13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-15, with 1,250 holding rows worth $10,296,580,000.
- Accession
- 0001463217-17-000002
- Filer
- CIK 1463217
- Filed
- 2017-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 1,250 entries on the cover page, a total value of $10,296,580,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,296,580,000 with VALUE read as thousands by filing date, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACADIAN ASSET MANAGEMENT LLC028-05990
- reports for this filerAmerican Assets Investment Management, LLC028-12131
- reports for this filerANALYTIC INVESTORS, LLC028-04895
- reports for this filerAXIOM INTERNATIONAL INVESTORS LLC /DE028-05615
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAUSEWAY CAPITAL MANAGEMENT LLC028-11728
- reports for this filerCHURCHILL MANAGEMENT Corp028-05029
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerDALTON GREINER HARTMAN MAHER & CO028-02757
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerFALCON POINT CAPITAL, LLC028-10492
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerForester Capital Management, LTD028-13845
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGranite Investment Partners, LLC028-14862
- reports for this filerGREAT LAKES ADVISORS, LLC028-05229
- reports for this filerHanlon Investment Management, Inc.028-14155
- reports for this filerHaverford Financial Services, Inc.028-11678
- reports for this filerInvesco Advisers, Inc.028-00255
- reports for this filerKEELEY ASSET MANAGEMENT CORP028-06810
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLMCG INVESTMENTS, LLC028-13608
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerLSV ASSET MANAGEMENT028-06580
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNorthCoast Asset Management LLC028-13466
- reports for this filerPACIFIC FINANCIAL GROUP INC028-10839
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerQuantitative Management Associates LLC028-11173
- reports for this filerRedwood Investments, LLC028-12234
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSEI INVESTMENTS MANAGEMENT CORP028-16475
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerSTERLING CAPITAL MANAGEMENT LLC 028-06451
- reports for this filerTRILLIUM ASSET MANAGEMENT, LLC028-03125
- reports for this filerWADDELL & REED INVESTMENT MANAGEMENT CO028-04559
- reports for this filerWeatherstone Capital Management028-14641
- reports for this filerWinslow Capital Management, LLC028-03676
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 8,390 | $371,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 8,438 | $364,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 10,828 | $361,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 7,760 | $358,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 7,250 | $353,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,211 | $350,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 3,688 | $348,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,272 | $348,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 9,737 | $346,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 9,454 | $345,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 8,334 | $344,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 106,065 | $343,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 4,455 | $342,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 30,893 | $341,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 13,462 | $339,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 8,864 | $338,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 9,674 | $335,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 15,212 | $334,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 36,918 | $334,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 7,403 | $331,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 8,056 | $331,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 5,840 | $329,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 3,259 | $328,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 4,168 | $328,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 10,002 | $327,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 4,183 | $326,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 6,669 | $325,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 2,201 | $324,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 8,516 | $323,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 3,581 | $323,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,730 | $316,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 12,174 | $316,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 8,218 | $315,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 27,369 | $315,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,971 | $314,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 8,825 | $313,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 14,832 | $313,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 5,547 | $312,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 4,253 | $310,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 11,285 | $310,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 7,489 | $309,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,766 | $308,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 7,500 | $308,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 6,739 | $308,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 2,629 | $307,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 7,700 | $307,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 5,319 | $306,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 4,153 | $305,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 4,179 | $303,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,727 | $302,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 16,671 | $301,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,844 | $299,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,641 | $298,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,228 | $297,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 5,600 | $296,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 5,584 | $296,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,745 | $295,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 9,307 | $293,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 5,246 | $292,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 15,862 | $292,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,757 | $291,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 6,073 | $291,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 5,048 | $290,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,375 | $290,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 7,583 | $289,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 2,798 | $289,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,972 | $288,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 8,073 | $288,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,153 | $288,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 11,230 | $287,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 28,900 | $286,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,125 | $285,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 8,914 | $284,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 20,925 | $282,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,660 | $281,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 2,288 | $280,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 17,178 | $280,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 12,111 | $280,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,095 | $279,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,284 | $279,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 14,197 | $278,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,738 | $277,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 37,071 | $276,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,357 | $275,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 6,529 | $274,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,979 | $273,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 5,350 | $272,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 9,591 | $269,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,392 | $269,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 21,150 | $269,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 37,544 | $269,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,589 | $268,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 3,116 | $268,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 8,398 | $266,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 3,175 | $264,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 23,539 | $262,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 9,019 | $261,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 4,517 | $261,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 16,240 | $260,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 20,539 | $258,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 4,802 | $257,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 14,007 | $257,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,916 | $254,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 8,361 | $254,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 6,558 | $253,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 17,731 | $252,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 22,801 | $251,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 