | COM | 763 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EQUITRANS MIDSTREAM CORP | 294600951 | COM | 503 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HOOKIPA PHARMA INC | 43906K900 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HOOKIPA PHARMA INC | 43906K950 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R953 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QUANTUM CORP | 747906901 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| QUANTUM CORP | 747906951 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 363 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE CORP PLC | G65431951 | PUT | 66 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARTESIAN THERAPEUTICS INC | 816212904 | COM | 30 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CSI COMPRESSCO LP | 12637A953 | PUT | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PIERIS PHARMACEUTICALS INC | 720795903 | CALL | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CASA SYS INC | 14713L902 | CALL | 133 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CASA SYS INC | 14713L952 | PUT | 21 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RECRO PHARMA INC | 75629F959 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SELECTA BIOSCIENCES INC | 816212954 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KARUNA THERAPEUTICS INC | 48576A950 | PUT | 19 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CYMABAY THERAPEUTICS INC | 23257D953 | PUT | 77 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ATRECA INC | 04965G909 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MESOBLAST LTD | 590717904 | SPONS ADR | 601 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MESOBLAST LTD | 590717954 | SPONS ADR | 1,396 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ARAVIVE INC | 03890D908 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENPREX INC | 372446904 | CALL | 292 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENPREX INC | 372446954 | PUT | 69 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PRECISION BIOSCIENCES INC | 74019P908 | CALL | 52 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARAVIVE INC | 03890D958 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PCTEL INC | 69325Q905 | CALL | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M300 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSQUARE CORP | 11776U900 | COM NEW | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEUROTROPE INC | 64129T207 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOCYTE CORPORATION | 68235C907 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SURFACE ONCOLOGY INC | 86877M909 | CALL | 23 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SYNLOGIC INC | 87166L950 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| URSTADT BIDDLE PPTYS INC | 917286955 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VACCINEX INC | 918640903 | CALL | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06746P498 | ETN LKD 48 | 6,577 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER MEXICO S A | 05969B903 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VENATOR MATLS PLC | G9329Z950 | PUT | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CYCLERION THERAPEUTICS INC | 23255M955 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ORBITAL ENERGY GROUP INC | 68559A909 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ORBITAL ENERGY GROUP INC | 68559A959 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ADAMIS PHARMACEUTICALS CORP | 00547W958 | PUT | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC | 03835T900 | CALL | 187 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC | 03835T950 | PUT | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ZOVIO INC | 98979V952 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHANGE HEALTHCARE INC | 15912K900 | CALL | 929 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHANGE HEALTHCARE INC | 15912K950 | PUT | 111 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| 9 METERS BIOPHARMA INC | 654405959 | PUT | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AKERNA CORP | 00973W952 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| XPERI HOLDING CORP | 98390M903 | CALL | 213 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| XPERI HOLDING CORP | 98390M953 | PUT | 257 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UNITY BIOTECHNOLOGY INC | 91381U901 | CALL | 80 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNITY BIOTECHNOLOGY INC | 91381U951 | PUT | 147 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALLEGHANY CORP DEL | 017175900 | CALL | 16 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALLEGHANY CORP DEL | 017175950 | PUT | 80 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALLEGIANCE BANCSHARES INC | 01748H907 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RADA ELECTR INDS LTD | M81863904 | CALL | 1,143 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RADA ELECTR INDS LTD | M81863954 | PUT | 56 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EXTERRAN CORP | 30227H906 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TURNING POINT THERAPEUTICS I | 90041T958 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CATCHMARK TIMBER TR INC | 14912Y902 | CL A | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975952 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TYME TECHNOLOGIES INC | 90238J953 | PUT | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EVOFEM BIOSCIENCES INC | 30048L954 | COM | 346 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A904 | SHS NEW | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MINERVA NEUROSCIENCES INC | 603380906 | COM | 96 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MINERVA NEUROSCIENCES INC | 603380956 | COM | 819 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EVOFEM BIOSCIENCES INC | 30048L904 | COM | 159 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A954 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K950 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OASIS MIDSTREAM PARTNERS LP | 67420T956 | PUT | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DONNELLEY R R & SONS CO | 257867900 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DONNELLEY R R & SONS CO | 257867950 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ZOGENIX INC | 98978L904 | CALL | 938 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ZOGENIX INC | 98978L954 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CELSION CORP | 15117N903 | CALL | 13 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ADAMAS PHARMACEUTICALS INC | 00548A956 