13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-12, with 1,197 holding rows worth $575,960,500.
- Accession
- 0001415889-17-001655
- Filer
- CIK 1418539
- Filed
- 2017-10-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,198 entries on the cover page, a total value of $575,960,500 stated on the cover page (in dollars after the unit check, H1), rows summing to $575,960,500 with VALUE read as dollars, detected, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 16,885,000 | $18,217,058 | dollars, detected | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 15,015,000 | $17,957,339 | dollars, detected | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 16,935,000 | $17,946,697 | dollars, detected | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 11,240,000 | $17,064,568 | dollars, detected | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 16,270,000 | $15,913,687 | dollars, detected | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 10,305,000 | $14,097,858 | dollars, detected | |
| GAP INC FIXED RT NT | 364760AK4 | FIXED INCOME | 12,745,000 | $13,809,615 | dollars, detected | |
| Apple Inc | 378331000 | Common Stock | 73,760 | $11,367,826 | dollars, detected | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 11,090,000 | $11,217,535 | dollars, detected | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 10,515,000 | $10,538,133 | dollars, detected | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 9,305,000 | $9,774,065 | dollars, detected | |
| L BRANDS INC | 532716AS6 | Convertible/ | 8,455,000 | $9,279,363 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 118,848 | $8,852,971 | dollars, detected | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 8,068,000 | $8,132,947 | dollars, detected | |
| Qualcomm Incorporated | 747525103 | COM | 155,607 | $8,066,687 | dollars, detected | |
| TOLL BROTHERS INC | 88947EAP5 | Convertible/ | 7,615,000 | $7,746,755 | dollars, detected | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 6,419,000 | $7,739,196 | dollars, detected | |
| Union Pacific Corporation | 907818108 | COM | 65,091 | $7,548,603 | dollars, detected | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 6,170,000 | $7,048,546 | dollars, detected | |
| JUNIPER NETWORKS | 48203RAG9 | cb | 6,615,000 | $7,031,739 | dollars, detected | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,232 | $6,936,284 | dollars, detected | |
| EMERSON ELEC CO COM | 291011104 | Stock | 106,765 | $6,709,113 | dollars, detected | |
| CORNING INC | 219350105 | COM | 213,188 | $6,378,585 | dollars, detected | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 5,785,000 | $6,354,128 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 5,210,000 | $6,312,332 | dollars, detected | |
| VALERO ENERGY CORP | 91913YAR1 | Convertible/ | 5,660,000 | $6,149,132 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 46,057 | $5,987,879 | dollars, detected | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 118,079 | $5,986,605 | dollars, detected | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 5,910,000 | $5,886,360 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAQ5 | Convertible/ | 4,653,000 | $5,304,420 | dollars, detected | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 78,114 | $5,160,227 | dollars, detected | |
| TOLL BROTHERS INC | 88947EAK6 | Convertible/ | 4,600,000 | $5,078,515 | dollars, detected | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 166,520 | $5,030,569 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 4,950,000 | $5,029,596 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAT9 | Convertible/ | 4,930,000 | $4,954,650 | dollars, detected | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 3,730,000 | $4,941,094 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 29,861 | $4,884,132 | dollars, detected | |
| COGNEX CORP | 192422103 | COM | 43,160 | $4,759,634 | dollars, detected | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 34,057 | $4,589,862 | dollars, detected | |
| BB&T CORP | 549371070 | Equities | 94,255 | $4,424,330 | dollars, detected | |
| SUNTRUST BANKS INC | 867914103 | COM | 73,541 | $4,395,546 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 121,722 | $4,345,484 | dollars, detected | |
| L BRANDS INC | 532716AT4 | Convertible/ | 3,930,000 | $4,323,000 | dollars, detected | |
| Adobe Inc | 00724F101 | COM | 28,340 | $4,227,820 | dollars, detected | |
| ABB LTD | 375204000 | Equities | 170,166 | $4,211,609 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 123,877 | $4,165,992 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 50,508 | $4,140,663 | dollars, detected | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 52,816 | $4,044,121 | dollars, detected | |
| RAYTHEON CO | 755111507 | COM NEW | 20,743 | $3,870,244 | dollars, detected | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 268,562 | $3,778,667 | dollars, detected | |
| REPUBLIC SERVICES INC | 760759AH3 | CORPORATE BONDS | 3,510,000 | $3,738,662 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 3,710,000 | $3,597,031 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 31,886 | $3,553,057 | dollars, detected | |
| USBANCORPDEL | 902973304 | COM NEW | 62,273 | $3,337,210 | dollars, detected | |
