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13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC

SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-12, with 1,197 holding rows worth $575,960,500.

Accession
0001415889-17-001655
Filed
2017-10-12
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2017

A holdings report, 1,198 entries on the cover page, a total value of $575,960,500 stated on the cover page (in dollars after the unit check, H1), rows summing to $575,960,500 with VALUE read as dollars, detected, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
QIAGEN NVN72482123SHS NEW61$1,922dollars, detected
US BANCORP 5.15% PFD SERIES H902973791PREFERR74$1,911dollars, detected
KAYNE ANDERSON ENERGY DEV CO48660Q102COM109$1,889dollars, detected
DUKE ENERGY CORP $1.281 PFD26441C303PREFERRED73$1,860dollars, detected
WOLTERS KLUWER N V SPONSORED A977874205COM40$1,854dollars, detected
KOHLS CORP500255104COM40$1,826dollars, detected
MANITOWOC COMPANY INC563571108COM202$1,818dollars, detected
VINCI SA ADR927320101ADR75$1,780dollars, detected
RYOHIN KEIKAKU CO UNSP ADR78392U105COM30$1,776dollars, detected
CISCO SYSTEMS INC17275RAE2Convertible/1,667$1,741dollars, detected
ASSA ABLOY AB453871070Equities150$1,712dollars, detected
MAKITA CORP560877300COMMON STOCK42$1,698dollars, detected
COMCAST CORP NEW NT 6120030N606PREFERR66$1,687dollars, detected
Schwab U.S. Small-Cap ETF808524607SHS25$1,684dollars, detected
LIBERTY MEDIA CORP DEL531229607COM C SIRIUSXM40$1,675dollars, detected
SIRIUS XM HOLDINGS INC COM82966U103Stock300$1,656dollars, detected
Ferguson PLC ADR31502A105ADR250$1,655dollars, detected
LSC COMMUNICATIONS INC50218P107COM100$1,651dollars, detected
CENTEX CORP152312104COMMON STOCK60$1,522dollars, detected
COMPASS GROUP PLC SPONSORED AD20449X401ADUS70$1,513dollars, detected
SUMITOMO MITSUI FIN GRP INC86562M209SPONSORED ADR196$1,511dollars, detected
PUBLIC STO74460W842Preferred Stock55$1,482dollars, detected
DOMINION ENERGY INC COM25746U109Stock19$1,462dollars, detected
AMC NETWORKS INC00164V103CL A25$1,462dollars, detected
VORNADO RLTY TR $1.425 PFD929042851PREFERRED58$1,460dollars, detected
REINSURANCE GROUP OF AMERICA759351703PFD51$1,451dollars, detected
ING GROEP N V456837400PRF58$1,449dollars, detected
Carlsberg As142795202Equity65$1,432dollars, detected
RELX PLC SPONSORED ADR759530108ADR62$1,386dollars, detected
AKCEA THERAPEUTICS INC00972L107COM50$1,384dollars, detected
SASOL LTD803866300SPONSORED ADR50$1,377dollars, detected
MARATHON OIL CORP565849106COM100$1,356dollars, detected
KIMCO RLTY CORP $1.5 PFD49446R794PREFERRED53$1,344dollars, detected
NUANCE COMMUNICATIONS INC67020Y100COM85$1,336dollars, detected
YAMANA GOLD INC98462Y100COM500$1,325dollars, detected
GOLDMAN SACHS 5.95% PFD SER I38145G209PRD51$1,303dollars, detected
BB&T CORPORATI549376020PFDs, REITs,51$1,290dollars, detected
GENERAL MTRS CO37045V126*W EXP 07/10/20157$1,277dollars, detected
EQUINOX GOLD CORP54755T100Equities1,550$1,271dollars, detected
TELENOR ASA-NOK87944W105COMMON STOCK60$1,270dollars, detected
DIGITAL RLTY TR INC PFD SER H253868871REIT46$1,248dollars, detected
DBS GROUP HLDGS LTD SPONSORED23304Y100COM20$1,232dollars, detected
Fresenius Se & Co Kgaa35804M105USD60$1,216dollars, detected
Schwab U.S. Large-Cap ETF808524201SHS20$1,201dollars, detected
VORNADO REALTY 5.4 PFDPFD SER L929042844PREFERRED STOCK47$1,194dollars, detected
AMERN FINANCIAL259326090PFDs, REITs,45$1,181dollars, detected
KIMCO RLTY CORP DEP1/1000PFD K49446R745PFD46$1,169dollars, detected
