13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 9,503 holding rows worth $197,002,472,000.
- Accession
- 0001446194-17-000002
- Filer
- CIK 1446194
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 10,481 entries on the cover page, a total value of $197,002,472,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $197,002,472,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerSUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC028-13683
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
- included managerCVI Investments, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENTELLUS MED INC | 29363K105 | COM | 11,775 | $223,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,500 | $222,000 | thousands by filing date | put |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,824 | $222,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 41,485 | $222,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 18,956 | $222,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 9,700 | $222,000 | thousands by filing date | call |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 3,800 | $221,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 16,000 | $221,000 | thousands by filing date | call |
| ABM INDS INC | 000957100 | COM | 5,400 | $221,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 9,572 | $221,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 4,636 | $221,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 11,800 | $221,000 | thousands by filing date | put |
| SURGERY PARTNERS INC | 86881A100 | COM | 13,900 | $220,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 3,101 | $220,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 8,785 | $220,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 8,666 | $220,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 10,000 | $220,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 30,200 | $219,000 | thousands by filing date | put |
| DOMTAR CORP | 257559203 | COM NEW | 5,600 | $219,000 | thousands by filing date | put |
| AMERICAS CAR-MART INC | 03062T105 | COM | 5,000 | $219,000 | thousands by filing date | call |
| PFSWEB INC | 717098206 | COM | 25,726 | $219,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 45,000 | $219,000 | thousands by filing date | call |
| GAZIT GLOBE LTD | M4793C102 | SHS | 25,300 | $219,000 | thousands by filing date | put |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 92,944 | $219,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 77,172 | $219,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 25,747 | $219,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,000 | $218,000 | thousands by filing date | put |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 10,900 | $218,000 | thousands by filing date | put |
| CBIZ INC | 124805102 | COM | 15,900 | $218,000 | thousands by filing date | call |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 23,200 | $218,000 | thousands by filing date | call |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 3,700 | $218,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 172,800 | $218,000 | thousands by filing date | call |
| SPX FLOW INC COM | 78469X107 | Stock | 6,800 | $218,000 | thousands by filing date | put |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 9,500 | $218,000 | thousands by filing date | call |
| MEDIGUS LTD | 58471G102 | SPONSORED ADR | 385,998 | $218,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 7,155 | $217,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 7,325 | $217,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,800 | $217,000 | thousands by filing date | put |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 4,958 | $217,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 2,800 | $217,000 | thousands by filing date | put |
| RELX NV | 75955B102 | SPONSORED ADR | 12,966 | $217,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 21,029 | $217,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 24,900 | $216,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075402 | COM | 14,200 | $216,000 | thousands by filing date | call |
| TANGER INC | 875465106 | COM | 6,025 | $216,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 5,500 | $216,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 6,725 | $216,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 90,600 | $216,000 | thousands by filing date | put |
| CARNIVAL PLC ADS | 14365C103 | ADR | 4,200 | $215,000 | thousands by filing date | call |
| DONALDSON INC COM | 257651109 | Stock | 5,100 | $215,000 | thousands by filing date | put |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 12,976 | $215,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 5,200 | $215,000 | thousands by filing date | put |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 32,500 | $215,000 | thousands by filing date | call |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 4,500 | $215,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 6,800 | $215,000 | thousands by filing date | put |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 2,600 | $215,000 | thousands by filing date | call |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,900 | $214,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 23,927 | $214,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 20,000 | $214,000 | thousands by filing date | put |
| TENNANT CO | 880345103 | COM | 3,000 | $214,000 | thousands by filing date | call |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 9,600 | $214,000 | thousands by filing date | call |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 11,900 | $214,000 | thousands by filing date | call |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 15,061 | $214,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 14,392 | $214,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 43,300 | $214,000 | thousands by filing date | call |
| APTARGROUP INC COM | 038336103 | Stock | 2,900 | $213,000 | thousands by filing date | put |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,900 | $213,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 19,933 | $213,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 7,569 | $213,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 6,100 | $213,000 | thousands by filing date | call |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 6,600 | $212,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 2,500 | $212,000 | thousands by filing date | put |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 53,700 | $212,000 | thousands by filing date | put |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 27,394 | $211,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 9,300 | $211,000 | thousands by filing date | call |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 5,900 | $211,000 | thousands by filing date | call |
