13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-05, with 1,241 holding rows worth $621,822,427.
- Accession
- 0001415889-18-000181
- Filer
- CIK 1418539
- Filed
- 2018-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 1,242 entries on the cover page, a total value of $621,822,427 stated on the cover page (in dollars after the unit check, H1), rows summing to $621,822,427 with VALUE read as dollars, detected, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 18,520,000 | $20,168,650 | dollars, detected | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 9,860,000 | $18,214,279 | dollars, detected | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 16,907,000 | $17,953,205 | dollars, detected | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 17,720,000 | $17,269,912 | dollars, detected | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 14,770,000 | $16,879,747 | dollars, detected | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 10,645,000 | $16,038,822 | dollars, detected | |
| GAP INC FIXED RT NT | 364760AK4 | FIXED INCOME | 13,785,000 | $14,825,519 | dollars, detected | |
| Apple Inc | 037833100 | COM | 76,526 | $12,950,516 | dollars, detected | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 10,795,000 | $10,707,884 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 123,755 | $10,586,009 | dollars, detected | |
| Qualcomm Incorporated | 747525103 | COM | 153,769 | $9,844,316 | dollars, detected | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 9,235,000 | $9,595,350 | dollars, detected | |
| EMERSON ELEC CO COM | 291011104 | Stock | 137,514 | $9,583,351 | dollars, detected | |
| L BRANDS INC | 532716AS6 | Convertible/ | 8,275,000 | $8,978,375 | dollars, detected | |
| Union Pacific Corporation | 907818108 | COM | 66,931 | $8,975,447 | dollars, detected | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 7,943,000 | $8,729,119 | dollars, detected | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 6,204,000 | $8,636,030 | dollars, detected | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 8,145,000 | $8,081,469 | dollars, detected | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,654 | $8,009,146 | dollars, detected | |
| TOLL BROTHERS INC | 88947EAP5 | Convertible/ | 7,370,000 | $7,467,962 | dollars, detected | |
| JUNIPER NETWORKS | 48203RAG9 | cb | 6,895,000 | $7,168,911 | dollars, detected | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 6,125,000 | $7,071,680 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 47,992 | $6,705,451 | dollars, detected | |
| CORNING INC | 219350105 | COM | 208,658 | $6,674,969 | dollars, detected | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 5,685,000 | $6,525,982 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAQ5 | Convertible/ | 5,758,000 | $6,499,343 | dollars, detected | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 6,300,000 | $6,489,000 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 5,155,000 | $6,137,595 | dollars, detected | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 224,485 | $6,020,688 | dollars, detected | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 119,113 | $5,991,384 | dollars, detected | |
| VALERO ENERGY CORP | 91913YAR1 | Convertible/ | 5,510,000 | $5,911,960 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 151,169 | $5,789,791 | dollars, detected | |
| TOLL BROTHERS INC | 88947EAK6 | Convertible/ | 5,160,000 | $5,643,750 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 29,610 | $5,612,073 | dollars, detected | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 82,449 | $5,574,393 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 5,575,000 | $5,562,541 | dollars, detected | |
| L BRANDS INC | 532716AT4 | Convertible/ | 5,055,000 | $5,547,863 | dollars, detected | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 188,769 | $5,502,616 | dollars, detected | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 37,497 | $5,410,442 | dollars, detected | |
| BB & T CORP | 054937107 | COM | 108,136 | $5,376,522 | dollars, detected | |
| Intel Corp | 458140100 | COM | 115,829 | $5,346,664 | dollars, detected | |
| SUNTRUST BANKS INC | 867914103 | COM | 80,287 | $5,185,737 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 138,571 | $5,019,058 | dollars, detected | |
| Adobe Inc | 00724F101 | COM | 27,840 | $4,878,751 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAT9 | Convertible/ | 4,815,000 | $4,827,038 | dollars, detected | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 249,502 | $4,728,063 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 55,519 | $4,643,613 | dollars, detected | |
| COGNEX CORP | 192422103 | COM | 75,071 | $4,591,314 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 4,720,000 | $4,534,670 | dollars, detected | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 3,495,000 | $4,509,843 | dollars, detected | |
| RAYTHEON CO | 755111507 | COM NEW | 22,313 | $4,191,512 | dollars, detected | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 54,054 | $4,052,428 | dollars, detected | |
| USBANCORPDEL | 902973304 | COM NEW | 68,800 | $3,686,304 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 30,550 | $3,663,556 | dollars, detected | |
| REPUBLIC SERVICES INC | 760759AH3 | CORPORATE BONDS | 3,440,000 | $3,621,281 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 38,584 | $3,545,119 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 66,199 | $3,503,919 | dollars, detected | |
| Costco Wholesale Corporation | 22160K105 | COM | 18,665 | $3,474,011 | dollars, detected | |