CIE GENERALE DES ETABLISSEMENTS MICHELIN SCA UNSPONS ADR59410T106FOREIGN40$1,168dollars, detected
LEHMAN BROS HLDGS525ESCGU7Convertible/20,000$1,150dollars, detected
RED ELECTRICA ADR756568101COM110$1,146dollars, detected
DIGITAL RLTY TR - PFD G253868889EQPFD45$1,132dollars, detected
KIMCO REALTY CORP49446R778PRD44$1,116dollars, detected
SOUTHERN C842587206Preferred Stock40$1,096dollars, detected
NEXTERA ENERGY CAPITAL 5.7%65339K605PREFERRED STOCK43$1,083dollars, detected
Nextera Energy Ser H 5.625% du65339K704PRD43$1,081dollars, detected
Public Storage 5.374460W800PFD42$1,063dollars, detected
PUBLIC STORAGE DEP SHS74460W602PRF42$1,058dollars, detected
SOFTBANK GROUP CORP.83404D109Common stock26$1,057dollars, detected
SUNTRUST BANKS 5.875% SERIES E867914889PREFERR41$1,043dollars, detected
Arch Capital 6.75% BBB QDI Clg0450a204PFD41$1,043dollars, detected
QWEST CORP74913G501PFD41$1,039dollars, detected
SCHWAB STRATEGIC TR808524409US LCAP VA ETF20$1,036dollars, detected
Worldpay Group PLC981560105Common Stock62$1,029dollars, detected
Komatsu Ltd.500458401COM36$1,020dollars, detected
Continental AG210771200Equity20$1,018dollars, detected
Qwest Corporation 7.50% Notes74913G303PFD40$1,017dollars, detected
ARCOS DORADOS HLDGS INCG0457F107SHS CLASS -A -100$1,005dollars, detected
TOKYO ELECTRON LTD ADR889110102COM26$1,001dollars, detected
STMICROELECTRONICS N V NY REGISTRY861012102ADR50$971dollars, detected
ASHTEAD GROUP PLC450551000Equities10$965dollars, detected
PJT PARTNERS INC69343T107COM CL A25$958dollars, detected
RBC 5.5 CALL 11/13/17@25(FRML78013g402PREFERRED37$935dollars, detected
NEXTERA ENERGY 5.00% SER J65339K886PUBLIC37$932dollars, detected
PIMA CN AZ IDA E72177MLE5Convertible/10,000$925dollars, detected
KDDI CORP.48667L106Common stock70$921dollars, detected
Informa PLC45672B305COM50$918dollars, detected
BRIGHTHOUSE FINL INC10922N103COM15$912dollars, detected
STATOIL ASA85771P102SPONSORED ADR45$904dollars, detected
US BANCORP902973155Common Stock37$867dollars, detected
COMPAGNIE FIN RICHEMONTAG SWI204319107ADUS95$866dollars, detected
ASSC BRITISH FOODS455194020Equities20$862dollars, detected
Valeant Pharma Intl91911X104COM60$860dollars, detected
RYANAIR HOLDINGS PLC SPONSORED ADR783513203ADR8$843dollars, detected
LIBERTY MEDIA CORP DEL531229409COM A SIRIUSXM20$838dollars, detected
PUBLIC STORAGE CL A74460W792PFDs, REITs,30$803dollars, detected
LIONS GATE ENTMNT CORP535919500CL B NON VTG25$795dollars, detected
BANCA MEDIOLANUM SPA ADR05970D106COMMON45$788dollars, detected
PANDORA MEDIA INC698354107COM100$770dollars, detected
ADVISORS DISCIPLINED00771K193Unit Trusts2$762dollars, detected
AMPLIFY ENERGY CORP321131020Equities74$759dollars, detected
PPL Corp. 5.9%69352P202PRD28$720dollars, detected
DTE ENERGY CO $1.313 PFD233331701PREFERRED28$708dollars, detected
ALEXION PHARMA INC153511090Equities5$701dollars, detected
Entergy Ark Inc 1ST29364D753Equity28$701dollars, detected
CHARLES + COLVARD LTD159765106COM800$696dollars, detected
FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS307305102Equity34$690dollars, detected
ENTERGY ARKANSAS29364D761PFD27$680dollars, detected
NORDEA BK AB SWED65557A206COM50$680dollars, detected
KBC GROUP48241F104USD16$679dollars, detected
PUBLIC STORAGE 5.20% SERIES X74460W107PREFERR27$678dollars, detected
BOJANGLES' INC974881000Equities50$675dollars, detected
TORCHMARK CORP891027302PFD26$659dollars, detected
Koninklijke KPN NV780641205ADR190$656dollars, detected
COTERRA ENERGY INC COM127097103Stock24$642dollars, detected
MYLAN NVN59465109SHS EURO20$627dollars, detected
