13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 1,307 holding rows worth $11,792,004,000.
- Accession
- 0001463217-17-000005
- Filer
- CIK 1463217
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 1,307 entries on the cover page, a total value of $11,792,004,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,792,004,000 with VALUE read as thousands by filing date, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACADIAN ASSET MANAGEMENT LLC028-05990
- reports for this filerNatixis Global Asset Management, L.P.028-06808
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerANALYTIC INVESTORS, LLC028-04895
- reports for this filerBeacon Capital Management, Inc.028-15734
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBRINKER CAPITAL INC028-14331
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAUSEWAY CAPITAL MANAGEMENT LLC028-11728
- reports for this filerCHURCHILL MANAGEMENT Corp028-05029
- reports for this filerCUMBERLAND ADVISORS INC028-11051
- reports for this filerDALTON GREINER HARTMAN MAHER & CO028-02757
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerMACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST028-05267
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEfficient Market Advisors, LLC028-13603
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerFiera Capital Corp028-14036
- reports for this filerForester Capital Management, LTD028-13845
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGranite Investment Partners, LLC028-14862
- reports for this filerGREAT LAKES ADVISORS, LLC028-05229
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHaverford Financial Services, Inc.028-11678
- reports for this filerIndexIQ Advisors LLC028-13712
- reports for this filerInstitute for Wealth Management, LLC.028-14899
- reports for this filerInvesco Advisers, Inc.028-00255
- reports for this filerSumnicht & Associates, LLC028-13992
- reports for this filerIVY INVESTMENT MANAGEMENT CO028-10368
- reports for this filerKeeley-Teton Advisors, LLC028-18059
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLMCG INVESTMENTS, LLC028-13608
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerLSV ASSET MANAGEMENT028-06580
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNorthCoast Asset Management LLC028-13466
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPlacemark Investments, Inc.028-11107
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSEI INVESTMENTS MANAGEMENT CORP028-16475
- reports for this filerSTERLING CAPITAL MANAGEMENT LLC 028-06451
- reports for this filerSustainable Growth Advisers, LP028-11076
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerTRILLIUM ASSET MANAGEMENT, LLC028-03125
- reports for this filerWBI INVESTMENTS, INC.028-12525
- reports for this filerWeatherstone Capital Management028-14641
- reports for this filerWinslow Capital Management, LLC028-03676
- reports for this filerQuantitative Management Associates LLC028-11173
- reports for this filerFALCON POINT CAPITAL, LLC028-10492
- reports for this filerAmerican Assets Capital Advisers028-16374
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOGO INC | 38046C109 | COM | 36,784 | $434,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,011 | $433,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,427 | $433,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 6,687 | $430,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 26,445 | $428,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 10,327 | $428,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 17,901 | $422,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 5,703 | $421,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 17,088 | $421,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 8,837 | $420,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 12,669 | $420,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 32,550 | $417,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,616 | $415,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 11,052 | $415,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 21,860 | $415,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 4,021 | $413,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 4,349 | $413,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 6,870 | $411,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 7,367 | $410,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 24,284 | $410,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 20,851 | $410,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 111,723 | $409,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 11,612 | $407,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 15,914 | $407,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,513 | $405,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 4,375 | $404,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 3,467 | $402,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 20,821 | $402,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 6,865 | $398,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 9,747 | $395,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 17,551 | $392,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 75,507 | $390,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 2,069 | $390,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,659 | $389,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 54,625 | $387,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 20,126 | $386,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 2,667 | $384,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 9,940 | $384,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,399 | $384,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 8,187 | $384,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 7,313 | $381,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,958 | $378,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 13,348 | $373,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 18,834 | $373,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 11,401 | $372,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 7,590 | $368,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 7,313 | $368,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 33,688 | $367,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 5,191 | $366,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 10,768 | $365,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,926 | $364,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 9,583 | $363,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 6,810 | $361,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 26,300 | $361,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 7,768 | $360,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 9,271 | $359,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,058 | $357,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 34,730 | $356,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 8,541 | $355,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 8,756 | $355,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 11,069 | $353,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 4,103 | $347,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,401 | $346,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 7,557 | $345,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 12,964 | $344,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 2,775 | $343,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 4,379 | $343,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 3,083 | $341,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 8,399 | $341,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 4,423 | $341,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 9,046 | $339,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,836 | $338,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 4,422 | $338,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 9,295 | $338,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 10,354 | $336,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 6,888 | $336,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,766 | $334,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,841 | $333,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 21,061 | $332,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 5,134 | $331,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 7,977 | $329,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 4,502 | $328,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 5,108 | $328,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 16,136 | $327,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 6,106 | $327,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 10,806 | $327,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,855 | $325,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 8,393 | $324,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,450 | $323,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,609 | $322,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 7,555 | $322,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 17,110 | $321,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 35,100 | $321,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 4,790 | $320,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 5,109 | $319,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 14,244 | $319,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,217 | $318,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 6,610 | $316,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,390 | $314,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 10,001 | $314,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,535 | $313,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 45,001 | $312,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,405 | $309,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 6,609 | $308,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 5,724 | $308,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 9,280 | $308,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 5,385 | $307,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 10,319 | $305,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 7,662 | $305,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,908 | $304,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 13,478 | $304,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 29,107 | $301,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 5,760 | $299,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,202 | $298,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 13,296 | $298,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 6,717 | $297,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,668 | $297,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 6,469 | $296,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 5,664 | $293,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 4,557 | $293,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,137 | $293,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 20,925 | $291,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 6,182 | $291,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,558 | $290,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 13,964 | $289,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 456 | $286,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 5,762 | $286,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 13,079 | $284,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 6,601 | $283,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 20,164 | $283,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,109 | $283,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 