| RYERSON HLDG CORP | 783754104 | COM | 15,800 | $211,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 4,871 | $210,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,300 | $210,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 5,800 | $210,000 | thousands by filing date | put |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 8,600 | $210,000 | thousands by filing date | put |
| HYSTER-YALE INC | 449172105 | CL A | 3,300 | $210,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 17,800 | $210,000 | thousands by filing date | call |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 20,213 | $210,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 9,000 | $210,000 | thousands by filing date | put |
| VITAL THERAPIES INC | 92847R104 | COM | 48,169 | $210,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 8,300 | $209,000 | thousands by filing date | call |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 6,207 | $209,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 8,500 | $209,000 | thousands by filing date | put |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 10,100 | $209,000 | thousands by filing date | call |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 4,291 | $209,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 65,700 | $209,000 | thousands by filing date | put |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 10,775 | $209,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 119,600 | $209,000 | thousands by filing date | call |
| YADKIN FINANCIAL CORP | 984305102 | COM | 6,100 | $209,000 | thousands by filing date | put |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 26,200 | $209,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 16,200 | $208,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 2,600 | $208,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 13,300 | $208,000 | thousands by filing date | call |
| Xunlei Ltd-Adr | 98419E108 | COM | 54,000 | $208,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 279,600 | $208,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 5,641 | $208,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 4,300 | $207,000 | thousands by filing date | put |
| IDEX CORP COM | 45167R104 | Stock | 2,300 | $207,000 | thousands by filing date | put |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,839 | $207,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 4,500 | $207,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 25,900 | $207,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 39,926 | $207,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 10,100 | $207,000 | thousands by filing date | put |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 4,700 | $206,000 | thousands by filing date | call |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 9,496 | $206,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 8,100 | $206,000 | thousands by filing date | call |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 10,100 | $206,000 | thousands by filing date | put |
| RPX CORP | 74972G103 | COM | 19,100 | $206,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 30,748 | $206,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 47,772 | $206,000 | thousands by filing date | |
| QESP | 78463X343 | ETP | 5,080 | $206,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,900 | $205,000 | thousands by filing date | call |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 22,603 | $205,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 22,920 | $205,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,900 | $205,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 18,600 | $205,000 | thousands by filing date | put |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 13,800 | $205,000 | thousands by filing date | call |
| AQUA METALS INC | 03837J101 | COM | 15,632 | $205,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,877 | $204,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 10,900 | $204,000 | thousands by filing date | put |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 7,600 | $204,000 | thousands by filing date | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 20,300 | $203,000 | thousands by filing date | put |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 7,600 | $203,000 | thousands by filing date | call |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 4,367 | $203,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 9,600 | $203,000 | thousands by filing date | call |
| WAGEWORKS INC | 930427109 | COM | 2,800 | $203,000 | thousands by filing date | call |
| TRIBUNE COMPANY | 896047503 | COMMON | 5,800 | $203,000 | thousands by filing date | put |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 4,923 | $203,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 50,863 | $203,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 4,000 | $202,000 | thousands by filing date | put |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 11,572 | $202,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 15,899 | $202,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 29,500 | $202,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 20,400 | $202,000 | thousands by filing date | call |
| RICHMONT MINES INC | 76547T106 | COM | 31,100 | $202,000 | thousands by filing date | put |
| PROSHARES TR | 74347B623 | ULTPRO SHT NAS | 8,400 | $202,000 | thousands by filing date | call |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,900 | $201,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 40,473 | $201,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 8,000 | $201,000 | thousands by filing date | put |
| SouthState Corp | 840441109 | Common Stock | 2,300 | $201,000 | thousands by filing date | call |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 17,000 | $200,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 5,100 | $200,000 | thousands by filing date | put |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 2,500 | $200,000 | thousands by filing date | put |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 19,600 | $200,000 | thousands by filing date | call |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 10,970 | $200,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 10,000 | $200,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 65,827 | $199,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 14,149 | $199,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 29,100 | $199,000 | thousands by filing date | call |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 10,500 | $199,000 | thousands by filing date | put |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 10,200 | $198,000 | thousands by filing date | put |