CONVATEC GROUP PLC-UNSP ADR21244X109COM42$620dollars, detected
ARKEMA SA412321090Equities5$610dollars, detected
KAO CORP SPONSORED ADR485537302COM10$589dollars, detected
LIBERTY INTERACTIVE CORP53071M880LBT VENT COM A10$576dollars, detected
PARTNERRE LTD 5.875%G68603128PUBLIC22$560dollars, detected
RMR GROUP INC74967R106CL A10$514dollars, detected
AURICO METALS05157J108COM509$509dollars, detected
ALLSTATE CORPORA200023090PFDs, REITs,18$483dollars, detected
CEL SCI CORP150837508COM PAR $0.01289$480dollars, detected
LIBERTY BROADBAND CORP530307305COM SER C5$477dollars, detected
CPI CARD GROUP INC12634H101COM400$472dollars, detected
RENAISSANCERE HOLDINGSG7498P309PRF18$463dollars, detected
YELLOW MEDIA INC 22 WTS985572114Equities827$438dollars, detected
CANADA GOOSE HLDGS INC SHS SUB VTG135086106Stock20$411dollars, detected
SPROTT RESOURCE HLDGS INC COM85209D101Stock3,000$368dollars, detected
SANOFI80105N113COMMON STOCK-FO1,014$365dollars, detected
SPECTRA7 MICROSYSTEMS INC84761T109Equities1,000$352dollars, detected
LIBERTY BROADBAND A530307107COMMON STOCK3$283dollars, detected
3D SYSTEMS CORP88554D205COMMON STOCK20$268dollars, detected
LIBERTY MEDIA CORP DEL531229854COM SER C FRMLA7$267dollars, detected
REGULUS THERAPEUTICS INC75915K101COM200$250dollars, detected
LIBERTY MEDIA CORP DELAWARE531229870COM SER A FRMLA6$219dollars, detected
CONTANGO SILVER GOLD INC21077F100COMMON STOCK10$188dollars, detected
GOL LINHAS AEREAS INTLG S A38045R107SP ADR REP PFD8$169dollars, detected
Conseco Inc208464883com7$163dollars, detected
SOUTH32 LTD ADR SPONSORED84473L105COM11$142dollars, detected
ABAKAN INC00258J107COM98,700$128dollars, detected
Arbutus Biopharma Corp03879J100Common Shares, without par value20$124dollars, detected
OCLARO INC67555N107Equities14$121dollars, detected
FUELCELL ENERGY INC COM35952H106COM50$88dollars, detected
Dawson Geophysical Co Ne239360100COM17$77dollars, detected
VIAVI SOLUTIONS INC925550105COM7$66dollars, detected
LEHMAN BRO HLDG PFD5252E2040PFDs, REITs,600$55dollars, detected
LUMENTUM HLDGS INC COM55024U109Stock1$54dollars, detected
TELECOMUNICACOES DE SAO PAUL87929A102SPON ADR PFD3$48dollars, detected
PATRIOT GOLD CORP70337F103Equities500$40dollars, detected
DIGERATI TECHNOLOGIES25375L206COM100$37dollars, detected
AQUABOUNTY TECHNOLOGIES INC03842K200COM NEW4$28dollars, detected
LIBERTY531229888COMMON STOCK1$25dollars, detected
LIBERTY MEDIA CORP DEL531229706COM A BRAVES GRP1$25dollars, detected
HERITAGE GLOBAL INC42727E107Equities50$25dollars, detected
CALIFORNIA RES CORP COM13057Q107COM2$21dollars, detected
MAIN STR NAT GAS56036YEF8Convertible/10,000$20dollars, detected
CLENERGEN CORP185635109Equities10,000$5dollars, detected
LEADIS TECH INC52171N103Equities2,500$5dollars, detected
E DIGITAL CORPORATN26841y103COM300$1dollars, detected
GREENFORENERGYINC39303X109STOK1,000$0dollars, detectedValue filed as zero, left out of ratios.
ESCROW LEHMAN BROS HLDGS INC C524esc100COM1,000$0dollars, detectedValue filed as zero, left out of ratios.
SOUTHMARK CORP844544809COMMON STOCK124$0dollars, detectedValue filed as zero, left out of ratios.
THORNBURG MORTGAGE INC885218800COMMON STOCK15$0dollars, detectedValue filed as zero, left out of ratios.
WASHINGTON MUTUAL INC COMMON939ESC968COMMON STOCK2,500$0dollars, detectedValue filed as zero, left out of ratios.
Notis Global Inc66980B100Common / Ordinary Stock100$0dollars, detectedValue filed as zero, left out of ratios.
LEHMAN BROTHE525ESC711ESC20,092$0dollars, detectedValue filed as zero, left out of ratios.
