13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-12, with 1,197 holding rows worth $575,960,500.
- Accession
- 0001415889-17-001655
- Filer
- CIK 1418539
- Filed
- 2017-10-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,198 entries on the cover page, a total value of $575,960,500 stated on the cover page (in dollars after the unit check, H1), rows summing to $575,960,500 with VALUE read as dollars, detected, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Comcast Corp | 20030N101 | COM | 598 | $23,011 | dollars, detected | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 500 | $22,820 | dollars, detected | |
| LANCASTER CO PA HOS | 514045M34 | Convertible/ | 20,000 | $22,783 | dollars, detected | |
| VODAFONE GP PLC | 92857W209 | ADR | 800 | $22,768 | dollars, detected | |
| CABOT CORP | 127055101 | COM | 406 | $22,655 | dollars, detected | |
| WISCONSIN STATE AAA | 97705MAJ4 | Convertible/ | 20,000 | $22,654 | dollars, detected | |
| ECOLAB INC COM | 278865100 | Stock | 175 | $22,507 | dollars, detected | |
| GOLDMAN SACHS GROUP | 38141E2V0 | Convertible/ | 20,000 | $22,426 | dollars, detected | |
| MINN ST PAUL MN ARP | 603827UN4 | Convertible/ | 20,000 | $22,290 | dollars, detected | |
| AETNA INC NEW | 00817Y108 | COM | 140 | $22,261 | dollars, detected | |
| SEMPRA COM | 816851109 | Stock | 195 | $22,255 | dollars, detected | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 150 | $22,194 | dollars, detected | |
| Amgen Inc. | 311621000 | Common Stock | 119 | $22,188 | dollars, detected | |
| VA ST PUB BLDG AUTH | 928172ZA6 | Convertible/ | 20,000 | $22,151 | dollars, detected | |
| SCHEIN HENRY INC | 806407102 | COM | 270 | $22,137 | dollars, detected | |
| OH ST WTR DEV AUTH | 677659W34 | Convertible/ | 20,000 | $22,062 | dollars, detected | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,188 | $21,942 | dollars, detected | |
| FANNIE MAE | 3135G0F73 | Convertible/ | 22,000 | $21,852 | dollars, detected | |
| SEATTLE GENETICS INC | 812578102 | COM | 400 | $21,764 | dollars, detected | |
| COLAS SA ORD | F19320104 | Equities | 100 | $21,741 | dollars, detected | |
| CAN APARTMENT PROP REAL ESTA | 134921105 | FOR | 800 | $21,717 | dollars, detected | |
| FREDDIE MAC | 3137EACA5 | Convertible/ | 21,000 | $21,696 | dollars, detected | |
| CITRIX SYSTEMS INC | 177376100 | COM | 280 | $21,510 | dollars, detected | |
| DENVE CO C&C | 249164MU5 | Convertible/ | 20,000 | $21,452 | dollars, detected | |
| NEW LONDON IA CSD | 646556AK6 | Convertible/ | 20,000 | $21,372 | dollars, detected | |
| AMER MUNI POWER OH | 02765UDA9 | Convertible/ | 20,000 | $21,263 | dollars, detected | |
| FORTIVE CORP COM | 34959J108 | Stock | 300 | $21,237 | dollars, detected | |
| BANK OF NY MELLON CORP | 640581000 | Equities | 400 | $21,208 | dollars, detected | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,102 | $21,202 | dollars, detected | |
| GENERAL ELECTRIC CAP CORP | 36966R4C7 | Convertible/ | 19,000 | $21,088 | dollars, detected | |
| WASHINGTON ST | 93974CGB0 | Convertible/ | 20,000 | $21,068 | dollars, detected | |
| VA CLG BLDG AUTH | 927781K45 | Convertible/ | 20,000 | $21,060 | dollars, detected | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 146 | $21,039 | dollars, detected | |
| DOUGLAS CO SD #1 | 258887CQ9 | Convertible/ | 20,000 | $21,028 | dollars, detected | |
| UNIV PL WA | 91480QDS6 | Convertible/ | 20,000 | $20,985 | dollars, detected | |
| CELANESE CORP DEL COM | 150870103 | Stock | 200 | $20,854 | dollars, detected | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 119 | $20,805 | dollars, detected | |
| STATE OF TEXAS | 882722JS1 | Convertible/ | 20,000 | $20,801 | dollars, detected | |
| CORUS ENTERTAINMENT INC-B SH | 220874101 | COM | 2,000 | $20,800 | dollars, detected | |
| MICROSOFT CORP | 594918AH7 | Convertible/ | 20,000 | $20,732 | dollars, detected | |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,500 | $20,670 | dollars, detected | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 1,000 | $20,670 | dollars, detected | |
| iShares Silver Trust | 46428Q109 | COM | 1,300 | $20,462 | dollars, detected | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 250 | $20,410 | dollars, detected | |
| LOWER CO RIV AUTH T | 54810CP53 | Convertible/ | 20,000 | $20,364 | dollars, detected | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 2,000 | $20,340 | dollars, detected | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,000 | $20,290 | dollars, detected | |
| AZ HLTH FAC AUTH | 040507JS5 | Convertible/ | 20,000 | $20,211 | dollars, detected | |
| EL PASO CO COP | 283365JS4 | Convertible/ | 20,000 | $20,128 | dollars, detected | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 500 | $19,985 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 102 | $19,977 | dollars, detected | |
| Bank Of America Corp | 605051040 | Common Stock | 763 | $19,334 | dollars, detected | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 400 | $19,300 | dollars, detected | |
| B & G FOODS INC | 05508R106 | COM | 600 | $19,110 | dollars, detected | |
| LIBERTY MEDIA CORP FIXED RT SR DEB | 530715AJ0 | Fixed Income | 17,000 | $18,870 | dollars, detected | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,525 | $18,605 | dollars, detected | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,400 | $18,102 | dollars, detected | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 200 | $18,030 | dollars, detected | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 2,000 | $17,960 | dollars, detected | |
