13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-05, with 1,241 holding rows worth $621,822,427.
- Accession
- 0001415889-18-000181
- Filer
- CIK 1418539
- Filed
- 2018-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 1,242 entries on the cover page, a total value of $621,822,427 stated on the cover page (in dollars after the unit check, H1), rows summing to $621,822,427 with VALUE read as dollars, detected, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLDMAN SACHS GROUP | 38141ED48 | Convertible/ | 25,000 | $28,135 | dollars, detected | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 340 | $28,111 | dollars, detected | |
| COMMUNITY USD0.01 | 20369C106 | COM | 1,000 | $28,100 | dollars, detected | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 256 | $27,958 | dollars, detected | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,000 | $27,840 | dollars, detected | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 860 | $27,632 | dollars, detected | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 348 | $27,527 | dollars, detected | |
| CONTRA COSTA CA P | 21226PKD9 | Convertible/ | 25,000 | $27,476 | dollars, detected | |
| ARIZONA MINING INC | 040521106 | Equities | 10,000 | $27,382 | dollars, detected | |
| ASSOCIATED BANC PFD | 045488400 | PFDs, REITs, | 1,000 | $27,178 | dollars, detected | |
| EXPRESS SCRIPTS INC | 302182100 | COM | 364 | $27,169 | dollars, detected | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 380 | $26,988 | dollars, detected | |
| American Express Company | 025816109 | COM | 270 | $26,814 | dollars, detected | |
| REYNOLDS AMERIC | 544152AA9 | Convertible/ | 25,000 | $26,800 | dollars, detected | |
| INGERSOLL-RAND GL HLD CO | 45687AAJ1 | CORPORATE BONDS | 25,000 | $26,541 | dollars, detected | |
| ARCONIC INC NOTE M/W CLBL | 013817AV3 | NOTE M/W CLBL | 25,000 | $26,531 | dollars, detected | |
| WELLS FARGO REAL EST INVT CORP | 94988N207 | PFD | 1,000 | $26,490 | dollars, detected | |
| Wells Fargo & Co New | 949746366 | COM | 1,000 | $26,450 | dollars, detected | |
| Gilead Sciences,Inc. | 375558103 | COM | 369 | $26,435 | dollars, detected | |
| FIRST TR COMBINED SER | 33735N730 | Unit Trusts | 30 | $26,427 | dollars, detected | |
| ALLSTATE COR PFD | 020002804 | PFDs, REITs, | 1,000 | $26,390 | dollars, detected | |
| HP INCORPORATION NOTE M/W CLBL | 428236BQ5 | NOTE M/W CLBL | 25,000 | $26,325 | dollars, detected | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 505 | $26,264 | dollars, detected | |
| TRAVELERS COMPANIES INC | 89417E113 | COM | 193 | $26,179 | dollars, detected | |
| TIME WARNER COMPANIES INC | 887315AM1 | DEBENTURE - UNSECURED | 20,000 | $25,780 | dollars, detected | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 201 | $25,649 | dollars, detected | |
| AMERICAN TOWER CORP | 029912201 | COMMON STOCK | 179 | $25,538 | dollars, detected | |
| VODAFONE GP PLC | 92857W209 | ADR | 800 | $25,520 | dollars, detected | |
| RESMED INC COM | 761152107 | Stock | 300 | $25,407 | dollars, detected | |
| Allstate Corp 5.62 | 020002408 | PFD | 986 | $25,242 | dollars, detected | |
| VERIZON COMMUNIC | 92343VCB8 | Convertible/ | 25,000 | $25,141 | dollars, detected | |
| GENERAL ELEC CAP $1.219 PFD | 369622410 | PREFERRED | 1,000 | $25,060 | dollars, detected | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 775 | $25,040 | dollars, detected | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 150 | $25,028 | dollars, detected | |
| NOVATO CA RDA | 66988TBB8 | Convertible/ | 25,000 | $25,007 | dollars, detected | |
| CABOT CORP | 127055101 | COM | 406 | $25,006 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 667 | $24,983 | dollars, detected | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,188 | $24,877 | dollars, detected | |
| SAFEWAY INC NT | 786514BA6 | Fixed Income | 29,000 | $24,723 | dollars, detected | |
| CITRIX SYSTEMS INC | 177376100 | COM | 280 | $24,640 | dollars, detected | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 80 | $24,553 | dollars, detected | |
| IRVINE CA SPL T | 46360TDV2 | Convertible/ | 25,000 | $24,544 | dollars, detected | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 1,000 | $24,497 | dollars, detected | |
| Texas Capital Bancshares 6.5 percent Pfd | 882228406 | com | 950 | $24,273 | dollars, detected | |
| ENBRIDGE INC COM | 29250N105 | Stock | 611 | $23,896 | dollars, detected | |
| CAN APARTMENT PROP REAL ESTA | 134921105 | FOR | 800 | $23,750 | dollars, detected | |
| Just Energy 8.50.Perp Call3/20 | 48213w200 | PFD | 950 | $23,627 | dollars, detected | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 100 | $23,421 | dollars, detected | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 1,000 | $23,370 | dollars, detected | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 323 | $23,340 | dollars, detected | |
| GLADSTONE COML C | 376536603 | PFDs, REITs, | 900 | $23,310 | dollars, detected | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 939 | $22,865 | dollars, detected | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 500 | $22,790 | dollars, detected | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,102 | $22,756 | dollars, detected | |
| Pennymac Mtg Invt Tr Pfd Ser A | 70931T301 | PRD | 900 | $22,707 | dollars, detected | |
| PROTO LABS INC | 743713109 | COM | 220 | $22,660 | dollars, detected | |
| TEXTRON INC COM | 883203101 | Stock | 400 | $22,636 | dollars, detected | |
