13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-05, with 1,241 holding rows worth $621,822,427.
- Accession
- 0001415889-18-000181
- Filer
- CIK 1418539
- Filed
- 2018-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 1,242 entries on the cover page, a total value of $621,822,427 stated on the cover page (in dollars after the unit check, H1), rows summing to $621,822,427 with VALUE read as dollars, detected, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 200 | $3,430 | dollars, detected | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 113 | $3,428 | dollars, detected | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 140 | $3,419 | dollars, detected | |
| ADVANSIX INC | 00773T101 | COM | 81 | $3,408 | dollars, detected | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 100 | $3,385 | dollars, detected | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 48 | $3,375 | dollars, detected | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 104 | $3,360 | dollars, detected | |
| WESTERN DIGITAL CORP | 958102105 | COM | 42 | $3,340 | dollars, detected | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 50 | $3,319 | dollars, detected | |
| AEGON NV $2 PFD | 007924608 | PREFERRED | 125 | $3,316 | dollars, detected | |
| IHS MARKIT LTD | G47567105 | SHS | 71 | $3,206 | dollars, detected | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 73 | $3,108 | dollars, detected | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 60 | $3,090 | dollars, detected | |
| Accenture Plc Class A | G1151C101 | COM | 20 | $3,062 | dollars, detected | |
| Hartford Financial Serv | 416518504 | COM | 104 | $3,043 | dollars, detected | |
| VWO | 922042858 | SHS | 66 | $3,030 | dollars, detected | |
| MANUF TRADERS 1.35975 12/28/20 | 564759PS1 | CORPORATE BONDS AND NOTES | 3,000 | $2,997 | dollars, detected | |
| UNDER ARMOUR INC | 904311107 | CL A | 200 | $2,886 | dollars, detected | |
| PS BUSINESS PKS INC CALIF S R1 | 69360J669 | PFD | 114 | $2,879 | dollars, detected | |
| MELLON CAP IV NORMALPFD CAP | 58551TAA5 | FIXED INCOME | 3,000 | $2,828 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 60 | $2,827 | dollars, detected | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 55 | $2,793 | dollars, detected | |
| BofA Preferred | 060505740 | PFD | 105 | $2,778 | dollars, detected | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 40 | $2,747 | dollars, detected | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 50 | $2,746 | dollars, detected | |
| HASBRO INC COM | 418056107 | Stock | 30 | $2,727 | dollars, detected | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 29 | $2,687 | dollars, detected | |
| DAIWA HOUSE INDUS UNSP ADR | 234062206 | COM | 70 | $2,687 | dollars, detected | |
| UNDER ARMOUR INC | 904311206 | CL C | 200 | $2,664 | dollars, detected | |
| TRIAD HOSPITALS | 89579K109 | COM | 61 | $2,659 | dollars, detected | |
| Applied Materials,Inc. | 038222105 | COM | 52 | $2,658 | dollars, detected | |
| BERKLEY CORPORATION | 084423409 | PUBLIC | 105 | $2,648 | dollars, detected | |
| CAPITAL ONE FINL CORP | 14040H600 | COM | 101 | $2,644 | dollars, detected | |
| AEGON NV PFD | 007924509 | PREFERRED | 108 | $2,613 | dollars, detected | |
| FLUOR CORP | 343412102 | COM | 50 | $2,583 | dollars, detected | |
| GOLDCORP INC NEW | 380956409 | COM | 200 | $2,554 | dollars, detected | |
| BIOVERATIV INC | 09075E103 | Equities | 46 | $2,480 | dollars, detected | |
| Pentair Inc | H6169Q108 | PNR | 35 | $2,472 | dollars, detected | |
| INVESCO LTD SHS | G491BT108 | Stock | 65 | $2,375 | dollars, detected | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 65 | $2,341 | dollars, detected | |
| RENAISSANCERE HOLDINGS 5.375% | G7498P119 | PUBLIC | 93 | $2,339 | dollars, detected | |
| National Retail Properties Inc | 637417809 | Preferred Stock | 91 | $2,326 | dollars, detected | |
| AGTECH HOLDINGS LT ORDF | G0135Z103 | UNLSTD FOREIGN ORDRY | 15,000 | $2,323 | dollars, detected | |
| STERICYCLE INC | 858912108 | COM | 34 | $2,312 | dollars, detected | |
| PRUDENTIAL FIN 5.75%52 | 744320607 | ps | 91 | $2,298 | dollars, detected | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 89 | $2,283 | dollars, detected | |