| Intel Corp | 458140100 | COM | 86,888 | $3,308,707 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 36,125 | $3,286,673 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 65,952 | $3,263,958 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 65,127 | $3,148,909 | dollars, detected | |
| Costco Wholesale Corporation | 22160K105 | COM | 19,095 | $3,137,189 | dollars, detected | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 2,410,000 | $3,010,283 | dollars, detected | |
| MERCK &COINC | 589331107 | COM | 46,934 | $3,005,166 | dollars, detected | |
| LEGGETT & PLATT INC | 524660107 | COM | 61,669 | $2,943,461 | dollars, detected | |
| BB&T CORP PFD | 549378750 | PFDs, REITs, | 110,235 | $2,937,763 | dollars, detected | |
| VANTIV INC | 92210H105 | CL A | 40,454 | $2,850,793 | dollars, detected | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 46,258 | $2,847,180 | dollars, detected | |
| Schlumberger Limited | 806857108 | COM | 40,031 | $2,792,536 | dollars, detected | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 26,898 | $2,664,247 | dollars, detected | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 80,100 | $2,610,459 | dollars, detected | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,664,000 | $2,553,955 | dollars, detected | |
| HUNTSMAN CORP | 447011107 | COM | 92,714 | $2,542,218 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 12,046 | $2,528,417 | dollars, detected | |
| Bunge Limited | G16962204 | CONVERTIBLE PREFERRED STOCK | 24,010 | $2,497,384 | dollars, detected | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 104,350 | $2,443,877 | dollars, detected | |
| CSX Corporation | 126408103 | COM | 44,518 | $2,415,568 | dollars, detected | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 31,321 | $2,409,525 | dollars, detected | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 19,895 | $2,341,244 | dollars, detected | |
| FLEX LTD | 33938EAS6 | Convertible/ | 2,089,000 | $2,261,813 | dollars, detected | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,304 | $2,243,451 | dollars, detected | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 2,215,000 | $2,204,643 | dollars, detected | |
| Lockheed Martin Corporation | 539830109 | COM | 6,585 | $2,043,260 | dollars, detected | |
| HYATT HOTELS CORP | 448579AD4 | Convertible/ | 1,835,000 | $2,006,652 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,865,000 | $1,975,688 | dollars, detected | |
| HELMERICH & PAYNE INC | 423452101 | COM | 35,665 | $1,858,503 | dollars, detected | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 1,435,000 | $1,677,257 | dollars, detected | |
| ConocoPhillips | 20825C104 | COM | 33,456 | $1,674,482 | dollars, detected | |
| PHILLIPS 66 COM | 718546104 | Stock | 17,944 | $1,643,850 | dollars, detected | |
| CARDINAL HEALTH INC | 14149YBA5 | Convertible/ | 1,525,000 | $1,563,300 | dollars, detected | |
| CORNING INC | 219350BB0 | Convertible/ | 1,540,000 | $1,554,304 | dollars, detected | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 53,811 | $1,533,075 | dollars, detected | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 1,425,000 | $1,508,961 | dollars, detected | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 49,726 | $1,427,633 | dollars, detected | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 29,025 | $1,426,289 | dollars, detected | |
| XEROX CORP | 984121103 | COM | 42,820 | $1,425,478 | dollars, detected | |
| JPMorgan Chase preferred | 48127X542 | PFD | 52,375 | $1,412,030 | dollars, detected | |
| RPM INTL INC COM | 749685103 | Stock | 27,330 | $1,403,122 | dollars, detected | |
| GOLDMAN SACHS GROUP IN DEP 1/1000 SER N | 38148b504 | Preferred | 48,194 | $1,325,335 | dollars, detected | |
| WELLS FARGO 6.625 PFD PFD SER | 949746465 | PFD | 45,126 | $1,304,593 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 23,521 | $1,297,183 | dollars, detected | |
| QUALCOMM INC NOTE M/W CLBL | 747525AE3 | NOTE M/W CLBL | 1,260,000 | $1,294,355 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 32,105 | $1,257,558 | dollars, detected | |
| Berkshire Hathaway Class B | 846707020 | Common Stock | 6,735 | $1,234,660 | dollars, detected | |
| DOVER CORP COM | 260003108 | Stock | 13,509 | $1,234,588 | dollars, detected | |
| ADVANTAGE OIL & GAS LTD | 00762L101 | Equities | 189,540 | $1,194,102 | dollars, detected | |
| ORACLE CORP | 68389XAS4 | Convertible/ | 1,100,000 | $1,167,176 | dollars, detected | |
| MERITAGE HOMES CORP | 59001aay8 | FIXED | 1,080,000 | $1,154,250 | dollars, detected | |
| ADVANCED AUTO PARTS INC | 00751YAA4 | Convertible/ | 1,050,000 | $1,131,389 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 13,838 | $1,125,306 | dollars, detected | |
| GLOBAL NET LEASE INC | 379378102 | COM | 50,980 | $1,115,952 | dollars, detected | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 19,752 | $1,105,717 | dollars, detected | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 15,734 | $1,052,919 | dollars, detected | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 31,419 | $1,048,439 | dollars, detected | |
| MOSAIC CO | 61945A107 | COMMON STOCK | 48,041 | $1,037,205 | dollars, detected | |
| Boeing Co | 970231050 | Common Stock | 3,983 | $1,012,590 | dollars, detected | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 53,655 | $1,007,104 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 8,535 | $1,002,826 | dollars, detected | |