| DOWDUPONT INC | 26078J100 | COM | 48,448 | $3,450,467 | dollars, detected | |
| BB&T Corp | 054937875 | Preferred Stock | 125,480 | $3,387,960 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 71,474 | $3,379,293 | dollars, detected | |
| VANTIV INC | 92210H105 | CL A | 45,149 | $3,320,709 | dollars, detected | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 34,556 | $3,176,042 | dollars, detected | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 2,310,000 | $3,030,073 | dollars, detected | |
| HUNTSMAN CORP | 447011107 | COM | 88,924 | $2,960,280 | dollars, detected | |
| LEGGETT & PLATT INC | 524660107 | COM | 60,854 | $2,904,561 | dollars, detected | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 45,311 | $2,867,280 | dollars, detected | |
| MERCK &COINC | 589331107 | COM | 50,568 | $2,845,445 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 12,082 | $2,843,697 | dollars, detected | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 23,267 | $2,807,396 | dollars, detected | |
| Schlumberger Limited | 806857108 | COM | 40,925 | $2,757,917 | dollars, detected | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,629,000 | $2,719,516 | dollars, detected | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 81,214 | $2,711,735 | dollars, detected | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 104,200 | $2,618,546 | dollars, detected | |
| Bunge Limited | G16962204 | CONVERTIBLE PREFERRED STOCK | 23,830 | $2,479,273 | dollars, detected | |
| CSX Corporation | 126408103 | COM | 44,098 | $2,425,852 | dollars, detected | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,283 | $2,404,912 | dollars, detected | |
| FLEX LTD | 33938EAS6 | Convertible/ | 2,054,000 | $2,201,621 | dollars, detected | |
| Lockheed Martin Corporation | 539830109 | COM | 6,856 | $2,201,119 | dollars, detected | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 2,155,000 | $2,149,815 | dollars, detected | |
| JPMorgan Chase preferred | 48127X542 | PFD | 73,660 | $1,986,610 | dollars, detected | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 63,705 | $1,901,594 | dollars, detected | |
| HELMERICH & PAYNE INC | 423452101 | COM | 29,095 | $1,880,701 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,810,000 | $1,867,033 | dollars, detected | |
| PHILLIPS 66 COM | 718546104 | Stock | 17,620 | $1,782,263 | dollars, detected | |
| GOLDMAN SACHS GROUP IN DEP 1/1000 SER N | 38148b504 | Preferred | 63,314 | $1,762,662 | dollars, detected | |
| HYATT HOTELS CORP | 448579AD4 | Convertible/ | 1,595,000 | $1,715,657 | dollars, detected | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 58,946 | $1,668,172 | dollars, detected | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 1,500,000 | $1,642,275 | dollars, detected | |
| ConocoPhillips | 20825C104 | COM | 29,644 | $1,627,176 | dollars, detected | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 1,415,000 | $1,571,442 | dollars, detected | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 28,665 | $1,510,072 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 23,491 | $1,425,199 | dollars, detected | |
| MERITAGE HOMES CORP | 59001aay8 | FIXED | 1,315,000 | $1,413,625 | dollars, detected | |
| RPM INTL INC COM | 749685103 | Stock | 26,930 | $1,411,671 | dollars, detected | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 1,390,000 | $1,390,542 | dollars, detected | |
| CHARLES SCHWAB 5.950per PFD SER D PERP MTY NON CUM CALL 6/01/21 @25 | 808513600 | Preferred | 50,555 | $1,364,985 | dollars, detected | |
| CORNING INC | 219350BB0 | Convertible/ | 1,340,000 | $1,336,446 | dollars, detected | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,735 | $1,335,012 | dollars, detected | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 20,250 | $1,325,363 | dollars, detected | |
| DOVER CORP COM | 260003108 | Stock | 13,094 | $1,322,363 | dollars, detected | |
| ORACLE CORP | 68389XAS4 | Convertible/ | 1,250,000 | $1,311,370 | dollars, detected | |
| CARDINAL HEALTH INC | 14149YBA5 | Convertible/ | 1,270,000 | $1,278,889 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 32,886 | $1,278,613 | dollars, detected | |
| MOSAIC CO | 61945A107 | COMMON STOCK | 47,541 | $1,219,902 | dollars, detected | |
| WELLS FARGO 6.625 PFD PFD SER | 949746465 | PFD | 42,386 | $1,213,087 | dollars, detected | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 37,744 | $1,208,550 | dollars, detected | |
| Boeing Company | 097023105 | COM | 4,051 | $1,194,763 | dollars, detected | |
| QUALCOMM INC NOTE M/W CLBL | 747525AE3 | NOTE M/W CLBL | 1,150,000 | $1,151,165 | dollars, detected | |
| ADVANCED AUTO PARTS INC | 00751YAA4 | Convertible/ | 1,050,000 | $1,118,580 | dollars, detected | |
| PAYCHEX INC | 704326107 | COM | 15,658 | $1,066,001 | dollars, detected | |
| XEROX CORP | 984121103 | COM | 34,372 | $1,001,944 | dollars, detected | |
| Waste Management, Inc. | 94106L109 | COM | 11,508 | $993,140 | dollars, detected | |
| GLOBAL NET LEASE INC | 379378102 | COM | 45,097 | $928,096 | dollars, detected | |
| Starbucks Corporation | 855244109 | COM | 15,864 | $911,070 | dollars, detected | |
| Philip Morris International Inc. | 718172109 | COM | 8,417 | $889,256 | dollars, detected | |
| 3M CO | 604059AE5 | Convertible/ | 695,000 | $878,585 | dollars, detected | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 27,734 | $846,172 | dollars, detected | |
| MARRIOTT INTL INC | 571903AK9 | Convertible/ | 830,000 | $842,119 | dollars, detected | |