| SOCIETAL CDMO INC | 75629F109 | COM | 2,000 | $17,960 | dollars, detected | |
| AZ ST CTFS PART | 40588E310 | Convertible/ | 15,000 | $17,956 | dollars, detected | |
| INGERSOLL-RAND PLC | G4766G101 | Equities | 200 | $17,834 | dollars, detected | |
| NORDSON CORP | 655663102 | COM | 150 | $17,775 | dollars, detected | |
| PROTO LABS INC | 743713109 | COM | 220 | $17,666 | dollars, detected | |
| CITY OF SAN ANTONIO | 7962533W0 | Convertible/ | 15,000 | $17,651 | dollars, detected | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 939 | $17,625 | dollars, detected | |
| AUSTIN TX ISD | 052430KT1 | Convertible/ | 15,000 | $17,480 | dollars, detected | |
| HALLIBURTON CO COM | 406216101 | Stock | 377 | $17,349 | dollars, detected | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 202 | $17,342 | dollars, detected | |
| CORPUS CHRISTI TX | 2201125R3 | Convertible/ | 15,000 | $17,266 | dollars, detected | |
| HARRIS CNTY TX | 414005QD3 | Convertible/ | 15,000 | $17,262 | dollars, detected | |
| BENTON CNTY WA SD#1 | 082887NB2 | Convertible/ | 15,000 | $17,240 | dollars, detected | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 750 | $17,220 | dollars, detected | |
| MARICOPA AZ SD #4 | 567137F25 | Convertible/ | 15,000 | $17,051 | dollars, detected | |
| WI S HLTH ED FA | 97710B4W9 | Convertible/ | 15,000 | $17,030 | dollars, detected | |
| Archer-Daniels-Midln | 394831020 | Common Stock | 400 | $17,004 | dollars, detected | |
| HORTONWORKS INC | 440894103 | COM | 1,000 | $16,950 | dollars, detected | |
| AMPHENOL CORP | 320951010 | Equities | 200 | $16,928 | dollars, detected | |
| PPG INDS INC COM | 693506107 | Stock | 154 | $16,734 | dollars, detected | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 500 | $16,685 | dollars, detected | |
| CALIFORNIA ST | 13063A7G3 | Convertible/ | 15,000 | $16,293 | dollars, detected | |
| DC INCOME TAX | 25477GEK7 | Convertible/ | 15,000 | $16,268 | dollars, detected | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 253 | $16,243 | dollars, detected | |
| American Water Works Co | 304201030 | COM | 200 | $16,182 | dollars, detected | |
| COACH INC | 189754104 | COM | 400 | $16,112 | dollars, detected | |
| Barrick Gold Corp | 679011080 | COM | 1,000 | $16,090 | dollars, detected | |
| MARKELGROUPINC | 570535104 | STOK | 15 | $16,020 | dollars, detected | |
| AZ BD REGENTS UNIV | 040484DC8 | Convertible/ | 15,000 | $15,992 | dollars, detected | |
| CA INC | 12673PAC9 | Convertible/ | 15,000 | $15,951 | dollars, detected | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 300 | $15,924 | dollars, detected | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 400 | $15,904 | dollars, detected | |
| SALT RIVER PROJ AZ | 79575DA59 | Convertible/ | 15,000 | $15,735 | dollars, detected | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 333 | $15,614 | dollars, detected | |
| MC DONALDS CORP | 58013MEG5 | Convertible/ | 15,000 | $15,613 | dollars, detected | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 297 | $15,471 | dollars, detected | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 233 | $15,362 | dollars, detected | |
| TRAVELERS COMPANIES INC | 89417E113 | COM | 125 | $15,315 | dollars, detected | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 400 | $15,280 | dollars, detected | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,666 | $15,244 | dollars, detected | |
| SYSCO CORPORATIO | 871829AL1 | Convertible/ | 15,000 | $15,202 | dollars, detected | |
| INDUSTRY CA PFA TAX | 45656TCG1 | Convertible/ | 15,000 | $15,198 | dollars, detected | |
| WAUKEGAN II | 942860MY0 | Convertible/ | 15,000 | $15,138 | dollars, detected | |
| DASSAULT SYSTEMES SA ADR | 237545108 | USD | 150 | $15,126 | dollars, detected | |
| SAN MATEO CA | 799022BY3 | Convertible/ | 15,000 | $15,107 | dollars, detected | |
| GENERAL ELECTRIC CO | 369604BC6 | Convertible/ | 15,000 | $15,102 | dollars, detected | |
| PA ECODEV FA WS | 708692BC1 | Convertible/ | 15,000 | $14,993 | dollars, detected | |
| Citigroup Inc 6.875 PFD | 172967341 | PFD | 510 | $14,785 | dollars, detected | |
| Streettracks Gold TRUST | 863307104 | Common Stock | 121 | $14,711 | dollars, detected | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 279 | $14,706 | dollars, detected | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 115 | $14,662 | dollars, detected | |
| FORD MOTOR CREDIT | 345397VM2 | Convertible/ | 13,000 | $14,625 | dollars, detected | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 300 | $14,616 | dollars, detected | |
| GEN MOTORS FINL | 37045XAB2 | Convertible/ | 14,000 | $14,448 | dollars, detected | |
| BLOCK INC CL A | 852234103 | Stock | 500 | $14,405 | dollars, detected | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 67 | $14,337 | dollars, detected | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,839 | $14,307 | dollars, detected | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 929 | $14,232 | dollars, detected | |
| SIEMENS A G - ADR | 826197501 | COM | 200 | $14,150 | dollars, detected | |
| BB&T CORP | 549378000 | PFDs, REITs, | 550 | $14,003 | dollars, detected | |
| VENTAS INC COM | 92276F100 | REIT | 214 | $13,938 | dollars, detected | |
