13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-13, with 778 holding rows worth $5,389,959,000.
- Accession
- 0001463217-14-000013
- Filer
- CIK 1463217
- Filed
- 2014-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A combination report, 779 entries on the cover page, a total value of $5,389,959,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,389,959,000 with VALUE read as thousands by filing date, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAdvisors Asset Management, Inc.028-12578
- reports for this filerADVISORY RESEARCH INC028-05637
- reports for this filerAmerican Assets Investment Management, LLC028-12131
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerCS MCKEE LP028-01203
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerFRED ALGER MANAGEMENT INC028-00869
- reports for this filerGranite Investment Partners, LLC028-14862
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKEELEY ASSET MANAGEMENT CORP028-06810
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerAEW CAPITAL MANAGEMENT INC028-06536
- reports for this filerNorthCoast Asset Management LLC028-13466
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerPAYDEN & RYGEL028-14013
- reports for this filerBoston Partners028-12484
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerSTERLING CAPITAL MANAGEMENT LLC 028-06451
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerWHV Investment Management, Inc.028-01204
- reports for this filerWinslow Capital Management, LLC028-03676
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 29,032 | $1,330,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 20,283 | $1,319,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 10,500 | $1,318,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 28,865 | $1,316,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 16,894 | $1,304,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 26,231 | $1,297,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 43,807 | $1,292,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 36,317 | $1,287,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 21,219 | $1,286,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 12,309 | $1,283,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 10,920 | $1,273,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 15,411 | $1,269,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 20,407 | $1,261,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 21,950 | $1,261,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 136,893 | $1,247,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 16,553 | $1,231,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 20,059 | $1,223,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 19,412 | $1,217,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 114,315 | $1,217,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 16,788 | $1,215,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 28,061 | $1,215,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 51,532 | $1,214,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 20,404 | $1,198,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 22,358 | $1,196,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 18,353 | $1,187,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 64,731 | $1,186,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 61,386 | $1,184,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 23,244 | $1,179,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 70,163 | $1,177,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 44,550 | $1,158,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 20,909 | $1,156,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 35,753 | $1,152,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 21,717 | $1,152,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 24,913 | $1,150,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 17,798 | $1,146,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 44,572 | $1,141,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 28,327 | $1,140,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 27,767 | $1,133,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 28,392 | $1,133,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 24,668 | $1,131,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 15,753 | $1,131,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 21,056 | $1,128,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 15,942 | $1,120,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 26,462 | $1,102,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 11,144 | $1,097,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 21,222 | $1,092,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 27,909 | $1,090,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 74,454 | $1,081,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 76,700 | $1,076,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 19,312 | $1,072,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 19,919 | $1,071,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 24,454 | $1,069,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 50,000 | $1,064,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 41,982 | $1,063,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 14,252 | $1,061,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 19,381 | $1,048,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 54,665 | $1,048,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 12,390 | $1,045,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 20,313 | $1,044,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 28,398 | $1,036,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 20,149 | $1,031,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 10,477 | $1,017,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 67,501 | $1,008,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 13,069 | $1,005,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 150,826 | $1,001,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 25,395 | $996,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 12,702 | $992,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 38,128 | $989,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 30,644 | $984,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 36,603 | $974,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 91,559 | $973,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 11,289 | $960,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 39,889 | $958,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 32,839 | $942,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 12,419 | $939,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 36,575 | $929,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 12,948 | $927,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 73,493 | $921,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 28,975 | $906,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 41,681 | $892,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 16,419 | $891,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 14,254 | $891,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 197,646 | $889,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 19,299 | $886,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 140,000 | $881,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 16,768 | $880,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 14,600 | $867,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 47,269 | $867,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 19,598 | $861,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 30,899 | $853,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 24,081 | $846,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 77,415 | $843,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 12,812 | $842,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 18,137 | $840,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 14,026 | $822,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 11,273 | $819,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 53,203 | $818,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 14,987 | $814,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 56,162 | $808,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 15,637 | $807,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 21,061 | $805,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 12,815 | $795,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 19,295 | $793,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 29,980 | $793,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 92,908 | $786,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 81,893 | $785,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 17,540 | $775,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 18,689 | $774,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 20,582 | $771,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 44,128 | $770,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 12,751 | $769,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 192,495 | $757,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 58,784 | $754,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 56,143 | $749,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 43,633 | $749,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 36,752 | $744,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 50,138 | $744,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 11,516 | $740,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 17,090 | $737,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 12,588 | $730,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 10,235 | $729,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 79,979 | $729,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 28,477 | $727,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 113,012 | $726,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 24,395 | $715,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 82,392 | $709,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 46,334 | $708,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 11,773 | $707,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 147,327 | $706,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 11,641 | $703,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 10,490 | $700,000 | thousands by filing date | |
