13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 1,281 holding rows worth $12,587,478,000.
- Accession
- 0001463217-19-000001
- Filer
- CIK 1463217
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 1,281 entries on the cover page, a total value of $12,587,478,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,587,478,000 with VALUE read as thousands by filing date, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACADIAN ASSET MANAGEMENT LLC028-05990
- reports for this filerADVISOR PARTNERS LLC028-13399
- reports for this filerANALYTIC INVESTORS, LLC028-04895
- reports for this filerBeacon Capital Management, Inc.028-15734
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAUSEWAY CAPITAL MANAGEMENT LLC028-11728
- reports for this filerCHURCHILL MANAGEMENT Corp028-05029
- reports for this filerCITY NATIONAL ROCHDALE, LLC028-05392
- reports for this filerCUMBERLAND ADVISORS INC028-11051
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEfficient Market Advisors, LLC028-13603
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerGranite Investment Partners, LLC028-14862
- reports for this filerGREAT LAKES ADVISORS, LLC028-05229
- reports for this filerKeeley-Teton Advisors, LLC028-18059
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLMCG INVESTMENTS, LLC028-13608
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerLSV ASSET MANAGEMENT028-06580
- reports for this filerMACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST028-05267
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNorthCoast Asset Management LLC028-13466
- reports for this filerOFI Global Asset Management, Inc.028-15607
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPlacemark Investments, Inc.028-11107
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSEI INVESTMENTS MANAGEMENT CORP028-16475
- reports for this filerSTERLING CAPITAL MANAGEMENT LLC 028-06451
- reports for this filerTRILLIUM ASSET MANAGEMENT, LLC028-03125
- reports for this filerWBI INVESTMENTS, INC.028-12525
- reports for this filerWinslow Capital Management, LLC028-03676
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287564 | SELECT US REIT | 3,879 | $371,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 7,331 | $370,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 8,704 | $369,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 7,688 | $369,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 13,907 | $368,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 19,808 | $368,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 13,425 | $366,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 38,877 | $364,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 7,888 | $363,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 8,000 | $358,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 14,043 | $356,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 6,274 | $355,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 68,462 | $355,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 5,480 | $354,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,390 | $354,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 9,171 | $353,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,800 | $351,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 54,104 | $351,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 385,122 | $350,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 8,431 | $349,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 4,033 | $347,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 6,976 | $346,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 19,913 | $346,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 13,125 | $346,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 30,972 | $345,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,047 | $344,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 24,454 | $342,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,776 | $341,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 11,194 | $339,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 10,282 | $339,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 13,100 | $337,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 13,781 | $334,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 13,873 | $334,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 17,150 | $332,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,369 | $328,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 67,308 | $325,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 17,797 | $325,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 8,500 | $325,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 19,372 | $325,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 567 | $321,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 31,206 | $320,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 6,092 | $319,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 6,405 | $318,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 3,128 | $318,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,811 | $314,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,621 | $314,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 6,543 | $314,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 6,622 | $312,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,564 | $312,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 11,771 | $308,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 8,513 | $308,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 11,434 | $307,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 5,720 | $305,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 5,688 | $305,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 27,925 | $304,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 5,630 | $304,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 175,539 | $304,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 16,900 | $303,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 7,225 | $302,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 6,298 | $301,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 5,448 | $299,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 23,110 | $299,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 15,009 | $299,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 17,468 | $298,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 16,840 | $298,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,415 | $298,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 6,905 | $297,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 17,542 | $296,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 6,865 | $296,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 3,860 | $295,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 5,085 | $293,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 8,389 | $291,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 2,292 | $289,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 2,335 | $289,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 6,126 | $286,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 1,231 | $286,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 4,044 | $286,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 6,521 | $286,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 3,049 | $285,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 1,640 | $285,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 15,021 | $284,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 6,000 | $284,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 24,378 | $283,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 15,183 | $282,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 4,243 | $282,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 4,619 | $281,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 6,473 | $281,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 11,469 | $280,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 6,914 | $280,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 68,100 | $279,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,575 | $278,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 6,888 | $277,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 6,139 | $277,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 4,443 | $276,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 14,515 | $276,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,212 | $274,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 3,492 | $274,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 10,816 | $272,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 7,888 | $272,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 628 | $271,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 3,116 | $271,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 21,452 | $269,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 10,933 | $269,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,763 | $268,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,666 | $267,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 820 | $267,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 4,830 | $265,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,574 | $265,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 7,029 | $264,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 5,021 | $264,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 18,676 | $263,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 8,069 | $262,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,524 | $261,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 8,939 | $261,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 5,455 | $261,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 13,612 | $261,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 6,573 | $260,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,152 | $259,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 7,283 | $254,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 12,324 | $254,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 5,880 | $253,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 11,959 | $253,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 7,594 | $251,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 6,996 | $250,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 9,342 | $250,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,689 | $249,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 8,579 | $248,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 25,000 | $248,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 10,000 | $248,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 4,165 | $247,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,814 | $247,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 8,692 | $247,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,777 | $247,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,950 | $246,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 8,345 | $245,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 5,475 | $245,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 7,312 | $245,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 3,681 | $244,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 14,145 | $243,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 2,079 | $243,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 16,849 | $243,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 5,400 | $242,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 11,993 | $240,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 20,925 | $240,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,587 | $239,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 6,509 | $238,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 4,683 | $238,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 21,664 | $236,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 11,917 | $235,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 18,095 | $235,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 3,342 | $234,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 4,108 | $234,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,964 | $233,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,676 | $233,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,874 | $232,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,255 | $231,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 4,406 | $230,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,185 | $229,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 26,865 | $227,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 5,603 | $227,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 922 | $226,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,842 | $224,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,921 | $224,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,176 | $224,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 5,010 | $222,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 3,007 | $221,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 7,403 | $221,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,624 | $219,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 5,464 | $219,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 20,952 | $219,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 5,781 | $218,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 4,626 | $218,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 20,388 | $217,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 15,663 | $217,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 7,801 | $217,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 5,361 | $216,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 4,562 | $216,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 6,648 | $216,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,754 | $215,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 8,274 | $215,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 2,899 | $215,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 28,384 | $214,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL ROTN | 00400R866 | CEF | 9,338 | $214,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 10,800 | $213,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,847 | $211,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 6,152 | $211,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 13,057 | $211,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 9,810 | $211,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 8,217 | $211,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 7,046 | $209,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 3,773 | $209,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 6,438 | $209,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 5,824 | $207,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,960 | $207,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 5,774 | $206,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 14,313 | $202,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,693 | $202,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 13,954 | $202,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 20,146 | $202,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 54,000 | $200,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 34,003 | $198,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 82,529 | $196,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 10,126 | $195,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 64,389 | $193,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 11,636 | $193,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 11,186 | $193,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 25,664 | $191,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 32,007 | $185,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 21,043 | $179,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 19,142 | $175,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 13,319 | $173,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 13,127 | $170,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 11,432 | $168,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 13,291 | $165,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 20,463 | $164,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 10,456 | $163,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 75,162 | $158,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 15,241 | $157,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 44,331 | $155,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 15,334 | $154,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 12,080 | $150,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 18,083 | $150,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,835 | $147,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,758 | $144,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 29,700 | $143,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 11,555 | $143,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 12,450 | $136,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 15,200 | $135,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 11,850 | $133,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 12,823 | $132,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,025 | $131,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 11,686 | $127,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 10,835 | $127,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 27,300 | $124,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 32,729 | $123,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 11,450 | $118,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 19,397 | $117,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 29,551 | $114,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 12,601 | $113,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 10,185 | $112,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 10,750 | $105,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 16,626 | $105,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 20,184 | $103,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 18,626 | $99,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 19,722 | $89,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 28,201 | $85,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 11,680 | $81,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 16,042 | $80,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 12,016 | $79,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 20,859 | $77,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 11,137 | $73,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 17,705 | $70,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 12,783 | $63,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 10,815 | $60,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 10,519 | $57,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 17,298 | $56,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,535 | $54,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 13,286 | $45,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 53,000 | $42,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 14,710 | $41,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 16,432 | $39,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 15,566 | $39,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 11,023 | $29,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 313,142 | $28,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 15,234 | $27,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 12,000 | $27,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 25,000 | $25,000 | thousands by filing date | |
| SIGMA LABS INC | 826598302 | COM PAR | 15,000 | $23,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 10,000 | $21,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 10,000 | $19,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 20,000 | $19,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 17,320 | $17,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 10,000 | $17,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 15,000 | $15,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 18,765 | $15,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 12,041 | $13,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 34,183 | $13,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 11,144 | $12,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 19,226 | $11,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 39,900 | $9,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 37,544 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001463217-19-000001 | this filing | 2019-02-14 | acceptance time not in the bulk data set |