| ADVANTAGE OIL & GAS LTD | 00762L101 | Equities | 194,390 | $835,877 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 11,622 | $829,927 | dollars, detected | |
| MEDTRONIC INC | 585055106 | COM | 10,277 | $829,868 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,618 | $814,621 | dollars, detected | |
| KLA TENCOR CO | 482480AC4 | Convertible/ | 755,000 | $767,080 | dollars, detected | |
| Amazon.com, Inc | 023135106 | COM | 646 | $755,478 | dollars, detected | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 64,016 | $747,707 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 11,945 | $747,160 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAN2 | Convertible/ | 670,000 | $728,625 | dollars, detected | |
| HEALTHCARE RLTY TR | 421946104 | COM | 22,605 | $726,073 | dollars, detected | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 69,300 | $722,799 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 5,349 | $669,665 | dollars, detected | |
| LOWES CO INC | 548661AH0 | Convertible/ | 520,000 | $664,095 | dollars, detected | |
| TARGET CORP | 87612E110 | COM | 10,086 | $658,112 | dollars, detected | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 47,350 | $652,483 | dollars, detected | |
| JUNIPER NETWORKS INC | 48203RAH7 | Convertible/ | 645,000 | $650,156 | dollars, detected | |
| MONRO INC | 610236101 | COMMON STOCK | 11,325 | $644,959 | dollars, detected | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 91,500 | $643,245 | dollars, detected | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 31,156 | $629,040 | dollars, detected | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 23,224 | $627,048 | dollars, detected | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 12,345 | $626,258 | dollars, detected | |
| CELGENE CORP | 151020104 | COM | 5,918 | $617,602 | dollars, detected | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,048 | $615,741 | dollars, detected | |
| NICHOLAS APPLEGATE | 65370G109 | EXCHANGE TRADED | 98,000 | $608,580 | dollars, detected | |
| ANDEAVOR | 03349M105 | COM | 5,159 | $589,865 | dollars, detected | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 45,075 | $576,960 | dollars, detected | |
| Eaton Corp. | 278058102 | COM | 7,245 | $572,427 | dollars, detected | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 5,027 | $554,579 | dollars, detected | |
| CMS ENERGY CORP COM | 125896100 | Stock | 11,058 | $523,066 | dollars, detected | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 30,401 | $503,137 | dollars, detected | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 23,068 | $492,502 | dollars, detected | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 26,400 | $487,872 | dollars, detected | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 57,573 | $483,613 | dollars, detected | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 29,616 | $481,556 | dollars, detected | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 18,198 | $468,053 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 10,118 | $464,193 | dollars, detected | |
| SONOCO PRODS CO | 835495102 | COM | 8,472 | $450,186 | dollars, detected | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,065 | $442,178 | dollars, detected | |
| MCDONALDS CORP | 58013MEX8 | Convertible/ | 430,000 | $434,369 | dollars, detected | |
| MATCH GROUP INC | 57665R106 | COM | 13,600 | $425,816 | dollars, detected | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 59,468 | $414,492 | dollars, detected | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 23,115 | $412,140 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,804 | $411,736 | dollars, detected | |
| FITB 7.67122 PERP | 316773605 | PUBLIC | 14,420 | $410,970 | dollars, detected | |
| CYS INVTS INC | 12673A108 | COM | 50,000 | $401,500 | dollars, detected | |
| LOCKHEED MARTIN CORP 2.5 11/23/2020 | 539830BF5 | Corp Bond | 360,000 | $362,711 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 13,492 | $357,673 | dollars, detected | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,373 | $354,484 | dollars, detected | |
| CONDUENT INC | 206787103 | COM | 21,685 | $350,430 | dollars, detected | |
| WHIRLPOOL CORP | 963320AQ9 | Convertible/ | 335,000 | $335,786 | dollars, detected | |
| CANOE FINANCIAL LP EIT INCOME FD UN | 13780R109 | Common Stock | 35,000 | $328,300 | dollars, detected | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 21,500 | $327,660 | dollars, detected | |
| Honeywell Technologies | 438516106 | COM | 2,113 | $324,050 | dollars, detected | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 4,069 | $316,405 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 3,061 | $302,320 | dollars, detected | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 295,000 | $300,015 | dollars, detected | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 19,000 | $287,280 | dollars, detected | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,574 | $277,748 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 15,831 | $276,249 | dollars, detected | |
| WASTE MGMT INC | 94106LAG4 | Convertible/ | 205,000 | $272,922 | dollars, detected | |
| NORTHROP GRUMMAN | 666807BE1 | Convertible/ | 265,000 | $272,808 | dollars, detected | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 14,925 | $269,695 | dollars, detected | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 15,000 | $268,200 | dollars, detected | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,650 | $265,143 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,022 | $260,365 | dollars, detected | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 19,800 | $258,390 | dollars, detected | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 90,000 | $255,600 | dollars, detected | |
