13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 1,256 holding rows worth $10,298,245,000.
- Accession
- 0001463217-16-000014
- Filer
- CIK 1463217
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 1,256 entries on the cover page, a total value of $10,298,245,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,298,245,000 with VALUE read as thousands by filing date, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerADVISOR PARTNERS LLC028-13399
- reports for this filerAdvisors Asset Management, Inc.028-12578
- reports for this filerAmerican Assets Investment Management, LLC028-12131
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCHURCHILL MANAGEMENT Corp028-05029
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerENVESTNET ASSET MANAGEMENT INC028-13411
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGranite Investment Partners, LLC028-14862
- reports for this filerInvesco Advisers, Inc.028-00255
- reports for this filerKEELEY ASSET MANAGEMENT CORP028-06810
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNorthCoast Asset Management LLC028-13466
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPAYDEN & RYGEL028-14013
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerRedwood Investments, LLC028-12234
- reports for this filerSEI INVESTMENTS MANAGEMENT CORP028-16475
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerSTERLING CAPITAL MANAGEMENT LLC 028-06451
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerWinslow Capital Management, LLC028-03676
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerDALTON GREINER HARTMAN MAHER & CO028-02757
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 7,865 | $430,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 13,040 | $428,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 3,853 | $427,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 3,903 | $423,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 3,589 | $417,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 8,870 | $409,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 9,357 | $406,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 4,843 | $403,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 9,023 | $402,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 37,544 | $401,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 8,361 | $397,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,995 | $396,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 19,130 | $394,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,399 | $394,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 12,931 | $394,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 8,385 | $392,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 38,304 | $388,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 12,147 | $386,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 15,263 | $385,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 7,319 | $381,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 6,040 | $379,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 26,887 | $378,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 10,576 | $376,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 16,272 | $375,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 2,634 | $371,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,549 | $369,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 13,950 | $363,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 31,676 | $362,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 9,328 | $360,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 3,031 | $359,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 11,401 | $359,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 11,332 | $358,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 17,133 | $352,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 21,625 | $349,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 24,680 | $348,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 10,795 | $347,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 8,525 | $346,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 4,049 | $346,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 17,950 | $342,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,617 | $340,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 7,275 | $340,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 7,100 | $336,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,670 | $335,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 39,204 | $335,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 8,732 | $333,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 8,749 | $333,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 8,635 | $331,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 3,065 | $327,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 28,075 | $327,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 13,829 | $326,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 8,149 | $325,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 4,082 | $325,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,451 | $325,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 8,398 | $323,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 8,844 | $322,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,218 | $320,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 11,930 | $319,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 5,366 | $318,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 5,605 | $318,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 11,268 | $317,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 5,436 | $317,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 63,305 | $317,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 2,830 | $317,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 8,369 | $314,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 4,052 | $311,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 9,304 | $311,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 8,681 | $310,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 20,925 | $309,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 3,026 | $306,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 16,273 | $305,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 8,403 | $304,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 37,071 | $304,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 18,750 | $304,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 7,491 | $304,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 11,611 | $302,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 2,262 | $300,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 13,863 | $299,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 12,807 | $299,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 18,186 | $298,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 7,698 | $296,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,390 | $293,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 10,715 | $292,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 3,333 | $292,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 146,209 | $292,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 2,592 | $291,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 8,724 | $289,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 6,028 | $289,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,445 | $289,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 6,809 | $286,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 22,654 | $286,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 2,260 | $286,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 4,197 | $284,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 4,464 | $282,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 7,670 | $282,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 6,943 | $279,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 4,568 | $278,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 5,857 | $277,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 5,999 | $276,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,660 | $274,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 3,582 | $273,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 8,176 | $269,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 27,937 | $269,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 7,438 | $268,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 16,971 | $268,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 25,900 | $268,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 5,059 | $267,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 15,458 | $266,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 33,560 | $265,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 7,361 | $264,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,330 | $263,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,292 | $263,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 11,833 | $262,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 5,308 | $261,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 14,647 | $260,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 13,103 | $260,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,598 | $259,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 5,048 | $258,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 8,138 | $256,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,564 | $256,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 19,970 | $255,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,406 | $250,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 5,028 | $250,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,320 | $249,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,100 | $246,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,855 | $246,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 4,913 | $245,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 86,422 | $245,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 8,817 | $244,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 8,791 | $244,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 4,250 | $242,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 5,332 | $242,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 18,177 | $242,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 5,000 | $242,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 2,299 | $242,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,375 | $240,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 2,561 | $240,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,936 | $239,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 6,508 | $239,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,776 | $237,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 9,213 | $237,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 4,516 | $237,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 6,930 | $236,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 8,860 | $235,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 12,415 | $234,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 4,197 | $233,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 576 | $232,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 5,061 | $232,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 5,368 | $232,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,037 | $231,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,180 | $230,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,522 | $229,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 79,241 | $227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 7,039 | $227,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 4,897 | $227,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,346 | $226,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 6,160 | $226,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,815 | $226,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 3,043 | $225,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 25,723 | $224,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 9,971 | $224,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 14,162 | $224,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 16,247 | $223,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 8,073 | $222,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 7,448 | $221,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 1,899 | $220,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 3,842 | $220,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 13,175 | $218,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,120 | $217,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 4,210 | $216,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,215 | $216,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 3,238 | $215,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,728 | $214,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 502 | $211,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 4,000 | $209,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,598 | $208,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,915 | $208,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 5,500 | $208,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 10,742 | $206,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 7,663 | $206,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 7,648 | $205,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,951 | $204,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 4,255 | $204,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,802 | $204,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,715 | $203,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 9,669 | $203,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 48,826 | $203,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 7,437 | $201,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 29,005 | $200,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 14,799 | $200,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 13,612 | $197,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 14,760 | $196,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 526,210 | $195,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,000 | $194,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 10,000 | $189,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 17,231 | $189,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 17,306 | $188,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 13,768 | $188,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 18,167 | $185,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 12,047 | $183,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 18,239 | $183,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 11,645 | $176,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 11,813 | $163,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 11,850 | $162,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 13,310 | $162,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 13,796 | $159,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 26,940 | $156,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 14,792 | $155,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 14,910 | $153,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 24,474 | $153,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 10,805 | $152,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 16,111 | $152,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 32,214 | $149,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 25,684 | $149,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 10,677 | $145,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 23,653 | $144,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 12,984 | $142,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 23,802 | $140,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 12,719 | $139,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 26,049 | $138,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 13,606 | $136,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 13,513 | $134,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 10,124 | $133,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 11,527 | $133,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 10,475 | $132,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 12,695 | $131,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 31,926 | $117,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 50,000 | $117,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 15,548 | $115,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 11,893 | $111,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 11,056 | $110,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 15,083 | $109,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 13,754 | $105,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 13,769 | $103,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 14,211 | $102,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 20,052 | $91,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 20,072 | $89,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 33,477 | $87,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 15,099 | $85,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 12,301 | $77,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 37,886 | $63,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 10,340 | $62,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 20,750 | $60,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 27,993 | $52,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 11,341 | $49,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 11,981 | $46,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 10,000 | $30,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 25,000 | $28,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 50,000 | $18,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 170,680 | $17,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 10,000 | $16,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 20,864 | $13,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 39,900 | $11,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 14,365 | $11,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 14,500 | $3,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 28,696 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 27,415 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001463217-16-000014 | this filing | 2016-11-14 | acceptance time not in the bulk data set |