| EDWARDS LIFESCIENCES CORP | 28176E112 | COM | 200 | $22,542 | dollars, detected | |
| HEWLETT PACKARD CO | 428236103 | COM | 1,072 | $22,523 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 102 | $22,487 | dollars, detected | |
| GOLDMAN SACHS GROUP | 38141E2V0 | Convertible/ | 20,000 | $22,349 | dollars, detected | |
| CTY OFC REIT 6 625 CUM RDM SRS A PRF | 178587200 | COM | 885 | $22,291 | dollars, detected | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 119 | $22,091 | dollars, detected | |
| NORDSON CORP | 655663102 | COM | 150 | $21,960 | dollars, detected | |
| BOSTON PRIVATE FINL HLDGS IN | 101119303 | DEP SHS | 850 | $21,803 | dollars, detected | |
| COLAS SA ORD | F19320104 | Equities | 100 | $21,795 | dollars, detected | |
| FORTIVE CORP COM | 34959J108 | Stock | 300 | $21,705 | dollars, detected | |
| FANNIE MAE | 3135G0F73 | Convertible/ | 22,000 | $21,660 | dollars, detected | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 400 | $21,544 | dollars, detected | |
| FREDDIE MAC | 3137EACA5 | Convertible/ | 21,000 | $21,484 | dollars, detected | |
| CELANESE CORP DEL COM | 150870103 | Stock | 200 | $21,416 | dollars, detected | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,362 | $21,411 | dollars, detected | |
| SEATTLE GENETICS INC | 812578102 | COM | 400 | $21,400 | dollars, detected | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 1,000 | $21,340 | dollars, detected | |
| SYNCHRONYFINL | 87165B103 | STOK | 550 | $21,236 | dollars, detected | |
| FORD HLDG LLC | 345277AE7 | Convertible/ | 15,000 | $21,189 | dollars, detected | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 146 | $21,161 | dollars, detected | |
| BANC OF CALIFORNIA INCORPORATED DEP SHS REPSTG | 05990K874 | Preferred Stock | 800 | $21,136 | dollars, detected | |
| PNC FINL SVCS GROUP INC FXD RT | 693475AP0 | Fixed Income | 20,000 | $20,931 | dollars, detected | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,000 | $20,860 | dollars, detected | |
| SEMPRA COM | 816851109 | Stock | 195 | $20,849 | dollars, detected | |
| MORGAN STANLEY NOTE M/W CLBL | 61746BDZ6 | NOTE M/W CLBL | 20,000 | $20,802 | dollars, detected | |
| iShares Silver Trust | 46428Q109 | COM | 1,300 | $20,787 | dollars, detected | |
| MEDTRONIC INC | 585055BS4 | Convertible/ | 20,000 | $20,781 | dollars, detected | |
| AETNA INC NEW | 00817Y108 | COM | 115 | $20,745 | dollars, detected | |
| STATE STREET COR | 857477AT0 | Convertible/ | 20,000 | $20,683 | dollars, detected | |
| TOLL BROS FINANCE CORP | 88947EAS9 | COM | 20,000 | $20,675 | dollars, detected | |
| MICROSOFT CORP 3.3 27 DUE 02/06/27 | 594918BY9 | CORPORATE BONDS | 20,000 | $20,612 | dollars, detected | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 250 | $20,518 | dollars, detected | |
| MICROSOFT CORP | 594918AH7 | Convertible/ | 20,000 | $20,456 | dollars, detected | |
| QVC INC | 747262au7 | FIXED | 20,000 | $20,447 | dollars, detected | |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,500 | $20,445 | dollars, detected | |
| VULCAN MATERIALS | 929160AT6 | Convertible/ | 20,000 | $20,445 | dollars, detected | |
| COMCASE CORPORATI | 20030NBY6 | Convertible/ | 20,000 | $20,402 | dollars, detected | |
| Colony Capital 8.50. CUM Calle | 19625w500 | PFD | 797 | $20,377 | dollars, detected | |
| Southern Company | 842587107 | COM | 422 | $20,294 | dollars, detected | |
| CHUBB CORP | 00440EAS6 | Convertible/ | 20,000 | $20,187 | dollars, detected | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 2,000 | $20,180 | dollars, detected | |
| BERKSHIRE HATHAWAY INC DEL 3.125 03/15/2026 | 084670BS6 | Corp Bond | 20,000 | $20,174 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 131 | $20,098 | dollars, detected | |
| UNION PACIFIC CORP | 907818EP9 | Convertible/ | 20,000 | $20,089 | dollars, detected | |
| GEORGIA PWR CO | 373334KH3 | Convertible/ | 20,000 | $20,024 | dollars, detected | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 500 | $20,010 | dollars, detected | |
| AZ HLTH FAC AUTH | 040507JS5 | Convertible/ | 20,000 | $20,000 | dollars, detected | |
| AZ HLTH FAC AUT | 040507KU8 | Convertible/ | 20,000 | $20,000 | dollars, detected | |
| CHEVRON CORP | 166764BL3 | Bond | 20,000 | $19,940 | dollars, detected | |
| PACIFIC GAL ELEC | 694308HS9 | Convertible/ | 20,000 | $19,851 | dollars, detected | |
| KOPIN CORP | 500600101 | COMMON STOCK | 6,200 | $19,840 | dollars, detected | |
| CHS Inc | 12542R803 | Preferred Stock | 700 | $19,705 | dollars, detected | |
| INTEL CORP | 458140AU4 | Convertible/ | 20,000 | $19,535 | dollars, detected | |
| DYNAGAS LNG PARTNERS LP CUM PFD SER A | Y2188B116 | Preferred Stock - Foreign | 750 | $19,514 | dollars, detected | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 300 | $19,512 | dollars, detected | |
| V F CORP COM | 918204108 | Stock | 262 | $19,388 | dollars, detected | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 300 | $19,341 | dollars, detected | |
| CAPITAL ONE FINANCIAL CORP DEP SHS REPRSTG 1/40TH INT | 14040H709 | DEP SHS REPRSTG 1/40TH INT | 720 | $19,321 | dollars, detected | |
| SPARK ENERGY, 8.75 PFDPFD SER A | 846511202 | PREFERRED STOCK | 725 | $19,292 | dollars, detected | |
| ALKERMES PLC | G01767105 | SHS | 350 | $19,156 | dollars, detected | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 400 | $18,980 | dollars, detected | |
| BALTIMORE GAS ELE | 059165EG1 | Convertible/ | 20,000 | $18,854 | dollars, detected | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 333 | $18,798 | dollars, detected | |
