13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 9,503 holding rows worth $197,002,472,000.
- Accession
- 0001446194-17-000002
- Filer
- CIK 1446194
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 10,481 entries on the cover page, a total value of $197,002,472,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $197,002,472,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerSUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC028-13683
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
- included managerCVI Investments, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UBS AG LONDON BRH | 90267L409 | ETRACS 2XLVS&P | 4,351 | $296,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,500 | $295,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 18,000 | $295,000 | thousands by filing date | put |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 6,500 | $295,000 | thousands by filing date | call |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 13,443 | $295,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 8,300 | $295,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 241,700 | $295,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256B101 | COM | 22,300 | $295,000 | thousands by filing date | put |
| INGREDION INC COM | 457187102 | Stock | 2,356 | $294,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 22,336 | $294,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 96,500 | $294,000 | thousands by filing date | call |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 15,816 | $294,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 113,000 | $294,000 | thousands by filing date | put |
| DERMIRA INC | 24983L104 | COM | 9,700 | $294,000 | thousands by filing date | put |
| ISHARES TR | 46429B135 | INT PFD STK FD | 18,677 | $294,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 4,600 | $293,000 | thousands by filing date | put |
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,300 | $293,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 6,100 | $293,000 | thousands by filing date | put |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 11,100 | $293,000 | thousands by filing date | put |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 6,300 | $293,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 15,524 | $293,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 3,340 | $293,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 8,100 | $293,000 | thousands by filing date | put |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 3,395 | $293,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 59,000 | $293,000 | thousands by filing date | put |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 59,146 | $293,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 109,809 | $293,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,100 | $292,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 4,000 | $292,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 14,404 | $292,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 42,900 | $292,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 102,906 | $292,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 11,373 | $292,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 7,900 | $292,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 28,900 | $292,000 | thousands by filing date | put |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 19,600 | $292,000 | thousands by filing date | call |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,700 | $291,000 | thousands by filing date | put |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 11,677 | $291,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 18,800 | $291,000 | thousands by filing date | put |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 56,500 | $291,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 40,978 | $291,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 4,699 | $291,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 12,200 | $290,000 | thousands by filing date | put |
| RADISYS CORP | 750459109 | COM | 65,533 | $290,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 13,500 | $289,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 39,074 | $289,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 5,300 | $289,000 | thousands by filing date | call |
| iShares Gold Trust | 464285105 | ISHARES | 26,100 | $289,000 | thousands by filing date | call |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 33,035 | $289,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 13,579 | $289,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 62,613 | $288,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 41,400 | $288,000 | thousands by filing date | put |
| TITAN MACHY INC | 88830R101 | COM | 19,739 | $288,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 27,500 | $288,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 6,466 | $287,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 5,500 | $287,000 | thousands by filing date | put |
| NOODLES & CO | 65540B105 | COM CL A | 70,075 | $287,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 40,402 | $287,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 17,600 | $287,000 | thousands by filing date | put |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 20,300 | $287,000 | thousands by filing date | call |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 13,506 | $287,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,500 | $286,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,000 | $286,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 63,200 | $286,000 | thousands by filing date | call |
| SONOCO PRODS CO | 835495102 | COM | 5,400 | $285,000 | thousands by filing date | call |
| BLACKLINE, INC. | 09239B109 | COM | 10,314 | $285,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 136,042 | $285,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 20,256 | $285,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 5,500 | $284,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 4,600 | $284,000 | thousands by filing date | call |
| INVITAE CORP | 46185L103 | COM | 35,800 | $284,000 | thousands by filing date | put |
| KVH INDS INC | 482738101 | COM | 24,036 | $284,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 17,100 | $284,000 | thousands by filing date | put |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 109,318 | $284,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,697 | $284,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 14,910 | $284,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 39,186 | $284,000 | thousands by filing date | |