| Philip Morris International Inc. | 718172109 | COM | 8,450 | $938,035 | dollars, detected | |
| CHARLES SCHWAB 5.950per PFD SER D PERP MTY NON CUM CALL 6/01/21 @25 | 808513600 | Preferred | 33,810 | $917,603 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 37,779 | $913,488 | dollars, detected | |
| Waste Management, Inc. | 94106L109 | COM | 11,508 | $900,731 | dollars, detected | |
| 3M CO | 604059AE5 | Convertible/ | 695,000 | $888,798 | dollars, detected | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 28,209 | $857,561 | dollars, detected | |
| Starbucks Corporation | 855244109 | COM | 15,114 | $811,773 | dollars, detected | |
| KLA TENCOR CO | 482480AC4 | Convertible/ | 785,000 | $802,230 | dollars, detected | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 65,216 | $790,418 | dollars, detected | |
| HEALTHCARE RLTY TR | 421946104 | COM | 24,005 | $776,322 | dollars, detected | |
| LOWES CO INC | 548661AH0 | Convertible/ | 575,000 | $743,430 | dollars, detected | |
| JUNIPER NETWORKS INC | 48203RAH7 | Convertible/ | 725,000 | $742,331 | dollars, detected | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 69,300 | $741,510 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAN2 | Convertible/ | 670,000 | $737,000 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 11,573 | $733,960 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,404 | $707,113 | dollars, detected | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 31,156 | $675,462 | dollars, detected | |
| ALLIANZGI CONV & INC FD | 188281030 | Equities | 91,500 | $649,650 | dollars, detected | |
| MONRO INC | 610236101 | COMMON STOCK | 11,565 | $648,218 | dollars, detected | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 12,645 | $642,998 | dollars, detected | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 23,549 | $642,417 | dollars, detected | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,905 | $631,345 | dollars, detected | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 47,950 | $629,584 | dollars, detected | |
| TARGET CORP | 87612E110 | COM | 10,631 | $627,335 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 11,945 | $619,348 | dollars, detected | |
| NICHOLAS APPLEGATE | 65370G109 | EXCHANGE TRADED | 98,000 | $612,500 | dollars, detected | |
| PAYCHEX INC | 704326107 | COM | 10,011 | $600,263 | dollars, detected | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 59,233 | $597,069 | dollars, detected | |
| MEDTRONIC INC | 585055106 | COM | 7,563 | $588,175 | dollars, detected | |
| ANDEAVOR | 03349M105 | COM | 5,159 | $532,137 | dollars, detected | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 57,573 | $503,764 | dollars, detected | |
| CMS ENERGY CORP COM | 125896100 | Stock | 10,839 | $502,085 | dollars, detected | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 26,400 | $499,488 | dollars, detected | |
| ARMOUR RES REIT | 423155070 | PFDs, REITs, | 18,198 | $489,526 | dollars, detected | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 22,500 | $488,700 | dollars, detected | |
| MCDONALDS CORP | 58013MEX8 | Convertible/ | 460,000 | $468,302 | dollars, detected | |
| Amazon.Com Inc | 231351060 | Common Stock | 471 | $452,796 | dollars, detected | |
| CONDUENT INC | 206787103 | COM | 28,856 | $452,174 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 9,759 | $439,271 | dollars, detected | |
| CYS INVTS INC | 12673A108 | COM | 50,000 | $432,000 | dollars, detected | |
| SONOCO PRODS CO | 835495102 | COM | 8,521 | $429,863 | dollars, detected | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 59,468 | $428,764 | dollars, detected | |
| LOCKHEED MARTIN CORP 2.5 11/23/2020 | 539830BF5 | Corp Bond | 420,000 | $426,100 | dollars, detected | |
| CELGENE CORP | 151020104 | COM | 2,874 | $419,087 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,804 | $412,432 | dollars, detected | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 23,115 | $395,960 | dollars, detected | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,058 | $380,853 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 13,492 | $351,736 | dollars, detected | |
| MGM RESORTS INTL | 552953BW0 | Convertible/ | 320,000 | $345,600 | dollars, detected | |
| MATCH GROUP INC | 57665R106 | COM | 14,600 | $338,574 | dollars, detected | |
| CANOE FINANCIAL LP EIT INCOME FD UN | 13780R109 | Common Stock | 35,000 | $325,500 | dollars, detected | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 21,500 | $322,930 | dollars, detected | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 4,069 | $315,551 | dollars, detected | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 300,000 | $300,564 | dollars, detected | |
| Honeywell Technologies | 438516106 | COM | 2,113 | $299,497 | dollars, detected | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 30,401 | $299,450 | dollars, detected | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,327 | $298,716 | dollars, detected | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 19,000 | $295,450 | dollars, detected | |
| WHIRLPOOL CORP | 963320AQ9 | Convertible/ | 290,000 | $291,496 | dollars, detected | |
