13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-14, with 925 holding rows worth $4,693,528,000.
- Accession
- 0001463217-14-000009
- Filer
- CIK 1463217
- Filed
- 2014-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A combination report, 925 entries on the cover page, a total value of $4,693,528,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,693,528,000 with VALUE read as thousands by filing date, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAdvisors Asset Management, Inc.028-12578
- reports for this filerADVISORY RESEARCH INC028-05637
- reports for this filerAmerican Assets Investment Management, LLC028-12131
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerCS MCKEE LP028-01203
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerFRED ALGER MANAGEMENT INC028-00869
- reports for this filerGranite Investment Partners, LLC028-14862
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKEELEY ASSET MANAGEMENT CORP028-06810
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerAEW CAPITAL MANAGEMENT INC028-06536
- reports for this filerNorthCoast Asset Management LLC028-13466
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerPAYDEN & RYGEL028-14013
- reports for this filerBoston Partners028-12484
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerSTERLING CAPITAL MANAGEMENT LLC 028-06451
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerWHV Investment Management, Inc.028-01204
- reports for this filerWinslow Capital Management, LLC028-03676
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ING | 44977W106 | EXCHANGE TRADED | 161,019 | $934,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 10,972 | $933,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 14,870 | $893,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 13,721 | $892,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 21,047 | $892,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 197,646 | $889,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 35,015 | $882,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 59,051 | $877,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 173,412 | $871,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 55,503 | $871,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 100,618 | $870,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 16,330 | $867,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 57,143 | $866,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 45,231 | $861,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 66,548 | $861,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 90,099 | $857,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 19,763 | $850,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 22,488 | $840,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 7,679 | $836,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,404 | $823,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 29,818 | $822,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 40,989 | $821,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 40,440 | $819,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 19,933 | $818,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 9,452 | $811,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 21,824 | $806,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 11,713 | $805,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 10,414 | $796,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 60,432 | $795,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 10,351 | $794,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 32,422 | $793,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 13,822 | $791,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 43,045 | $789,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 64,117 | $786,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 9,022 | $785,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 19,840 | $783,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 35,311 | $773,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 12,297 | $771,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 15,816 | $765,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 650 | $762,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 56,037 | $759,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 8,146 | $757,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 33,729 | $755,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 6,839 | $753,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 7,834 | $751,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 32,777 | $748,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 61,809 | $747,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 10,122 | $746,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 21,089 | $739,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 59,884 | $737,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 5,268 | $736,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 20,625 | $733,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 46,334 | $732,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 14,284 | $715,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 9,861 | $711,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 9,797 | $711,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 19,727 | $708,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 9,987 | $707,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 33,559 | $707,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 22,400 | $702,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 5,277 | $700,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,650 | $697,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 42,434 | $693,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 17,782 | $688,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 32,828 | $686,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,483 | $683,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 4,051 | $683,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 14,309 | $683,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,261 | $680,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 15,310 | $678,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 18,206 | $676,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 10,854 | $676,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 28,542 | $674,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 32,572 | $672,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 32,753 | $669,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 15,840 | $668,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 15,194 | $667,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 31,446 | $666,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 32,989 | $660,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 12,053 | $660,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 192,537 | $655,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 3,000 | $652,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 7,724 | $651,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 11,463 | $648,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 8,687 | $646,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 6,498 | $645,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 9,784 | $641,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 5,586 | $640,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 11,968 | $639,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 5,574 | $633,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 6,761 | $631,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 16,902 | $631,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 12,765 | $619,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 7,905 | $618,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,303 | $618,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 10,200 | $617,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 27,205 | $614,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 11,377 | $612,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 42,000 | $608,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 18,286 | $604,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 10,845 | $598,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 29,213 | $598,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 5,832 | $587,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 11,229 | $586,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 8,766 | $583,000 | thousands by filing date | |