| ISHARES TR EUR CUR HDG ETF | 46435G698 | CEF | 12,678 | $284,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,134 | $283,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 18,954 | $283,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,250 | $283,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 7,180 | $283,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 2,000 | $283,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 14,300 | $283,000 | thousands by filing date | call |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 11,815 | $283,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 13,689 | $283,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 20,400 | $283,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 210,921 | $283,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 2,400 | $283,000 | thousands by filing date | call |
| WEYCO GROUP INC COM | 962149100 | Stock | 9,010 | $282,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 16,700 | $282,000 | thousands by filing date | call |
| AMEDISYS INC | 023436108 | COM | 6,600 | $281,000 | thousands by filing date | put |
| NRC HEALTH | 637372202 | COMMON STOCK | 14,771 | $281,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 23,600 | $281,000 | thousands by filing date | call |
| PLANET PAYMENT INC | U72603118 | SHS | 68,809 | $281,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 15,749 | $281,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 5,603 | $280,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 13,500 | $280,000 | thousands by filing date | put |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 3,500 | $280,000 | thousands by filing date | call |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 7,058 | $280,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 17,100 | $280,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 12,000 | $280,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 7,788 | $279,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 20,100 | $279,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 22,200 | $279,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 19,500 | $279,000 | thousands by filing date | call |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 103,300 | $279,000 | thousands by filing date | call |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 6,003 | $279,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 5,427 | $279,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 14,444 | $279,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 4,355 | $278,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 7,000 | $278,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 14,660 | $278,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 6,789 | $278,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 7,009 | $278,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 17,583 | $278,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 19,700 | $278,000 | thousands by filing date | call |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 7,400 | $277,000 | thousands by filing date | call |
| ASTEC INDS INC | 046224101 | COM | 4,100 | $277,000 | thousands by filing date | call |
| XBIOTECH INC | 98400H102 | COM | 27,400 | $277,000 | thousands by filing date | call |
| SPARTANNASH CO | 847215100 | COM | 7,000 | $277,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 41,746 | $277,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 30,551 | $277,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 22,000 | $277,000 | thousands by filing date | call |
| MASIMO CORP COM | 574795100 | Stock | 4,100 | $276,000 | thousands by filing date | call |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 3,600 | $276,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 29,700 | $276,000 | thousands by filing date | put |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 13,231 | $276,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 49,200 | $276,000 | thousands by filing date | put |
| PRIVATEBANCORP INC | 742962103 | COM | 5,100 | $276,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A875 | DMND HILL VAL | 10,702 | $276,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 18,500 | $276,000 | thousands by filing date | call |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 4,200 | $275,000 | thousands by filing date | put |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 4,000 | $275,000 | thousands by filing date | call |
| GIBRALTAR INDS INC | 374689107 | COM | 6,600 | $275,000 | thousands by filing date | call |
| KADANT INC | 48282T104 | COM | 4,500 | $275,000 | thousands by filing date | call |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 20,263 | $275,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 46,900 | $275,000 | thousands by filing date | call |
| OLD NATL BANCORP IND | 680033107 | COM | 15,100 | $274,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 6,100 | $274,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 68,053 | $274,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 14,800 | $274,000 | thousands by filing date | put |
| PLANTRONICS INC NEW | 727493108 | COM | 5,000 | $274,000 | thousands by filing date | call |
| PROSHARES TR | 74347X344 | ULTRASHT 3-7YR | 10,030 | $274,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,551 | $273,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 2,200 | $273,000 | thousands by filing date | call |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 9,900 | $273,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 5,776 | $273,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 27,416 | $273,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 25,200 | $273,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,885 | $272,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 39,800 | $272,000 | thousands by filing date | put |
| US FOODS HLDG CORP COM | 912008109 | Stock | 9,900 | $272,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 2,500 | $272,000 | thousands by filing date | call |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 5,900 | $272,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 26,828 | $272,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 7,900 | $271,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 14,300 | $271,000 | thousands by filing date | call |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 3,100 | $271,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 9,600 | $271,000 | thousands by filing date | call |
| AROTECH CORP | 042682203 | COM NEW | 77,300 | $271,000 | thousands by filing date | call |
| NEW YORK REIT INC | 64976L109 | COM | 26,800 | $271,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 11,700 | $270,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 36,200 | $270,000 | thousands by filing date | call |