| JTH HLDG INC | 46637N103 | CL A | 21,000 | $700,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 11,965 | $695,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 11,209 | $695,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 13,819 | $686,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 21,730 | $683,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 46,436 | $676,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 62,052 | $673,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 32,104 | $671,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 19,864 | $668,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 76,829 | $665,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 14,151 | $663,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 12,210 | $663,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 17,975 | $656,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 14,502 | $656,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 10,201 | $655,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 26,765 | $650,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 14,208 | $645,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 90,997 | $641,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 14,404 | $638,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 32,406 | $631,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 42,000 | $616,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 17,242 | $607,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 15,758 | $603,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 10,698 | $601,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 17,017 | $600,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 22,076 | $600,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 10,531 | $598,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 48,407 | $595,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 14,499 | $581,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 14,036 | $577,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 12,596 | $574,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 137,702 | $566,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 12,780 | $563,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 26,397 | $561,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 36,240 | $543,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 10,922 | $540,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 36,000 | $537,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 16,598 | $537,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 191,785 | $533,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 87,010 | $531,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 29,586 | $530,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 13,262 | $526,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 11,432 | $526,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 13,981 | $523,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 40,020 | $523,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 11,711 | $522,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 20,685 | $515,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 10,181 | $507,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 15,422 | $506,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 71,641 | $505,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 16,331 | $503,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 36,634 | $501,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 15,475 | $500,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 14,031 | $500,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 34,027 | $498,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 158,460 | $491,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 26,268 | $487,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 26,847 | $484,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 10,202 | $479,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 11,577 | $479,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 35,811 | $477,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 168,537 | $474,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 20,413 | $472,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 43,918 | $472,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 30,201 | $471,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 15,082 | $465,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 37,184 | $463,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 11,454 | $451,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 12,899 | $451,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 19,615 | $449,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 25,528 | $441,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 31,882 | $438,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 18,369 | $438,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 16,128 | $434,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 16,412 | $430,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 68,082 | $429,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 10,460 | $427,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 10,147 | $426,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 30,125 | $426,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 17,049 | $423,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 28,027 | $422,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 10,359 | $421,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 27,770 | $421,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 12,179 | $418,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 55,662 | $414,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 26,840 | $412,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 19,350 | $400,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 14,792 | $393,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 13,682 | $391,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 11,680 | $383,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 14,841 | $366,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 10,629 | $365,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 11,363 | $365,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 26,315 | $364,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 10,367 | $362,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 25,668 | $361,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 10,019 | $361,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 25,277 | $357,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 13,396 | $354,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 114,000 | $352,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 12,222 | $350,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 41,653 | $344,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 22,923 | $342,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 10,672 | $341,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 12,500 | $340,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 52,200 | $335,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 14,438 | $335,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 10,408 | $335,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 18,480 | $327,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 423,980 | $318,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 21,174 | $317,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 12,170 | $316,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 23,006 | $314,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 24,384 | $314,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 12,800 | $314,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 10,513 | $314,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 38,728 | $311,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 37,419 | $307,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 19,944 | $305,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 13,984 | $298,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 14,995 | $297,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 10,096 | $295,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 22,000 | $292,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 12,357 | $289,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 13,137 | $287,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,896 | $286,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 30,000 | $286,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 12,260 | $279,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 14,228 | $269,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 17,590 | $269,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 20,210 | $267,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 10,763 | $264,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 22,652 | $257,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 22,180 | $243,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 28,232 | $235,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 40,707 | $225,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,000 | $224,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 12,105 | $222,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 10,000 | $221,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 26,374 | $219,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 13,912 | $211,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 13,281 | $207,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 17,016 | $206,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,500 | $205,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 17,922 | $205,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 11,579 | $201,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 33,088 | $201,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001463217-14-000013 | this filing | 2014-08-13 | acceptance time not in the bulk data set |