| SERVICE PPTYS TR | 44106MAQ5 | Corporate Bond - Domestic | 220,000 | $234,675 | dollars, detected | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,207 | $232,892 | dollars, detected | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 3,650 | $231,520 | dollars, detected | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,299 | $226,797 | dollars, detected | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,280 | $224,968 | dollars, detected | |
| Prologis,Inc. | 74340W103 | COM | 3,475 | $224,172 | dollars, detected | |
| VERIZON COMMUNICATIONS INC 5.15 09/15/2023 | 92343VBR4 | Corp Bond | 200,000 | $222,425 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 2,252 | $217,791 | dollars, detected | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 8,640 | $216,432 | dollars, detected | |
| SPY | 78462F103 | SHS | 805 | $214,822 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 1,983 | $213,192 | dollars, detected | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 5,482 | $208,919 | dollars, detected | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 4,331 | $200,049 | dollars, detected | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 14,828 | $195,433 | dollars, detected | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,774 | $187,553 | dollars, detected | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,690 | $184,243 | dollars, detected | |
| EXELIXIS INC COM | 30161Q104 | Stock | 6,060 | $184,224 | dollars, detected | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,670 | $178,863 | dollars, detected | |
| NVIDIA Corp | 67066G104 | COM | 895 | $173,183 | dollars, detected | |
| DOVER CORP | 260003AC2 | Convertible/ | 135,000 | $171,771 | dollars, detected | |
| METROPOLITAN STATE | 592573AT6 | Convertible/ | 155,000 | $167,885 | dollars, detected | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 145,000 | $167,768 | dollars, detected | |
| WELLS FARGO & CO VAR | 949746RN3 | CORPORATE BONDS | 150,000 | $165,750 | dollars, detected | |
| FEDEX CORP COM | 31428X106 | Stock | 651 | $162,451 | dollars, detected | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,253 | $162,306 | dollars, detected | |
| Abbott Laboratories | 002824100 | COM | 2,833 | $161,702 | dollars, detected | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,020 | $159,314 | dollars, detected | |
| MGM RESORTS INTL | 552953BW0 | Convertible/ | 150,000 | $159,000 | dollars, detected | |
| WESTERN UN CO COM | 959802109 | Stock | 8,196 | $155,806 | dollars, detected | |
| INVESCO ADVANTAGE MUNI INCOME | 46132E107 | SH BEN INT | 13,603 | $154,802 | dollars, detected | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 4,178 | $154,569 | dollars, detected | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 8,536 | $153,563 | dollars, detected | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,621 | $153,165 | dollars, detected | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,860 | $152,692 | dollars, detected | |
| SUMMER ENERGY HLDG INC | 865634109 | Equities | 60,500 | $151,250 | dollars, detected | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,349 | $150,520 | dollars, detected | |
| MONSANTO CO NEW | 61166W101 | COM | 1,287 | $150,296 | dollars, detected | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 6,705 | $148,382 | dollars, detected | |
| Eli Lilly and Company | 532457108 | COM | 1,725 | $145,658 | dollars, detected | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 7,783 | $140,872 | dollars, detected | |
| BLACKROCK MUNIYIELD QUALITY | 09254E106 | COM | 10,000 | $138,100 | dollars, detected | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,080 | $137,801 | dollars, detected | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 600 | $137,142 | dollars, detected | |
| BECTON DICKINSON & CO | 075887109 | COM | 631 | $135,072 | dollars, detected | |
| NJ ST TRANS TR | 646136XR7 | Convertible/ | 100,000 | $132,511 | dollars, detected | |
| Charles Schwab Corp | 808513105 | COM | 2,550 | $130,994 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 756 | $130,183 | dollars, detected | |
| HUMANA INC COM | 444859102 | Stock | 522 | $129,493 | dollars, detected | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 8,872 | $128,821 | dollars, detected | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 8,000 | $128,560 | dollars, detected | |
| MasterCard, Inc | 57636Q104 | COM | 830 | $125,629 | dollars, detected | |
| IJH | 464287507 | COM | 661 | $125,445 | dollars, detected | |
| Texas Instruments Incorporated | 882508104 | COM | 1,200 | $125,328 | dollars, detected | |
| VTI | 922908769 | COM | 913 | $125,260 | dollars, detected | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 4,000 | $124,800 | dollars, detected | |
| JPMorgan Chase & Co | 46625HKK5 | Pfd Stk | 120,000 | $124,500 | dollars, detected | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,000 | $123,500 | dollars, detected | |
| ARAPAHOE CNTY SD #6 | 038699TA2 | Convertible/ | 100,000 | $121,992 | dollars, detected | |
| AMERICAN INTL | 026874107 | COM | 2,000 | $119,160 | dollars, detected | |
| WILLOW TRACE MET CO | 97122PBJ1 | Convertible/ | 100,000 | $111,546 | dollars, detected | |
| ADAMS & WELD CO SD#27 | 005518VG7 | Convertible/ | 100,000 | $110,478 | dollars, detected | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 3,528 | $110,025 | dollars, detected | |