| PROSHARES SP 500 DIVIDEND ARISTOCRATS ETF | 74347B482 | ETF | 7,300 | $270,000 | thousands by filing date | call |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 26,614 | $270,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 67,400 | $270,000 | thousands by filing date | call |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 12,400 | $269,000 | thousands by filing date | call |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 7,236 | $269,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 100,900 | $269,000 | thousands by filing date | call |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 10,700 | $268,000 | thousands by filing date | put |
| PIPER SANDLER COMPANIES | 724078100 | COM | 3,700 | $268,000 | thousands by filing date | call |
| NAM TAI PROPERTY INC | G63907102 | Com | 36,253 | $268,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 48,940 | $268,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 50,031 | $268,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 85,100 | $268,000 | thousands by filing date | put |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 11,300 | $268,000 | thousands by filing date | call |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,300 | $267,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 161,700 | $267,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 12,900 | $267,000 | thousands by filing date | put |
| TILLYS INC | 886885102 | CL A | 20,209 | $267,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,500 | $267,000 | thousands by filing date | put |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 17,012 | $267,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 6,500 | $267,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 86,300 | $267,000 | thousands by filing date | put |
| MEETME INC | 585141104 | COM | 54,100 | $267,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 2,770 | $267,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 31,000 | $267,000 | thousands by filing date | call |
| TRUEBLUE INC | 89785X101 | COM | 10,800 | $266,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 5,100 | $266,000 | thousands by filing date | call |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 56,500 | $266,000 | thousands by filing date | put |
| XCERRA CORP | 98400J108 | COM | 34,800 | $266,000 | thousands by filing date | put |
| APPFOLIO INC | 03783C100 | COM CL A | 11,127 | $265,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 23,100 | $265,000 | thousands by filing date | call |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 6,800 | $265,000 | thousands by filing date | put |
| CHEROKEE INC | 16444H102 | COM | 25,200 | $265,000 | thousands by filing date | call |
| OMNICELL COM COM | 68213N109 | Stock | 7,800 | $264,000 | thousands by filing date | put |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 26,400 | $264,000 | thousands by filing date | call |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 10,700 | $264,000 | thousands by filing date | call |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 41,500 | $264,000 | thousands by filing date | call |
| CELADON GROUP INC | 150838100 | COM | 36,992 | $264,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 28,492 | $264,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,692 | $263,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 6,994 | $263,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 10,700 | $263,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 46,800 | $263,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 113,061 | $263,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 5,200 | $262,000 | thousands by filing date | call |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 17,700 | $262,000 | thousands by filing date | put |
| MOVADO GROUP INC COM | 624580106 | Stock | 9,100 | $262,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 38,200 | $262,000 | thousands by filing date | put |
| MEDICINOVA INC | 58468P206 | COM NEW | 43,437 | $262,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 12,539 | $262,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 15,100 | $262,000 | thousands by filing date | call |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 22,488 | $262,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 7,100 | $262,000 | thousands by filing date | call |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,800 | $261,000 | thousands by filing date | put |
| EVERCORE INC CLASS A | 29977A105 | Stock | 3,800 | $261,000 | thousands by filing date | put |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 28,700 | $261,000 | thousands by filing date | call |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 18,415 | $261,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 4,888 | $261,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 14,000 | $261,000 | thousands by filing date | put |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 12,600 | $260,000 | thousands by filing date | put |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 17,900 | $260,000 | thousands by filing date | call |
| KCAP FINANCIAL INC | 48668E101 | COM | 65,267 | $260,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 104,000 | $260,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 25,500 | $260,000 | thousands by filing date | put |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 9,929 | $260,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 134,000 | $260,000 | thousands by filing date | call |
| CDI CORP | 125071100 | COM | 35,200 | $260,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 48,000 | $259,000 | thousands by filing date | put |
| BOOT BARN HLDGS INC | 099406100 | COM | 20,648 | $259,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 5,200 | $259,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 12,975 | $259,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 23,346 | $259,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 85,300 | $258,000 | thousands by filing date | call |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 38,052 | $258,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 15,195 | $258,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 9,696 | $258,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 16,811 | $258,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 19,636 | $258,000 | thousands by filing date | |
| VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN | 22539T274 | ETF | 27,051 | $258,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 8,600 | $256,000 | thousands by filing date | put |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 4,500 | $256,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 11,000 | $255,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 4,700 | $255,000 | thousands by filing date | put |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 2,900 | $255,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 12,192 | $255,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 10,600 | $254,000 | thousands by filing date | call |