| NOBLE ENERGY INC | 655044105 | COM | 490 | $13,896 | dollars, detected | |
| COPART INC COM | 217204106 | Stock | 400 | $13,748 | dollars, detected | |
| OPKO HEALTH INC | 68375N103 | COM | 2,000 | $13,720 | dollars, detected | |
| VALE S A | 91912E109 | SPONSORED ADS | 1,350 | $13,595 | dollars, detected | |
| Accenture Plc Class A | G1151C101 | COM | 99 | $13,372 | dollars, detected | |
| PRUDENTIAL FINANCIAL INC | 744320706 | PRF | 518 | $13,339 | dollars, detected | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 400 | $13,260 | dollars, detected | |
| MORGAN STANLEY | 61760LFF7 | Convertible/ | 13,000 | $13,249 | dollars, detected | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,009 | $13,248 | dollars, detected | |
| NETAPP INC COM | 64110D104 | Stock | 300 | $13,128 | dollars, detected | |
| COLUMBIA HCA HLTHCARE CP | 197677107 | Equities | 100 | $13,071 | dollars, detected | |
| MERCADOLIBREINC | 58733R102 | STOK | 50 | $12,947 | dollars, detected | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 100 | $12,885 | dollars, detected | |
| Schwab US REIT ETF | 808524847 | SHS | 312 | $12,833 | dollars, detected | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 150 | $12,699 | dollars, detected | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 500 | $12,590 | dollars, detected | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 212 | $12,529 | dollars, detected | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 400 | $12,508 | dollars, detected | |
| GENERAL ELECTRIC | 36962G6S8 | Convertible/ | 12,000 | $12,489 | dollars, detected | |
| TJX Companies Inc | 872540109 | COM | 169 | $12,460 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 85 | $12,332 | dollars, detected | |
| SIMON PPTY GROUP LP 3.375 03/15/2022 | 828807CK1 | Corp Bond | 12,000 | $12,290 | dollars, detected | |
| TUCSON AZ WTR | 898797CG8 | Convertible/ | 10,000 | $12,262 | dollars, detected | |
| AMBARELLA INC | G037AX101 | SHS | 250 | $12,253 | dollars, detected | |
| TX MUN GAS ACQUS | 88256CEX3 | Convertible/ | 10,000 | $12,202 | dollars, detected | |
| NY ST DORM AUTH PER | 64990EUT2 | Convertible/ | 10,000 | $12,165 | dollars, detected | |
| TX TRANS ST HWY FD | 88283LJW7 | Convertible/ | 10,000 | $12,162 | dollars, detected | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 134 | $12,147 | dollars, detected | |
| CVS HEALTH CORP | 126650BJ8 | Convertible/ | 10,000 | $12,124 | dollars, detected | |
| AZ BD REGENTS UNIV | 04048RLZ7 | Convertible/ | 10,000 | $12,073 | dollars, detected | |
| QUIDEL CORP | 74838J101 | COM | 275 | $12,062 | dollars, detected | |
| PHOENIX AZ WST WTR | 71883PJP3 | Convertible/ | 10,000 | $12,052 | dollars, detected | |
| NC MUN PWR CA ELEC | 658203X82 | Convertible/ | 10,000 | $12,039 | dollars, detected | |
| LOWER CO RIV AUTH T | 54811GZS2 | Convertible/ | 10,000 | $11,956 | dollars, detected | |
| PHOENIX AZ WTR | 71883RNK5 | Convertible/ | 10,000 | $11,953 | dollars, detected | |
| AUSTIN TX WTR & WST | 052476Q35 | Convertible/ | 10,000 | $11,947 | dollars, detected | |
| PAN AMERN SILVER CORP | 697900108 | COM | 700 | $11,935 | dollars, detected | |
| NEW YORK N Y | 64966LS77 | Convertible/ | 10,000 | $11,906 | dollars, detected | |
| KLEIN TX ISD | 498531FE7 | Convertible/ | 10,000 | $11,892 | dollars, detected | |
| PA ST TPK COMMN TPK | 709224FX2 | Convertible/ | 10,000 | $11,886 | dollars, detected | |
| WELLS FARGO & COMPANY | 949746SA0 | CORPORATE BONDS | 12,000 | $11,858 | dollars, detected | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 148 | $11,830 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 350 | $11,757 | dollars, detected | |
| BOSTON BEER INC CL A | 100557107 | Stock | 75 | $11,715 | dollars, detected | |
| PROSHARES TR | 74347R883 | PSHS ULSHT SP500 | 251 | $11,709 | dollars, detected | |
| JEA FL ELEC SYS REV | 46613C2F1 | Convertible/ | 10,000 | $11,654 | dollars, detected | |
| AZ TRANS BRD HWY | 040654VE2 | Convertible/ | 10,000 | $11,641 | dollars, detected | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 72 | $11,593 | dollars, detected | |
| NY ST DORM AUTH S/T | 64990ADN2 | Convertible/ | 10,000 | $11,576 | dollars, detected | |
| OHIO ST WTR DEV AUTH WTR POLLUTN CTL REV, LN FD REV BDS | 67766WVL3 | Revenue Supported Bonds - non-taxable | 10,000 | $11,511 | dollars, detected | |
| BANCFIRST CORP | 05945F103 | COM | 202 | $11,464 | dollars, detected | |
| ARIZONA WTR INFRASTRUCTURE FIN AUTH REV, WTR QUALITY REV REF BDS | 040688MM2 | Revenue Supported Bonds - non-taxable | 10,000 | $11,461 | dollars, detected | |
| NETGEAR INC | 64111Q104 | COM | 240 | $11,424 | dollars, detected | |
| BROWARD CNTY FL ARP | 114894RP5 | Convertible/ | 10,000 | $11,408 | dollars, detected | |
| AZ ST TRANS BRD HWY | 040654UL7 | Convertible/ | 10,000 | $11,375 | dollars, detected | |
| PIMA CN AZ SWR | 721876RH5 | Convertible/ | 10,000 | $11,371 | dollars, detected | |
| AZ ST TRANS BRD HWY | 040654UD5 | Convertible/ | 10,000 | $11,340 | dollars, detected | |
| Mallinckrodt Plc | G5785G107 | SHS | 303 | $11,323 | dollars, detected | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 500 | $11,305 | dollars, detected | |
| MI ST BLDG AUTH | 594615BA3 | Convertible/ | 10,000 | $11,293 | dollars, detected | |
| DRIPPING SPRING TX | 262061NX8 | Convertible/ | 10,000 | $11,247 | dollars, detected | |
| KLA CORP | 482480100 | COM | 106 | $11,200 | dollars, detected | |