| SOCIETAL CDMO INC | 75629F109 | COM | 2,000 | $18,500 | dollars, detected | |
| LIBERTY MEDIA CORP FIXED RT SR DEB | 530715AJ0 | Fixed Income | 17,000 | $18,488 | dollars, detected | |
| HALLIBURTON CO COM | 406216101 | Stock | 377 | $18,419 | dollars, detected | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 202 | $18,249 | dollars, detected | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 500 | $18,075 | dollars, detected | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,480 | $18,041 | dollars, detected | |
| BLACK HILLS CORP COM | 092113109 | Stock | 300 | $18,033 | dollars, detected | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 400 | $17,964 | dollars, detected | |
| INGERSOLL-RAND PLC | G4766G101 | Equities | 200 | $17,838 | dollars, detected | |
| AZ ST CTFS PART | 040588E31 | Convertible/ | 15,000 | $17,752 | dollars, detected | |
| TAPESTRY INC COM | 876030107 | Stock | 400 | $17,692 | dollars, detected | |
| B & G FOODS INC | 05508R106 | COM | 500 | $17,575 | dollars, detected | |
| AMPHENOL CORP NEW | 032095101 | COM | 200 | $17,560 | dollars, detected | |
| CITY OF SAN ANTONIO | 7962533W0 | Convertible/ | 15,000 | $17,351 | dollars, detected | |
| BLOCK INC CL A | 852234103 | Stock | 500 | $17,335 | dollars, detected | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 85 | $17,293 | dollars, detected | |
| COPART INC COM | 217204106 | Stock | 400 | $17,276 | dollars, detected | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 100 | $17,265 | dollars, detected | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,525 | $17,233 | dollars, detected | |
| AUSTIN TX ISD | 052430KT1 | Convertible/ | 15,000 | $17,128 | dollars, detected | |
| MARKELGROUPINC | 570535104 | STOK | 15 | $17,087 | dollars, detected | |
| SKECHERS U S A INC | 830566105 | CL A | 450 | $17,028 | dollars, detected | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 253 | $16,943 | dollars, detected | |
| HARRIS CNTY TX | 414005QD3 | Convertible/ | 15,000 | $16,932 | dollars, detected | |
| CORPUS CHRISTI TX | 2201125R3 | Convertible/ | 15,000 | $16,916 | dollars, detected | |
| BENTON CNTY WA SD#1 | 082887NB2 | Convertible/ | 15,000 | $16,859 | dollars, detected | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 285 | $16,715 | dollars, detected | |
| WI S HLTH ED FA | 97710B4W9 | Convertible/ | 15,000 | $16,661 | dollars, detected | |
| MARICOPA AZ SD #4 | 567137F25 | Convertible/ | 15,000 | $16,651 | dollars, detected | |
| NETAPP INC COM | 64110D104 | Stock | 300 | $16,596 | dollars, detected | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 400 | $16,568 | dollars, detected | |
| VALE S A | 91912E109 | SPONSORED ADS | 1,350 | $16,511 | dollars, detected | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 2,000 | $16,400 | dollars, detected | |
| Two Harbors Investment Corp Se | 90187B200 | Com | 600 | $16,356 | dollars, detected | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,209 | $16,249 | dollars, detected | |
| PHOENIX AZ CVC ARPT | 71883MHL1 | Convertible/ | 15,000 | $16,208 | dollars, detected | |
| CALIFORNIA ST | 13063A7G3 | Convertible/ | 15,000 | $16,076 | dollars, detected | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 400 | $16,032 | dollars, detected | |
| HP INCORPORATION NOTE M/W CLBL | 428236BV4 | NOTE M/W CLBL | 15,000 | $15,943 | dollars, detected | |
| DASSAULT SYSTEMES SA ADR | 237545108 | USD | 150 | $15,906 | dollars, detected | |
| ARES MANAGEMENT | 04014Y200 | PFDs, REITs, | 600 | $15,900 | dollars, detected | |
| CONTINENTAL RES INC | 212015101 | COM | 300 | $15,891 | dollars, detected | |
| AMERICAN TOWER CO 4.4 26 | 03027XAJ9 | CORPORATE BONDS | 15,000 | $15,759 | dollars, detected | |
| CA INC | 12673PAC9 | Convertible/ | 15,000 | $15,736 | dollars, detected | |
| MERCADOLIBREINC | 58733R102 | STOK | 50 | $15,733 | dollars, detected | |
| CAMECO CORP COM | 13321L108 | Stock | 1,700 | $15,691 | dollars, detected | |
| Synovus 7.875. QDI BB- Called | 87161c402 | PFD | 600 | $15,676 | dollars, detected | |
| FORD MOTOR CO 4 346 26 DUE 12/08/26 | 345370CR9 | CORPORATE BONDS | 15,000 | $15,633 | dollars, detected | |
| Crown Castle | 228227104 | COM | 140 | $15,541 | dollars, detected | |
| SALT RIVER PROJ AZ | 79575DA59 | Convertible/ | 15,000 | $15,528 | dollars, detected | |
| GLOBAL INDEMNI | G3933F139 | PFDs, REITs, | 600 | $15,527 | dollars, detected | |
| MC DONALDS CORP | 58013MEG5 | Convertible/ | 15,000 | $15,433 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE | 55607X108 | PFDs, REITs, | 240 | $15,408 | dollars, detected | |
| GLOBALNETLEASEINC | 379378300 | PREFERREDSTK | 600 | $15,402 | dollars, detected | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 279 | $15,267 | dollars, detected | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 146 | $15,263 | dollars, detected | |
| SOTHERLY HOTELS INC | 83600C400 | SPI | 600 | $15,210 | dollars, detected | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 297 | $15,120 | dollars, detected | |
| Oxford Lane Man 6.75PFD Due 06/30/24 | 691543508 | PFD | 600 | $15,120 | dollars, detected | |
| SYSCO CORPORATIO | 871829AL1 | Convertible/ | 15,000 | $15,055 | dollars, detected | |
| COLONY NORTHSTAR INC | 19625W864 | Equities | 600 | $15,018 | dollars, detected | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 200 | $14,940 | dollars, detected | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 150 | $14,937 | dollars, detected | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 233 | $14,858 | dollars, detected | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,400 | $14,854 | dollars, detected | |