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LANDMARK INFRASTRCTUR PARTR | 51508J958 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PPD INC | 69355F952 | PUT | 70 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PPD INC | 69355F902 | CALL | 342 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| J JILL INC | 46620W102 | COM | 1,513 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT-ID INC | 67091J906 | COM NEW | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FRANKS INTL N V | N33462957 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QUTOUTIAO INC | 74915J957 | ADS REP SHS A | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STRONGBRIDGE BIOPHARMA PLC | G85347905 | SHS USD | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KINDRED BIOSCIENCES INC | 494577959 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CINCINNATI BELL INC NEW | 171871952 | PUT | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J906 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ORBCOMM INC | 68555P950 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHIASMA INC | 16706W902 | CALL | 62 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHIASMA INC | 16706W952 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CATABASIS PHARMACEUTICALS IN | 14875P906 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALASKA COMMUNICATIONS SYS GR | 01167P901 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SUPPORT COM INC | 86858W900 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MILLENDO THERAPEUTICS INC | 60040X903 | CALL | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| 500 COM LTD | 33829R900 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GOLAR LNG PARTNERS LP | Y2745C902 | CALL | 167 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GOLAR LNG PARTNERS LP | Y2745C952 | PUT | 115 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ASSERTIO HOLDINGS INC | 04546C906 | CALL | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIAT CHRYSLER AUTOMOBILES N | N31738902 | OPTION | 610 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIAT CHRYSLER AUTOMOBILES N | N31738952 | OPTION | 1,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M950 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CELLULAR BIOMEDICINE GROUP I | 15117P902 | COM NEW | 110 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CELLULAR BIOMEDICINE GROUP I | 15117P952 | COM NEW | 117 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| 180 DEGREE CAP CORP | 68235B909 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GRIDSUM HLDG INC | 398132950 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MALLINCKRODT PUB LTD CO | G5785G957 | PUT | 2,207 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LONESTAR RES US INC | 54240F903 | CALL | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SUNESIS PHARMACEUTICALS INC | 867328954 | PUT | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MID CON ENERGY PARTNERS LP | 59560V958 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BRIDGE BANCORP INC | 108035906 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BRIDGE BANCORP INC | 108035956 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LIVONGO HEALTH INC | 539183903 | COM | 767 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LIVONGO HEALTH INC | 539183953 | COM | 410 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AIMMUNE THERAPEUTICS INC | 00900T957 | PUT | 434 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHINANET ONLINE HLDGS INC | 16949H901 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AIMMUNE THERAPEUTICS INC | 00900T907 | CALL | 1,377 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ADURO BIOTECH INC | 00739L901 | CALL | 34 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CEDAR REALTY TRUST INC | 150602909 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CEDAR REALTY TRUST INC | 150602959 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EYEPOINT PHARMACEUTICALS INC | 30233G950 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LONESTAR RES US INC | 54240F953 | PUT | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INSURANCE ACQUISITION CORP | 457867909 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INTEC PHARMA LTD JERUSALEM | M53644956 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEUROTROPE INC | 64129T907 | CALL | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MYOKARDIA INC | 62857M905 | CALL | 30 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MYOKARDIA INC | 62857M955 | PUT | 47 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| J JILL INC | 46620W952 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314907 | CALL | 38 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314957 | PUT | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HIGHPOINT RES CORP | 43114K908 | CALL | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WASHINGTON PRIME GROUP NEW | 93964W958 | PUT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PFENEX INC | 717071954 | PUT | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VIVUS INC | 928551908 | CALL | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| 58 COM INC | 31680Q954 | PUT | 68 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ASTA FDG INC | 046220959 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TOWN SPORTS INTL HLDGS INC | 89214A902 | CALL | 17 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENDOLOGIX INC | 29266S904 | CALL | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ASCENA RETAIL GROUP INC | 04351G900 | CALL | 1,623 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ASCENA RETAIL GROUP INC | 04351G950 | PUT | 159 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q906 | CALL | 2,512 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q956 | PUT | 952 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TAILORED BRANDS INC | 87403A907 | CALL | 1,505 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TAILORED BRANDS INC | 87403A957 | PUT | 139 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ATLAS FINANCIAL HOLDINGS INC | G06207905 | CALL | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RTW RETAILWINDS INC | 74980D900 | CALL | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RTW RETAILWINDS INC | 74980D950 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHAPARRAL ENERGY INC | 15942R908 | CALL | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SHILOH INDS INC | 824543902 | CALL | 21 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SHILOH INDS INC | 824543952 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001488542-20-000009 | this filing | 2020-10-14 | acceptance time not in the bulk data set |