| AZ ST TRANSN BRD | 040647DP1 | Convertible/ | 10,000 | $11,061 | dollars, detected | |
| AZ TRANS EXCISE TAX | 040649KZ7 | Convertible/ | 10,000 | $11,061 | dollars, detected | |
| PHOENIX AZ CVC IMP | 718849BD3 | Convertible/ | 10,000 | $11,038 | dollars, detected | |
| REGL TRAN DST CO CO | 75913TJE5 | Convertible/ | 10,000 | $11,025 | dollars, detected | |
| MA ST | 57582NSJ5 | Convertible/ | 10,000 | $10,881 | dollars, detected | |
| AZ ST LOTTERY | 040624AV0 | Convertible/ | 10,000 | $10,841 | dollars, detected | |
| FIRSTENERGY CORP | 337932107 | COM | 350 | $10,791 | dollars, detected | |
| COMCAST CORP SENIOR MEDIUM TERM NOTE M/W | 20030NBA8 | SENIOR MEDIUM TERM NOTE | 10,000 | $10,740 | dollars, detected | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 1,000 | $10,720 | dollars, detected | |
| AZ HLTH FAC AUTH | 040506NA1 | Convertible/ | 10,000 | $10,694 | dollars, detected | |
| PHOENIX AZ WTR | 71883RJQ7 | Convertible/ | 10,000 | $10,692 | dollars, detected | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 721 | $10,664 | dollars, detected | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 988 | $10,661 | dollars, detected | |
| DOW CHEMICAL CO | 260543CF8 | Convertible/ | 10,000 | $10,606 | dollars, detected | |
| CATERPILLAR INC 3.9 05/27/2021 | 149123BV2 | Corp Bond | 10,000 | $10,591 | dollars, detected | |
| ROSEMONT IL | 777543SS9 | Convertible/ | 10,000 | $10,578 | dollars, detected | |
| SARASOTA CN FL | 803301CQ1 | Convertible/ | 10,000 | $10,569 | dollars, detected | |
| OCCIDENTAL PETROL | 674599BY0 | Convertible/ | 10,000 | $10,562 | dollars, detected | |
| IRVING TX WWKS/SWR | 463831KM8 | Convertible/ | 10,000 | $10,538 | dollars, detected | |
| IN ST FA REV | 455057XG9 | Convertible/ | 10,000 | $10,534 | dollars, detected | |
| MO ST HWY/TRANS | 60636WJH9 | Convertible/ | 10,000 | $10,534 | dollars, detected | |
| MO ST HLTH/ED | 6069017U4 | Convertible/ | 10,000 | $10,411 | dollars, detected | |
| MA ST WTR RES AUTH | 576051BG0 | Convertible/ | 10,000 | $10,340 | dollars, detected | |
| NEWMONT CORP | 651639106 | COM | 275 | $10,315 | dollars, detected | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 950 | $10,308 | dollars, detected | |
| ENERGY NW WA ELEC R | 29270CWA9 | Convertible/ | 10,000 | $10,305 | dollars, detected | |
| ATHERSYS INC | 04744L106 | COM | 5,000 | $10,300 | dollars, detected | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 50 | $10,279 | dollars, detected | |
| NYC NY HDC MFH | 64972CCX9 | Convertible/ | 10,000 | $10,249 | dollars, detected | |
| TENNESSEE ST | 880541MN4 | Convertible/ | 10,000 | $10,241 | dollars, detected | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 100 | $10,190 | dollars, detected | |
| XPO INC COM | 983793100 | Stock | 150 | $10,167 | dollars, detected | |
| MP WSTRN ST UNIV | 606432BT8 | Convertible/ | 10,000 | $10,159 | dollars, detected | |
| CNT PUGET SND WA | 155048AY7 | Convertible/ | 10,000 | $10,148 | dollars, detected | |
| Gilead Sciences,Inc. | 375558103 | COM | 125 | $10,128 | dollars, detected | |
| GREENFIELD IN MSBC | 39501PBK1 | Convertible/ | 10,000 | $10,120 | dollars, detected | |
| ROYAL BANK CANAD | 78012KKU0 | Convertible/ | 10,000 | $10,093 | dollars, detected | |
| VISA INC | 92826CAB8 | Convertible/ | 10,000 | $10,089 | dollars, detected | |
| BNP PARIBAS | 05574LPT9 | Convertible/ | 10,000 | $10,086 | dollars, detected | |
| U.S. BANCORP | 91159HHH6 | COM | 10,000 | $10,061 | dollars, detected | |
| AMERICAN HONDA | 02665WAC5 | Convertible/ | 10,000 | $10,049 | dollars, detected | |
| AMERICAN EXPRESS | 0258M0DK2 | Convertible/ | 10,000 | $10,047 | dollars, detected | |
| TOYOTA AUTO RECEIVA | 89236TAY1 | Convertible/ | 10,000 | $10,047 | dollars, detected | |
| KING ETC WA SD #408 | 494619BR9 | Convertible/ | 10,000 | $10,038 | dollars, detected | |
| RALPH LAUREN CO | 751212AA9 | Convertible/ | 10,000 | $10,036 | dollars, detected | |
| BERKSHIRE HATHAWAY | 084670BQ0 | Convertible/ | 10,000 | $10,028 | dollars, detected | |
| JPMORGAN CHASE & V | 46625HJF8 | Convertible/ | 10,000 | $10,024 | dollars, detected | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 200 | $10,018 | dollars, detected | |
| STARBUCKS CORP | 855244AJ8 | Convertible/ | 10,000 | $10,011 | dollars, detected | |
| PEPSICO INCORPOR | 713448CS5 | Convertible/ | 10,000 | $10,008 | dollars, detected | |
| Crown Castle | 228227104 | COM | 100 | $9,998 | dollars, detected | |
| BK NY MELLON COR | 06406FAB9 | Convertible/ | 10,000 | $9,950 | dollars, detected | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 506 | $9,892 | dollars, detected | |
| TRANSCANADA CORP | 89353D107 | COM | 200 | $9,886 | dollars, detected | |
| Southern Company | 842587107 | COM | 200 | $9,828 | dollars, detected | |
| EP ENERGY CORP | 268785102 | CL A | 3,000 | $9,780 | dollars, detected | |
| Antares Pharma Inc | 366421060 | COM | 3,000 | $9,720 | dollars, detected | |
| GENERAL ELECTRIC CO | 36962G4D3 | Convertible/ | 9,000 | $9,683 | dollars, detected | |
| Intrcontinentalexchange | 45865V100 | COM | 140 | $9,618 | dollars, detected | |
| ATLAS AIR WORLDWIDE HOLDINGS INC | 491642050 | Equities | 145 | $9,541 | dollars, detected | |
| SCHD | 808524797 | COM | 200 | $9,360 | dollars, detected | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 5,500 | $9,350 | dollars, detected | |