| WASTE MGMT INC | 94106LAG4 | Convertible/ | 205,000 | $270,944 | dollars, detected | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,650 | $265,934 | dollars, detected | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 19,500 | $261,300 | dollars, detected | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 90,000 | $259,200 | dollars, detected | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,514 | $258,697 | dollars, detected | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,950 | $253,685 | dollars, detected | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 15,000 | $250,950 | dollars, detected | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,207 | $247,645 | dollars, detected | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 12,755 | $244,641 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,022 | $242,408 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 2,927 | $228,753 | dollars, detected | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 5,482 | $220,870 | dollars, detected | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,280 | $219,473 | dollars, detected | |
| Prologis,Inc. | 74340W103 | COM | 3,400 | $215,764 | dollars, detected | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,230 | $212,652 | dollars, detected | |
| NORTHROP GRUMMAN | 666807BE1 | Convertible/ | 205,000 | $212,461 | dollars, detected | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 3,650 | $211,518 | dollars, detected | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 14,828 | $198,695 | dollars, detected | |
| SPY | 78462F103 | SHS | 766 | $192,442 | dollars, detected | |
| ANNALY CAPITAL MGMT | 357104090 | PFDs, REITs, | 15,774 | $192,285 | dollars, detected | |
| VERIZON COMMUNICATIONS INC 5.15 09/15/2023 | 92343VBR4 | Corp Bond | 170,000 | $190,720 | dollars, detected | |
| Advanced Micro Device In | 790310700 | Common Stock | 14,500 | $184,875 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 1,864 | $183,734 | dollars, detected | |
| DOVER CORP | 260003AC2 | Convertible/ | 135,000 | $169,358 | dollars, detected | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 145,000 | $167,166 | dollars, detected | |
| WELLS FARGO & CO VAR | 949746RN3 | CORPORATE BONDS | 150,000 | $167,063 | dollars, detected | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,670 | $166,742 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 1,868 | $165,990 | dollars, detected | |
| METROPOLITAN STATE | 592573AT6 | Convertible/ | 155,000 | $165,228 | dollars, detected | |
| Abbott Laboratories | 282410000 | Common Stock | 3,034 | $161,887 | dollars, detected | |
| NVIDIA Corp | 67066G104 | COM | 895 | $159,999 | dollars, detected | |
| REPUBLIC SERVICES INC | 760761AB2 | Convertible/ | 150,000 | $159,851 | dollars, detected | |
| WESTERN UN CO COM | 959802109 | Stock | 8,196 | $157,363 | dollars, detected | |
| INVESCO ADVANTAGE MUNI INCOME | 46132E107 | SH BEN INT | 13,603 | $156,571 | dollars, detected | |
| MONSANTO CO NEW | 61166W101 | COM | 1,287 | $154,208 | dollars, detected | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,860 | $154,103 | dollars, detected | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,621 | $152,932 | dollars, detected | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,020 | $149,481 | dollars, detected | |
| ALEXANDRIA CV PFD 1.75 | 152715050 | PFDs, REITs, | 4,178 | $149,364 | dollars, detected | |
| FEDEX CORP COM | 31428X106 | Stock | 651 | $146,853 | dollars, detected | |
| Eli Lilly and Company | 532457108 | COM | 1,705 | $145,810 | dollars, detected | |
| HCP INC | 40414L109 | COM | 5,225 | $145,412 | dollars, detected | |
| EXELIXIS INC COM | 30161Q104 | Stock | 6,000 | $145,380 | dollars, detected | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,253 | $143,651 | dollars, detected | |
| BLACKROCK MUNIYIELD QUALITY | 9254E1060 | COM | 10,000 | $143,300 | dollars, detected | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 7,407 | $141,400 | dollars, detected | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 8,000 | $139,120 | dollars, detected | |
| BECTON DICKINSON & CO | 758871090 | Equities | 692 | $135,597 | dollars, detected | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 8,872 | $133,612 | dollars, detected | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 53,864 | $133,583 | dollars, detected | |
| L BRANDS | 532716au1 | FIXED | 125,000 | $133,438 | dollars, detected | |
| SUMMER ENERGY HLDG INC | 865634109 | Equities | 60,500 | $133,100 | dollars, detected | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,800 | $131,936 | dollars, detected | |
| BP Plc ADR | 556221040 | SPONSORED ADR | 3,414 | $131,200 | dollars, detected | |
| NJ ST TRANS TR | 646136XR7 | Convertible/ | 100,000 | $127,450 | dollars, detected | |
| HUMANA INC COM | 444859102 | Stock | 522 | $127,175 | dollars, detected | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,000 | $126,300 | dollars, detected | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 4,000 | $125,240 | dollars, detected | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 2,500 | $125,150 | dollars, detected | |
| JPMorgan Chase & Co | 46625HKK5 | Pfd Stk | 120,000 | $124,200 | dollars, detected | |
| VTI | 922908769 | COM | 954 | $123,515 | dollars, detected | |
| AMERICAN INTL GROUP INC | 268741070 | Equities | 2,000 | $122,780 | dollars, detected | |
| ARAPAHOE CNTY SD #6 | 038699TA2 | Convertible/ | 100,000 | $122,052 | dollars, detected | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 600 | $119,670 | dollars, detected | |