| SOTHERLY HOTELS | 83600C301 | PFDs, REITs, | 577 | $14,794 | dollars, detected | |
| BLUEROCK RESIDENTIAL GROWTH REIT INC 7.625 PFD C | 09627J748 | Preferred | 577 | $14,681 | dollars, detected | |
| Citigroup Inc 6.875 PFD | 172967341 | PFD | 510 | $14,550 | dollars, detected | |
| BARRICK GOLD CORP | 067901108 | COM | 1,000 | $14,470 | dollars, detected | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 300 | $14,406 | dollars, detected | |
| FORD MOTOR CREDIT | 345397VM2 | Convertible/ | 13,000 | $14,362 | dollars, detected | |
| BOSTON BEER INC CL A | 100557107 | Stock | 75 | $14,333 | dollars, detected | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 929 | $14,279 | dollars, detected | |
| NOBLE ENERGY INC | 655044105 | COM | 490 | $14,279 | dollars, detected | |
| GEN MOTORS FINL | 37045XAB2 | Convertible/ | 14,000 | $14,270 | dollars, detected | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 550 | $14,157 | dollars, detected | |
| NETGEAR INC | 64111Q104 | COM | 240 | $14,100 | dollars, detected | |
| GLADSTONE INVT CORP 1625 PFD | 376546404 | COMMON | 550 | $14,000 | dollars, detected | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 148 | $13,924 | dollars, detected | |
| SIEMENS A G - ADR | 826197501 | COM | 200 | $13,854 | dollars, detected | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 550 | $13,838 | dollars, detected | |
| XPO INC COM | 983793100 | Stock | 150 | $13,739 | dollars, detected | |
| COLUMBIA HCA HLTHCARE CP | 197677107 | Equities | 100 | $13,562 | dollars, detected | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 212 | $13,557 | dollars, detected | |
| U M H PROPERTIES INC 6.75 CUM RED PFD SER C | 903002400 | 6.75% CUM RED PFD SER C | 500 | $13,505 | dollars, detected | |
| TGP 9 PERP SEAPEAK LLC | Y8564M113 | PFD | 534 | $13,482 | dollars, detected | |
| MORGAN STANLEY | 61760LFF7 | Convertible/ | 13,000 | $13,462 | dollars, detected | |
| HOEGH LNG PAR 8.75 PFDPFD SER A | Y3262R118 | COM | 500 | $13,455 | dollars, detected | |
| Colony NorthStar 7.50. CUM Cal | 19625w807 | PFD | 528 | $13,274 | dollars, detected | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 400 | $13,228 | dollars, detected | |
| PRUDENTIAL FINANCIAL INC | 744320706 | PRF | 518 | $13,100 | dollars, detected | |
| Gaslog Partners LP (GLOP.PRA) | Y2687w116 | PREF | 500 | $13,050 | dollars, detected | |
| TJX Companies Inc | 872540109 | COM | 169 | $12,922 | dollars, detected | |
| VENTAS INC COM | 92276F100 | REIT | 214 | $12,842 | dollars, detected | |
| GOLDMAN SACHS G | 38141GCU6 | Convertible/ | 10,000 | $12,741 | dollars, detected | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 885 | $12,709 | dollars, detected | |
| Hanover Insurance 6.35% Cl 3/1 | 410867204 | PFD | 500 | $12,662 | dollars, detected | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,666 | $12,595 | dollars, detected | |
| COLONY NORTHSTAR INC PERP PFD SER I | 19625W872 | Preferred | 500 | $12,590 | dollars, detected | |
| SIMON PPTY GROUP LP 3.375 03/15/2022 | 828807CK1 | Corp Bond | 12,000 | $12,322 | dollars, detected | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 200 | $12,254 | dollars, detected | |
| VERIZON COMMUNICATIONS INC | 362320BA0 | Convertible/ | 10,000 | $12,236 | dollars, detected | |
| APHRIA INC | 03765K104 | COM | 825 | $12,169 | dollars, detected | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 721 | $12,098 | dollars, detected | |
| TUCSON AZ WTR | 898797CG8 | Convertible/ | 10,000 | $12,094 | dollars, detected | |
| NY ST DORM AUTH PER | 64990EUT2 | Convertible/ | 10,000 | $12,017 | dollars, detected | |
| TX MUN GAS ACQUS | 88256CEX3 | Convertible/ | 10,000 | $12,013 | dollars, detected | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,600 | $12,000 | dollars, detected | |
| TX TRANS ST HWY FD | 88283LJW7 | Convertible/ | 10,000 | $11,953 | dollars, detected | |
| NC MUN PWR CA ELEC | 658203X82 | Convertible/ | 10,000 | $11,913 | dollars, detected | |
| AZ BD REGENTS UNIV | 04048RLZ7 | Convertible/ | 10,000 | $11,899 | dollars, detected | |
| PHOENIX AZ WST WTR | 71883PJP3 | Convertible/ | 10,000 | $11,886 | dollars, detected | |
| METLIFE INC COM | 59156R108 | Stock | 235 | $11,882 | dollars, detected | |
| LOWER CO RIV AUTH T | 54811GZS2 | Convertible/ | 10,000 | $11,864 | dollars, detected | |
| CVS HEALTH CORP | 126650BJ8 | Convertible/ | 10,000 | $11,815 | dollars, detected | |
| CBS CORP NEW | 124857202 | CL B | 200 | $11,800 | dollars, detected | |
| WELLS FARGO & COMPANY | 949746SA0 | CORPORATE BONDS | 12,000 | $11,788 | dollars, detected | |
| PHOENIX AZ WTR | 71883RNK5 | Convertible/ | 10,000 | $11,785 | dollars, detected | |
| AUSTIN TX WTR & WST | 052476Q35 | Convertible/ | 10,000 | $11,737 | dollars, detected | |
| PA ST TPK COMMN TPK | 709224FX2 | Convertible/ | 10,000 | $11,716 | dollars, detected | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 267 | $11,671 | dollars, detected | |
| NEW YORK N Y | 64966LS77 | Convertible/ | 10,000 | $11,650 | dollars, detected | |
| KLEIN TX ISD | 498531FE7 | Convertible/ | 10,000 | $11,627 | dollars, detected | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 500 | $11,600 | dollars, detected | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,200 | $11,520 | dollars, detected | |