14,826 | $250,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 7,920 | $249,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,926 | $248,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,178 | $248,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 79,688 | $247,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,250 | $246,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 7,005 | $244,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 2,032 | $242,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 3,880 | $242,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 17,970 | $241,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 8,863 | $236,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 4,205 | $236,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,112 | $236,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 11,728 | $235,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,179 | $235,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 8,574 | $234,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 7,039 | $234,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 12,207 | $232,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 22,749 | $232,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 780 | $231,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 8,127 | $230,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 6,283 | $228,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,802 | $228,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 2,697 | $227,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4,461 | $227,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 2,519 | $227,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 10,866 | $227,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 2,592 | $227,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 5,049 | $225,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 15,672 | $225,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 2,856 | $224,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 3,740 | $224,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 17,231 | $224,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 31,842 | $224,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 1,979 | $223,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 12,675 | $223,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 10,715 | $222,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 6,697 | $221,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 3,816 | $221,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 8,460 | $221,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 14,234 | $220,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 13,612 | $220,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 24,964 | $220,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,242 | $219,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 26,870 | $219,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,728 | $219,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 23,767 | $219,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,318 | $216,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 21,400 | $216,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,578 | $215,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 3,208 | $214,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 10,000 | $214,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 5,242 | $214,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 953 | $214,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 4,508 | $213,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,844 | $212,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,000 | $211,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 62,296 | $211,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,122 | $210,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 6,411 | $210,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 18,365 | $210,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 4,617 | $209,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 2,349 | $208,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 15,279 | $208,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 5,500 | $208,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 3,556 | $207,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,315 | $207,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 4,764 | $207,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 6,848 | $206,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,934 | $206,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,563 | $205,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 4,316 | $205,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 8,943 | $205,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 3,418 | $204,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 14,723 | $203,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 6,438 | $203,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 4,277 | $202,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 6,989 | $202,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 36,626 | $201,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 18,540 | $201,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 6,443 | $201,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 15,105 | $199,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 10,142 | $194,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 13,561 | $193,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 15,383 | $192,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 32,493 | $189,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 14,596 | $188,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 12,024 | $182,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 10,000 | $181,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 11,864 | $181,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 18,083 | $178,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 28,105 | $178,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,110 | $175,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 16,683 | $172,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 11,841 | $169,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 13,786 | $168,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 22,871 | $168,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 15,562 | $168,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 11,850 | $164,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 13,964 | $164,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,146 | $159,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 23,802 | $158,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 11,350 | $156,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 26,448 | $155,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 12,491 | $152,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 10,724 | $147,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 20,000 | $144,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 40,077 | $142,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 27,205 | $141,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 28,440 | $140,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 10,475 | $136,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 12,695 | $130,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 86,422 | $130,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 17,161 | $129,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 14,855 | $129,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 19,082 | $124,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 20,099 | $112,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 107,680 | $103,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 11,893 | $100,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 32,214 | $98,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 12,246 | $93,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 11,056 | $90,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 18,472 | $82,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 27,415 | $82,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 16,178 | $81,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 50,000 | $78,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 10,340 | $74,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 27,993 | $71,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 33,477 | $61,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 14,211 | $59,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 37,846 | $57,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 10,003 | $37,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 11,346 | $32,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 12,053 | $31,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 25,000 | $29,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 10,000 | $17,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 10,000 | $14,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 20,864 | $13,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 14,365 | $11,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 40,233 | $10,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 10,000 | $10,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 14,500 | $2,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 22,504 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001463217-17-000002 | this filing | 2017-02-15 | acceptance time not in the bulk data set |