| POWELL INDS INC | 739128106 | COM | 6,500 | $254,000 | thousands by filing date | call |
| ACCENDRA HEALTH INC | 690732102 | COM | 7,200 | $254,000 | thousands by filing date | call |
| SPARK ENERGY INC | 846511103 | CL A COM | 8,386 | $254,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 27,800 | $254,000 | thousands by filing date | call |
| ROGERS CORP COM | 775133101 | Stock | 3,300 | $253,000 | thousands by filing date | call |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 8,984 | $253,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 9,844 | $253,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 14,100 | $253,000 | thousands by filing date | put |
| DESTINATION XL GROUP INC | 25065K104 | COM | 59,578 | $253,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 13,500 | $253,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 11,300 | $253,000 | thousands by filing date | put |
| DST SYS INC DEL | 233326107 | COM | 2,362 | $253,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 5,188 | $253,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 14,636 | $252,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 12,862 | $252,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 30,597 | $252,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 7,176 | $252,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 10,152 | $252,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 6,000 | $252,000 | thousands by filing date | call |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 35,634 | $252,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 2,026 | $252,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 8,947 | $252,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 12,124 | $252,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 13,200 | $251,000 | thousands by filing date | put |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 13,800 | $251,000 | thousands by filing date | call |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 11,100 | $251,000 | thousands by filing date | call |
| CRAWFORD & CO | 224633107 | COM | 19,950 | $251,000 | thousands by filing date | |
| COMCAST HOLDINGS CORP | 200300507 | ZONES CV2% PCS | 5,549 | $251,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 35,400 | $251,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 5,302 | $251,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 34,500 | $251,000 | thousands by filing date | put |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 28,483 | $251,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Japan ETF | 97717X503 | COM | 7,846 | $251,000 | thousands by filing date | |
| PROSHARES TR | 74347B664 | ULTSHT OIL GAS | 24,186 | $251,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 28,800 | $250,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 2,596 | $250,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 7,100 | $250,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 19,822 | $250,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 18,960 | $250,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 3,400 | $250,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 12,000 | $250,000 | thousands by filing date | put |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 10,700 | $250,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,900 | $249,000 | thousands by filing date | put |
| LTC PPTYS INC COM | 502175102 | REIT | 5,300 | $249,000 | thousands by filing date | put |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 8,742 | $249,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 19,237 | $249,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 17,594 | $249,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 28,900 | $249,000 | thousands by filing date | put |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 3,800 | $248,000 | thousands by filing date | call |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 7,700 | $248,000 | thousands by filing date | call |
| ATLASSIAN CORP | G06242104 | CL A | 10,300 | $248,000 | thousands by filing date | call |
| CERNER CORP | 156782104 | COM | 5,227 | $248,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 10,500 | $248,000 | thousands by filing date | call |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 15,275 | $248,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 14,266 | $248,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 8,300 | $247,000 | thousands by filing date | call |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,000 | $247,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 8,581 | $247,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 7,100 | $247,000 | thousands by filing date | call |
| SILICOM LTD | M84116108 | ORD | 6,009 | $247,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 15,200 | $247,000 | thousands by filing date | call |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 14,500 | $247,000 | thousands by filing date | put |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 15,719 | $247,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 6,600 | $246,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 6,800 | $246,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 6,202 | $246,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 20,900 | $246,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405102 | COM | 21,800 | $246,000 | thousands by filing date | put |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 17,400 | $246,000 | thousands by filing date | put |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 24,100 | $246,000 | thousands by filing date | put |
| REVLON INC | 761525609 | OPT | 8,428 | $246,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 5,600 | $246,000 | thousands by filing date | call |
| WALTER INVT MGMT CORP | 93317W102 | COM | 51,800 | $246,000 | thousands by filing date | call |
| CONCORDIA INTL CORP | 20653P102 | COM | 115,900 | $246,000 | thousands by filing date | call |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 12,500 | $245,000 | thousands by filing date | put |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 3,500 | $245,000 | thousands by filing date | put |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,400 | $245,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047102 | COM | 8,597 | $245,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 22,601 | $245,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 73,200 | $245,000 | thousands by filing date | put |
| MAST THERAPEUTICS INC | 576314108 | COM | 2,821,000 | $245,000 | thousands by filing date | call |