| CARE COM INC | 141633107 | COM | 23,094 | $198,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 41,103 | $197,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 12,426 | $197,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 10,003 | $197,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 11,200 | $196,000 | thousands by filing date | put |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 25,500 | $195,000 | thousands by filing date | put |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 12,800 | $195,000 | thousands by filing date | call |
| KEY TRONIC CORP | 493144109 | COM | 24,900 | $195,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 35,900 | $194,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 21,086 | $194,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 15,300 | $194,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 10,500 | $194,000 | thousands by filing date | call |
| MCBC HLDGS INC | 55276F107 | COM | 13,331 | $194,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 12,600 | $193,000 | thousands by filing date | call |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 20,473 | $193,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 17,271 | $193,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 68,000 | $193,000 | thousands by filing date | put |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 300,000 | $193,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 11,500 | $192,000 | thousands by filing date | call |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 13,733 | $192,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 17,600 | $191,000 | thousands by filing date | call |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 31,100 | $191,000 | thousands by filing date | put |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 34,700 | $191,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 30,700 | $191,000 | thousands by filing date | put |
| PACIFIC SPL ACQUISITION CORP | G68588139 | UNIT 99/99/9999 | 17,674 | $191,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 10,000 | $190,000 | thousands by filing date | put |
| MV OIL TR | 553859109 | TR UNITS | 30,431 | $190,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 40,000 | $190,000 | thousands by filing date | put |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 22,534 | $190,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 17,114 | $190,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 11,300 | $189,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 56,866 | $188,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 10,700 | $188,000 | thousands by filing date | put |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 16,040 | $188,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 35,600 | $188,000 | thousands by filing date | put |
| LADDER CAP CORP CL A | 505743104 | REIT | 13,600 | $187,000 | thousands by filing date | put |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 11,879 | $187,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 12,400 | $187,000 | thousands by filing date | put |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 13,343 | $187,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 13,500 | $187,000 | thousands by filing date | call |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 28,100 | $186,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 61,700 | $186,000 | thousands by filing date | put |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 34,442 | $186,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 38,337 | $186,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 14,800 | $186,000 | thousands by filing date | put |
| LA QUINTA HLDGS INC | 50420D108 | COM | 13,100 | $186,000 | thousands by filing date | call |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 19,965 | $185,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 32,300 | $185,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 16,702 | $184,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 11,000 | $184,000 | thousands by filing date | call |
| AGILYSYS INC | 00847J105 | COM | 17,790 | $184,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 15,000 | $184,000 | thousands by filing date | call |
| NRG YIELD INC | 62942X306 | COM | 12,000 | $184,000 | thousands by filing date | call |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 15,200 | $183,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 14,200 | $183,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 24,758 | $183,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 47,526 | $183,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 19,000 | $183,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 45,700 | $183,000 | thousands by filing date | put |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 37,400 | $183,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 20,000 | $182,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 33,104 | $182,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 23,700 | $182,000 | thousands by filing date | call |
| China Yuchai Intl Ltd | G21082105 | COM | 13,200 | $182,000 | thousands by filing date | put |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 68,344 | $182,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 86,869 | $182,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 15,600 | $181,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 31,500 | $181,000 | thousands by filing date | call |
| VERICEL CORP | 92346J108 | COM | 60,321 | $181,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 24,100 | $181,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 11,600 | $181,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 11,693 | $181,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 12,543 | $181,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 59,700 | $180,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 14,400 | $180,000 | thousands by filing date | call |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 11,800 | $180,000 | thousands by filing date | put |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 33,615 | $180,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 15,100 | $180,000 | thousands by filing date | put |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 12,019 | $180,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 23,400 | $179,000 | thousands by filing date | put |