| BANK OF AMER CAP TR V | 605053100 | PFDs, REITs, | 345 | $9,294 | dollars, detected | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 144 | $9,220 | dollars, detected | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 733 | $9,206 | dollars, detected | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 152 | $9,187 | dollars, detected | |
| MVIS | 594960106 | Stock | 3,300 | $9,174 | dollars, detected | |
| WIRECARD AG SHS | D22359133 | Common Stock | 100 | $9,147 | dollars, detected | |
| COMCAST CORPORA | 20030NAR2 | Convertible/ | 9,000 | $9,142 | dollars, detected | |
| RAYONIER INC COM | 754907103 | REIT | 315 | $9,100 | dollars, detected | |
| FAIRFAX FINANCE PFD | 303901607 | PFDs, REITs, | 500 | $9,052 | dollars, detected | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 50 | $9,006 | dollars, detected | |
| BLACKROCK GLOBAL OPP EQ TRUST | 925011050 | Equities | 661 | $8,963 | dollars, detected | |
| LENNOX INTL INC COM | 526107107 | Stock | 50 | $8,949 | dollars, detected | |
| HOMEAWAY INC | 43739QAB6 | NOTE 0.125 4/0 | 10,000 | $8,930 | dollars, detected | |
| JPMORGAN CHASE & CO DEP SHS 1/ | 48127R461 | PREFERR | 333 | $8,908 | dollars, detected | |
| BANK OF AMER | 605053440 | PFDs, REITs, | 326 | $8,864 | dollars, detected | |
| JPMORGAN CHASE 5.5% PFD | 48126E750 | PRD | 346 | $8,764 | dollars, detected | |
| METLIFE INC COM | 59156R108 | Stock | 168 | $8,728 | dollars, detected | |
| AARONS INC | 253520100 | Equities | 200 | $8,726 | dollars, detected | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 200 | $8,710 | dollars, detected | |
| NATIONAL RURAL | 637432LR4 | Convertible/ | 8,000 | $8,708 | dollars, detected | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 600 | $8,700 | dollars, detected | |
| Deutsche Bk Tst 6.55%Perp Cl 5 | 25153x208 | PFD | 338 | $8,646 | dollars, detected | |
| CAPITAL ONE FINL 6.00% | 14040H402 | PRF | 342 | $8,636 | dollars, detected | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 111 | $8,570 | dollars, detected | |
| BB&T CORP | 549374040 | PFDs, REITs, | 338 | $8,551 | dollars, detected | |
| BURLINGTN NO SANT | 12189TBC7 | Convertible/ | 8,000 | $8,435 | dollars, detected | |
| CATERPILLAR FINL SVCS CORP | 14912L4D0 | Convertible/ | 8,000 | $8,407 | dollars, detected | |
| SCHWAB 6.00% SERIES B PFD | 808513204 | PREFERR | 330 | $8,379 | dollars, detected | |
| CAPITAL ONE FINANCIAL CORP DEP SHS REPRSTG 1/40TH INT | 14040H709 | DEP SHS REPRSTG 1/40TH INT | 308 | $8,368 | dollars, detected | |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 5,000 | $8,350 | dollars, detected | |
| ALLERGAN INC | 184901020 | Equities | 40 | $8,198 | dollars, detected | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 100 | $8,175 | dollars, detected | |
| JEFFERIES GROUP | 472319AK8 | Convertible/ | 8,000 | $8,135 | dollars, detected | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 100 | $8,068 | dollars, detected | |
| Suncor Energy Inc. | 867229106 | COM | 230 | $8,057 | dollars, detected | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 200 | $8,042 | dollars, detected | |
| ACHAOGEN INC | 444910400 | Equities | 500 | $7,975 | dollars, detected | |
| ALAMOS GOLD INC | 115321080 | Equities | 1,167 | $7,889 | dollars, detected | |
| BANK OF AMERICA | 06051GEM7 | Convertible/ | 7,000 | $7,871 | dollars, detected | |
| GOLDMAN SACHS GROUP INC | 38145G308 | PRF | 287 | $7,821 | dollars, detected | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 104 | $7,703 | dollars, detected | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 124 | $7,688 | dollars, detected | |
| HUSKY ENERGY INC | 448055AF0 | Convertible/ | 7,000 | $7,652 | dollars, detected | |
| EXPEDIA INC | 30212PAH8 | Convertible/ | 7,000 | $7,648 | dollars, detected | |
| BANK OF NY MELLON CORP | 640582090 | PFDs, REITs, | 301 | $7,618 | dollars, detected | |
| BANK AMER CORP 5.625 07/01/2020 | 06051GEC9 | Corp Bond | 7,000 | $7,615 | dollars, detected | |
| Integrys Holding, 6PFD Due 08/01/73 | 45822P204 | PFD | 267 | $7,583 | dollars, detected | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 542 | $7,577 | dollars, detected | |
| WABTEC COM | 929740108 | Stock | 100 | $7,575 | dollars, detected | |
| State Street Corp 6 percent Pfd | 857477889 | com | 280 | $7,468 | dollars, detected | |
| CANADIANNATLRYCOF | 136375102 | STOK | 90 | $7,457 | dollars, detected | |
| WABCO HLDGS INC | 92927K102 | COM | 50 | $7,400 | dollars, detected | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 91 | $7,377 | dollars, detected | |
| HERTZ CORP | 428040BJ7 | Convertible/ | 8,000 | $7,320 | dollars, detected | |
| EXPEDIA INC | 30212PAB1 | Convertible/ | 7,000 | $7,312 | dollars, detected | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 60 | $7,305 | dollars, detected | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 48 | $7,298 | dollars, detected | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 67 | $7,282 | dollars, detected | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 52 | $7,274 | dollars, detected | |
| ANADARKO PETROLEUM CORP | 325111070 | Equities | 147 | $7,181 | dollars, detected | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 200 | $7,103 | dollars, detected | |
| BHP GROUP LTD SPONSORED ADR ISIN US0886061086 | 886061080 | AD | 173 | $7,012 | dollars, detected | |
| SYNCHRONYFINL | 87165B103 | STOK | 222 | $6,893 | dollars, detected | |