| JEA FL ELEC SYS REV | 46613C2F1 | Convertible/ | 10,000 | $11,429 | dollars, detected | |
| AZ TRANS BRD HWY | 040654VE2 | Convertible/ | 10,000 | $11,385 | dollars, detected | |
| NY ST DORM AUTH S/T | 64990ADN2 | Convertible/ | 10,000 | $11,328 | dollars, detected | |
| RAYONIER INC COM | 754907103 | REIT | 357 | $11,292 | dollars, detected | |
| OHIO ST WTR DEV AUTH WTR POLLUTN CTL REV, LN FD REV BDS | 67766WVL3 | Revenue Supported Bonds - non-taxable | 10,000 | $11,252 | dollars, detected | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 515 | $11,248 | dollars, detected | |
| ARIZONA WTR INFRASTRUCTURE FIN AUTH REV, WTR QUALITY REV REF BDS | 040688MM2 | Revenue Supported Bonds - non-taxable | 10,000 | $11,200 | dollars, detected | |
| WIRECARD AG SHS | D22359133 | Common Stock | 100 | $11,169 | dollars, detected | |
| BROWARD CNTY FL ARP | 114894RP5 | Convertible/ | 10,000 | $11,150 | dollars, detected | |
| Colgate Palmolive | 172967333 | CL | 419 | $11,135 | dollars, detected | |
| AZ ST TRANS BRD HWY | 040654UD5 | Convertible/ | 10,000 | $11,111 | dollars, detected | |
| KLA CORP | 482480100 | COM | 106 | $11,102 | dollars, detected | |
| PIMA CN AZ SWR | 721876RH5 | Convertible/ | 10,000 | $11,101 | dollars, detected | |
| AZ ST TRANS BRD HWY | 040654UL7 | Convertible/ | 10,000 | $11,101 | dollars, detected | |
| MI ST BLDG AUTH | 594615BA3 | Convertible/ | 10,000 | $11,026 | dollars, detected | |
| DRIPPING SPRING TX | 262061NX8 | Convertible/ | 10,000 | $11,008 | dollars, detected | |
| MACYS INC COM | 55616P104 | Stock | 436 | $10,983 | dollars, detected | |
| FORD MTR CO COM | 345370860 | Stock | 876 | $10,937 | dollars, detected | |
| PAN AMERN SILVER CORP | 697900108 | COM | 700 | $10,903 | dollars, detected | |
| NTHRN ARIZ UNIV | 664754W87 | Convertible/ | 10,000 | $10,877 | dollars, detected | |
| AZ HLTH FAC AUTH | 040506NA1 | Convertible/ | 10,000 | $10,854 | dollars, detected | |
| AZ TRANS EXCISE TAX | 040649KZ7 | Convertible/ | 10,000 | $10,818 | dollars, detected | |
| PHOENIX AZ CVC ARPT | 71883MHE7 | Convertible/ | 10,000 | $10,805 | dollars, detected | |
| AZ ST TRANSN BRD | 040647DP1 | Convertible/ | 10,000 | $10,805 | dollars, detected | |
| PHOENIX AZ CVC IMP | 718849BD3 | Convertible/ | 10,000 | $10,803 | dollars, detected | |
| CHIMERA INVT CORP PFD SER B | 16934q406 | CV PFD | 418 | $10,797 | dollars, detected | |
| REGL TRAN DST CO CO | 75913TJE5 | Convertible/ | 10,000 | $10,754 | dollars, detected | |
| ACHAOGEN INC | 004449104 | COM | 1,000 | $10,740 | dollars, detected | |
| CHIMERA INVESTME | 16934Q307 | PREFERRED DEBT | 416 | $10,730 | dollars, detected | |
| FIRSTENERGY CORP | 337932107 | COM | 350 | $10,717 | dollars, detected | |
| ROSEMONT IL | 777543SS9 | Convertible/ | 10,000 | $10,677 | dollars, detected | |
| MA ST | 57582NSJ5 | Convertible/ | 10,000 | $10,668 | dollars, detected | |
| GASLOG LTD PFD SHS SER A | G37585117 | PREFERR | 400 | $10,640 | dollars, detected | |
| AZ ST LOTTERY | 040624AV0 | Convertible/ | 10,000 | $10,632 | dollars, detected | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 144 | $10,601 | dollars, detected | |
| PHOENIX AZ WTR | 71883RJQ7 | Convertible/ | 10,000 | $10,511 | dollars, detected | |
| DOW CHEMICAL CO | 260543CF8 | Convertible/ | 10,000 | $10,480 | dollars, detected | |
| CATERPILLAR INC 3.9 05/27/2021 | 149123BV2 | Corp Bond | 10,000 | $10,479 | dollars, detected | |
| Atlas Finl SrNt 6.625. Cl 4/20 | g06207123 | PFD | 400 | $10,420 | dollars, detected | |
| LENNOX INTL INC COM | 526107107 | Stock | 50 | $10,413 | dollars, detected | |
| IRVING TX WWKS/SWR | 463831KM8 | Convertible/ | 10,000 | $10,388 | dollars, detected | |
| ACCENDRA HEALTH INC | 690732102 | COM | 550 | $10,384 | dollars, detected | |
| IN ST FA REV | 455057XG9 | Convertible/ | 10,000 | $10,378 | dollars, detected | |
| MO ST HWY/TRANS | 60636WJH9 | Convertible/ | 10,000 | $10,375 | dollars, detected | |
| BANCFIRST CORP | 05945F103 | COM | 202 | $10,332 | dollars, detected | |
| APOLLO COML REAL EST FIN INC 8 PFD SER C | 03762U501 | REIT | 400 | $10,324 | dollars, detected | |
| NEWMONT CORP | 651639106 | COM | 275 | $10,318 | dollars, detected | |
| PROSHARES TR | 74347R883 | PSHS ULSHT SP500 | 251 | $10,304 | dollars, detected | |
| SCHD | 808524797 | COM | 200 | $10,234 | dollars, detected | |
| MP WSTRN ST UNIV | 606432BT8 | Convertible/ | 10,000 | $10,209 | dollars, detected | |
| MA ST WTR RES AUTH | 576051BG0 | Convertible/ | 10,000 | $10,206 | dollars, detected | |
| ENERGY NW WA ELEC R | 29270CWA9 | Convertible/ | 10,000 | $10,176 | dollars, detected | |
| AMP INCORPORATED | 031897101 | COMMON STOCK | 60 | $10,168 | dollars, detected | |
| TENNESSEE ST | 880541MN4 | Convertible/ | 10,000 | $10,116 | dollars, detected | |
| MO ST HLTH/ED | 6069017U4 | Convertible/ | 10,000 | $10,067 | dollars, detected | |
| BNP PARIBAS | 05574LPT9 | Convertible/ | 10,000 | $10,037 | dollars, detected | |
| CNT PUGET SND WA | 155048AY7 | Convertible/ | 10,000 | $10,030 | dollars, detected | |
| ROYAL BANK CANAD | 78012KKU0 | Convertible/ | 10,000 | $10,016 | dollars, detected | |
| U.S. BANCORP | 91159HHH6 | COM | 10,000 | $10,016 | dollars, detected | |
| TOYOTA AUTO RECEIVA | 89236TAY1 | Convertible/ | 10,000 | $10,014 | dollars, detected | |
| NATIONAL GENERAL HOLDINGS CORP | 636220857 | COM | 400 | $10,012 | dollars, detected | |
| AMERICAN HONDA | 02665WAC5 | Convertible/ | 10,000 | $10,011 | dollars, detected | |