| ASANKO GOLD INC | 04341Y105 | COM | 58,600 | $179,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 171,804 | $179,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 35,500 | $179,000 | thousands by filing date | put |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 13,227 | $179,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 18,694 | $179,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 146,695 | $179,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 17,400 | $178,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 15,858 | $177,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 12,600 | $177,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 10,707 | $177,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 139,624 | $176,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 83,039 | $176,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 16,300 | $176,000 | thousands by filing date | put |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 12,900 | $176,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 36,974 | $176,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 23,713 | $175,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 20,900 | $175,000 | thousands by filing date | call |
| RADWARE LTD | M81873107 | COMMON STOCK | 12,000 | $175,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 77,768 | $175,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 19,941 | $175,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 23,600 | $175,000 | thousands by filing date | put |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 12,400 | $175,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 34,032 | $174,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 10,000 | $174,000 | thousands by filing date | put |
| TRANSENTERIX INC | 89366M201 | COM NEW | 133,743 | $174,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 41,400 | $174,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 25,200 | $173,000 | thousands by filing date | call |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 13,910 | $173,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 25,200 | $173,000 | thousands by filing date | put |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 160,919 | $173,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 23,900 | $173,000 | thousands by filing date | put |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 70,339 | $172,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 23,300 | $172,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 11,800 | $172,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 51,900 | $172,000 | thousands by filing date | put |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 10,100 | $172,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 12,085 | $172,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 16,200 | $171,000 | thousands by filing date | put |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 18,800 | $171,000 | thousands by filing date | put |
| MARCHEX INC | 56624R108 | CMN | 64,604 | $171,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 80,300 | $171,000 | thousands by filing date | put |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 36,172 | $170,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 25,600 | $169,000 | thousands by filing date | call |
| SI FINL GROUP INC MD | 78425V104 | COM | 10,946 | $169,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 10,637 | $169,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 10,000 | $168,000 | thousands by filing date | call |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 39,600 | $168,000 | thousands by filing date | call |
| XCERRA CORP | 98400J108 | COM | 21,900 | $167,000 | thousands by filing date | call |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 11,872 | $166,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 23,100 | $166,000 | thousands by filing date | put |
| CDI CORP | 125071100 | COM | 22,377 | $166,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 30,100 | $166,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 10,669 | $165,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 11,900 | $165,000 | thousands by filing date | call |
| PRIMERO MNG CORP | 74164W106 | COM | 209,335 | $165,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 14,419 | $165,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 16,400 | $164,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 13,798 | $164,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 31,774 | $163,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 102,900 | $163,000 | thousands by filing date | put |
| FELCOR LODGING TR INC | 31430F101 | COM | 20,300 | $163,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 27,180 | $163,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 22,900 | $163,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 12,100 | $162,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 17,000 | $162,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 11,267 | $161,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 13,674 | $161,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 23,500 | $161,000 | thousands by filing date | put |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 10,800 | $161,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 52,500 | $161,000 | thousands by filing date | put |
| CONFORMIS INC | 20717E101 | COM | 19,900 | $161,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 27,400 | $160,000 | thousands by filing date | call |
| TILLYS INC | 886885102 | CL A | 12,100 | $160,000 | thousands by filing date | call |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 30,313 | $160,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 21,600 | $159,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E655 | ANDEAN 40 ETF | 20,273 | $159,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 54,881 | $159,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 39,202 | $159,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 15,334 | $158,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 43,287 | $158,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 11,600 | $158,000 | thousands by filing date | call |
| Alcobra Ltd | M2239P109 | SHS | 75,200 | $158,000 | thousands by filing date | put |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 34,373 | $158,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 26,578 | $157,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 36,967 | $157,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 17,600 | $156,000 | thousands by filing date | put |
| TRAVELZOO | 89421Q205 | CMN | 16,600 | $156,000 | thousands by filing date | call |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 73,400 | $156,000 | thousands by filing date | put |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 18,300 | $156,000 | thousands by filing date | call |
| AT HOME GROUP INC | 04650Y100 | COM | 10,686 | $156,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 12,345 | $156,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K778 | SEMICONDUCT BEAR | 14,500 | $156,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 51,275 | $155,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 68,800 | $155,000 | thousands by filing date | put |