| CME Group Inc. Class A | 12572Q105 | COM | 50 | $6,784 | dollars, detected | |
| NESTLE SA | H57312649 | COM | 80 | $6,702 | dollars, detected | |
| ALTABA INC | 213461010 | Equities | 100 | $6,624 | dollars, detected | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 35 | $6,595 | dollars, detected | |
| EBIX INC | 278715206 | COM NEW | 100 | $6,525 | dollars, detected | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 89 | $6,484 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 103 | $6,442 | dollars, detected | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 100 | $6,434 | dollars, detected | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 400 | $6,392 | dollars, detected | |
| LAM RESEARCH CORP | 512807108 | COM | 34 | $6,291 | dollars, detected | |
| MORGAN STANLEY | 61762V200 | Common Stock | 214 | $6,279 | dollars, detected | |
| CENOVUS ENERGY INC | 15135U109 | COM | 622 | $6,232 | dollars, detected | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 100 | $6,128 | dollars, detected | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 150 | $6,090 | dollars, detected | |
| IJH | 464287507 | COM | 34 | $6,083 | dollars, detected | |
| Eaton Corp | 278062AC8 | Corp Bond | 6,000 | $6,027 | dollars, detected | |
| AETNA INC NOTE M/W CLBL | 008117AP8 | NOTE M/W CLBL | 6,000 | $6,013 | dollars, detected | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 86 | $5,998 | dollars, detected | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 72 | $5,990 | dollars, detected | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 39 | $5,972 | dollars, detected | |
| NC EASTERN MUNI PWR | 658196PP9 | Convertible/ | 5,000 | $5,958 | dollars, detected | |
| MORGAN STANLEY 1 656 PFD | 61762V507 | PREFERRED | 219 | $5,911 | dollars, detected | |
| VERINT SYS INC | 92343X100 | COM | 140 | $5,859 | dollars, detected | |
| JP MORGAN CHASE & CO | 46637G124 | COM | 227 | $5,789 | dollars, detected | |
| ONEOK INC NEW | 682680103 | COM | 104 | $5,763 | dollars, detected | |
| GENUINE PARTS CO COM | 372460105 | Stock | 60 | $5,739 | dollars, detected | |
| PACTIV LLC | 880394AE1 | Convertible/ | 5,000 | $5,713 | dollars, detected | |
| Verizon Communications Inc | 92343V302 | Equities | 210 | $5,710 | dollars, detected | |
| INTREXON CORP | 46122T102 | COM | 300 | $5,703 | dollars, detected | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 633 | $5,646 | dollars, detected | |
| FAU FIN CORP FL | 31200CAM8 | Convertible/ | 5,000 | $5,642 | dollars, detected | |
| TN ENGY ACQUISIT | 880443BN5 | Convertible/ | 5,000 | $5,640 | dollars, detected | |
| NEW JERSEY ST TRANSN TR FD AUTH, TRANSPORTATION SYSTEM REV BDS, BUILD | 646136XS5 | Taxable Municipal Bonds | 5,000 | $5,598 | dollars, detected | |
| EBAY INC. COM | 278642103 | Stock | 144 | $5,538 | dollars, detected | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 200 | $5,510 | dollars, detected | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 50 | $5,503 | dollars, detected | |
| CARA THERAPEUTICS INC | 140755109 | COM | 400 | $5,476 | dollars, detected | |
| CANOPY GROWTH CORP | 138035100 | COM | 635 | $5,461 | dollars, detected | |
| AVONDALE AZ | 054314DX4 | Convertible/ | 5,000 | $5,459 | dollars, detected | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 15 | $5,451 | dollars, detected | |
| SERVICEMASTER CO LP | 817609AB6 | Fixed Income | 5,000 | $5,400 | dollars, detected | |
| iShares TIPS Bond ETF | 464287176 | SHS | 47 | $5,386 | dollars, detected | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,000 | $5,380 | dollars, detected | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 600 | $5,328 | dollars, detected | |
| Prudential PLC 6.75% PrpCl 9/0 | g7293h114 | PFD | 200 | $5,314 | dollars, detected | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 28 | $5,298 | dollars, detected | |
| MIAMI-DADE CN FL | 59333NQM8 | Convertible/ | 5,000 | $5,285 | dollars, detected | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 126 | $5,249 | dollars, detected | |
| CA ST PUB WKS B | 130685VM9 | Convertible/ | 5,000 | $5,235 | dollars, detected | |
| GOLDMAN SACH 6.375 PFD | 38148b108 | PFD | 178 | $5,210 | dollars, detected | |
| DEVON ENERGY CORP | 25179MAH6 | COM | 5,000 | $5,198 | dollars, detected | |
| WELLS FARGO | 94974BFR6 | cb | 5,000 | $5,110 | dollars, detected | |
| JEFFERSON COUNTY MO | 473143DQ5 | Convertible/ | 5,000 | $5,081 | dollars, detected | |
| ST LOUIS MO PKG | 791676BK4 | Convertible/ | 5,000 | $5,062 | dollars, detected | |
| AZ HLTH FAC AUTH | 040507KY0 | Convertible/ | 5,000 | $5,059 | dollars, detected | |
| AMERICAN INTL GR | 02687QDG0 | Convertible/ | 5,000 | $5,058 | dollars, detected | |
| S VY SWR DST UT | 84059QBX3 | Convertible/ | 5,000 | $5,055 | dollars, detected | |
| TN HSG DEV AGCY | 880461FM5 | Convertible/ | 5,000 | $5,054 | dollars, detected | |
| AZ HLTH FAC AUTH | 040507KP9 | Convertible/ | 5,000 | $5,053 | dollars, detected | |
| BANK OF AMERICA | 060505DP6 | Convertible/ | 5,000 | $5,033 | dollars, detected | |
| CISCO SYS INC 2.2 02/28/2021 | 17275RBD3 | Corp Bond | 5,000 | $5,027 | dollars, detected | |
| FLUOR CORP | 343412102 | COM | 118 | $4,968 | dollars, detected | |
| ORACLE CORP | 68389XBK0 | Convertible/ | 5,000 | $4,958 | dollars, detected | |
| GE CAPITAL CORP | 369622394 | PREFERRED | 192 | $4,909 | dollars, detected | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 420 | $4,897 | dollars, detected | |