| JTH HLDG INC | 46637N103 | CL A | 21,000 | $583,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 9,994 | $582,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 9,386 | $581,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 7,530 | $580,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 17,050 | $578,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 10,797 | $578,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 31,200 | $577,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 6,896 | $564,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 9,083 | $561,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,043 | $560,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 9,486 | $559,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,445 | $552,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 14,612 | $550,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 5,116 | $543,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 9,559 | $537,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,700 | $536,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 9,353 | $535,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 6,295 | $532,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 14,368 | $528,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 32,425 | $523,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 4,828 | $521,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 6,539 | $521,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 11,337 | $519,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,327 | $518,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 4,805 | $514,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 11,447 | $512,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 3,578 | $509,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 7,197 | $502,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 36,000 | $500,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 6,833 | $498,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 6,246 | $497,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,472 | $495,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 105,357 | $495,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 8,123 | $493,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,250 | $484,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 7,121 | $483,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 9,937 | $483,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 20,413 | $478,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 4,671 | $477,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 8,052 | $476,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 7,797 | $476,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 11,432 | $475,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 13,471 | $460,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 4,112 | $458,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 8,026 | $454,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 9,634 | $452,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 8,303 | $450,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 9,518 | $449,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 60,618 | $449,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 7,590 | $446,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 24,822 | $445,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 16,114 | $443,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 18,249 | $442,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 10,133 | $441,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 3,712 | $439,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 20,210 | $438,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 9,515 | $437,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 29,506 | $436,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 4,790 | $436,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 9,550 | $435,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 5,237 | $435,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 4,301 | $428,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 30,125 | $428,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 14,658 | $425,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,646 | $425,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 15,561 | $425,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 138,460 | $422,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 49,520 | $421,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 4,169 | $420,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 6,885 | $419,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 5,697 | $417,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 40,234 | $417,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 462,980 | $417,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 2,448 | $416,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 31,000 | $415,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 6,313 | $414,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 13,246 | $413,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,446 | $408,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 15,509 | $408,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 55,197 | $408,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 11,314 | $406,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 9,437 | $404,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 11,790 | $404,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 13,447 | $403,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 35,623 | $403,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 5,778 | $402,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 20,150 | $402,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 7,040 | $400,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 6,688 | $399,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 5,474 | $397,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 11,787 | $397,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 15,186 | $397,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 4,352 | $396,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 4,830 | $395,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 11,680 | $393,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 5,725 | $391,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 6,000 | $389,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 19,571 | $389,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 12,406 | $388,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 6,052 | $386,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 25,931 | $386,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 30,921 | $385,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,000 | $384,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,401 | $382,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 13,930 | $381,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 14,499 | $381,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 3,000 | $380,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 5,112 | $379,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 45,184 | $375,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 11,000 | $373,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 5,377 | $372,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,573 | $372,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 6,610 | $372,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10,731 | $369,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 30,105 | $369,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 47,428 | $369,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 8,156 | $368,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 8,600 | $367,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 11,028 | $367,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 9,214 | $365,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 14,841 | $365,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 19,944 | $361,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 55,683 | $360,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 10,000 | $356,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 14,186 | $356,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 3,585 | $354,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 12,494 | $354,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 7,779 | $353,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 16,903 | $353,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 114,000 | $352,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 26,315 | $352,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 16,801 | $350,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 4,587 | $350,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 3,596 | $350,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 12,688 | $347,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 3,029 | $347,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 5,325 | $346,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 9,899 | $346,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 6,184 | $341,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 13,392 | $340,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 11,293 | $339,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,288 | $337,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 9,586 | $337,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 23,095 | $333,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 12,500 | $333,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 3,522 | $333,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 6,958 | $332,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 3,229 | $332,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 4,044 | $331,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 6,997 | $331,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 11,387 | $330,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 6,169 | $330,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 6,226 | $330,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,455 | $327,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,043 | $327,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 10,545 | $327,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 5,595 | $325,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 32,958 | $325,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 24,700 | $324,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 12,170 | $322,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,558 | $319,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 6,854 | $318,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 3,203 | $316,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 20,300 | $316,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 27,000 | $313,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 5,344 | $311,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 12,800 | $311,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 7,150 | $310,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,512 | $309,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 5,220 | $309,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 17,877 | $307,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 