6,493 | $283,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 4,752 | $282,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 11,644 | $281,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 5,814 | $280,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 15,788 | $278,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 6,438 | $278,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,750 | $276,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,789 | $276,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 2,469 | $276,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 8,797 | $276,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,600 | $274,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 11,086 | $271,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 13,612 | $270,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,190 | $269,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 5,371 | $269,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 5,513 | $268,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 23,545 | $268,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,992 | $267,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 8,073 | $267,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 19,384 | $266,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 10,333 | $266,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 15,630 | $266,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 5,005 | $264,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 38,529 | $264,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 588 | $263,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 8,155 | $263,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 3,115 | $261,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 7,944 | $260,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 8,334 | $259,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 36,626 | $259,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 18,223 | $258,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,809 | $257,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 15,565 | $257,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 5,696 | $256,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 6,721 | $256,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 5,616 | $256,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 15,090 | $255,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 5,516 | $254,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 7,403 | $254,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 11,849 | $253,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 10,000 | $253,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 786 | $252,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 4,942 | $250,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 6,548 | $250,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,947 | $249,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 10,190 | $249,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4,150 | $248,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 2,567 | $247,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 4,519 | $247,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 3,577 | $246,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 12,572 | $246,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 7,826 | $245,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 7,233 | $244,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 7,500 | $244,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 3,925 | $244,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 4,426 | $243,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 4,292 | $243,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 18,604 | $243,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 11,292 | $243,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 7,789 | $243,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,376 | $241,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 21,707 | $240,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 4,482 | $239,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,250 | $238,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,706 | $238,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,977 | $237,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,926 | $234,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 15,041 | $231,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 15,970 | $230,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 29,525 | $228,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 19,690 | $227,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 4,764 | $225,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,694 | $223,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 14,132 | $223,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,211 | $222,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 2,571 | $221,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 15,151 | $220,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 14,535 | $218,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,509 | $217,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 9,233 | $217,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,690 | $216,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 25,163 | $215,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,563 | $215,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 6,000 | $215,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 7,579 | $215,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 16,450 | $215,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 1,606 | $214,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 32,785 | $213,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 20,735 | $213,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,249 | $212,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 4,600 | $212,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,000 | $211,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,366 | $211,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 4,097 | $209,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 9,344 | $208,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 7,159 | $207,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 72 | $206,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 8,685 | $206,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 10,265 | $206,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,641 | $205,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,113 | $205,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 4,793 | $205,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 5,252 | $203,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 30,105 | $203,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 6,438 | $201,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,306 | $200,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 4,000 | $200,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,366 | $199,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 15,136 | $190,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 13,754 | $187,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 46,410 | $187,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 18,083 | $186,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 21,315 | $183,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 31,372 | $180,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 11,981 | $176,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 52,621 | $168,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,640 | $165,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,241 | $165,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 12,823 | $163,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 26,448 | $162,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 11,850 | $160,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 14,037 | $159,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 37,544 | $157,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 10,319 | $155,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 11,876 | $154,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 18,409 | $153,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 17,231 | $151,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 19,210 | $148,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 34,465 | $148,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 18,700 | $147,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 11,214 | $142,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 11,881 | $140,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 20,000 | $139,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 19,790 | $130,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 13,920 | $130,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 11,673 | $126,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 22,495 | $126,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 26,355 | $121,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 12,000 | $121,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 18,429 | $119,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,464 | $117,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 20,900 | $111,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 27,993 | $111,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 17,104 | $105,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 11,893 | $105,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 28,952 | $103,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 100,000 | $95,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 22,907 | $87,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 13,319 | $80,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 11,940 | $73,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 65,245 | $73,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 16,672 | $71,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 39,265 | $71,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 39,336 | $70,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 12,820 | $69,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 15,500 | $69,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 86,422 | $62,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 76,000 | $59,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 15,566 | $52,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 19,333 | $51,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 11,056 | $39,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 29,077 | $35,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 27,220 | $30,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 17,131 | $26,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 25,000 | $25,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 25,000 | $25,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 25,000 | $25,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 20,000 | $20,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 39,900 | $15,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 15,000 | $15,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 10,003 | $13,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 10,000 | $12,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 30,000 | $11,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 15,168 | $9,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 14,365 | $9,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 12,390 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001463217-17-000005 | this filing | 2017-11-14 | acceptance time not in the bulk data set |