| TOLL BROTHERS INC | 88947EAQ3 | Convertible/ | 100,000 | $109,750 | dollars, detected | |
| FT LEWIS CLG BD CO | 347753CR4 | Convertible/ | 100,000 | $109,438 | dollars, detected | |
| ORLANDO FL SPL | 68641HGQ1 | Convertible/ | 100,000 | $108,274 | dollars, detected | |
| DENVER CO C&C SD #1 | 249174SM6 | Convertible/ | 100,000 | $107,706 | dollars, detected | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,100 | $107,690 | dollars, detected | |
| CLARK CTY NV | 18085PLL6 | Convertible/ | 100,000 | $107,335 | dollars, detected | |
| RAYTHEON CO | 755111AF8 | Convertible/ | 80,000 | $106,506 | dollars, detected | |
| CACI INTL INC CL A | 127190304 | Stock | 800 | $105,880 | dollars, detected | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 6,100 | $105,286 | dollars, detected | |
| WAUKEE IA | 942830ST8 | Convertible/ | 100,000 | $104,319 | dollars, detected | |
| DENVER CO C&C S | 24919PJK1 | Convertible/ | 100,000 | $104,087 | dollars, detected | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 596 | $102,408 | dollars, detected | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 800 | $101,792 | dollars, detected | |
| RH | 74967X103 | COM | 1,180 | $101,728 | dollars, detected | |
| JPMORGAN CHASE & CO | 46625HGY0 | Convertible/ | 100,000 | $100,119 | dollars, detected | |
| AUTOZONE INC COM | 053332102 | Stock | 140 | $99,592 | dollars, detected | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 5,610 | $99,521 | dollars, detected | |
| KIMBERLY-CLARK CORP | 494368AS2 | Convertible/ | 82,000 | $99,389 | dollars, detected | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,634 | $96,880 | dollars, detected | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 1,000 | $96,830 | dollars, detected | |
| HCP INC | 40414L109 | COM | 3,643 | $95,009 | dollars, detected | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 5,154 | $92,360 | dollars, detected | |
| STONEGATE VLG M | 86181SAP3 | Convertible/ | 90,000 | $92,237 | dollars, detected | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 737 | $90,349 | dollars, detected | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 3,427 | $89,685 | dollars, detected | |
| GUNNISON ETC CO SD | 402892CV3 | Convertible/ | 75,000 | $89,348 | dollars, detected | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,700 | $89,318 | dollars, detected | |
| CURRENCYSHARES CHINESE RENMI | 23131C107 | CHIN RENMINBI | 1,178 | $88,586 | dollars, detected | |
| UGI CORP NEW COM | 902681105 | Stock | 1,875 | $88,031 | dollars, detected | |
| MCKESSON CORP COM | 58155Q103 | Stock | 561 | $87,488 | dollars, detected | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 5,756 | $87,319 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 550 | $86,669 | dollars, detected | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 500 | $86,425 | dollars, detected | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,079 | $85,935 | dollars, detected | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2,041 | $85,774 | dollars, detected | |
| REPUBLIC SERVICES INC | 760761AB2 | Convertible/ | 80,000 | $84,223 | dollars, detected | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,447 | $83,821 | dollars, detected | |
| ARISTA NETWORKS INC | 040413106 | COM | 355 | $83,631 | dollars, detected | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,412 | $83,520 | dollars, detected | |
| AFLAC INC COM | 001055102 | Stock | 947 | $83,101 | dollars, detected | |
| BK OF AMERICA CORP PFD CUM SER C | 060505286 | Preferred | 3,020 | $82,869 | dollars, detected | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 8,035 | $82,359 | dollars, detected | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,802 | $80,838 | dollars, detected | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 2,950 | $80,624 | dollars, detected | |
| Duke Energy | 26441C105 | Common | 951 | $79,989 | dollars, detected | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,083 | $79,676 | dollars, detected | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 461 | $79,490 | dollars, detected | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 545 | $79,015 | dollars, detected | |
| BAXTER INTL INC | 071813109 | COM | 1,200 | $77,568 | dollars, detected | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 4,200 | $77,490 | dollars, detected | |
| MICHIGAN BELL TE | 594185AQ3 | Convertible/ | 65,000 | $76,284 | dollars, detected | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 3,228 | $76,084 | dollars, detected | |
| EDISON INTL COM | 281020107 | Stock | 1,189 | $75,192 | dollars, detected | |
| BANK OF AMERICA | 06051GEM7 | Convertible/ | 67,000 | $74,916 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 278 | $74,740 | dollars, detected | |
| THE ALLSTATE 6.25 PFD CALLE | 020002853 | PFD | 2,809 | $74,719 | dollars, detected | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 56 | $73,980 | dollars, detected | |
| WELLS FARGO | 94974BFN5 | Fixed Income | 70,000 | $73,552 | dollars, detected | |
| SALT VERDE FINL CORP SR GAS REV ARIZ, SENIOR GAS REV BDS | 79575EAR9 | Revenue Supported Bonds - non-taxable | 60,000 | $73,366 | dollars, detected | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 7,000 | $71,960 | dollars, detected | |
| AMERICAN TOWER CORP | 03027XAD2 | Fixed Income | 65,000 | $70,943 | dollars, detected | |
| Stryker Corporation | 863667101 | COM | 450 | $69,678 | dollars, detected | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 2,000 | $69,640 | dollars, detected | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 686 | $69,347 | dollars, detected | |
