13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 9,503 holding rows worth $197,002,472,000.
- Accession
- 0001446194-17-000002
- Filer
- CIK 1446194
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 10,481 entries on the cover page, a total value of $197,002,472,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $197,002,472,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerSUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC028-13683
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
- included managerCVI Investments, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CELADON GROUP INC | 150838100 | COM | 16,200 | $116,000 | thousands by filing date | put |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 10,641 | $116,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 55,200 | $116,000 | thousands by filing date | call |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 24,800 | $116,000 | thousands by filing date | put |
| FRESHPET INC COM | 358039105 | Stock | 11,300 | $115,000 | thousands by filing date | put |
| NMI HLDGS INC | 629209305 | COM | 10,800 | $115,000 | thousands by filing date | put |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 16,303 | $115,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 23,900 | $115,000 | thousands by filing date | call |
| USA TRUCK INC | 902925106 | COM | 13,226 | $115,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 13,874 | $115,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 64,715 | $114,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 13,441 | $114,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 12,925 | $114,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 12,364 | $114,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 22,700 | $114,000 | thousands by filing date | call |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 34,700 | $114,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 13,100 | $114,000 | thousands by filing date | call |
| TROVAGENE INC | 897238309 | COM | 54,200 | $114,000 | thousands by filing date | put |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 12,700 | $113,000 | thousands by filing date | call |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 28,100 | $113,000 | thousands by filing date | put |
| SCORPIO BULKERS INC | Y7546A122 | COM | 22,400 | $113,000 | thousands by filing date | call |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 11,175 | $113,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 11,200 | $113,000 | thousands by filing date | put |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 21,900 | $112,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 22,616 | $112,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 10,922 | $112,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 37,934 | $112,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 19,159 | $112,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 22,528 | $112,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K778 | SEMICONDUCT BEAR | 10,400 | $112,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 40,300 | $111,000 | thousands by filing date | put |
| CELLECTAR BIOSCIENCES INC | 15117F138 | *W EXP 04/20/202 | 265,000 | $111,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 23,127 | $110,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 15,131 | $110,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 27,300 | $110,000 | thousands by filing date | call |
| Seadrill Partners, LLC | Y7545W109 | LTD | 26,200 | $110,000 | thousands by filing date | call |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 31,900 | $110,000 | thousands by filing date | call |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 42,200 | $110,000 | thousands by filing date | put |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 55,738 | $110,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 30,400 | $110,000 | thousands by filing date | call |
| ERIN ENERGY CORP COM | 295625107 | Stock | 36,161 | $110,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 10,200 | $109,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 14,539 | $109,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 10,600 | $109,000 | thousands by filing date | call |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 11,900 | $109,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 30,000 | $109,000 | thousands by filing date | put |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 10,300 | $108,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 16,600 | $108,000 | thousands by filing date | put |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 19,400 | $108,000 | thousands by filing date | call |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 11,854 | $107,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 12,200 | $107,000 | thousands by filing date | put |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 173,112 | $107,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 13,012 | $106,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 14,764 | $106,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 52,000 | $106,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 26,500 | $106,000 | thousands by filing date | call |
| CURIS INC | 231269101 | COM | 34,500 | $106,000 | thousands by filing date | call |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 18,300 | $106,000 | thousands by filing date | call |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 11,300 | $106,000 | thousands by filing date | put |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 13,250 | $106,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 32,899 | $105,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 11,300 | $105,000 | thousands by filing date | put |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 52,564 | $105,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 10,400 | $105,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 27,400 | $104,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 14,632 | $104,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 37,767 | $104,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 14,600 | $104,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 11,400 | $104,000 | thousands by filing date | call |
| CPI CARD GROUP INC | 12634H101 | COM | 25,100 | $104,000 | thousands by filing date | put |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 31,700 | $103,000 | thousands by filing date | call |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 10,000 | $103,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 84,600 | $103,000 | thousands by filing date | put |
| VANGUARD | 92205F106 | Domestic Common | 152,600 | $103,000 | thousands by filing date | call |