| MGC | 921910873 | COM | 55 | $4,745 | dollars, detected | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 51 | $4,732 | dollars, detected | |
| APHRIA INC | 03765K104 | COM | 825 | $4,703 | dollars, detected | |
| Deere & Company | 244199105 | COM | 37 | $4,647 | dollars, detected | |
| AMERISOURCEBERGEN CORP | 3073E1110 | Equities | 55 | $4,551 | dollars, detected | |
| AMERIPRISE FINANCIAL INC | 318971010 | Equities | 30 | $4,455 | dollars, detected | |
| FORD MTR CO COM | 345370860 | Stock | 371 | $4,447 | dollars, detected | |
| SEAGATE TECHNOLOGY | G7945J104 | COMMON STOCK | 132 | $4,378 | dollars, detected | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 30 | $4,364 | dollars, detected | |
| AEGON N.V. PERPETUAL CAPITAL SECURITIES | 792430100 | Equities | 167 | $4,324 | dollars, detected | |
| US BANCORP DEL DEP $1.625 PFD Ser F | 902973833 | PREFERRED | 148 | $4,314 | dollars, detected | |
| Colgate Palmolive | 172967333 | CL | 157 | $4,231 | dollars, detected | |
| STANLEY BLACK & DECKER INC $1.438 PFD | 854502705 | PREFERRED | 165 | $4,198 | dollars, detected | |
| PRAXAIR INC | 74005P104 | COM | 30 | $4,192 | dollars, detected | |
| JPMORGAN CHASE & CO | 48127A161 | PREFERRED STOCK | 155 | $4,170 | dollars, detected | |
| TWITTER INC | 90184L102 | COM | 245 | $4,133 | dollars, detected | |
| Broadcom Inc | Y0486S104 | Common | 17 | $4,123 | dollars, detected | |
| APACHE CORP | 374111050 | Equities | 89 | $4,076 | dollars, detected | |
| ACTIVISION BLIZZARD INC | 493020200 | Equities | 63 | $4,064 | dollars, detected | |
| AT&T INC | 00206RAJ1 | Convertible/ | 4,000 | $4,052 | dollars, detected | |
| Citigroup 5.8% B1 Call 4/18 QD | 172967366 | PFD | 157 | $4,047 | dollars, detected | |
| WATSCO INC COM | 942622200 | Stock | 25 | $4,027 | dollars, detected | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 100 | $4,015 | dollars, detected | |
| STATE STR CORP PFD | 857477509 | PREFERRED | 159 | $3,999 | dollars, detected | |
| STATE STREET C 5.9 PFDPFD SER D | 857477608 | COM | 142 | $3,959 | dollars, detected | |
| NUCOR CORP COM | 670346105 | Stock | 70 | $3,923 | dollars, detected | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 70 | $3,921 | dollars, detected | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 400 | $3,852 | dollars, detected | |
| GENERAL MOTORS CORP | 370442105 | COMMON STOCK | 95 | $3,836 | dollars, detected | |
| ALLSTATE COR | 200028790 | PFDs, REITs, | 143 | $3,832 | dollars, detected | |
| L BRANDS INC | 501797104 | COM | 92 | $3,828 | dollars, detected | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 111 | $3,821 | dollars, detected | |
| BANK OF MONTREAL | 636711010 | Equities | 50 | $3,786 | dollars, detected | |
| BANK OF AMERICA CORP | 605058310 | PFDs, REITs, | 146 | $3,760 | dollars, detected | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 210 | $3,759 | dollars, detected | |
| REGIONS FINANCIAL CORP NEW | 7591EP506 | COM | 130 | $3,715 | dollars, detected | |
| WESTERN DIGITAL CORP | 958102105 | COM | 42 | $3,629 | dollars, detected | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 63 | $3,624 | dollars, detected | |
| BUNGE LTD | G16962105 | COM | 52 | $3,612 | dollars, detected | |
| ING GROUP N V PERP HYB CAP | 456837608 | PRD | 139 | $3,572 | dollars, detected | |
| PS BUSINESS PKS INC CALIF S R1 | 69360J669 | PFD | 142 | $3,571 | dollars, detected | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 200 | $3,550 | dollars, detected | |
| Citigroup Inc | 172967358 | COM | 121 | $3,508 | dollars, detected | |
| JPMORGAN CHASE & CO DEPOSITARY | 481246700 | PFD | 127 | $3,393 | dollars, detected | |
| T-Mobile US,Inc. | 872590104 | COM | 54 | $3,330 | dollars, detected | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 215 | $3,322 | dollars, detected | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 200 | $3,310 | dollars, detected | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 140 | $3,300 | dollars, detected | |
| UNDER ARMOUR INC | 904311107 | CL A | 200 | $3,296 | dollars, detected | |
| AEGON NV 8 | 792460800 | PFDs, REITs, | 125 | $3,284 | dollars, detected | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 50 | $3,229 | dollars, detected | |
| ADVANSIX INC | 00773T101 | COM | 81 | $3,220 | dollars, detected | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 73 | $3,179 | dollars, detected | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 113 | $3,162 | dollars, detected | |
| Hartford Financial Serv | 416518504 | COM | 104 | $3,157 | dollars, detected | |
| PS BUSINESS PKS INC CALIF DEP | 69360J685 | PFD | 125 | $3,145 | dollars, detected | |
| IHS MARKIT LTD | G47567105 | SHS | 71 | $3,130 | dollars, detected | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 7 | $3,130 | dollars, detected | |
| MORGAN STANL | 61763E211 | PFDs, REITs, | 108 | $3,120 | dollars, detected | |
| PNC FINANCIAL SERVICES GROUP | 693475832 | PREFERRED STOCK | 120 | $3,089 | dollars, detected | |
| FIRST HORIZON NAT | 320517AB1 | Convertible/ | 3,000 | $3,085 | dollars, detected | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 219 | $3,075 | dollars, detected | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 40 | $3,054 | dollars, detected | |
| AGTECH HOLDINGS LT ORDF | G0135Z103 | UNLSTD FOREIGN ORDRY | 15,000 | $3,015 | dollars, detected | |