| MasterCard, Inc | 57636Q104 | COM | 830 | $117,196 | dollars, detected | |
| SERVICE PPTYS TR | 44106MAQ5 | Corporate Bond - Domestic | 105,000 | $112,500 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 713 | $111,768 | dollars, detected | |
| WILLOW TRACE MET CO | 97122PBJ1 | Convertible/ | 100,000 | $111,727 | dollars, detected | |
| CACI INTL INC CL A | 127190304 | Stock | 800 | $111,480 | dollars, detected | |
| ADAMS & WELD CO SD#27 | 005518VG7 | Convertible/ | 100,000 | $109,627 | dollars, detected | |
| ORLANDO FL SPL | 68641HGQ1 | Convertible/ | 100,000 | $109,562 | dollars, detected | |
| TOLL BROTHERS INC | 88947EAQ3 | Convertible/ | 100,000 | $109,500 | dollars, detected | |
| FT LEWIS CLG BD CO | 347753CR4 | Convertible/ | 100,000 | $108,932 | dollars, detected | |
| CLARK CTY NV | 18085PLL6 | Convertible/ | 100,000 | $108,272 | dollars, detected | |
| RAYTHEON CO | 755111AF8 | Convertible/ | 80,000 | $107,584 | dollars, detected | |
| DENVER CO C&C SD #1 | 249174SM6 | Convertible/ | 100,000 | $107,333 | dollars, detected | |
| Charles Schwab Corp | 808513105 | COM | 2,450 | $107,163 | dollars, detected | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 4,310 | $104,733 | dollars, detected | |
| QWEST COMMUNICATIONS INTL | 749121109 | COMMON STOCK | 1,100 | $104,577 | dollars, detected | |
| WAUKEE IA | 942830ST8 | Convertible/ | 100,000 | $104,279 | dollars, detected | |
| DENVER CO C&C S | 24919PJK1 | Convertible/ | 100,000 | $103,536 | dollars, detected | |
| Texas Instruments Incorporated | 882508104 | COM | 1,132 | $101,472 | dollars, detected | |
| JPMORGAN CHASE & CO | 46625HGY0 | Convertible/ | 100,000 | $101,243 | dollars, detected | |
| WELLS FARGO & CO | 949746NX5 | Convertible/ | 100,000 | $100,772 | dollars, detected | |
| KIMBERLY-CLARK CORP | 494368AS2 | Convertible/ | 82,000 | $100,214 | dollars, detected | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 859 | $99,672 | dollars, detected | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 1,000 | $97,710 | dollars, detected | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 5,154 | $94,267 | dollars, detected | |
| STONEGATE VLG M | 86181SAP3 | Convertible/ | 90,000 | $91,967 | dollars, detected | |
| EDISON INTL COM | 281020107 | Stock | 1,189 | $91,755 | dollars, detected | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 8,035 | $91,679 | dollars, detected | |
| CVS HEALTH CORP | 126650BW9 | Convertible/ | 85,000 | $89,432 | dollars, detected | |
| GUNNISON ETC CO SD | 402892CV3 | Convertible/ | 75,000 | $89,354 | dollars, detected | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 5,756 | $88,758 | dollars, detected | |
| Eaton Corp. | 278058102 | COM | 1,146 | $88,001 | dollars, detected | |
| UGI CORP NEW COM | 902681105 | Stock | 1,875 | $87,863 | dollars, detected | |
| CURRENCYSHARES CHINESE RENMI | 23131C107 | CHIN RENMINBI | 1,178 | $86,548 | dollars, detected | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 653 | $86,337 | dollars, detected | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 800 | $86,272 | dollars, detected | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 734 | $84,652 | dollars, detected | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,634 | $84,576 | dollars, detected | |
| AUTOZONE INC | 533321020 | Equities | 140 | $83,315 | dollars, detected | |
| RH | 74967X103 | COM | 1,180 | $82,978 | dollars, detected | |
| AZ TRANS EXCISE TAX | 040649LA1 | Convertible/ | 75,000 | $82,960 | dollars, detected | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,412 | $82,362 | dollars, detected | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 2,950 | $81,037 | dollars, detected | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,412 | $80,212 | dollars, detected | |
| AZ BD REGENTS UNIV | 040484DD6 | Convertible/ | 75,000 | $79,958 | dollars, detected | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,079 | $79,623 | dollars, detected | |
| BAXTER INTL INC | 718131090 | COM | 1,200 | $75,300 | dollars, detected | |
| BLACKROCK INC | 09247XAE1 | Convertible/ | 70,000 | $74,691 | dollars, detected | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 500 | $73,770 | dollars, detected | |
| AMERICAN ELEC PWR CO INC | 255371010 | COM | 1,045 | $73,401 | dollars, detected | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 4,200 | $72,996 | dollars, detected | |
| STARWOOD WAYPOINT HOMES COM | 85572F105 | Stock | 2,000 | $72,740 | dollars, detected | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 2,000 | $72,420 | dollars, detected | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 3,427 | $72,275 | dollars, detected | |
| SALT VERDE FINL CORP SR GAS REV ARIZ, SENIOR GAS REV BDS | 79575EAR9 | Revenue Supported Bonds - non-taxable | 60,000 | $71,698 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 278 | $70,315 | dollars, detected | |
| FORD HLDG LLC | 345277AE7 | Convertible/ | 50,000 | $68,719 | dollars, detected | |
| ARISTA NETWORKS INC | 404131060 | Common Stock | 355 | $67,312 | dollars, detected | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 2,000 | $65,660 | dollars, detected | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,920 | $65,338 | dollars, detected | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 3,034 | $64,290 | dollars, detected | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 700 | $64,015 | dollars, detected | |