| HC2 HLDGS INC | 404139107 | COM | 17,300 | $103,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 12,700 | $102,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 39,300 | $102,000 | thousands by filing date | call |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 82,600 | $102,000 | thousands by filing date | call |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 30,800 | $102,000 | thousands by filing date | put |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 14,800 | $101,000 | thousands by filing date | put |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 52,009 | $101,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 15,655 | $100,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 15,000 | $100,000 | thousands by filing date | call |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 10,100 | $100,000 | thousands by filing date | call |
| HARMONIC INC | 413160102 | COM | 19,700 | $99,000 | thousands by filing date | call |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 37,507 | $99,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 18,000 | $99,000 | thousands by filing date | call |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 13,608 | $99,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 12,700 | $98,000 | thousands by filing date | put |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 19,300 | $98,000 | thousands by filing date | call |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 25,609 | $98,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 34,900 | $98,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 86,500 | $97,000 | thousands by filing date | call |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 17,100 | $97,000 | thousands by filing date | put |
| TIDEWATER INC | 886423102 | COM | 28,400 | $97,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 37,400 | $97,000 | thousands by filing date | put |
| RADISYS CORP | 750459109 | COM | 22,000 | $97,000 | thousands by filing date | call |
| QUORUM HEALTH CORP | 74909E106 | COM | 13,400 | $97,000 | thousands by filing date | call |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 12,600 | $97,000 | thousands by filing date | call |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 56,000 | $97,000 | thousands by filing date | put |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 10,770 | $96,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 19,700 | $96,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 30,800 | $95,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 16,568 | $95,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,300 | $95,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 10,700 | $95,000 | thousands by filing date | put |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 11,732 | $95,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 10,315 | $95,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 11,062 | $95,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 71,827 | $95,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 13,868 | $95,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 20,600 | $95,000 | thousands by filing date | call |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 20,200 | $95,000 | thousands by filing date | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 17,800 | $94,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 10,200 | $94,000 | thousands by filing date | put |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 16,988 | $94,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 28,984 | $94,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 28,000 | $94,000 | thousands by filing date | call |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 12,911 | $93,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 14,255 | $93,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 25,287 | $93,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 28,500 | $92,000 | thousands by filing date | put |
| Real Industry Inc | 75601w104 | CS | 15,100 | $92,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 10,500 | $91,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 60,500 | $91,000 | thousands by filing date | put |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 85,000 | $91,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 10,200 | $90,000 | thousands by filing date | call |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 17,600 | $90,000 | thousands by filing date | put |
| ZAFGEN INC | 98885E103 | COM | 28,300 | $90,000 | thousands by filing date | call |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 20,019 | $89,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 10,044 | $89,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 16,200 | $88,000 | thousands by filing date | call |
| ENERNOC INC | 292764107 | COMMON STOCK | 14,600 | $88,000 | thousands by filing date | call |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 58,938 | $88,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 117,770 | $88,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 10,100 | $88,000 | thousands by filing date | call |
| LANTHEUS HLDGS INC | 516544103 | COM | 10,148 | $87,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 11,700 | $87,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 34,900 | $87,000 | thousands by filing date | call |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 14,200 | $87,000 | thousands by filing date | call |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 17,800 | $87,000 | thousands by filing date | call |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 20,078 | $87,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 24,500 | $86,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 27,800 | $86,000 | thousands by filing date | call |
| MARCHEX INC | 56624R108 | CMN | 32,100 | $85,000 | thousands by filing date | put |
| SHORETEL INC | 825211105 | COM | 11,900 | $85,000 | thousands by filing date | put |
| YUME INC | 98872B104 | COM | 23,638 | $85,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 26,900 | $85,000 | thousands by filing date | call |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,453 | $84,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 38,878 | $84,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 40,100 | $84,000 | thousands by filing date | call |
| GENER8 MARITIME INC | Y26889108 | COM | 18,800 | $84,000 | thousands by filing date | put |
| ParkerVision Inc | 701354300 | USD | 45,300 | $83,000 | thousands by filing date | put |
| CIVEO CORP CDA | 17878Y108 | COM | 37,700 | $83,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 47,815 | $83,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 12,992 | $82,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 11,700 | $82,000 | thousands by filing date | call |
| HILL INTERNATIONAL INC | 431466101 | COM | 18,800 | $82,000 | thousands by filing date | put |