| RALPH LAUREN CO | 751212AA9 | Convertible/ | 10,000 | $10,007 | dollars, detected | |
| JPMORGAN CHASE & V | 46625HJF8 | Convertible/ | 10,000 | $10,003 | dollars, detected | |
| AMERICAN EXPRESS | 0258M0DK2 | Convertible/ | 10,000 | $10,000 | dollars, detected | |
| VISA INC | 92826CAB8 | Convertible/ | 10,000 | $9,995 | dollars, detected | |
| BERKSHIRE HATHAWAY | 084670BQ0 | Convertible/ | 10,000 | $9,943 | dollars, detected | |
| STARBUCKS CORP | 855244AJ8 | Convertible/ | 10,000 | $9,927 | dollars, detected | |
| PEPSICO INCORPOR | 713448CS5 | Convertible/ | 10,000 | $9,903 | dollars, detected | |
| Intrcontinentalexchange | 45865V100 | COM | 140 | $9,878 | dollars, detected | |
| BK NY MELLON COR | 06406FAB9 | Convertible/ | 10,000 | $9,866 | dollars, detected | |
| OPKO HEALTH INC | 68375N103 | COM | 2,000 | $9,800 | dollars, detected | |
| TRANSCANADA CORP | 89353D107 | COM | 200 | $9,728 | dollars, detected | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 50 | $9,638 | dollars, detected | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 988 | $9,564 | dollars, detected | |
| GENERAL ELECTRIC CO | 36962G4D3 | Convertible/ | 9,000 | $9,515 | dollars, detected | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 100 | $9,495 | dollars, detected | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 497 | $9,468 | dollars, detected | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 600 | $9,300 | dollars, detected | |
| EDITAS MEDICINE INC | 28106W103 | COM | 300 | $9,219 | dollars, detected | |
| Two Harbors Investment Corp Se | 90187B309 | Com | 350 | $9,191 | dollars, detected | |
| FAIRFAX FINANCE PFD | 303901607 | PFDs, REITs, | 500 | $9,188 | dollars, detected | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 506 | $9,184 | dollars, detected | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 100 | $9,149 | dollars, detected | |
| HERCULES CAPITAL INC | 427096862 | PFD | 356 | $9,121 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 241 | $9,116 | dollars, detected | |
| ATHERSYS INC | 04744L106 | COM | 5,000 | $9,050 | dollars, detected | |
| COMCAST CORPORA | 20030NAR2 | Convertible/ | 9,000 | $9,042 | dollars, detected | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 111 | $9,022 | dollars, detected | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 200 | $8,882 | dollars, detected | |
| JPMORGAN CHASE & CO DEP SHS 1/ | 48127R461 | PREFERR | 333 | $8,874 | dollars, detected | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 250 | $8,868 | dollars, detected | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 200 | $8,856 | dollars, detected | |
| BAC CAPITAL TRUST I | 060505344 | Common | 326 | $8,851 | dollars, detected | |
| TRANSUNION COM | 89400J107 | Stock | 160 | $8,794 | dollars, detected | |
| HOMEAWAY INC | 43739QAB6 | NOTE 0.125 4/0 | 10,000 | $8,746 | dollars, detected | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 1,000 | $8,690 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 261 | $8,574 | dollars, detected | |
| BB&T CORP 5.625% PFD | 054937404 | ps | 338 | $8,538 | dollars, detected | |
| NATIONAL RURAL | 637432LR4 | Convertible/ | 8,000 | $8,535 | dollars, detected | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 100 | $8,495 | dollars, detected | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 733 | $8,364 | dollars, detected | |
| BURLINGTN NO SANT | 12189TBC7 | Convertible/ | 8,000 | $8,323 | dollars, detected | |
| CATERPILLAR FINL SVCS CORP | 14912L4D0 | Convertible/ | 8,000 | $8,297 | dollars, detected | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 661 | $8,269 | dollars, detected | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 16 | $8,219 | dollars, detected | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 200 | $8,184 | dollars, detected | |
| WABTEC COM | 929740108 | Stock | 100 | $8,143 | dollars, detected | |
| Apollo Global Management LLC | 037612405 | PRD | 310 | $8,142 | dollars, detected | |
| JEFFERIES GROUP | 472319AK8 | Convertible/ | 8,000 | $8,059 | dollars, detected | |
| Cowen 8.25. Senior Notes Calld | 223622309 | PFD | 300 | $8,052 | dollars, detected | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 124 | $7,998 | dollars, detected | |
| AARON'S INC | 002535201 | COMMON STOCK | 200 | $7,970 | dollars, detected | |
| BANC OF CALIFORNIA INC DEP SHS EA REP 1/40 SER D | 05990K882 | PREFERRED | 300 | $7,965 | dollars, detected | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 173 | $7,956 | dollars, detected | |
| EBIX INC | 278715206 | COM NEW | 100 | $7,925 | dollars, detected | |
| BLUEROCK RESIDENTIAL GWT REI RED PFD SER A | 09627J508 | REIT | 300 | $7,913 | dollars, detected | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 147 | $7,885 | dollars, detected | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 91 | $7,792 | dollars, detected | |
| ALLY FINL INC | 361860208 | COM | 300 | $7,785 | dollars, detected | |
| ENERGY TRANSFER 5.38776 11/01/66 | 29273RBA6 | CORPORATE BONDS AND NOTES | 9,000 | $7,785 | dollars, detected | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 100 | $7,759 | dollars, detected | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 52 | $7,728 | dollars, detected | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 542 | $7,724 | dollars, detected | |
| UNITED STATES CELLULAR SR NT 120163 | 911684504 | Preferred | 300 | $7,716 | dollars, detected | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 200 | $7,678 | dollars, detected | |