| NASDAQ, INCpoint 4point25percent24 DUE 06 01 24 | 631103AF5 | cb | 65,000 | $68,587 | dollars, detected | |
| WHIRLPOOL CORP | 963320AR7 | Convertible/ | 65,000 | $68,277 | dollars, detected | |
| DIRECTV HOLDINGS 4point45percent24 DUE 04 01 24 | 25459HBL8 | cb | 65,000 | $68,268 | dollars, detected | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 593 | $68,198 | dollars, detected | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 776 | $67,891 | dollars, detected | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 51 | $67,385 | dollars, detected | |
| CONSTELLATION BRAND | 21036PAH1 | Convertible/ | 60,000 | $67,369 | dollars, detected | |
| AUTODESK, INCpoint 3point6percent22 DUE 12 15 22 | 052769AB2 | cb | 65,000 | $66,496 | dollars, detected | |
| VECTOR GROUP LTD | 92240M108 | COM | 2,970 | $66,469 | dollars, detected | |
| WYETH LLC | 026609AC1 | Convertible/ | 55,000 | $66,375 | dollars, detected | |
| Concho Resources Inc. | 20605P101 | COM | 440 | $66,097 | dollars, detected | |
| Analog Devices,Inc. | 032654105 | COM | 735 | $65,411 | dollars, detected | |
| MCKESSON CORPORA | 58155QAG8 | Convertible/ | 65,000 | $64,797 | dollars, detected | |
| GENERAL MOTORS CO NOTE M/W CLBL | 37045VAE0 | NOTE M/W CLBL | 60,000 | $64,737 | dollars, detected | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,099 | $64,676 | dollars, detected | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 700 | $64,442 | dollars, detected | |
| TEXTRON INCORPORA | 883203BU4 | Convertible/ | 60,000 | $63,612 | dollars, detected | |
| FIFTH THIRD BANK | 316773CP3 | Convertible/ | 60,000 | $63,407 | dollars, detected | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 1,381 | $63,319 | dollars, detected | |
| O REILLY AUTOMOT | 67103HAD9 | Convertible/ | 60,000 | $62,778 | dollars, detected | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 3,034 | $62,622 | dollars, detected | |
| CIGNA CORP 4 02/15/2022 | 125509BS7 | Corp Bond | 60,000 | $62,579 | dollars, detected | |
| CA INC | 12673PAE5 | Convertible/ | 60,000 | $62,521 | dollars, detected | |
| GOLDMAN SACHS CAP I | 38143VAA7 | Corporate Bond - Domestic | 50,000 | $62,500 | dollars, detected | |
| SALT VERDE AZ FC | 79575EAS7 | Convertible/ | 50,000 | $62,500 | dollars, detected | |
| CITIGROUP INC | 172967GK1 | Convertible/ | 60,000 | $62,407 | dollars, detected | |
| TIME WARNER INC | 887317AR6 | Convertible/ | 60,000 | $62,397 | dollars, detected | |
| JPMORGAN CHASE & CO | 46625hjy7 | FIXED | 60,000 | $62,292 | dollars, detected | |
| BURLINGTON NORTHERN SANTA FE L DEBENTURE - UNSECURED M/W CLBL | 12189LAT8 | DEBENTURE - UNSECURED M/W CLBL | 60,000 | $62,267 | dollars, detected | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,760 | $62,058 | dollars, detected | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,175 | $61,988 | dollars, detected | |
| ROCKWELL COLLINS | 774341AE1 | Convertible/ | 60,000 | $61,959 | dollars, detected | |
| Visa Inc | 92826C839 | COM | 543 | $61,913 | dollars, detected | |
| SALT VERDE AZ FC | 79575EAP3 | Convertible/ | 50,000 | $61,079 | dollars, detected | |
| MCDONALD'S CORP 3point25percent24 DUE 06 10 24 | 58013MES9 | cb | 60,000 | $61,067 | dollars, detected | |
| SAN JOSE CALIF ARPT REV | 798136TS6 | COM | 55,000 | $60,999 | dollars, detected | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 300 | $59,874 | dollars, detected | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 1,430 | $59,331 | dollars, detected | |
| SALT VERDE AZ FC | 79575EAK4 | Convertible/ | 50,000 | $59,024 | dollars, detected | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 2,000 | $58,400 | dollars, detected | |
| Netflix, Inc | 64110L106 | COM | 304 | $58,356 | dollars, detected | |
| THERMO FISHER SC | 883556BF8 | Convertible/ | 55,000 | $58,318 | dollars, detected | |
| AMER INTL GRP INC NOTE M/W CLBL | 026874CY1 | NOTE M/W CLBL | 55,000 | $57,916 | dollars, detected | |
| TYSON FOODS INC | 902494AX1 | Convertible/ | 55,000 | $57,896 | dollars, detected | |
| HEWLETT PACKARD STEP 22 | 42824CAN9 | Convertible/ | 55,000 | $57,792 | dollars, detected | |
| Comcast Corp | 20030N101 | COM | 1,438 | $57,592 | dollars, detected | |
| CITY OFFICE REIT INC | 178587101 | COM | 4,425 | $57,569 | dollars, detected | |
| Accelerate Diagnostics | 00430H102 | COM | 2,195 | $57,509 | dollars, detected | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 2,000 | $57,500 | dollars, detected | |
| CELGENE CORP | 151020AJ3 | Convertible/ | 55,000 | $57,490 | dollars, detected | |
| ANHEUSER BUSCH COS INC | 035229103 | COMMON STOCK | 514 | $57,342 | dollars, detected | |
| FIRSTMERIT CORP | 337915AA0 | Convertible/ | 55,000 | $57,336 | dollars, detected | |
| MORGAN STANLEY | 61747YDU6 | Convertible/ | 55,000 | $57,147 | dollars, detected | |
| COMPUTER SCIENCES CORP NOTE M/W CLBL | 205363AN4 | NOTE M/W CLBL | 55,000 | $57,039 | dollars, detected | |
| JOHNSON CONTRO | 478375AG3 | Convertible/ | 55,000 | $57,001 | dollars, detected | |
| AGNT INC | 30212W100 | COM | 7,500 | $57,000 | dollars, detected | |
| WASTE MGMT INC | 94106LAZ2 | Convertible/ | 55,000 | $56,955 | dollars, detected | |
| NORDSTROM INC | 655664100 | COM | 1,200 | $56,856 | dollars, detected | |
| KRAFT HEINZ FOODS CO GTD FXD | 50077LAJ5 | Fixed Income | 55,000 | $56,240 | dollars, detected | |
| WOODMOOR CO W/S | 97989DAX0 | Convertible/ | 50,000 | $56,094 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33733E306 | DJ INTERNT IDX | 510 | $56,039 | dollars, detected | |