| INVUITY INC | 46187J205 | COM NEW | 14,246 | $82,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 11,600 | $82,000 | thousands by filing date | put |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 12,652 | $81,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 15,900 | $81,000 | thousands by filing date | put |
| GLOBAL NET LEASE INC | 379378102 | COM | 10,400 | $81,000 | thousands by filing date | put |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 24,400 | $81,000 | thousands by filing date | call |
| PERSHING GOLD CORP | 715302204 | COM NEW | 24,626 | $81,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 13,600 | $80,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 14,100 | $80,000 | thousands by filing date | call |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 11,400 | $79,000 | thousands by filing date | put |
| STEIN MART INC | 858375108 | COM | 14,500 | $79,000 | thousands by filing date | put |
| NANTKWEST INC | 63016Q102 | COM | 13,800 | $79,000 | thousands by filing date | call |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 19,260 | $79,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 31,700 | $78,000 | thousands by filing date | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 14,700 | $78,000 | thousands by filing date | put |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 15,000 | $78,000 | thousands by filing date | put |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 52,300 | $78,000 | thousands by filing date | put |
| SANOFI | 80105N113 | COMMON STOCK-FO | 205,593 | $78,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 50,921 | $78,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 32,400 | $77,000 | thousands by filing date | put |
| IDENTIV INC | 45170X205 | COM NEW | 24,300 | $77,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 20,400 | $77,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 35,000 | $77,000 | thousands by filing date | call |
| INTERSECTIONS INC | 460981301 | COM | 19,400 | $77,000 | thousands by filing date | put |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 10,900 | $77,000 | thousands by filing date | call |
| NANTKWEST INC | 63016Q102 | COM | 13,500 | $77,000 | thousands by filing date | put |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 35,525 | $76,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 10,100 | $75,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 24,800 | $75,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 17,000 | $75,000 | thousands by filing date | call |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 13,900 | $75,000 | thousands by filing date | put |
| ZAFGEN INC | 98885E103 | COM | 23,600 | $75,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 13,100 | $74,000 | thousands by filing date | call |
| SYNACOR INC | 871561106 | COM | 23,852 | $74,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 57,100 | $74,000 | thousands by filing date | put |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 14,200 | $74,000 | thousands by filing date | put |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 10,240 | $73,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 34,751 | $73,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 578,599 | $72,000 | thousands by filing date | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 358,242 | $72,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 11,300 | $71,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077100 | COM | 19,000 | $71,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 10,002 | $70,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 11,050 | $70,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 40,203 | $70,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 44,800 | $69,000 | thousands by filing date | put |
| VOXELJET AG | 92912L107 | ADS | 24,000 | $69,000 | thousands by filing date | put |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 13,271 | $68,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 12,385 | $68,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 11,400 | $68,000 | thousands by filing date | call |
| KITOV PHARMA LTD | 49803V115 | *W EXP 11/25/202 | 50,803 | $68,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 20,480 | $67,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 36,600 | $67,000 | thousands by filing date | call |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 24,300 | $67,000 | thousands by filing date | put |
| DIANA CONTAINERSHIPS INC SHS NEW | Y2069P127 | Stock | 24,000 | $67,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 13,500 | $66,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 12,661 | $66,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 10,800 | $66,000 | thousands by filing date | call |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 18,865 | $66,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 15,100 | $66,000 | thousands by filing date | put |
| KADMON HLDGS INC | 48283N106 | COM | 12,407 | $66,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 16,500 | $65,000 | thousands by filing date | call |
| MEDICINOVA INC | 58468P206 | COM NEW | 10,800 | $65,000 | thousands by filing date | call |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 15,941 | $65,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 57,000 | $64,000 | thousands by filing date | put |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 37,677 | $64,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 45,600 | $64,000 | thousands by filing date | put |
| SYNACOR INC | 871561106 | COM | 20,700 | $64,000 | thousands by filing date | put |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 14,800 | $64,000 | thousands by filing date | put |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 14,477 | $64,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 211,523 | $64,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 59,541 | $63,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 24,800 | $63,000 | thousands by filing date | call |
| VOXELJET AG | 92912L107 | ADS | 21,935 | $63,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 25,871 | $63,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 12,700 | $62,000 | thousands by filing date | call |
| CYTOSORBENTS CORP | 23283X206 | CMN | 11,347 | $62,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 11,600 | $62,000 | thousands by filing date | put |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 12,700 | $62,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 12,400 | $62,000 | thousands by filing date | call |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 88,112 | $62,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 10,877 | $62,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 28,600 | $61,000 | thousands by filing date | call |