| UNDER ARMOUR INC | 904311206 | CL C | 200 | $3,004 | dollars, detected | |
| HASBRO INC COM | 418056107 | Stock | 30 | $2,930 | dollars, detected | |
| ROSS STORES INC COM | 778296103 | Stock | 45 | $2,906 | dollars, detected | |
| VWO | 922042858 | SHS | 66 | $2,876 | dollars, detected | |
| TRANSUNION COM | 89400J107 | Stock | 60 | $2,836 | dollars, detected | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 50 | $2,831 | dollars, detected | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 60 | $2,775 | dollars, detected | |
| AFLAC INC | 105530000 | Equities | 108 | $2,732 | dollars, detected | |
| WR BERKLEY CP | 844234090 | PFDs, REITs, | 105 | $2,723 | dollars, detected | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 32 | $2,716 | dollars, detected | |
| Applied Matls Incorporated | 382221050 | Common Stock | 52 | $2,709 | dollars, detected | |
| BANK OF AMERICA CORP | 605057400 | PFDs, REITs, | 105 | $2,691 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 60 | $2,689 | dollars, detected | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 104 | $2,679 | dollars, detected | |
| CAPITAL ONE FINL CORP | 14040H600 | COM | 101 | $2,678 | dollars, detected | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 150 | $2,640 | dollars, detected | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 55 | $2,635 | dollars, detected | |
| BIOVERATIV INC | 9075E1030 | Equities | 46 | $2,625 | dollars, detected | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 29 | $2,624 | dollars, detected | |
| AEGON NV FLOATING PERPETUAL CAPITAL SECURITIES | 792450900 | Equities | 108 | $2,614 | dollars, detected | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 200 | $2,610 | dollars, detected | |
| GOLDCORP INC NEW | 380956409 | COM | 200 | $2,592 | dollars, detected | |
| TCF FINL CORP DELDEP SHS REPSTG1/1000 | 872277207 | EQUITIES | 102 | $2,570 | dollars, detected | |
| EGALET CORP | 28226B104 | COM | 2,000 | $2,560 | dollars, detected | |
| ING GROEP N V | 456837509 | PRF | 96 | $2,490 | dollars, detected | |
| DR Pepper Snapple Group Inc | 26138E113 | COM | 28 | $2,477 | dollars, detected | |
| DAIWA HOUSE INDUS UNSP ADR | 234062206 | COM | 70 | $2,442 | dollars, detected | |
| STERICYCLE INC | 858912108 | COM | 34 | $2,435 | dollars, detected | |
| HEWLETT PACKARD CO | 428236103 | COM | 122 | $2,435 | dollars, detected | |
| Morgan Stanley | 617446448 | COM | 50 | $2,409 | dollars, detected | |
| ALPINE 4 TECH LTD | 2083E1080 | Equities | 15,000 | $2,400 | dollars, detected | |
| ALLSTATE CORP | 200026060 | PFDs, REITs, | 90 | $2,381 | dollars, detected | |
| Pentair Inc | H6169Q108 | PNR | 35 | $2,379 | dollars, detected | |
| RENAISSANCERE HOLDINGS 5.375% | G7498P119 | PUBLIC | 93 | $2,343 | dollars, detected | |
| AXIS Capital Holdings Ltd Pfd | G0692U117 | COM | 93 | $2,340 | dollars, detected | |
| PRUDENTIAL FIN 5.75%52 | 744320607 | ps | 91 | $2,329 | dollars, detected | |
| National Retail Properties Inc | 637417809 | Preferred Stock | 91 | $2,324 | dollars, detected | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 65 | $2,322 | dollars, detected | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 40 | $2,318 | dollars, detected | |
| SENIOR HOUSING PROP TRUST 5.625% | 81721M208 | PREFERRED | 91 | $2,310 | dollars, detected | |
| DEVON ENERGY CORP | 25179MAV5 | Convertible/ | 2,000 | $2,304 | dollars, detected | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 10 | $2,284 | dollars, detected | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 89 | $2,270 | dollars, detected | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 40 | $2,256 | dollars, detected | |
| DIAMONDS TRUST SERIES I | 252787106 | EXCHANGE TRADED | 10 | $2,238 | dollars, detected | |
| NEXTERA ENERGY | 65339K803 | PFD | 89 | $2,238 | dollars, detected | |
| MORGAN STANLEY PFD A 1/1000 | 61747S504 | PREFERR | 97 | $2,237 | dollars, detected | |
| AON PLC | 373891030 | Equities | 15 | $2,192 | dollars, detected | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 40 | $2,172 | dollars, detected | |
| SOLARWINDOW TECHNOLOGIES INC | 83417L106 | COM | 550 | $2,162 | dollars, detected | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 100 | $2,156 | dollars, detected | |
| DNOW INC | 67011P100 | COMMON STOCK | 155 | $2,141 | dollars, detected | |
| VENTAS REALTY LP 5.450% PREFER | 92276M204 | PREFERR | 84 | $2,139 | dollars, detected | |
| Keyence Corp | J32491102 | Common Stock | 4 | $2,125 | dollars, detected | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 412 | $2,101 | dollars, detected | |
| FITBIT INC | 33812L102 | CL A | 300 | $2,088 | dollars, detected | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 350 | $2,083 | dollars, detected | |
| BB&T CORP | 549372060 | PFDs, REITs, | 81 | $2,055 | dollars, detected | |
| VALEO SA ADR | 919134304 | COM | 55 | $2,047 | dollars, detected | |
| PUBLIC STORAGE | 74460W826 | PFD | 77 | $2,014 | dollars, detected | |
| SAMPO OYJ-A SHS-UNSP ADR | 79588J102 | COM | 75 | $1,985 | dollars, detected | |
| BANK OF AMERICA CORP | 605056170 | PFDs, REITs, | 77 | $1,982 | dollars, detected | |
| CBS CORP NEW | 124857202 | CL B | 34 | $1,972 | dollars, detected | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 76 | $1,952 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-17-001655 | this filing | 2017-10-12 | acceptance time not in the bulk data set |