| Stryker Corporation | 863667101 | COM | 450 | $63,909 | dollars, detected | |
| TEMPE AZ | 879709X99 | Convertible/ | 55,000 | $62,654 | dollars, detected | |
| GOLDMAN SACHS CAP I | 38143VAA7 | Corporate Bond - Domestic | 50,000 | $62,495 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 500 | $62,355 | dollars, detected | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 356 | $62,307 | dollars, detected | |
| SAN JOSE CALIF ARPT REV | 798136TS6 | COM | 55,000 | $61,984 | dollars, detected | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 3,400 | $61,574 | dollars, detected | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 769 | $61,445 | dollars, detected | |
| ANHEUSER BUSCH INBEV SA/NV | 352291030 | Equities | 514 | $61,320 | dollars, detected | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 162,807 | $61,053 | dollars, detected | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,175 | $60,530 | dollars, detected | |
| SALT VERDE AZ FC | 79575EAP3 | Convertible/ | 50,000 | $60,241 | dollars, detected | |
| SALT VERDE AZ FC | 79575EAS7 | Convertible/ | 50,000 | $59,815 | dollars, detected | |
| Tesla Motors, Inc | 88160R101 | COM | 175 | $59,693 | dollars, detected | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 555 | $59,022 | dollars, detected | |
| BCE INC COM NEW | 05534B760 | Stock | 1,256 | $58,818 | dollars, detected | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 4,775 | $58,733 | dollars, detected | |
| SALT VERDE AZ FC | 79575EAK4 | Convertible/ | 50,000 | $58,014 | dollars, detected | |
| Concho Resources Inc. | 20605P101 | COM | 440 | $57,957 | dollars, detected | |
| AFLAC INC | 105510200 | COM | 709 | $57,681 | dollars, detected | |
| Visa Inc | 92826C839 | COM | 543 | $57,145 | dollars, detected | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,000 | $57,000 | dollars, detected | |
| CENTURYLINK INC | 156700106 | COM | 3,009 | $56,870 | dollars, detected | |
| WOODMOOR CO W/S | 97989DAX0 | Convertible/ | 50,000 | $56,794 | dollars, detected | |
| NORDSTROM INC | 655664100 | COM | 1,200 | $56,580 | dollars, detected | |
| DOWDUPONT INC | 26078J100 | COM | 814 | $56,353 | dollars, detected | |
| LOS ANGELES CA | 544495WB6 | Convertible/ | 50,000 | $56,200 | dollars, detected | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 4,725 | $56,039 | dollars, detected | |
| GOLDMAN SACHS GROUP INC 5.75 01/24/2022 | 38141GGS7 | Corp Bond | 50,000 | $55,975 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 600 | $55,842 | dollars, detected | |
| HARTFORD FINL S | 416518AB4 | Convertible/ | 50,000 | $55,243 | dollars, detected | |
| Netflix, Inc | 64110L106 | COM | 304 | $55,130 | dollars, detected | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 2,000 | $55,120 | dollars, detected | |
| VERIZON COMMUNICATIONS INC | 362320BA0 | Convertible/ | 45,000 | $55,091 | dollars, detected | |
| CITY OFFICE REIT INC | 178587101 | COM | 4,000 | $55,080 | dollars, detected | |
| CAMARILLO CA CDC TA | 13177LEH2 | Convertible/ | 50,000 | $54,818 | dollars, detected | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 50,000 | $54,789 | dollars, detected | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 4,883 | $54,787 | dollars, detected | |
| NBC UNIVERSAL MEDIA LLC | 63946BAD2 | CORPORATE BONDS | 50,000 | $53,999 | dollars, detected | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 565 | $53,980 | dollars, detected | |
| CA ST PUB WRKS BD LS | 130685TZ3 | Convertible/ | 50,000 | $53,789 | dollars, detected | |
| BAY AREA TOLL RV CA | 072024RZ7 | Convertible/ | 50,000 | $53,658 | dollars, detected | |
| MICROSOFT CORP NOTE M/W CLBL | 594918AW4 | NOTE M/W CLBL | 50,000 | $53,168 | dollars, detected | |
| FRESNO CA WTR SY | 358240FC8 | Convertible/ | 40,000 | $52,917 | dollars, detected | |
| PEPSICO INC | 713448BH0 | Convertible/ | 51,667 | $52,904 | dollars, detected | |
| Fairfax Finl HLDGS LTD Sub VTG | 303901102 | COM | 100 | $51,900 | dollars, detected | |
| CHICAGO IL TRANS | 167723CV5 | Convertible/ | 50,000 | $51,459 | dollars, detected | |
| COMCAST CORPORA | 20030NBN0 | Convertible/ | 50,000 | $51,362 | dollars, detected | |
| GENERAL ELECTRI | 36962G3U6 | Convertible/ | 50,000 | $51,232 | dollars, detected | |
| PIMA CN AZ IDA L | 72177LAS8 | Convertible/ | 50,000 | $50,643 | dollars, detected | |
| INDEPENDENT C CA | 45385LHC0 | Convertible/ | 50,000 | $50,455 | dollars, detected | |
| MOOG INC CL A | 615394202 | Stock | 600 | $50,058 | dollars, detected | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,000 | $49,790 | dollars, detected | |
| COCA COLA CONS INC | 191098102 | COM | 231 | $49,763 | dollars, detected | |
| Accelerate Diagnostics | 00430H102 | COM | 2,195 | $49,278 | dollars, detected | |
| Duke Energy | 26441C105 | Common | 585 | $49,093 | dollars, detected | |
| SCANA CORP NEW | 80589M102 | COM | 1,000 | $48,490 | dollars, detected | |
| CONAGRA FOODS INC | 205887102 | COM | 1,425 | $48,080 | dollars, detected | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 317 | $47,857 | dollars, detected | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 900 | $47,772 | dollars, detected | |