| Keyence Corp | J32491102 | Common Stock | 4 | $2,241 | dollars, detected | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 40 | $2,214 | dollars, detected | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 40 | $2,211 | dollars, detected | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 412 | $2,184 | dollars, detected | |
| KOHLS CORP | 500255104 | COM | 40 | $2,169 | dollars, detected | |
| VENTAS REALTY LP 5.450% PREFER | 92276M204 | PREFERR | 84 | $2,114 | dollars, detected | |
| WOLTERS KLUWER N V SPONSORED A | 977874205 | COM | 40 | $2,087 | dollars, detected | |
| WILLIAMS COS INC COM | 969457100 | Stock | 68 | $2,073 | dollars, detected | |
| BB&T CORP $1.4625 PFD | 054937206 | PREFERRED | 81 | $2,062 | dollars, detected | |
| SAMPO OYJ-A SHS-UNSP ADR | 79588J102 | COM | 75 | $2,061 | dollars, detected | |
| VALEO SA ADR | 919134304 | COM | 55 | $2,053 | dollars, detected | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 217 | $2,048 | dollars, detected | |
| PUBLIC STORAGE | 74460W826 | PFD | 77 | $2,037 | dollars, detected | |
| TELIA COMPANY A B SHS | W95890104 | Common Stock | 455 | $2,028 | dollars, detected | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 71 | $2,019 | dollars, detected | |
| AON CORP | 037389103 | COMMON STOCK | 15 | $2,010 | dollars, detected | |
| BANK OF AMERICA CORP 6.375% $1.594 PFD | 060505617 | PREFERRED | 77 | $2,001 | dollars, detected | |
| EGALET CORP | 28226B104 | COM | 2,000 | $2,000 | dollars, detected | |
| POLARIS INC COM | 731068102 | Stock | 16 | $1,984 | dollars, detected | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 104 | $1,974 | dollars, detected | |
| MANITOWOC COMPANY INC | 563571108 | COM | 50 | $1,967 | dollars, detected | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 100 | $1,949 | dollars, detected | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 76 | $1,934 | dollars, detected | |
| VINCI SA ADR | 927320101 | ADR | 75 | $1,913 | dollars, detected | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 200 | $1,910 | dollars, detected | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 109 | $1,898 | dollars, detected | |
| QIAGEN NV | N72482123 | SHS NEW | 61 | $1,887 | dollars, detected | |
| BANK OF AMER MTN 5.41057 12/01/26 | 5901886X1 | CORPORATE BONDS AND NOTES | 2,000 | $1,886 | dollars, detected | |
| FIRST MD CAP I 3.43631 1/15/27 | 320808AD0 | CORPORATE BONDS AND NOTES | 2,000 | $1,886 | dollars, detected | |
| RYOHIN KEIKAKU CO UNSP ADR | 78392U105 | COM | 30 | $1,877 | dollars, detected | |
| US BANCORP 5.15% PFD SERIES H | 902973791 | PREFERR | 74 | $1,871 | dollars, detected | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 400 | $1,864 | dollars, detected | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 73 | $1,851 | dollars, detected | |
| APACHE CORP | 037411105 | COM | 43 | $1,815 | dollars, detected | |
| Ferguson PLC ADR | 31502A105 | ADR | 250 | $1,793 | dollars, detected | |
| MAKITA CORP | 560877300 | COMMON STOCK | 42 | $1,773 | dollars, detected | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 25 | $1,744 | dollars, detected | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 35 | $1,723 | dollars, detected | |
| CISCO SYSTEMS INC | 17275RAE2 | Convertible/ | 1,667 | $1,722 | dollars, detected | |
| FITBIT INC | 33812L102 | CL A | 300 | $1,713 | dollars, detected | |
| SASOL LTD | 803866300 | SPONSORED ADR | 50 | $1,711 | dollars, detected | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 196 | $1,703 | dollars, detected | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 21 | $1,701 | dollars, detected | |
| MARATHON OIL CORP | 565849106 | COM | 100 | $1,693 | dollars, detected | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 37 | $1,678 | dollars, detected | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 400 | $1,668 | dollars, detected | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 300 | $1,614 | dollars, detected | |
| SIRIUS XM HOLDINGS INC COM | 82966U103 | Stock | 300 | $1,608 | dollars, detected | |
| ISHARES TR | 464287713 | US TELECOM ETF | 54 | $1,588 | dollars, detected | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 40 | $1,586 | dollars, detected | |
