13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 1,307 holding rows worth $13,114,744,000.
- Accession
- 0001463217-18-000003
- Filer
- CIK 1463217
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 1,307 entries on the cover page, a total value of $13,114,744,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,114,744,000 with VALUE read as thousands by filing date, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACADIAN ASSET MANAGEMENT LLC028-05990
- reports for this filerADVISOR PARTNERS LLC028-13399
- reports for this filerANALYTIC INVESTORS, LLC028-04895
- reports for this filerBeacon Capital Management, Inc.028-15734
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBRINKER CAPITAL INC028-14331
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAUSEWAY CAPITAL MANAGEMENT LLC028-11728
- reports for this filerCHURCHILL MANAGEMENT Corp028-05029
- reports for this filerCITY NATIONAL ROCHDALE, LLC028-05392
- reports for this filerCUMBERLAND ADVISORS INC028-11051
- reports for this filerDALTON GREINER HARTMAN MAHER & CO028-02757
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEfficient Market Advisors, LLC028-13603
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerGranite Investment Partners, LLC028-14862
- reports for this filerGREAT LAKES ADVISORS, LLC028-05229
- reports for this filerIndexIQ Advisors LLC028-13712
- reports for this filerInvesco Advisers, Inc.028-00255
- reports for this filerKeeley-Teton Advisors, LLC028-18059
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLMCG INVESTMENTS, LLC028-13608
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerLSV ASSET MANAGEMENT028-06580
- reports for this filerMACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST028-05267
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNorthCoast Asset Management LLC028-13466
- reports for this filerOFI Global Asset Management, Inc.028-15607
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPlacemark Investments, Inc.028-11107
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSEI INVESTMENTS MANAGEMENT CORP028-16475
- reports for this filerSTERLING CAPITAL MANAGEMENT LLC 028-06451
- reports for this filerSumnicht & Associates, LLC028-13992
- reports for this filerTRILLIUM ASSET MANAGEMENT, LLC028-03125
- reports for this filerWBI INVESTMENTS, INC.028-12525
- reports for this filerWinslow Capital Management, LLC028-03676
- reports for this filerAXIOM INTERNATIONAL INVESTORS LLC /DE028-05615
- reports for this filerFALCON POINT CAPITAL, LLC028-10492
- reports for this filerFiera Capital Corp028-14036
- reports for this filerQuantitative Management Associates LLC028-11173
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 48,541 | $413,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 4,517 | $412,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 25,050 | $412,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 6,008 | $409,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,371 | $409,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 20,851 | $409,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 10,253 | $407,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 33,857 | $403,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 15,652 | $399,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 10,000 | $398,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,980 | $393,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 3,231 | $393,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 16,336 | $391,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,669 | $390,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 30,414 | $387,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,414 | $385,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 8,426 | $385,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 10,008 | $385,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 6,926 | $384,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 5,976 | $383,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 9,885 | $382,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,862 | $381,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 8,061 | $381,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 14,912 | $381,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 9,585 | $378,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 5,911 | $378,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,743 | $375,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 18,236 | $373,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 6,101 | $369,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 19,685 | $366,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 17,680 | $366,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 8,461 | $364,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 98,416 | $364,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 12,623 | $363,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 15,511 | $360,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 6,816 | $358,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 7,043 | $357,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 11,849 | $357,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,813 | $356,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,994 | $356,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 10,439 | $354,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 13,969 | $352,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 8,044 | $348,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 26,300 | $348,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 5,050 | $347,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,532 | $347,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 22,445 | $346,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,512 | $346,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 10,352 | $345,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 5,721 | $343,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 50,971 | $343,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 7,513 | $340,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,113 | $338,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,377 | $337,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 5,849 | $335,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 3,886 | $334,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,510 | $333,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 20,276 | $333,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 8,121 | $332,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 2,329 | $332,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,332 | $332,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,940 | $331,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 8,824 | $325,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 4,928 | $325,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 25,000 | $323,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 4,081 | $322,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 4,690 | $322,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 6,550 | $321,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,197 | $321,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 48,157 | $320,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,783 | $319,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 6,888 | $318,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 17,259 | $318,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,834 | $317,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 6,645 | $317,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 4,306 | $316,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 4,731 | $316,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 26,687 | $315,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 5,659 | $315,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,342 | $312,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 8,105 | $311,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 11,028 | $311,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,884 | $310,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 6,055 | $310,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,211 | $309,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 32,975 | $309,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 5,643 | $308,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 4,422 | $306,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 29,730 | $305,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,920 | $304,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 5,137 | $303,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 18,469 | $302,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 7,479 | $299,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 19,906 | $299,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 5,121 | $299,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 5,515 | $299,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 29,664 | $298,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 9,679 | $298,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 6,098 | $297,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 12,415 | $294,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,250 | $292,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 5,937 | $292,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,098 | $292,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 10,238 | $292,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 6,347 | $291,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 14,199 | $291,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 6,438 | $291,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,822 | $289,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 9,510 | $288,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 10,915 | $288,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 6,208 | $287,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 13,612 | $286,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 6,000 | $285,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,371 | $284,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 6,290 | $283,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,752 | $280,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 21,549 | $280,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 7,554 | $279,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 12,226 | $279,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 9,626 | $277,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 6,601 | $275,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 5,374 | $275,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 8,862 | $275,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 71,052 | $274,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 5,612 | $274,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 4,559 | $272,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 57,320 | $272,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 4,171 | $269,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 12,818 | $269,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 9,721 | $269,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 4,543 | $268,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 7,513 | $268,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 4,050 | $265,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 6,430 | $265,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,510 | $263,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,441 | $263,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,530 | $262,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 456 | $262,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 8,407 | $262,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 3,266 | $262,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,227 | $261,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 2,027 | $260,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,250 | $258,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 7,554 | $257,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4,103 | $257,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 20,925 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 14,329 | $256,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 12,469 | $254,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 16,714 | $254,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 8,167 | $254,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 3,471 | $254,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 8,284 | $252,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 16,107 | $251,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 5,183 | $251,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,504 | $251,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 4,888 | $250,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 5,809 | $249,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 14,860 | $249,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 9,165 | $248,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 11,627 | $248,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,937 | $247,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,529 | $247,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 7,502 | $247,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 15,069 | $247,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 4,167 | $245,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 7,403 | $245,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 9,240 | $245,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,586 | $244,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 30,700 | $243,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,973 | $243,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 7,170 | $243,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 6,000 | $243,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 20,146 | $243,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,587 | $242,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 6,353 | $241,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,008 | $240,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 6,395 | $239,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 3,967 | $239,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 8,536 | $238,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 5,414 | $236,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 683 | $235,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,220 | $235,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 2,855 | $235,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 6,609 | $233,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 77,207 | $233,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,922 | $232,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,027 | $232,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 14,398 | $232,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 2,584 | $232,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 6,171 | $232,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 5,148 | $231,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 6,832 | $230,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 4,654 | $229,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 8,053 | $227,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,249 | $227,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 4,395 | $227,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 17,223 | $226,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 697 | $225,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 1,488 | $225,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 18,942 | $225,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,346 | $224,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,276 | $224,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 13,177 | $223,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 12,077 | $223,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 4,526 | $223,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,712 | $222,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 9,957 | $221,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 4,982 | $221,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 13,330 | $219,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 5,734 | $217,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 12,610 | $217,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,221 | $216,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 3,490 | $215,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,827 | $214,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 4,285 | $213,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 7,905 | $213,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 909 | $212,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,510 | $209,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 4,315 | $209,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,410 | $208,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 6,630 | $207,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,301 | $207,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 8,544 | $207,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 18,615 | $207,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 5,601 | $206,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 10,704 | $206,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 39,548 | $206,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 9,281 | $205,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 73 | $204,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,012 | $203,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,316 | $203,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 3,146 | $203,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 11,216 | $202,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 3,600 | $202,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 5,620 | $200,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 3,086 | $200,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 13,905 | $200,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 27,647 | $200,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 11,260 | $199,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 11,629 | $197,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 11,331 | $192,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 10,456 | $184,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 11,389 | $179,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 19,894 | $176,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 12,424 | $176,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 10,000 | $174,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 10,008 | $173,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 12,823 | $173,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 18,083 | $170,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 26,259 | $168,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 10,408 | $163,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 15,970 | $161,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 52,000 | $160,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 12,043 | $159,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 13,850 | $159,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 11,850 | $157,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 23,810 | $152,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 15,168 | $150,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 12,241 | $135,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 28,374 | $130,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 16,832 | $128,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 11,175 | $127,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 20,300 | $124,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 15,403 | $120,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 10,185 | $119,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 19,147 | $117,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 20,000 | $115,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 10,003 | $113,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 11,700 | $113,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 14,169 | $112,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 16,626 | $111,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 22,495 | $110,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 19,572 | $107,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 28,774 | $101,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 25,555 | $100,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 39,045 | $89,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 26,601 | $84,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 14,500 | $80,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 11,452 | $70,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 20,303 | $69,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 10,876 | $68,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 37,544 | $63,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 15,410 | $61,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,535 | $60,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 13,310 | $58,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 16,413 | $45,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 45,000 | $43,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 29,112 | $40,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 10,560 | $39,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 15,566 | $32,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 10,003 | $27,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 25,000 | $25,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 25,000 | $23,000 | thousands by filing date | |
| SIGMA LABS INC | 826598302 | COM PAR | 15,000 | $22,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 10,000 | $20,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 20,000 | $20,000 | thousands by filing date | |
| Egalet Corporation | 28226BAB0 | Note 5.50% 4/1/20 | 50,000 | $20,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 28,560 | $18,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 11,726 | $17,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 18,765 | $16,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 39,900 | $15,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 15,000 | $15,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 10,000 | $12,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 13,400 | $3,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 13,600 | $3,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 25,606 | $2,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 32,779 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001463217-18-000003 | this filing | 2018-05-15 | acceptance time not in the bulk data set |