| LOS ANGELES CA | 544495WB6 | Convertible/ | 50,000 | $55,677 | dollars, detected | |
| GOLDMAN SACHS GROUP INC 5.75 01/24/2022 | 38141GGS7 | Corp Bond | 50,000 | $55,292 | dollars, detected | |
| BANK NEW YORK MEL VAR 23 | 06406RAC1 | Convertible/ | 55,000 | $54,906 | dollars, detected | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 4,725 | $54,716 | dollars, detected | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 50,000 | $54,604 | dollars, detected | |
| HARTFORD FINL S | 416518AB4 | Convertible/ | 50,000 | $54,523 | dollars, detected | |
| Tesla Motors, Inc | 88160R101 | COM | 175 | $54,486 | dollars, detected | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 50,000 | $54,172 | dollars, detected | |
| NATL GEN PFD | 636220808 | PFDs, REITs, | 2,152 | $53,908 | dollars, detected | |
| CONAGRA FOODS INC | 205887102 | COM | 1,425 | $53,680 | dollars, detected | |
| CAMARILLO CA CDC TA | 13177LEH2 | Convertible/ | 50,000 | $53,660 | dollars, detected | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 162,807 | $53,629 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 600 | $53,502 | dollars, detected | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 2,000 | $53,340 | dollars, detected | |
| Fairfax Finl HLDGS LTD Sub VTG | 303901102 | COM | 100 | $53,245 | dollars, detected | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 986 | $53,086 | dollars, detected | |
| FRESNO CA WTR SY | 358240FC8 | Convertible/ | 40,000 | $52,880 | dollars, detected | |
| MICROSOFT CORP NOTE M/W CLBL | 594918AW4 | NOTE M/W CLBL | 50,000 | $52,597 | dollars, detected | |
| ADVANCE AUTO PART 4point5percent23 DUE 12 01 23 | 00751YAC0 | cb | 50,000 | $52,499 | dollars, detected | |
| PEPSICO INC | 713448BH0 | Convertible/ | 51,667 | $52,344 | dollars, detected | |
| MOOG INC CL A | 615394202 | Stock | 600 | $52,110 | dollars, detected | |
| CVS HEALTH CORP | 126650BW9 | Convertible/ | 50,000 | $51,861 | dollars, detected | |
| INTERPUBLIC GRP COS | 460690BH2 | Convertible/ | 50,000 | $51,688 | dollars, detected | |
| CSX CORP | 126408GZ0 | Convertible/ | 50,000 | $51,682 | dollars, detected | |
| DB Cont Capital Trust III 7.6% Preferred | 25154A108 | Pfd Stk | 2,000 | $51,400 | dollars, detected | |
| CORNING INC | 219350AZ8 | Convertible/ | 50,000 | $51,395 | dollars, detected | |
| PFIZER INC. | 717081DH3 | Corp Bonds - Non-Convert | 50,000 | $51,023 | dollars, detected | |
| ECOLAB INC | 278865AL4 | Convertible/ | 48,000 | $51,018 | dollars, detected | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 900 | $50,958 | dollars, detected | |
| INDEPENDENT C CA | 45385LHC0 | Convertible/ | 50,000 | $50,722 | dollars, detected | |
| UNITED STATES TREAS NTS 2.5 08/15/2023 | 912828VS6 | Govt Bond | 50,000 | $50,688 | dollars, detected | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 317 | $50,565 | dollars, detected | |
| PIMA CN AZ IDA L | 72177LAS8 | Convertible/ | 50,000 | $50,220 | dollars, detected | |
| MARICOPA AZ IDA M | 566823FX3 | Convertible/ | 50,000 | $50,000 | dollars, detected | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,000 | $49,550 | dollars, detected | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 2,000 | $49,500 | dollars, detected | |
| WESTROCK CO | 96145D105 | COM | 780 | $49,304 | dollars, detected | |
| BCE INC COM NEW | 05534B760 | Stock | 1,000 | $48,010 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 714 | $47,631 | dollars, detected | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 223 | $46,549 | dollars, detected | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 900 | $45,792 | dollars, detected | |
| SYSCOCORP | 871829107 | COM | 754 | $45,790 | dollars, detected | |
| VIACOM INC | 92553PAT9 | Convertible/ | 45,000 | $45,689 | dollars, detected | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 375 | $44,681 | dollars, detected | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 4,139 | $44,660 | dollars, detected | |
| ALTIUS MINERALS CORP F | 020936100 | FOREIGN CANADIAN | 3,700 | $43,993 | dollars, detected | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 1,800 | $43,614 | dollars, detected | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 2,350 | $43,569 | dollars, detected | |
| BARCLAYS BK PLC | 06740C261 | IPTH S&P VIX NEW | 1,559 | $43,527 | dollars, detected | |
| GOLDMAN SACHS GROUP | 38141EM63 | Convertible/ | 40,000 | $43,301 | dollars, detected | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,000 | $43,000 | dollars, detected | |
| NESTLE SA ADR | 641069406 | COM | 500 | $42,985 | dollars, detected | |
| HOLOGIC INC | 436440101 | COM | 1,000 | $42,750 | dollars, detected | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 414 | $42,240 | dollars, detected | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 227 | $41,487 | dollars, detected | |
| WP CAREY INC COM | 92936U109 | REIT | 600 | $41,340 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 1,400 | $41,328 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 555 | $41,298 | dollars, detected | |
| YUM BRANDS INC COM | 988498101 | Stock | 500 | $40,805 | dollars, detected | |
| VEREIT INC | 92339V100 | COM | 5,225 | $40,703 | dollars, detected | |
| SALT VERDE AZ FC | 79575EAJ7 | Convertible/ | 35,000 | $40,591 | dollars, detected | |
| Amgen Inc. | 031162100 | COM | 233 | $40,519 | dollars, detected | |
| MIDDLEBYCORP | 596278101 | STOK | 300 | $40,485 | dollars, detected | |