| VEREIT INCORPORATION PFD SER F | 92339V209 | Preferred Stock | 300 | $7,671 | dollars, detected | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 60 | $7,663 | dollars, detected | |
| LANDMARK INFRA | 51508J306 | PFDs, REITs, | 300 | $7,653 | dollars, detected | |
| Oxford Lane Capital, 7.50% Pfd Series 2023 | 691543300 | preferred stock | 300 | $7,620 | dollars, detected | |
| GOLDMAN SACHS GROUP INC | 38145G308 | PRF | 287 | $7,608 | dollars, detected | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,167 | $7,603 | dollars, detected | |
| HUSKY ENERGY INC | 448055AF0 | Convertible/ | 7,000 | $7,596 | dollars, detected | |
| BNY MELLON | 064058209 | PFD | 301 | $7,567 | dollars, detected | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 200 | $7,564 | dollars, detected | |
| BANK AMER CORP 5.625 07/01/2020 | 06051GEC9 | Corp Bond | 7,000 | $7,560 | dollars, detected | |
| EXPEDIA INC | 30212PAH8 | Convertible/ | 7,000 | $7,531 | dollars, detected | |
| NTNL GENERAL H 7.5 PFDPFD SER A | 636220709 | PRE | 300 | $7,530 | dollars, detected | |
| Colony NorthStar 7.125. CUM Ca | 19625w880 | PFD | 300 | $7,503 | dollars, detected | |
| Valeant Pharma Intl | 91911X104 | COM | 360 | $7,481 | dollars, detected | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 64 | $7,430 | dollars, detected | |
| CANADIANNATLRYCOF | 136375102 | STOK | 90 | $7,425 | dollars, detected | |
| State Street Corp 6 percent Pfd | 857477889 | com | 280 | $7,409 | dollars, detected | |
| CME Group Inc. Class A | 12572Q105 | COM | 50 | $7,303 | dollars, detected | |
| Integrys Holding, 6PFD Due 08/01/73 | 45822P204 | PFD | 267 | $7,222 | dollars, detected | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 76 | $7,212 | dollars, detected | |
| EXPEDIA INC | 30212PAB1 | Convertible/ | 7,000 | $7,205 | dollars, detected | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 48 | $7,193 | dollars, detected | |
| WABCO HLDGS INC | 92927K102 | COM | 50 | $7,175 | dollars, detected | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 200 | $7,150 | dollars, detected | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 65 | $7,106 | dollars, detected | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 3,500 | $7,105 | dollars, detected | |
| TWILIO INC CL A | 90138F102 | Stock | 300 | $7,080 | dollars, detected | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 100 | $7,056 | dollars, detected | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 67 | $7,050 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 103 | $7,034 | dollars, detected | |
| ALTABA INC | 021346101 | COM | 100 | $6,985 | dollars, detected | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 94 | $6,980 | dollars, detected | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 35 | $6,925 | dollars, detected | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 72 | $6,912 | dollars, detected | |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 5,000 | $6,850 | dollars, detected | |
| Mallinckrodt Plc | G5785G107 | SHS | 303 | $6,836 | dollars, detected | |
| ECOLAB INC COM | 278865100 | Stock | 50 | $6,709 | dollars, detected | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,000 | $6,540 | dollars, detected | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 950 | $6,498 | dollars, detected | |
| GLOBAL INDEMNIT | G3933F121 | PFDs, REITs, | 250 | $6,465 | dollars, detected | |
| ASX LIMITED | 00212E105 | Equities | 150 | $6,378 | dollars, detected | |
| National General 7.625. Call9/ | 636220873 | PFD | 250 | $6,353 | dollars, detected | |
| Pebblebrook Hotel Tr 6.5% Pfd Series C | 70509v407 | com | 250 | $6,318 | dollars, detected | |
| LAM RESEARCH CORP | 512807108 | COM | 34 | $6,258 | dollars, detected | |
| DIAMONDS TRUST SERIES I | 252787106 | EXCHANGE TRADED | 25 | $6,185 | dollars, detected | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 922 | $6,030 | dollars, detected | |
| Eaton Corp | 278062AC8 | Corp Bond | 6,000 | $6,007 | dollars, detected | |
| ANTARES PHARMA INC | 036642106 | COM | 3,000 | $5,970 | dollars, detected | |
| AETNA INC NOTE M/W CLBL | 008117AP8 | NOTE M/W CLBL | 6,000 | $5,928 | dollars, detected | |
| TWITTER INC | 90184L102 | COM | 245 | $5,882 | dollars, detected | |
| AMBARELLA INC | G037AX101 | SHS | 100 | $5,875 | dollars, detected | |
| VERINT SYS INC | 92343X100 | COM | 140 | $5,859 | dollars, detected | |
| NC EASTERN MUNI PWR | 658196PP9 | Convertible/ | 5,000 | $5,802 | dollars, detected | |
| PACTIV LLC | 880394AE1 | Convertible/ | 5,000 | $5,775 | dollars, detected | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 600 | $5,772 | dollars, detected | |
| JP MORGAN CHASE & CO | 46637G124 | COM | 227 | $5,759 | dollars, detected | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 50 | $5,725 | dollars, detected | |
| CENOVUS ENERGY INC | 15135U109 | COM | 622 | $5,679 | dollars, detected | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 86 | $5,630 | dollars, detected | |
| FAU FIN CORP FL | 31200CAM8 | Convertible/ | 5,000 | $5,599 | dollars, detected | |
| INDEPENDENCE GROUP ORD | Q48886107 | Equities | 1,500 | $5,571 | dollars, detected | |
| ONEOK INC NEW | 682680103 | COM | 104 | $5,559 | dollars, detected | |
| TN ENGY ACQUISIT | 880443BN5 | Convertible/ | 5,000 | $5,552 | dollars, detected | |
| Verizon Communications Inc | 92343V302 | Equities | 210 | $5,540 | dollars, detected | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 400 | $5,524 | dollars, detected | |