| GOLDFIELD CORP | 381370105 | COM | 11,870 | $61,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 21,000 | $60,000 | thousands by filing date | put |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 10,100 | $60,000 | thousands by filing date | put |
| BSQUARE CORP | 11776U300 | COM | 10,200 | $60,000 | thousands by filing date | put |
| ADVAXIS INC | 007624117 | *W EXP 10/22/201 | 15,150 | $60,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 69,430 | $59,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 19,800 | $59,000 | thousands by filing date | call |
| KCAP FINANCIAL INC | 48668E101 | COM | 14,800 | $59,000 | thousands by filing date | put |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 16,190 | $59,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 15,651 | $59,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 12,283 | $59,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 60,136 | $58,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 60,000 | $58,000 | thousands by filing date | put |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 13,604 | $58,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 27,200 | $57,000 | thousands by filing date | call |
| RENESOLA LTD | 75971T103 | SPONS ADS | 89,715 | $57,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 21,806 | $57,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 13,965 | $57,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 12,000 | $56,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 20,600 | $56,000 | thousands by filing date | call |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 19,000 | $55,000 | thousands by filing date | call |
| CYTOSORBENTS CORP | 23283X206 | CMN | 10,100 | $55,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 20,703 | $55,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 39,115 | $55,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 10,668 | $55,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 41,704 | $55,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 11,300 | $55,000 | thousands by filing date | put |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 22,164 | $55,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 13,500 | $55,000 | thousands by filing date | call |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 10,591 | $54,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 11,400 | $54,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 12,300 | $54,000 | thousands by filing date | put |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 16,000 | $54,000 | thousands by filing date | call |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 10,900 | $54,000 | thousands by filing date | put |
| VIRTUS TOTAL | 92829A103 | COM | 11,970 | $54,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 21,000 | $54,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 25,400 | $53,000 | thousands by filing date | call |
| FLEX PHARMA INC | 33938A105 | COM | 10,000 | $53,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 11,200 | $52,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 17,300 | $52,000 | thousands by filing date | call |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 10,090 | $52,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 367,459 | $52,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 10,000 | $51,000 | thousands by filing date | call |
| ZIX CORP | 98974P100 | COM | 10,400 | $51,000 | thousands by filing date | call |
| IDENTIV INC | 45170X205 | COM NEW | 15,800 | $50,000 | thousands by filing date | put |
| ALPHA PRO TECH LTD | 020772109 | COM | 14,272 | $50,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 23,900 | $50,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 44,100 | $50,000 | thousands by filing date | call |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 10,135 | $50,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 32,501 | $50,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 23,000 | $49,000 | thousands by filing date | put |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 20,700 | $49,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 14,268 | $49,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 23,200 | $48,000 | thousands by filing date | call |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 14,089 | $48,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 32,000 | $48,000 | thousands by filing date | call |
| VITAL THERAPIES INC | 92847R104 | COM | 11,100 | $48,000 | thousands by filing date | call |
| XG TECHNOLOGY INC | 98372A705 | COM PAR | 35,484 | $48,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 118,181 | $48,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 49,053 | $47,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 74,000 | $47,000 | thousands by filing date | put |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 37,884 | $47,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 12,700 | $47,000 | thousands by filing date | call |
| EVINE LIVE INC | 300487105 | CL A | 31,600 | $47,000 | thousands by filing date | call |
| IMMUNOCELLULAR THERAPEUTICS | 452536121 | *W EXP 08/12/202 | 93,737 | $47,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 20,674 | $46,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 10,100 | $46,000 | thousands by filing date | call |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 10,800 | $46,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,400 | $45,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 17,500 | $45,000 | thousands by filing date | put |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 80,322 | $45,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 13,400 | $45,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 14,289 | $45,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M400 | COM NEW | 17,499 | $45,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 37,997 | $44,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 351,500 | $44,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 31,200 | $44,000 | thousands by filing date | call |
| SENOMYX INC | 81724Q107 | COM | 45,800 | $44,000 | thousands by filing date | put |
| NOBILIS HEALTH CORP | 65500B103 | COM | 21,000 | $44,000 | thousands by filing date | put |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 12,600 | $43,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 43,800 | $43,000 | thousands by filing date | call |
| EMAGIN CORP | 29076N206 | COM | 19,856 | $43,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 24,659 | $43,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 97,324 | $43,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 47,879 | $43,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 84,428 | $42,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 52,800 | $42,000 | thousands by filing date | put |