| WASTE MGMT INC | 94106LAY5 | Convertible/ | 40,000 | $40,324 | dollars, detected | |
| TE Connectivity Ltd | H8912P106 | SHS | 424 | $40,297 | dollars, detected | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 1,500 | $39,990 | dollars, detected | |
| ADIENT PLC | G0084W101 | ORD SHS | 506 | $39,822 | dollars, detected | |
| SCANA CORP NEW | 80589M102 | COM | 1,000 | $39,780 | dollars, detected | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 420 | $39,682 | dollars, detected | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 13,100 | $39,300 | dollars, detected | |
| WELLTOWER INC | 42217K106 | COM | 608 | $38,772 | dollars, detected | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 320 | $38,614 | dollars, detected | |
| SCHEIN HENRY INC | 806407102 | COM | 540 | $37,735 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 540 | $37,692 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 1,076 | $36,724 | dollars, detected | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 600 | $36,702 | dollars, detected | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 700 | $36,365 | dollars, detected | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,545 | $35,906 | dollars, detected | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,500 | $35,625 | dollars, detected | |
| Market Vectors Small Cap India | 57061r551 | COM | 525 | $35,606 | dollars, detected | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 500 | $35,020 | dollars, detected | |
| AMGEN INC 2.65 05/11/2022 | 031162CP3 | Corp Bond | 35,000 | $34,907 | dollars, detected | |
| Lowes Companies,Inc. | 548661107 | COM | 373 | $34,667 | dollars, detected | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 2,000 | $34,560 | dollars, detected | |
| Salesforce.com, Inc | 79466L302 | COM | 334 | $34,145 | dollars, detected | |
| EXCELSIOR MINING CORP | 300763208 | COM | 31,900 | $33,814 | dollars, detected | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,000 | $33,780 | dollars, detected | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 280 | $33,779 | dollars, detected | |
| B RILEY FINANCIAL 7.50 SNR NTS | 05580M306 | COM | 1,300 | $33,630 | dollars, detected | |
| Australia & New Zealand Bankin | 052528304 | ADR | 1,500 | $33,510 | dollars, detected | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 944 | $33,219 | dollars, detected | |
| TOTAL S A ADR F | 89151E113 | cs | 600 | $33,168 | dollars, detected | |
| ROYAL GOLD INC | 780287108 | COM | 402 | $33,012 | dollars, detected | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 513 | $32,741 | dollars, detected | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 240 | $32,575 | dollars, detected | |
| OCCIDENTAL PETRO CORP | 674599015 | Equities | 440 | $32,445 | dollars, detected | |
| PUERTO RICO COMWLTH HWY | 745190DH8 | Fixed Income | 40,000 | $32,115 | dollars, detected | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 275 | $31,864 | dollars, detected | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 800 | $31,720 | dollars, detected | |
| AZ HLTH FAC AUTH | 040507NS0 | Convertible/ | 30,000 | $31,400 | dollars, detected | |
| STORE CAP CORP | 862121100 | COM | 1,200 | $31,248 | dollars, detected | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 1,250 | $31,125 | dollars, detected | |
| CHEMTRADE LOGISTICS INCOME | 16387P103 | COMMON STK | 2,000 | $30,977 | dollars, detected | |
| Chubb Corporation | 171232101 | Equity | 210 | $30,687 | dollars, detected | |
| LTC PPTYS INC COM | 502175102 | REIT | 700 | $30,485 | dollars, detected | |
| BALL CORP | 058498106 | COM | 800 | $30,280 | dollars, detected | |
| SURPRISE AZ MPC W | 86888YAD3 | Convertible/ | 30,000 | $30,151 | dollars, detected | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 2,136 | $30,075 | dollars, detected | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 193 | $30,062 | dollars, detected | |
| AMGEN INC | 031162BX7 | Convertible/ | 30,000 | $29,969 | dollars, detected | |
| NORTHERN TR CORP COM | 665859104 | Stock | 300 | $29,967 | dollars, detected | |
| BIOGEN INC COM | 09062X103 | Stock | 93 | $29,627 | dollars, detected | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 290 | $29,554 | dollars, detected | |
| UNIV AZ MED CTR | 914062EC4 | Convertible/ | 25,000 | $29,532 | dollars, detected | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,690 | $29,429 | dollars, detected | |
| CBOA FINANCIAL INC | 01248E111 | Equities | 12,000 | $29,400 | dollars, detected | |
| AUTODESK INC COM | 052769106 | Stock | 280 | $29,352 | dollars, detected | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 200 | $29,206 | dollars, detected | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 800 | $29,070 | dollars, detected | |
| AMER STATES WTR CO COM | 029899101 | Stock | 500 | $28,955 | dollars, detected | |
| SNAP INC | 83304A106 | CL A | 1,970 | $28,782 | dollars, detected | |
| MERRILL LYNCH CAP TR III 7.375% PFD SHS MA | 59025d207 | PREFERRED EQUITY | 1,055 | $28,664 | dollars, detected | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 600 | $28,500 | dollars, detected | |
| Agnc Invt Corp Dep Shs 1/1000 | 00123Q302 | Preferred Stock | 1,100 | $28,424 | dollars, detected | |
| CANOPY GROWTH CORP | 138035100 | COM | 1,200 | $28,389 | dollars, detected | |
| ERICSSON TEL | 298421608 | Equities | 4,224 | $28,216 | dollars, detected | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 500 | $28,160 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-18-000181 | this filing | 2018-02-05 | acceptance time not in the bulk data set |