| INTERSECTIONS INC | 460981301 | COM | 61,369 | $245,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,900 | $244,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 7,155 | $244,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 25,000 | $244,000 | thousands by filing date | call |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 5,800 | $244,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 25,463 | $244,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 13,400 | $244,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 7,124 | $243,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 2,700 | $243,000 | thousands by filing date | call |
| VOC ENERGY TR | 91829B103 | TR UNIT | 76,500 | $243,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 15,500 | $243,000 | thousands by filing date | call |
| HILL INTERNATIONAL INC | 431466101 | COM | 55,855 | $243,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 19,400 | $243,000 | thousands by filing date | call |
| CAROLINA FINL CORP NEW | 143873107 | COM | 7,897 | $243,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 49,000 | $243,000 | thousands by filing date | put |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 4,759 | $242,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 3,600 | $242,000 | thousands by filing date | put |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 5,431 | $242,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 8,400 | $242,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 4,608 | $242,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 29,773 | $242,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 42,487 | $242,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 74,569 | $242,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 702 | $242,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 7,600 | $241,000 | thousands by filing date | put |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,900 | $241,000 | thousands by filing date | put |
| INGEVITY CORP COM | 45688C107 | Stock | 4,400 | $241,000 | thousands by filing date | call |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,900 | $241,000 | thousands by filing date | call |
| H2O AMERICA | 784305104 | COM | 4,300 | $241,000 | thousands by filing date | call |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 3,302 | $241,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 5,300 | $241,000 | thousands by filing date | put |
| HUB GROUP INC | 443320106 | CL A | 5,500 | $241,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,300 | $241,000 | thousands by filing date | call |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 10,139 | $241,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 14,300 | $241,000 | thousands by filing date | call |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 12,200 | $241,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 44,100 | $241,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 4,300 | $241,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,000 | $240,000 | thousands by filing date | put |
| CHATHAM LODGING TR | 16208T102 | COM | 11,700 | $240,000 | thousands by filing date | call |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 2,938 | $240,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 4,200 | $240,000 | thousands by filing date | call |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 17,100 | $240,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F184 | FUND | 6,110 | $240,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 5,100 | $240,000 | thousands by filing date | put |
| PATRIOT NATL INC | 70338T102 | COM | 51,690 | $240,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 20,455 | $240,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 12,574 | $239,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 17,100 | $239,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 23,405 | $239,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 13,700 | $239,000 | thousands by filing date | put |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 11,886 | $239,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 28,400 | $239,000 | thousands by filing date | put |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 18,705 | $238,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 153,423 | $238,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 242,527 | $238,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 4,432 | $237,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 27,758 | $237,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 32,400 | $237,000 | thousands by filing date | call |
| OPHTHOTECH CORP | 683745103 | COM | 49,115 | $237,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 4,886 | $236,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 38,435 | $236,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 8,400 | $236,000 | thousands by filing date | call |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 6,800 | $236,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 60,486 | $236,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 10,145 | $236,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 5,858 | $236,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 33,700 | $236,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 5,687 | $236,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 9,483 | $236,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 9,300 | $236,000 | thousands by filing date | call |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 16,900 | $236,000 | thousands by filing date | call |
| ACTUANT CORP | 00508X203 | CL A NEW | 9,100 | $236,000 | thousands by filing date | put |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 23,749 | $236,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 5,200 | $235,000 | thousands by filing date | call |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 5,900 | $235,000 | thousands by filing date | put |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 201 | $235,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 23,300 | $235,000 | thousands by filing date | put |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 21,858 | $235,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 29,221 | $234,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 12,100 | $234,000 | thousands by filing date | put |
| HAYNES INTL INC | 420877201 | COM NEW | 5,451 | $234,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 47,645 | $234,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 11,043 | $234,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 9,800 | $234,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K588 | DALY HOM B&S BER | 7,587 | $234,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 8,100 | $233,000 | thousands by filing date | call |
| KADANT INC | 48282T104 | COM | 3,800 | $233,000 | thousands by filing date | put |