| WIDEPOINT CORP COMMON | 967590100 | COM | 51,670 | $41,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 23,225 | $41,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 75,426 | $41,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 19,500 | $40,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 31,500 | $40,000 | thousands by filing date | put |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 23,500 | $40,000 | thousands by filing date | call |
| RENREN INC | 759892102 | SPONSORED ADR | 25,200 | $40,000 | thousands by filing date | put |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 29,560 | $40,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 58,972 | $40,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 25,400 | $39,000 | thousands by filing date | call |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 11,800 | $39,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 27,166 | $39,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 10,213 | $39,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 39,400 | $39,000 | thousands by filing date | call |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 10,640 | $39,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 18,200 | $39,000 | thousands by filing date | put |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 19,800 | $39,000 | thousands by filing date | put |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 57,091 | $39,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 12,035 | $38,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 14,319 | $38,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 30,698 | $37,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 22,851 | $37,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358400 | COM PAR NEW | 16,910 | $37,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 124,100 | $37,000 | thousands by filing date | put |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 11,100 | $37,000 | thousands by filing date | call |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 23,841 | $36,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 16,800 | $36,000 | thousands by filing date | put |
| CORMEDIX INC | 21900C100 | COM | 23,700 | $36,000 | thousands by filing date | put |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 56,177 | $36,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 33,618 | $36,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 10,935 | $35,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 10,900 | $35,000 | thousands by filing date | call |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 14,700 | $35,000 | thousands by filing date | call |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 18,016 | $35,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 10,200 | $34,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 12,700 | $33,000 | thousands by filing date | call |
| VBI VACCINES INC | 91822J103 | COM NEW | 10,615 | $33,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 18,300 | $33,000 | thousands by filing date | put |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 22,000 | $33,000 | thousands by filing date | call |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 14,582 | $33,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 26,554 | $32,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 15,100 | $32,000 | thousands by filing date | call |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 22,216 | $32,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 11,400 | $31,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 23,153 | $31,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 22,155 | $31,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 10,921 | $31,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 11,400 | $30,000 | thousands by filing date | call |
| BANRO CORP | 066800103 | COM | 159,848 | $30,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 17,362 | $30,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 15,586 | $30,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 100,900 | $30,000 | thousands by filing date | call |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 13,100 | $29,000 | thousands by filing date | call |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 12,500 | $29,000 | thousands by filing date | put |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 21,900 | $29,000 | thousands by filing date | put |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 32,574 | $29,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 18,100 | $28,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 20,424 | $28,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 12,200 | $28,000 | thousands by filing date | call |
| URANIUM RES INC | 916901705 | COM | 20,269 | $28,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 19,903 | $27,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 23,700 | $27,000 | thousands by filing date | put |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 10,236 | $27,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 10,000 | $27,000 | thousands by filing date | put |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 22,807 | $27,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 21,939 | $27,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q113 | *W EXP 05/15/202 | 72,800 | $27,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 14,139 | $26,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 15,100 | $26,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 11,000 | $26,000 | thousands by filing date | put |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 16,032 | $26,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 13,129 | $26,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 17,677 | $26,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 15,100 | $25,000 | thousands by filing date | call |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 21,400 | $25,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 17,800 | $25,000 | thousands by filing date | call |
| SUPPORT COM INC | 86858W101 | COM | 28,557 | $25,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 14,349 | $25,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 14,800 | $25,000 | thousands by filing date | call |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 36,817 | $25,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 21,600 | $25,000 | thousands by filing date | put |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 15,588 | $24,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 11,456 | $24,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 17,200 | $24,000 | thousands by filing date | put |