| Carlsberg As | 142795202 | Equity | 65 | $1,565 | dollars, detected | |
| YAMANA GOLD INC | 98462Y100 | COM | 500 | $1,560 | dollars, detected | |
| ASSA ABLOY AB ADR | 045387107 | FOREIGN | 150 | $1,548 | dollars, detected | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 19 | $1,540 | dollars, detected | |
| COMPASS GROUP PLC SPONSORED AD | 20449X401 | ADUS | 70 | $1,537 | dollars, detected | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 100 | $1,515 | dollars, detected | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 62 | $1,469 | dollars, detected | |
| PUBLIC STO | 74460W842 | Preferred Stock | 55 | $1,463 | dollars, detected | |
| CENTEX CORP | 152312104 | COMMON STOCK | 60 | $1,426 | dollars, detected | |
| REINSURANCE GROUP OF AMERICA | 759351703 | PFD | 51 | $1,404 | dollars, detected | |
| EQUINOX GOLD CORP | 54755T100 | Equities | 1,550 | $1,395 | dollars, detected | |
| AMC NETWORKS INC | 00164V103 | CL A | 25 | $1,352 | dollars, detected | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 57 | $1,334 | dollars, detected | |
| Komatsu Ltd. | 500458401 | COM | 36 | $1,304 | dollars, detected | |
| FIRST RESOURCES FL ORD | Y2560F107 | Equities | 925 | $1,293 | dollars, detected | |
| TELENOR ASA-NOK | 87944W105 | COMMON STOCK | 60 | $1,283 | dollars, detected | |
| BB&T CORPORATION | 054937602 | PFD | 51 | $1,277 | dollars, detected | |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 26 | $1,181 | dollars, detected | |
| AMERICAN FINL GROUP INC 6 25 1 563 PFD | 025932609 | PREFERRED | 45 | $1,180 | dollars, detected | |
| VORNADO REALTY 5.4 PFDPFD SER L | 929042844 | PREFERRED STOCK | 47 | $1,170 | dollars, detected | |
| KIMCO RLTY CORP DEP1/1000PFD K | 49446R745 | PFD | 46 | $1,155 | dollars, detected | |
| DIGITAL RLTY TR - PFD G | 253868889 | EQPFD | 45 | $1,147 | dollars, detected | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 25 | $1,140 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 20 | $1,093 | dollars, detected | |
| ASHTEAD GROUP PLC | 045055100 | COMMON STK | 10 | $1,088 | dollars, detected | |
| CHARLES + COLVARD LTD | 159765106 | COM | 800 | $1,080 | dollars, detected | |
| SOUTHERN C | 842587206 | Preferred Stock | 40 | $1,080 | dollars, detected | |
| Continental AG | 210771200 | Equity | 20 | $1,078 | dollars, detected | |
| Worldpay Group PLC | 981560105 | Common Stock | 62 | $1,078 | dollars, detected | |
| Public Storage 5.3 | 74460W800 | PFD | 42 | $1,059 | dollars, detected | |
| PUBLIC STORAGE DEP SHS | 74460W602 | PRF | 42 | $1,056 | dollars, detected | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 100 | $1,035 | dollars, detected | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 26 | $1,034 | dollars, detected | |
| SUNTRUST BANKS 5.875% SERIES E | 867914889 | PREFERR | 41 | $1,034 | dollars, detected | |
| Qwest Corporation 7.50% Notes | 74913G303 | PFD | 40 | $1,007 | dollars, detected | |
| QWEST CORP | 74913G501 | PFD | 41 | $974 | dollars, detected | |
| MMA Capital Management LLC | 55315D105 | COM | 38 | $923 | dollars, detected | |
| LEHMAN BROS HLDGS | 525ESCGU7 | Convertible/ | 20,000 | $900 | dollars, detected | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 50 | $868 | dollars, detected | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 95 | $856 | dollars, detected | |
| MYLAN NV | N59465109 | SHS EURO | 20 | $846 | dollars, detected | |
| US BANCORP | 902973155 | Common Stock | 37 | $835 | dollars, detected | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 8 | $834 | dollars, detected | |
| DNOW INC | 67011P100 | COMMON STOCK | 75 | $827 | dollars, detected | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 34 | $817 | dollars, detected | |
| PUBLIC STORAGE CL A | 74460W792 | PFDs, REITs, | 30 | $796 | dollars, detected | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 20 | $793 | dollars, detected | |
| ASSOC BRITISH FOODS UNSP ADR | 045519402 | COM | 20 | $765 | dollars, detected | |
| AMPLIFY ENERGY CORP | 032113102 | COMMON | 74 | $751 | dollars, detected | |
| AURICO METALS | 05157J108 | COM | 509 | $723 | dollars, detected | |
| PPL Corp. 5.9% | 69352P202 | PRD | 28 | $717 | dollars, detected | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 24 | $686 | dollars, detected | |