| Market Vectors Small Cap India | 57061r551 | COM | 825 | $46,811 | dollars, detected | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 2,000 | $46,500 | dollars, detected | |
| Analog Devices Inc | 326541050 | Common Stock | 535 | $46,076 | dollars, detected | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 1,500 | $45,375 | dollars, detected | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 375 | $45,034 | dollars, detected | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 336 | $44,396 | dollars, detected | |
| WESTROCK CO | 96145D105 | COM | 780 | $44,249 | dollars, detected | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 900 | $43,389 | dollars, detected | |
| VEREIT INC | 92339V100 | COM | 5,225 | $43,315 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 714 | $43,254 | dollars, detected | |
| WELLTOWER INC | 42217K106 | COM | 608 | $42,730 | dollars, detected | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 749 | $42,513 | dollars, detected | |
| ADIENT PLC | G0084W101 | ORD SHS | 506 | $42,499 | dollars, detected | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 246 | $42,487 | dollars, detected | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 3,000 | $42,420 | dollars, detected | |
| NESTLE SA ADR | 641069406 | COM | 500 | $42,005 | dollars, detected | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,500 | $40,875 | dollars, detected | |
| SYSCOCORP | 871829107 | COM | 754 | $40,678 | dollars, detected | |
| WP CAREY INC COM | 92936U109 | REIT | 600 | $40,434 | dollars, detected | |
| SALT VERDE AZ FC | 79575EAJ7 | Convertible/ | 35,000 | $40,106 | dollars, detected | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 375 | $39,529 | dollars, detected | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 13,100 | $39,431 | dollars, detected | |
| BANK OF AMERICA CORPORATION NOTE PERP M/W CLBL | 060505EN0 | NOTE PERP M/W CLBL | 36,000 | $39,375 | dollars, detected | |
| CONTINENTAL RES INC | 212015101 | COM | 1,000 | $38,610 | dollars, detected | |
| MIDDLEBYCORP | 596278101 | STOK | 300 | $38,451 | dollars, detected | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 420 | $38,359 | dollars, detected | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 227 | $38,143 | dollars, detected | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 360 | $38,030 | dollars, detected | |
| GENERAL ELECTRIC COMPANY | 369604BQ5 | Common Stock | 36,000 | $37,740 | dollars, detected | |
| SKECHERS U S A INC | 830566105 | CL A | 1,500 | $37,635 | dollars, detected | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 320 | $37,469 | dollars, detected | |
| Goldman Sachs Group Inc | 38148bab4 | COM | 36,000 | $37,260 | dollars, detected | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 2,100 | $37,233 | dollars, detected | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 1,456 | $36,939 | dollars, detected | |
| YUM BRANDS INC COM | 988498101 | Stock | 500 | $36,805 | dollars, detected | |
| HOLOGIC INC | 436440101 | COM | 1,000 | $36,690 | dollars, detected | |
| PEORIA AZ W/W | 712851AJ3 | Convertible/ | 35,000 | $36,685 | dollars, detected | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 700 | $36,540 | dollars, detected | |
| MIAMI-DADE CNTY FL | 59333FKF6 | Convertible/ | 35,000 | $36,506 | dollars, detected | |
| Citigroup Inc Var 99 Due 12/31 | 172967kd2 | COM | 34,000 | $36,380 | dollars, detected | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 1,400 | $36,120 | dollars, detected | |
| COCONINO ETC AZ | 191800CY5 | Convertible/ | 35,000 | $35,909 | dollars, detected | |
| Lowes Companies,Inc. | 548661107 | COM | 449 | $35,893 | dollars, detected | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,000 | $35,580 | dollars, detected | |
| ALTIUS MINERALS CORP | 209361000 | Equities | 3,700 | $35,529 | dollars, detected | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,400 | $35,238 | dollars, detected | |
| TE Connectivity Ltd | H8912P106 | SHS | 424 | $35,217 | dollars, detected | |
| AUST & NEW ZEALAND BKG ADRF | 525283040 | Equities | 1,500 | $35,040 | dollars, detected | |
| ROYAL GOLD INC | 780287108 | COM | 402 | $34,588 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 465 | $33,824 | dollars, detected | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 600 | $33,438 | dollars, detected | |
| EVANSVILLE IND REDEV | 299398BK2 | Convertible/ | 30,000 | $33,155 | dollars, detected | |
| BALL CORP | 584981060 | Equities | 800 | $33,040 | dollars, detected | |
| OCCIDENTAL PETRO CORP | 674599015 | Equities | 514 | $33,026 | dollars, detected | |
| LTC PPTYS INC COM | 502175102 | REIT | 700 | $32,886 | dollars, detected | |
| STATE OF TEXAS | 882722GF2 | Convertible/ | 30,000 | $32,135 | dollars, detected | |
| TOTAL S A ADR F | 89151E113 | cs | 600 | $32,112 | dollars, detected | |
| CHEMTRADE LOGISTICS INCOME | 16387P103 | COMMON STK | 2,000 | $31,756 | dollars, detected | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 280 | $31,693 | dollars, detected | |
| HILTON HEAD ISL SC | 432841NM2 | Convertible/ | 30,000 | $31,446 | dollars, detected | |
| AUTODESK INC COM | 527691060 | COM | 280 | $31,433 | dollars, detected | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 600 | $31,398 | dollars, detected | |
| Salesforce.com, Inc | 79466L302 | COM | 334 | $31,202 | dollars, detected | |