| SYNERON MEDICAL LTD | M87245102 | ORD | 18,400 | $155,000 | thousands by filing date | put |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 28,098 | $155,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 114,793 | $155,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 55,900 | $154,000 | thousands by filing date | call |
| BOVIE MEDICAL CORP | 10211F100 | COM | 42,839 | $154,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 20,700 | $153,000 | thousands by filing date | put |
| MFA FINL INC | 55272X102 | COM | 20,000 | $153,000 | thousands by filing date | call |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 15,300 | $153,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 29,068 | $153,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 72,127 | $153,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 22,514 | $152,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 12,758 | $152,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 12,600 | $152,000 | thousands by filing date | put |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 13,711 | $152,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 20,500 | $151,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 54,928 | $151,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 20,264 | $151,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 26,500 | $151,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 108,688 | $151,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 55,625 | $151,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 10,600 | $150,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 16,000 | $150,000 | thousands by filing date | put |
| TELIGENT INC NEW | 87960W104 | COM | 22,700 | $150,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 10,566 | $149,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 59,000 | $149,000 | thousands by filing date | put |
| COTT CORP QUE | 22163N106 | COM | 13,154 | $149,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 21,300 | $148,000 | thousands by filing date | call |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 12,203 | $147,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 17,800 | $147,000 | thousands by filing date | call |
| ORCHID IS CAP INC | 68571X103 | COM | 13,600 | $147,000 | thousands by filing date | put |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 69,534 | $147,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 20,072 | $147,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 68,388 | $147,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 19,400 | $146,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 10,000 | $146,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 19,400 | $146,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 195,600 | $146,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 15,007 | $146,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 23,200 | $146,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 10,700 | $145,000 | thousands by filing date | put |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 23,633 | $145,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 55,584 | $145,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 10,300 | $145,000 | thousands by filing date | put |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 24,821 | $145,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 10,379 | $144,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 11,974 | $144,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 125,643 | $144,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 62,600 | $143,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 14,900 | $143,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 81,500 | $143,000 | thousands by filing date | put |
| RED LION HOTELS CORP | 756764106 | COM | 17,113 | $143,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 12,928 | $143,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 10,300 | $142,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 10,935 | $142,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 105,000 | $142,000 | thousands by filing date | put |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 24,700 | $142,000 | thousands by filing date | put |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 11,900 | $141,000 | thousands by filing date | put |
| ENDOLOGIX INC | 29266S106 | COM | 24,700 | $141,000 | thousands by filing date | put |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 10,800 | $140,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 10,924 | $140,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 21,100 | $140,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 121,800 | $140,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K125 | DAILY S&P OIL | 10,700 | $140,000 | thousands by filing date | put |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 11,138 | $139,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 12,900 | $139,000 | thousands by filing date | put |
| SIENTRA INC | 82621J105 | COM | 16,300 | $139,000 | thousands by filing date | put |
| RUBICON PROJ INC | 78112V102 | COM | 18,800 | $139,000 | thousands by filing date | call |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 32,200 | $139,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 12,300 | $138,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 43,900 | $138,000 | thousands by filing date | put |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 38,100 | $138,000 | thousands by filing date | put |
| OVASCIENCE INC | 69014Q101 | COM | 90,130 | $138,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 20,900 | $138,000 | thousands by filing date | call |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 13,272 | $138,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 23,400 | $138,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 12,900 | $137,000 | thousands by filing date | call |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 12,400 | $137,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 10,600 | $137,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 44,200 | $137,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 11,500 | $136,000 | thousands by filing date | call |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 10,300 | $136,000 | thousands by filing date | call |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 10,001 | $136,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 13,030 | $136,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 21,932 | $136,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 13,300 | $136,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J114 | *W EXP 04/13/202 | 302,700 | $136,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 12,400 | $135,000 | thousands by filing date | put |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 11,347 | $135,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 10,329 | $135,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 19,100 | $135,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 20,600 | $135,000 | thousands by filing date | put |