| KBC GROUP | 48241F104 | USD | 16 | $684 | dollars, detected | |
| ENTERGY ARKANSAS | 29364D761 | PFD | 27 | $681 | dollars, detected | |
| PUBLIC STORAGE 5.20% SERIES X | 74460W107 | PREFERR | 27 | $675 | dollars, detected | |
| Schwab US REIT ETF | 808524847 | SHS | 16 | $666 | dollars, detected | |
| ARKEMA SPO | 041232109 | USD | 5 | $610 | dollars, detected | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 5 | $598 | dollars, detected | |
| RMR GROUP INC | 74967R106 | CL A | 10 | $593 | dollars, detected | |
| BOJANGLES INC | 097488100 | COM | 50 | $590 | dollars, detected | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 289 | $546 | dollars, detected | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 10 | $542 | dollars, detected | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 9 | $528 | dollars, detected | |
| PANDORA MEDIA INC | 698354107 | COM | 100 | $482 | dollars, detected | |
| ALLSTATE CORP PFD | 020002309 | PREFERRED | 18 | $472 | dollars, detected | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 5 | $426 | dollars, detected | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,014 | $385 | dollars, detected | |
| SPROTT RESOURCE HLDGS INC COM | 85209D101 | Stock | 3,000 | $359 | dollars, detected | |
| YELLOW MEDIA INC 22 WTS | 985572114 | Equities | 827 | $335 | dollars, detected | |
| CPI CARD GROUP INC | 12634H101 | COM | 80 | $294 | dollars, detected | |
| SPECTRA7 MICROSYSTEMS INC | 84761T109 | Equities | 1,000 | $240 | dollars, detected | |
| SPRINT CORP | 85207U105 | COM SER 1 | 39 | $230 | dollars, detected | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 200 | $208 | dollars, detected | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 10 | $182 | dollars, detected | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 20 | $175 | dollars, detected | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 20 | $173 | dollars, detected | |
| Conseco Inc | 208464883 | com | 7 | $173 | dollars, detected | |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 11 | $149 | dollars, detected | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 20 | $101 | dollars, detected | |
| OCLARO INC | 67555N107 | Equities | 14 | $94 | dollars, detected | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 50 | $85 | dollars, detected | |
| Dawson Geophysical Co Ne | 239360100 | COM | 17 | $84 | dollars, detected | |
| DIGERATI TECHNOLOGIES | 25375L206 | COM | 100 | $65 | dollars, detected | |
| COCA COLA CONS INC | 191098102 | COM | 0 | $63 | dollars, detected | Amount filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 7 | $61 | dollars, detected | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1 | $49 | dollars, detected | |
| TELECOMUNICACOES DE SAO PAUL | 87929A102 | SPON ADR PFD | 3 | $44 | dollars, detected | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 2 | $39 | dollars, detected | |
| LEHMAN BRO HLDG PFD | 05252E204 | PFDs, REITs, | 600 | $36 | dollars, detected | |
| PATRIOT GOLD CORP | 70337F103 | Equities | 500 | $36 | dollars, detected | |
| HERITAGE GLOBAL INC | 42727E107 | Equities | 50 | $19 | dollars, detected | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 4 | $14 | dollars, detected | |
| ABAKAN INC | 00258J107 | COM | 98,700 | $10 | dollars, detected | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1 | $7 | dollars, detected | |
| CLENERGEN CORP | 185635109 | Equities | 10,000 | $6 | dollars, detected | |
| LEADIS TECH INC | 52171N103 | Equities | 2,500 | $5 | dollars, detected | |
| PACIFIC BLUE ENERGY CORP | 69404A104 | Equities | 1,000 | $3 | dollars, detected | |
| E DIGITAL CORPORATN | 26841y103 | COM | 300 | $1 | dollars, detected | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 0 | $1 | dollars, detected | Amount filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 0 | $1 | dollars, detected | Amount filed as zero, left out of ratios. |