| SEAGATE TECHNOLOGY | G7945J104 | COMMON STOCK | 132 | $5,523 | dollars, detected | |
| EBAY INC. COM | 278642103 | Stock | 144 | $5,435 | dollars, detected | |
| AVONDALE AZ | 054314DX4 | Convertible/ | 5,000 | $5,396 | dollars, detected | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 633 | $5,381 | dollars, detected | |
| MVIS | 594960106 | Stock | 3,300 | $5,379 | dollars, detected | |
| SERVICEMASTER CO LP | 817609AB6 | Fixed Income | 5,000 | $5,356 | dollars, detected | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 28 | $5,317 | dollars, detected | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 126 | $5,242 | dollars, detected | |
| Prudential PLC 6.75% PrpCl 9/0 | g7293h114 | PFD | 200 | $5,238 | dollars, detected | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 420 | $5,120 | dollars, detected | |
| NewTek Business Svs 7.0.Nts 3/ | 652526401 | PFD | 200 | $5,091 | dollars, detected | |
| GOLDMAN SACH 6.375 PFD | 38148b108 | PFD | 178 | $5,084 | dollars, detected | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 27 | $5,079 | dollars, detected | |
| CENCORA INC | 03073E108 | COM | 55 | $5,050 | dollars, detected | |
| MGC | 921910873 | COM | 55 | $5,048 | dollars, detected | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 15 | $5,039 | dollars, detected | |
| JEFFERSON COUNTY MO | 473143DQ5 | Convertible/ | 5,000 | $5,027 | dollars, detected | |
| AMERICAN INTL GR | 02687QDG0 | Convertible/ | 5,000 | $5,007 | dollars, detected | |
| INVESCO MORTGAGE CAP INC | 46131B209 | PRF | 200 | $5,003 | dollars, detected | |
| AZ HLTH FAC AUTH | 040507KP9 | Convertible/ | 5,000 | $5,000 | dollars, detected | |
| AZ HLTH FAC AUTH | 040507KY0 | Convertible/ | 5,000 | $5,000 | dollars, detected | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 51 | $4,982 | dollars, detected | |
| CISCO SYS INC 2.2 02/28/2021 | 17275RBD3 | Corp Bond | 5,000 | $4,977 | dollars, detected | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 70 | $4,971 | dollars, detected | |
| MASCO CORP | 574599BN5 | Convertible/ | 5,000 | $4,924 | dollars, detected | |
| ORACLE CORP | 68389XBK0 | Convertible/ | 5,000 | $4,918 | dollars, detected | |
| CARA THERAPEUTICS INC | 140755109 | COM | 400 | $4,896 | dollars, detected | |
| GE CAPITAL CORP | 369622394 | PREFERRED | 192 | $4,792 | dollars, detected | |
| PPG INDS INC COM | 693506107 | Stock | 40 | $4,673 | dollars, detected | |
| PRAXAIR INC | 74005P104 | COM | 30 | $4,640 | dollars, detected | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 210 | $4,509 | dollars, detected | |
| NUCOR CORP COM | 670346105 | Stock | 70 | $4,451 | dollars, detected | |
| Broadcom Inc | Y0486S104 | Common | 17 | $4,367 | dollars, detected | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 167 | $4,312 | dollars, detected | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 133 | $4,208 | dollars, detected | |
| JPMORGAN CHASE & CO | 48127A161 | PREFERRED STOCK | 155 | $4,191 | dollars, detected | |
| US BANCORP DEL DEP $1.625 PFD Ser F | 902973833 | PREFERRED | 148 | $4,177 | dollars, detected | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 219 | $4,152 | dollars, detected | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 100 | $4,074 | dollars, detected | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 121 | $4,064 | dollars, detected | |
| AT&T INC | 00206RAJ1 | Convertible/ | 4,000 | $4,011 | dollars, detected | |
| STATE STR CORP PFD | 857477509 | PREFERRED | 159 | $4,007 | dollars, detected | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 50 | $4,001 | dollars, detected | |
| Citigroup 5.8% B1 Call 4/18 QD | 172967366 | PFD | 157 | $3,997 | dollars, detected | |
| ACTIVISION INC | 004930202 | EQUS | 63 | $3,989 | dollars, detected | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 215 | $3,967 | dollars, detected | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 47 | $3,946 | dollars, detected | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 48 | $3,907 | dollars, detected | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 63 | $3,906 | dollars, detected | |
| STATE STREET C 5.9 PFDPFD SER D | 857477608 | COM | 142 | $3,899 | dollars, detected | |
| GENERAL MOTORS CORP | 370442105 | COMMON STOCK | 95 | $3,894 | dollars, detected | |
| INVSC 7.75 FX FL SRS B CUM RDM PRF | 46131B407 | COM | 150 | $3,864 | dollars, detected | |
| SOLARWINDOW TECHNOLOGIES INC | 83417L106 | COM | 550 | $3,853 | dollars, detected | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 100 | $3,796 | dollars, detected | |
| BANK OF AMERICA | 060505831 | PFD | 146 | $3,774 | dollars, detected | |
| Allstate 6.625 | 020002879 | PFD | 143 | $3,754 | dollars, detected | |
| REGIONS FINANCIAL CORP NEW | 7591EP506 | COM | 130 | $3,696 | dollars, detected | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 35 | $3,673 | dollars, detected | |
| ROSS STORES INC COM | 778296103 | Stock | 45 | $3,611 | dollars, detected | |
| Citigroup Inc | 172967358 | COM | 121 | $3,491 | dollars, detected | |
| BUNGE LTD | G16962105 | COM | 52 | $3,488 | dollars, detected | |
| INTREXON CORP | 46122T102 | COM | 300 | $3,456 | dollars, detected | |
| JPMORGAN CHASE & CO DEPOSITARY | 481246700 | PFD | 127 | $3,435 | dollars, detected | |
| T-Mobile US,Inc. | 872590104 | COM | 54 | $3,430 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-18-000181 | this filing | 2018-02-05 | acceptance time not in the bulk data set |