| LRAD CORP | 50213V109 | COM | 13,857 | $24,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 10,300 | $24,000 | thousands by filing date | put |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 10,100 | $24,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 16,800 | $23,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 16,240 | $23,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 11,600 | $23,000 | thousands by filing date | call |
| CELLECT BIOTECHNOLOGY LTD | 15116C110 | *W EXP 08/03/202 | 48,515 | $23,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 71,411 | $22,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 11,700 | $22,000 | thousands by filing date | put |
| MONSTER DIGITAL INC COM PAR NEW | 61174L501 | Stock | 12,842 | $22,000 | thousands by filing date | |
| DIGITAL PWR CORP | 253862106 | COM | 31,579 | $21,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 26,032 | $21,000 | thousands by filing date | |
| SOLIGENIX INC | 834223117 | *W EXP 11/14/202 | 62,500 | $21,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 26,000 | $20,000 | thousands by filing date | call |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 14,200 | $20,000 | thousands by filing date | put |
| QUANTUM CORP | 747906204 | COM DSSG | 23,651 | $20,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 29,000 | $20,000 | thousands by filing date | put |
| EVOKE PHARMA INC | 30049G104 | COM | 10,113 | $20,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 20,107 | $20,000 | thousands by filing date | |
| Medovex Corp | 58504H101 | COM | 15,288 | $20,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 17,882 | $19,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 12,000 | $19,000 | thousands by filing date | put |
| ARQULE INC | 04269E107 | COM | 14,860 | $19,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831113 | *W EXP 12/18/201 | 75,233 | $19,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 13,700 | $18,000 | thousands by filing date | put |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 20,811 | $18,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 56,584 | $18,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 11,563 | $18,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 23,752 | $18,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 18,652 | $18,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 37,742 | $17,000 | thousands by filing date | |
| CHINA XINIYA FASHION LTD | 16950W113 | SPONSRD ADR NEW | 12,834 | $17,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 14,790 | $16,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 11,800 | $16,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 26,101 | $16,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 10,478 | $16,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 10,400 | $16,000 | thousands by filing date | put |
| SEANERGY MARITIME HLDGS CORP | Y73760137 | SHS NEW | 14,320 | $16,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 31,407 | $16,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 39,200 | $16,000 | thousands by filing date | call |
| FUEL TECH INC | 359523107 | COM | 13,100 | $15,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 24,735 | $15,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 10,600 | $15,000 | thousands by filing date | put |
| CATALYST | 14888D109 | COM | 23,553 | $15,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 12,900 | $14,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 10,500 | $13,000 | thousands by filing date | call |
| GAFISA S A | 362607301 | SPONS ADR | 11,568 | $13,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 54,974 | $13,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 11,900 | $13,000 | thousands by filing date | put |
| AMEDICA CORP COM PAR | 023435209 | Stock | 21,323 | $13,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 10,700 | $12,000 | thousands by filing date | call |
| UQM TECHNOLOGIES INC | 903213106 | COM | 27,678 | $12,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 16,108 | $12,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L113 | *W EXP 01/21/202 | 32,517 | $12,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 19,392 | $11,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 12,131 | $11,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 30,484 | $11,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 59,471 | $11,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 15,510 | $10,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 14,941 | $10,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 42,927 | $10,000 | thousands by filing date | |
| RENNOVA HEALTH INC | 759757123 | *W EXP 06/30/202 | 432,015 | $10,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N302 | CL A NEW | 42,749 | $10,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 17,574 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 13,938 | $9,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 21,000 | $8,000 | thousands by filing date | call |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 12,200 | $8,000 | thousands by filing date | put |
| COPSYNC INC | 217712116 | *W EXP 11/12/202 | 69,825 | $8,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 10,523 | $7,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002104 | COM | 26,698 | $7,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 21,712 | $6,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588121 | *W EXP 10/20/202 | 19,894 | $6,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 11,800 | $5,000 | thousands by filing date | call |
| BENITEC BIOPHARMA LTD | 082053117 | *W EXP 08/14/202 | 50,000 | $5,000 | thousands by filing date | |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 16,535 | $5,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 28,224 | $5,000 | thousands by filing date | |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 55,968 | $5,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 11,071 | $5,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 34,700 | $4,000 | thousands by filing date | call |
| COMSTOCK MNG INC | 205750102 | COM | 15,700 | $4,000 | thousands by filing date | call |
| EYEGATE PHARMACEUTICALS INC | 30233M115 | *W EXP 08/05/202 | 12,900 | $4,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 13,165 | $3,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 328,396 | $2,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 10,227 | $2,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 11,900 | $2,000 | thousands by filing date | call |
| MONSTER DIGITAL INC | 61174L113 | *W EXP 99/99/999 | 12,546 | $2,000 | thousands by filing date | |
| AXAR ACQUISITION CORP | 05455L110 | *W EXP 12/31/202 | 27,844 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 153,433 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-17-000002 | this filing | 2017-02-14 | acceptance time not in the bulk data set |