| GREENFORENERGYINC | 39303X109 | STOK | 1,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 1,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| SOUTHMARK CORP | 844544809 | COMMON STOCK | 124 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 15 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 3,100 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| Notis Global Inc | 66980B100 | Common / Ordinary Stock | 100 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| LEHMAN BROTHE | 525ESC711 | ESC | 20,092 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 5,516 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| ECOTALITY INC | 27922Y202 | COM NEW | 833 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| Mirant Corp (Worthless) | 604675991 | COM | 374 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| HYPERDYNAMICS CORP | 448954206 | COM | 13 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| LASERSIGHT INC NEW | 517924304 | COM | 2 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| DIAMOND EQUITIES INC | 252592100 | COM | 3,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| TEL OFFSHORE TRUST | 872382106 | MUTUAL FUNDS - | 10,008 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| MicroIslet, Inc. | 59507q106 | COM | 3,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| TRANS GLOBAL GROUP INC | 89324A109 | COMMON STOCK | 5 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 1,400 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| Seventy Seven Energy-Escrow | 818ESC998 | COM | 50 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| Independence Resources Plc Spon Adr(nv) | 45378C102 | COM | 62 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| VITRO TECH | 92851M108 | COM | 500 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| OMDA OIL GAS INC COM NEW | 67087W203 | Stock | 1 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| UNITY ONE CAPITAL | 913991006 | Equities | 1 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| ESECURESOFT CO | 296423106 | Equities | 148 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| NEXPRISE INC | 65333Q202 | Equities | 1 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| CUIDAO HLDG CORP | 229905302 | Equities | 150 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| GOLDEN ARCH RESOURCES | 38079K101 | Equities | 4,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| COUGAR OIL & GAS CANADA INC | 22208A101 | Equities | 2,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| GENERAL MOTORS 8.25XXXESCROW P | 370escbw4 | COM | 15,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP 9.25 | 370ESC9S6 | PFDs, REITs, | 15,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| GREEN ENERGY GROUP INC | 393036108 | Equities | 165 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| MYZIPSOFT INC | 628703100 | Equities | 311 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| ORBIT BRANDS CORP | 68556C108 | Equities | 100,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| AAB NATIONAL CO | 000303107 | Equities | 181 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| CORE MED GROUP INC | 218684108 | Equities | 146 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| SUPER DEAL COM INC | 00210R106 | Equities | 153 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| USA PERFORMANCE PRODUCTS INC | 90341L102 | Equities | 40 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| USAS DIGITAL INC | 90341K104 | Equities | 162 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| CLASSIFIED AD INC | 00089Y109 | Equities | 156 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| AMERICAN CAPITAL HOLDINGS | 02503V109 | Equities | 200 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| AMPLIFY ENERGY CORP WT EXP 050422 | 032113110 | Common Stock | 324 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| mPhase Technologies Inc | 62472C102 | CS | 400 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| BROADCASTER INC NEW XXX | 11132B202 | Equities | 100 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| CDEX INC | 12507E205 | Equities | 200 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| EARTHWORKS ENTERTAINMENT INC | 27032F200 | Equities | 44 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| ONCOLOGIX TECH INC | 68230M209 | Equities | 1,250 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-18-000181 | this filing | 2018-02-05 | acceptance time not in the bulk data set |