13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 1,248 holding rows worth $9,817,429,000.
- Accession
- 0001463217-16-000013
- Filer
- CIK 1463217
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 1,248 entries on the cover page, a total value of $9,817,429,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,817,429,000 with VALUE read as thousands by filing date, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerADVISOR PARTNERS LLC028-13399
- reports for this filerAdvisors Asset Management, Inc.028-12578
- reports for this filerAmerican Assets Investment Management, LLC028-12131
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCHURCHILL MANAGEMENT Corp028-05029
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerENVESTNET ASSET MANAGEMENT INC028-13411
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGranite Investment Partners, LLC028-14862
- reports for this filerInvesco Advisers, Inc.028-00255
- reports for this filerKEELEY ASSET MANAGEMENT CORP028-06810
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNorthCoast Asset Management LLC028-13466
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPAYDEN & RYGEL028-14013
- reports for this filerPlacemark Investments, Inc.028-11107
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerRedwood Investments, LLC028-12234
- reports for this filerSEI INVESTMENTS MANAGEMENT CORP028-16475
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerSTERLING CAPITAL MANAGEMENT LLC 028-06451
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerWinslow Capital Management, LLC028-03676
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,718 | $353,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 14,057 | $351,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 3,393 | $346,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 8,448 | $338,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 8,906 | $338,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,629 | $338,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 2,872 | $336,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 67,110 | $336,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 3,000 | $336,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 10,397 | $333,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 3,921 | $329,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,871 | $326,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 6,757 | $324,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 8,720 | $323,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 5,459 | $322,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,218 | $322,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,156 | $319,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 24,533 | $319,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 13,853 | $319,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 35,258 | $317,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,890 | $316,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 8,548 | $316,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 22,465 | $315,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,666 | $315,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 20,925 | $314,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,333 | $313,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 28,286 | $311,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 17,173 | $309,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 6,554 | $308,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 30,550 | $306,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,613 | $306,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 21,625 | $303,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 14,370 | $302,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 27,327 | $301,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 18,750 | $300,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 5,252 | $299,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 7,668 | $299,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 11,512 | $299,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 11,930 | $298,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 7,065 | $297,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 148,734 | $297,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 17,292 | $294,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 8,844 | $292,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 6,179 | $290,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 19,324 | $290,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,000 | $290,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,651 | $289,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 14,335 | $287,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 14,983 | $285,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 6,073 | $285,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 14,268 | $285,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 10,910 | $284,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 16,650 | $283,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 31,451 | $283,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 4,208 | $282,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 7,400 | $281,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 11,708 | $281,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 34,950 | $280,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 16,433 | $279,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 7,928 | $277,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,770 | $274,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 24,860 | $273,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 5,563 | $273,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 9,024 | $271,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 8,724 | $270,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,551 | $270,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 17,967 | $270,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 5,635 | $270,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 2,161 | $268,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,500 | $268,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 5,585 | $268,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 17,794 | $267,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 22,244 | $267,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 4,497 | $265,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 4,737 | $265,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 13,912 | $264,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,646 | $263,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 7,271 | $262,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 32,740 | $262,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 5,545 | $261,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 2,313 | $261,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 17,433 | $261,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 15,363 | $261,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 19,970 | $260,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 7,399 | $259,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 86,422 | $259,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,037 | $258,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 5,059 | $258,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 5,708 | $257,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,000 | $256,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 12,703 | $254,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,375 | $253,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 4,445 | $253,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 7,411 | $252,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 1,414 | $252,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 5,049 | $252,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 27,924 | $251,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 5,000 | $250,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,169 | $248,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 27,537 | $248,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 4,575 | $247,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 9,132 | $247,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 2,998 | $246,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 4,476 | $246,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 7,167 | $244,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,094 | $243,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 12,808 | $243,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 7,320 | $242,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 4,027 | $242,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 4,709 | $240,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,692 | $240,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 6,315 | $240,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 11,985 | $240,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 8,817 | $238,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 8,814 | $238,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 2,995 | $237,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 18,177 | $236,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,907 | $235,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 5,711 | $234,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 9,768 | $234,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 2,757 | $234,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,232 | $234,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 7,292 | $233,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 3,233 | $233,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 12,926 | $233,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,406 | $232,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,861 | $232,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 3,869 | $232,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 4,197 | $231,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 4,445 | $231,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 7,233 | $231,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 8,858 | $230,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 4,790 | $230,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 10,000 | $230,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 25,560 | $230,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 6,521 | $228,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 18,975 | $228,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 9,872 | $227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 7,039 | $225,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 9,774 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 4,683 | $225,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 6,204 | $223,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 6,961 | $223,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 13,070 | $222,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 3,312 | $222,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 7,865 | $220,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 3,363 | $219,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 43,712 | $219,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 2,342 | $215,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 3,845 | $215,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 11,258 | $214,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 10,658 | $213,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 10,646 | $213,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 4,592 | $211,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 798 | $211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,728 | $210,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,714 | $209,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 3,725 | $209,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 2,367 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 10,927 | $208,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 4,819 | $207,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 4,268 | $205,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 1,395 | $205,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 12,002 | $204,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 5,093 | $204,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 2,680 | $204,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 13,612 | $204,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 2,710 | $203,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 4,522 | $203,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 6,160 | $203,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,610 | $202,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 8,073 | $202,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 25,082 | $201,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 549 | $200,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 8,595 | $198,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 32,463 | $195,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 39,035 | $195,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 32,214 | $193,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 12,710 | $191,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 18,886 | $189,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 10,863 | $185,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 18,167 | $182,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 12,000 | $180,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 12,669 | $177,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 14,760 | $177,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 17,019 | $170,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 17,016 | $170,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 16,892 | $169,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 23,802 | $167,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 27,699 | $166,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,871 | $166,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 10,530 | $158,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 12,054 | $157,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 17,231 | $155,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 15,454 | $155,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 11,850 | $154,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 10,237 | $154,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 16,651 | $150,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 10,715 | $150,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,371 | $145,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 15,228 | $137,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 33,477 | $134,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 11,154 | $134,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 21,714 | $130,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 15,994 | $128,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 18,239 | $128,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 41,391 | $124,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,000 | $120,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 11,893 | $119,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,695 | $117,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 10,587 | $116,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 19,160 | $115,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 10,432 | $115,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 10,320 | $114,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 12,359 | $111,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 21,852 | $109,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 17,816 | $107,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 50,000 | $100,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 10,250 | $92,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 29,776 | $89,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 14,681 | $88,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 43,666 | $87,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 86,500 | $87,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 13,688 | $82,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 11,056 | $77,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 17,186 | $69,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 16,817 | $67,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 10,340 | $62,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 14,211 | $57,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 11,338 | $57,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 25,920 | $52,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 11,981 | $48,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 11,044 | $44,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 10,000 | $30,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 27,993 | $28,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 10,000 | $20,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 15,864 | $16,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 11,298 | $11,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 10,000 | $10,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 39,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNEDISON INC | 86732Y109 | COM | 26,615 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 28,616 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Galena Biopharma Inc | 363256108 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 49,949 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF AMERICA CORP | 060505153 | CMN | 180,680 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEDEVCO CORP | 70532Y204 | COM | 14,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 24,915 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 526,210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001463217-16-000013 | this filing | 2016-08-15 | acceptance time not in the bulk data set |