17,620 | $306,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 6,965 | $306,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 6,565 | $305,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,021 | $302,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 5,000 | $301,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 252 | $300,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 7,293 | $298,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,375 | $298,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,608 | $298,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 4,835 | $297,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 4,109 | $294,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,354 | $291,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 5,355 | $290,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 23,006 | $289,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 52,929 | $288,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5,177 | $282,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,600 | $280,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 22,000 | $280,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,744 | $279,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,875 | $278,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 4,159 | $278,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 2,800 | $278,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 3,014 | $278,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 6,731 | $277,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 6,291 | $275,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 8,136 | $274,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 4,361 | $272,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 5,194 | $272,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 7,223 | $271,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,326 | $270,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 5,862 | $270,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 2,645 | $269,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 10,066 | $268,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 2,000 | $267,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 5,178 | $264,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,200 | $262,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 3,669 | $261,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 3,824 | $260,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 5,060 | $259,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 10,324 | $259,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 7,900 | $257,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,537 | $257,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 13,459 | $257,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 4,703 | $257,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 8,850 | $254,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 18,484 | $253,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 5,027 | $253,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 29,670 | $252,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 5,078 | $249,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 6,254 | $249,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,465 | $248,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 7,683 | $246,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 22,435 | $246,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 6,963 | $245,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 5,547 | $245,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 9,195 | $245,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 31,200 | $244,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 6,674 | $241,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 8,222 | $241,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 43,439 | $241,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 4,829 | $238,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 7,602 | $236,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 5,579 | $235,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 3,500 | $235,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,980 | $234,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 5,611 | $234,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 10,670 | $234,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,560 | $231,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 8,936 | $231,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 3,990 | $230,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 137,152 | $230,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 10,000 | $228,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 6,354 | $225,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 6,550 | $225,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 7,953 | $223,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 7,103 | $222,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 6,172 | $221,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 5,385 | $221,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,485 | $221,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,899 | $218,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 7,979 | $217,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,710 | $215,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 3,458 | $213,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 3,918 | $211,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,497 | $210,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 2,469 | $209,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 5,785 | $208,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,549 | $207,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 4,000 | $206,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 10,757 | $205,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 13,912 | $205,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,484 | $204,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,012 | $203,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 9,856 | $202,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 4,627 | $201,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 5,507 | $201,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 8,015 | $201,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 10,756 | $200,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 18,141 | $196,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,500 | $193,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 17,637 | $193,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 24,540 | $193,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 14,102 | $190,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 13,213 | $189,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 25,565 | $183,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 27,994 | $182,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 43,465 | $179,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 14,087 | $175,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 33,088 | $172,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 13,005 | $170,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 11,640 | $168,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 12,809 | $168,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 27,645 | $167,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 11,000 | $167,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,911 | $159,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 13,000 | $153,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 12,547 | $152,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 20,906 | $147,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,883 | $147,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 13,177 | $146,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 23,100 | $146,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 20,640 | $142,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,000 | $137,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 15,414 | $136,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 10,500 | $133,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,433 | $129,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,008 | $128,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,191 | $124,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 16,889 | $124,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 10,705 | $123,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 15,740 | $122,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 16,900 | $122,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 16,164 | $121,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 33,186 | $115,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 12,408 | $114,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 27,572 | $110,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 10,531 | $90,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 49,949 | $75,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 22,759 | $73,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 11,404 | $70,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 12,000 | $66,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,754 | $61,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 27,993 | $61,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 14,000 | $56,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 27,810 | $49,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 13,948 | $43,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 10,000 | $43,000 | thousands by filing date | |
| CHYRONHEGO CORP | 171607104 | COM | 14,613 | $40,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 11,930 | $37,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001463217-14-000009 | this filing | 2014-05-14 | acceptance time not in the bulk data set |