| DOMINION DIAMOND CORP | 257287102 | COM | 13,900 | $135,000 | thousands by filing date | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 13,400 | $134,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 106,002 | $134,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 13,900 | $134,000 | thousands by filing date | call |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 30,700 | $134,000 | thousands by filing date | put |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 19,929 | $134,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 18,600 | $134,000 | thousands by filing date | put |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 24,318 | $134,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 36,143 | $134,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 42,275 | $134,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 11,600 | $133,000 | thousands by filing date | put |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 21,500 | $133,000 | thousands by filing date | put |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 10,000 | $133,000 | thousands by filing date | call |
| POINTS INTL LTD | 730843208 | COM NEW | 17,411 | $133,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 27,200 | $132,000 | thousands by filing date | put |
| NOODLES & CO | 65540B105 | COM CL A | 32,200 | $132,000 | thousands by filing date | put |
| TANGOE INC/CT | 87582Y108 | COM | 16,700 | $132,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 115,055 | $132,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 15,300 | $132,000 | thousands by filing date | call |
| ZOGENIX INC. | 98978L204 | Common Stock | 10,900 | $132,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 19,800 | $131,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 24,000 | $131,000 | thousands by filing date | call |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 12,500 | $130,000 | thousands by filing date | put |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 12,000 | $130,000 | thousands by filing date | put |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 20,100 | $130,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 58,872 | $130,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 14,600 | $129,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 62,004 | $129,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 11,900 | $129,000 | thousands by filing date | call |
| AXAR ACQUISITION CORP | 05455L201 | UNIT 12/31/2022X | 13,000 | $129,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 13,600 | $128,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 10,800 | $128,000 | thousands by filing date | put |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 167,948 | $128,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 24,274 | $128,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 12,409 | $127,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 16,200 | $127,000 | thousands by filing date | put |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 21,400 | $127,000 | thousands by filing date | call |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 234,698 | $127,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 60,692 | $127,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 97,700 | $127,000 | thousands by filing date | call |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 29,808 | $127,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 16,900 | $126,000 | thousands by filing date | put |
| FELCOR LODGING TR INC | 31430F101 | COM | 15,700 | $126,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 93,061 | $126,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 18,400 | $126,000 | thousands by filing date | call |
| KONA GRILL INC | 50047H201 | COM | 10,066 | $126,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 122,500 | $125,000 | thousands by filing date | call |
| UNI-PIXEL INC | 904572203 | COM | 126,800 | $125,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 12,800 | $125,000 | thousands by filing date | call |
| Cenveo Inc (NV) | 15670S402 | CS | 17,900 | $125,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 35,300 | $124,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 15,100 | $124,000 | thousands by filing date | put |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 10,141 | $124,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 15,700 | $124,000 | thousands by filing date | call |
| CYTOKINETICS INC | 23282W605 | COM NEW | 10,100 | $123,000 | thousands by filing date | put |
| NOODLES & CO | 65540B105 | COM CL A | 30,100 | $123,000 | thousands by filing date | call |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 28,717 | $123,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 17,000 | $123,000 | thousands by filing date | call |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 12,400 | $123,000 | thousands by filing date | put |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 26,800 | $123,000 | thousands by filing date | call |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 50,200 | $122,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 14,400 | $122,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 23,200 | $122,000 | thousands by filing date | call |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 21,222 | $121,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 35,200 | $121,000 | thousands by filing date | put |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 26,361 | $120,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 12,000 | $120,000 | thousands by filing date | call |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 29,300 | $120,000 | thousands by filing date | call |
| POINTS INTL LTD | 730843208 | COM NEW | 15,700 | $120,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 25,600 | $120,000 | thousands by filing date | call |
| MEETME INC | 585141104 | COM | 24,361 | $120,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 19,700 | $120,000 | thousands by filing date | call |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 12,547 | $119,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 18,000 | $118,000 | thousands by filing date | call |
| QUINSTREET INC | 74874Q100 | COM | 31,058 | $117,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 43,398 | $117,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 13,070 | $117,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 10,500 | $116,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-17-000002 | this filing | 2017-02-14 | acceptance time not in the bulk data set |