| ADDUS HOMECARE CORP | 006739106 | COM | 6,650 | $233,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 14,916 | $233,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 4,180 | $233,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 45,500 | $233,000 | thousands by filing date | call |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 12,936 | $233,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 8,102 | $233,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 24,893 | $233,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 18,300 | $232,000 | thousands by filing date | call |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 95,032 | $232,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 11,844 | $232,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 24,839 | $232,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 6,969 | $232,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 4,900 | $232,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 86,900 | $232,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 6,686 | $232,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 22,700 | $232,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 10,900 | $231,000 | thousands by filing date | put |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 107,600 | $231,000 | thousands by filing date | call |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 14,374 | $231,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 6,866 | $231,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 14,200 | $230,000 | thousands by filing date | call |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,600 | $230,000 | thousands by filing date | call |
| VIRTU FINL INC | 928254101 | CL A | 14,400 | $230,000 | thousands by filing date | put |
| KAMAN CORP-CLASS A | 483548103 | COM | 4,700 | $230,000 | thousands by filing date | put |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 11,369 | $230,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 8,200 | $230,000 | thousands by filing date | put |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 4,800 | $230,000 | thousands by filing date | put |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 4,800 | $230,000 | thousands by filing date | put |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 8,200 | $230,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y413 | DLY JPN BULL 3X | 5,376 | $230,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 91,367 | $230,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X529 | INTL HDG SMLCP | 9,400 | $230,000 | thousands by filing date | |
| MGC | 921910873 | COM | 3,000 | $229,000 | thousands by filing date | put |
| CDW CORP COM | 12514G108 | Stock | 4,400 | $229,000 | thousands by filing date | put |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 13,900 | $229,000 | thousands by filing date | call |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 14,700 | $229,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 7,300 | $229,000 | thousands by filing date | call |
| Engility Holdings Inc | 29286C107 | COM | 6,800 | $229,000 | thousands by filing date | call |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 9,414 | $229,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 10,000 | $228,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 5,300 | $228,000 | thousands by filing date | put |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 18,500 | $228,000 | thousands by filing date | call |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 6,933 | $228,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 5,200 | $228,000 | thousands by filing date | call |
| FULLER H B CO COM | 359694106 | Stock | 4,700 | $227,000 | thousands by filing date | call |
| INSPERITY INC | 45778Q107 | COM | 3,200 | $227,000 | thousands by filing date | put |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 14,400 | $227,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 21,300 | $227,000 | thousands by filing date | put |
| POWERSHARES | 73935X286 | COMMON STOCK | 4,500 | $227,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD CBOE | 33733E609 | S\&P.* | 9,571 | $227,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 48,800 | $227,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 7,003 | $226,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 6,400 | $226,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 74,900 | $226,000 | thousands by filing date | put |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 31,100 | $226,000 | thousands by filing date | call |
| ATHENE HOLDING LTD | G0684D107 | CL A | 4,700 | $226,000 | thousands by filing date | call |
| ALLIENT INC | 019330109 | COM | 10,574 | $226,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 11,000 | $226,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 67,540 | $226,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 148,000 | $226,000 | thousands by filing date | call |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 20,991 | $226,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 24,200 | $225,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 48,300 | $225,000 | thousands by filing date | put |
| VERITEX HLDGS INC | 923451108 | COM | 8,419 | $225,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 73,700 | $225,000 | thousands by filing date | put |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,877 | $225,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 49,000 | $225,000 | thousands by filing date | put |
| M B T FINANCIAL CORP | 578877102 | Stock | 19,823 | $225,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 53,000 | $225,000 | thousands by filing date | put |
| CAI INTERNATIONAL INC | 12477X106 | COM | 25,820 | $224,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 29,000 | $224,000 | thousands by filing date | call |
| RICHMONT MINES INC | 76547T106 | COM | 34,500 | $224,000 | thousands by filing date | call |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 20,600 | $224,000 | thousands by filing date | call |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 7,032 | $224,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 5,768 | $224,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 4,773 | $224,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 11,685 | $224,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 26,173 | $223,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 5,100 | $223,000 | thousands by filing date | put |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 2,369 | $223,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 10,939 | $223,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 5,400 | $223,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-17-000002 | this filing | 2017-02-14 | acceptance time not in the bulk data set |