MFS INTERMARKET INCOME TRUST59318R103SH BEN INT5,516$0dollars, detectedValue filed as zero, left out of ratios.
ECOTALITY INC27922Y202COM NEW833$0dollars, detectedValue filed as zero, left out of ratios.
Mirant Corp (Worthless)604675991COM374$0dollars, detectedValue filed as zero, left out of ratios.
LASERSIGHT INC NEW517924304COM2$0dollars, detectedValue filed as zero, left out of ratios.
DIAMOND EQUITIES INC252592100COM3,000$0dollars, detectedValue filed as zero, left out of ratios.
TEL OFFSHORE TRUST872382106MUTUAL FUNDS -10,008$0dollars, detectedValue filed as zero, left out of ratios.
MicroIslet, Inc.59507q106COM3,000$0dollars, detectedValue filed as zero, left out of ratios.
TRANS GLOBAL GROUP INC89324A109COMMON STOCK5$0dollars, detectedValue filed as zero, left out of ratios.
AMR Corp Escrow001ESC102COM1,000$0dollars, detectedValue filed as zero, left out of ratios.
Seventy Seven Energy-Escrow818ESC998COM50$0dollars, detectedValue filed as zero, left out of ratios.
Independence Resources Plc Spon Adr(nv)45378C102COM62$0dollars, detectedValue filed as zero, left out of ratios.
VITRO TECH92851M108COM500$0dollars, detectedValue filed as zero, left out of ratios.
OMDA OIL GAS INC COM NEW67087W203Stock1$0dollars, detectedValue filed as zero, left out of ratios.
UNITY ONE CAPITAL913991006Equities1$0dollars, detectedValue filed as zero, left out of ratios.
ESECURESOFT CO296423106Equities148$0dollars, detectedValue filed as zero, left out of ratios.
NEXPRISE INC65333Q202Equities1$0dollars, detectedValue filed as zero, left out of ratios.
CUIDAO HLDG CORP229905302Equities150$0dollars, detectedValue filed as zero, left out of ratios.
GOLDEN ARCH RESOURCES38079K101Equities4,000$0dollars, detectedValue filed as zero, left out of ratios.
COUGAR OIL & GAS CANADA INC22208A101Equities2,000$0dollars, detectedValue filed as zero, left out of ratios.
GENERAL MOTORS 8.25XXXESCROW P370escbw4COM15,000$0dollars, detectedValue filed as zero, left out of ratios.
GENERAL MOTORS CORP 9.25370ESC9S6PFDs, REITs,15,000$0dollars, detectedValue filed as zero, left out of ratios.
GREEN ENERGY GROUP INC393036108Equities165$0dollars, detectedValue filed as zero, left out of ratios.
MYZIPSOFT INC628703100Equities311$0dollars, detectedValue filed as zero, left out of ratios.
ORBIT BRANDS CORP68556C108Equities100,000$0dollars, detectedValue filed as zero, left out of ratios.
CORE MED GROUP INC218684108Equities146$0dollars, detectedValue filed as zero, left out of ratios.
SUPER DEAL COM INC00210R106Equities153$0dollars, detectedValue filed as zero, left out of ratios.
USA PERFORMANCE PRODUCTS INC90341L102Equities40$0dollars, detectedValue filed as zero, left out of ratios.
USAS DIGITAL INC90341K104Equities162$0dollars, detectedValue filed as zero, left out of ratios.
CLASSIFIED AD INC00089Y109Equities156$0dollars, detectedValue filed as zero, left out of ratios.
AMERICAN CAPITAL HOLDINGS02503V109Equities200$0dollars, detectedValue filed as zero, left out of ratios.
PACIFIC BLUE ENERGY CORP69404A104Equities1,000$0dollars, detectedValue filed as zero, left out of ratios.
AAB NATIONAL CO303107000Equities181$0dollars, detectedValue filed as zero, left out of ratios.
mPhase Technologies Inc62472C102CS400$0dollars, detectedValue filed as zero, left out of ratios.
BROADCASTER INC NEW XXX11132B202Equities100$0dollars, detectedValue filed as zero, left out of ratios.
CDEX INC12507E205Equities200$0dollars, detectedValue filed as zero, left out of ratios.
EARTHWORKS ENTERTAINMENT INC27032F200Equities44$0dollars, detectedValue filed as zero, left out of ratios.
ONCOLOGIX TECH INC68230M209Equities1,250$0dollars, detectedValue filed as zero, left out of ratios.
AMPLIFY ENERGY CO 22 WTS321131100Equities324$0dollars, detectedValue filed as zero, left out of ratios.
SPORTSEND INC84920D102Equities50$0dollars, detectedValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001415889-17-001655this filing2017-10-12acceptance time not in the bulk data set