13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 678 holding rows worth $3,136,798,000.
- Accession
- 0001463217-13-000012
- Filer
- CIK 1463217
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 678 entries on the cover page, a total value of $3,136,798,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,136,798,000 with VALUE read as thousands by filing date, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAdvisors Asset Management, Inc.028-12578
- reports for this filerADVISORY RESEARCH INC028-05637
- reports for this filerAmerican Assets Investment Management, LLC028-12131
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerCS MCKEE LP028-01203
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerFRED ALGER MANAGEMENT INC028-00869
- reports for this filerGranite Investment Partners, LLC028-14862
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKEELEY ASSET MANAGEMENT CORP028-06810
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerAEW CAPITAL MANAGEMENT INC028-06536
- reports for this filerNorthCoast Asset Management LLC028-13466
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerPAYDEN & RYGEL028-14013
- reports for this filerRobeco Investment Management, Inc.028-12484
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerSTERLING CAPITAL MANAGEMENT LLC 028-06451
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerWHV Investment Management, Inc.028-01204
- reports for this filerWinslow Capital Management, LLC028-03676
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 10,824 | $393,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 7,040 | $391,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 33,841 | $391,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,557 | $391,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 5,838 | $384,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 29,625 | $382,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 7,167 | $380,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 36,880 | $379,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 5,149 | $377,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 5,418 | $377,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 6,943 | $375,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 8,965 | $372,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 13,242 | $370,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 6,715 | $370,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10,264 | $369,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 14,841 | $365,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 6,055 | $362,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 11,387 | $360,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 5,880 | $358,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 9,589 | $358,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 4,280 | $358,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 5,710 | $357,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,755 | $351,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 27,089 | $349,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 8,595 | $346,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 9,055 | $346,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 10,304 | $345,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 14,848 | $342,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,448 | $341,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 8,439 | $340,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 7,333 | $340,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 28,587 | $340,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 4,542 | $336,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 7,343 | $333,000 | thousands by filing date | |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 3,000 | $332,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 3,000 | $332,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 5,654 | $331,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 13,301 | $329,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,649 | $328,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 3,679 | $328,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,938 | $328,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 5,873 | $326,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 57,091 | $324,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,000 | $324,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 17,374 | $323,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,903 | $322,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 10,053 | $319,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,506 | $318,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 23,409 | $317,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,862 | $316,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,000 | $312,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,107 | $309,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 12,170 | $309,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 17,032 | $307,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,927 | $306,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,002 | $305,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 6,815 | $305,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 36,978 | $301,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 19,794 | $298,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 4,521 | $294,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,537 | $290,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 5,000 | $290,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,846 | $287,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 7,123 | $287,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 8,210 | $287,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,063 | $286,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,535 | $286,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,351 | $286,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 6,130 | $284,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 5,522 | $283,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,111 | $282,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 5,060 | $280,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 1,000 | $280,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 22,000 | $277,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 5,143 | $276,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 15,847 | $275,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 16,059 | $272,000 | thousands by filing date | |
| LUCENT TECHNOLOGIES INC | 549463AH0 | CORPORATE OBLIG | 4,000 | $272,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 20,000 | $269,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 6,194 | $268,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 6,565 | $266,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,439 | $262,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 5,074 | $261,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 114,000 | $260,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 6,781 | $260,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 9,407 | $257,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 9,454 | $255,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,691 | $255,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 11,207 | $254,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,617 | $253,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 2,195 | $253,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 11,770 | $249,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 6,082 | $249,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 19,400 | $243,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 4,835 | $243,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 3,105 | $240,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,472 | $239,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 11,270 | $238,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 7,750 | $238,000 | thousands by filing date | |
| HORNBECK OFFSHORE 1.625 | 440543AE6 | FRNT 1.625%11/1 | 2,000 | $237,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,485 | $236,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,051 | $235,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 8,579 | $235,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 9,400 | $234,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 2,291 | $232,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 3,967 | $230,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 7,753 | $230,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 2,828 | $228,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,120 | $226,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,084 | $225,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 8,525 | $224,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 3,500 | $224,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 9,334 | $223,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 8,637 | $222,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 7,377 | $219,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 2,493 | $219,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 2,000 | $219,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,634 | $217,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,432 | $216,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AG0 | NOTE 2.625%12/1 | 2,000 | $216,000 | thousands by filing date | |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 1,000 | $216,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,245 | $215,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 3,333 | $214,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 5,585 | $214,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 132,236 | $214,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,659 | $212,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,051 | $210,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 17,586 | $210,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 208 | $210,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 19,944 | $209,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 5,713 | $206,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 2,461 | $206,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 13,390 | $205,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 4,000 | $205,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 4,420 | $204,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 1,583 | $204,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 2,000 | $204,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,518 | $203,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,785 | $203,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,000 | $202,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 5,189 | $202,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 2,000 | $202,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 10,980 | $193,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 35,858 | $193,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 14,102 | $184,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,500 | $184,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 12,590 | $180,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 137,152 | $176,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 12,813 | $170,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 11,000 | $169,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 13,291 | $160,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 14,002 | $155,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 37,248 | $144,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 20,162 | $142,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 15,352 | $141,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 33,088 | $140,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 14,327 | $139,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 10,000 | $136,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 11,409 | $134,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 10,310 | $129,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,947 | $120,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 17,040 | $115,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 21,500 | $113,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 19,000 | $108,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 12,547 | $100,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 49,949 | $98,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 12,216 | $96,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,100 | $86,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 20,350 | $78,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 11,403 | $75,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,130 | $74,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 11,077 | $66,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 12,407 | $63,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 16,900 | $63,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 13,437 | $60,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 27,993 | $54,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10,000 | $35,000 | thousands by filing date | |
| CHYRONHEGO CORP | 171607104 | COM | 14,613 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001463217-13-000012 | this filing | 2013-11-14 | acceptance time not in the bulk data set |