| CAMECO CORP COM | 13321L108 | Stock | 3,200 | $30,944 | dollars, detected | |
| MUNSTER IN SBC | 626388QL9 | Convertible/ | 30,000 | $30,788 | dollars, detected | |
| RESMED INC COM | 761152107 | Stock | 400 | $30,784 | dollars, detected | |
| UNION CARBIDE CORP | 905572AD5 | Convertible/ | 25,000 | $30,530 | dollars, detected | |
| AZ HLTH FAC AUTH | 040507NS0 | Convertible/ | 30,000 | $30,514 | dollars, detected | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 2,000 | $30,460 | dollars, detected | |
| UNIV AZ MED CTR | 914062EC4 | Convertible/ | 25,000 | $30,402 | dollars, detected | |
| SURPRISE AZ MPC W | 86888YAD3 | Convertible/ | 30,000 | $30,240 | dollars, detected | |
| GENERAL ELEC CAP $1.219 PFD | 369622410 | PREFERRED | 1,185 | $30,229 | dollars, detected | |
| EL PASO CO COP | 283365KB9 | Convertible/ | 30,000 | $30,180 | dollars, detected | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 800 | $30,040 | dollars, detected | |
| Chubb Corporation | 171232101 | Equity | 210 | $29,936 | dollars, detected | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 290 | $29,766 | dollars, detected | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 314 | $29,764 | dollars, detected | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 500 | $29,520 | dollars, detected | |
| BIOGEN INC COM | 09062X103 | Stock | 93 | $29,120 | dollars, detected | |
| EXCELSIOR MINING CORP | 300763208 | COM | 31,900 | $29,080 | dollars, detected | |
| SNAP INC | 83304A106 | CL A | 1,970 | $28,644 | dollars, detected | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 800 | $28,464 | dollars, detected | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,480 | $28,238 | dollars, detected | |
| ANHEUSER-BUSCH INC | 035229CW1 | Convertible/ | 27,000 | $28,207 | dollars, detected | |
| American Express Co | 258161090 | Common Stock | 310 | $28,043 | dollars, detected | |
| ALLSTATE CORP PFD | 200028530 | PFDs, REITs, | 1,049 | $28,008 | dollars, detected | |
| MERRILL LYNCH CAP TR III 7.375% PFD SHS MA | 59025d207 | PREFERRED EQUITY | 1,055 | $28,000 | dollars, detected | |
| DALLAS TX WW/SWR SYS | 235416Z56 | Convertible/ | 25,000 | $27,816 | dollars, detected | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 340 | $27,788 | dollars, detected | |
| CBOA FINANCIAL INC | 1248E1110 | Equities | 12,024 | $27,775 | dollars, detected | |
| GOLDMAN SACHS GROUP | 38141ED48 | Convertible/ | 25,000 | $27,689 | dollars, detected | |
| CONTRA COSTA CA P | 21226PKD9 | Convertible/ | 25,000 | $27,664 | dollars, detected | |
| NORTHERN TR CORP COM | 665859104 | Stock | 300 | $27,579 | dollars, detected | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 380 | $27,565 | dollars, detected | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 235 | $27,375 | dollars, detected | |
| REYNOLDS AMERIC | 544152AA9 | Convertible/ | 25,000 | $27,236 | dollars, detected | |
| BRAZOSPORT TX ISD | 106241WF5 | Convertible/ | 25,000 | $27,150 | dollars, detected | |
| V F CORP COM | 918204108 | Stock | 427 | $27,144 | dollars, detected | |
| GREATER ORLANDO AVIATION AUTH | 392274ZX7 | Convertible/ | 25,000 | $27,051 | dollars, detected | |
| COMMUNITY USD0.01 | 20369C106 | COM | 1,000 | $26,960 | dollars, detected | |
| HP INCORPORATION NOTE M/W CLBL | 428236BV4 | NOTE M/W CLBL | 25,000 | $26,829 | dollars, detected | |
| ASSOCIATED BANC PFD | 454884000 | PFDs, REITs, | 1,000 | $26,810 | dollars, detected | |
| ARCONIC INC NOTE M/W CLBL | 013817AV3 | NOTE M/W CLBL | 25,000 | $26,781 | dollars, detected | |
| ALLSTATE COR PFD | 200028040 | PFDs, REITs, | 1,000 | $26,700 | dollars, detected | |
| FIRST TR COMBINED SER | 33735N730 | Unit Trusts | 30 | $26,603 | dollars, detected | |
| HP INCORPORATION NOTE M/W CLBL | 428236BQ5 | NOTE M/W CLBL | 25,000 | $26,545 | dollars, detected | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 860 | $26,537 | dollars, detected | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 240 | $26,462 | dollars, detected | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 586 | $26,393 | dollars, detected | |
| Wells Fargo & Co New | 949746366 | COM | 1,000 | $26,210 | dollars, detected | |
| GENERAL ELECTRI 587538 DUE 011438 | 36962G3P7 | Treas | 20,000 | $26,101 | dollars, detected | |
| UNIV TX UNIV | 915137W90 | Convertible/ | 25,000 | $25,937 | dollars, detected | |
| AUSTIN TX CMNTY | 052405AX5 | Convertible/ | 25,000 | $25,897 | dollars, detected | |
| KOPIN CORP | 500600101 | COMMON STOCK | 6,200 | $25,854 | dollars, detected | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 775 | $25,769 | dollars, detected | |
| TIME WARNER COMPANIES INC | 887315AM1 | DEBENTURE - UNSECURED | 20,000 | $25,701 | dollars, detected | |
| MARICOPA AZ CCD | 566795LB4 | Convertible/ | 25,000 | $25,642 | dollars, detected | |
| MS ST UNIV ED BLD | 605699JB4 | Convertible/ | 25,000 | $25,615 | dollars, detected | |
| NC ST LTD OBG | 65829QAR5 | Convertible/ | 25,000 | $25,596 | dollars, detected | |
| CLARK CNTY NEV | 180848GA5 | Convertible/ | 25,000 | $25,571 | dollars, detected | |
| ENBRIDGE INC COM | 29250N105 | Stock | 611 | $25,564 | dollars, detected | |
| CENTRAL WA UNIV SYS | 155839CN1 | Convertible/ | 25,000 | $25,442 | dollars, detected | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 1,000 | $25,430 | dollars, detected | |
| ALKERMES PLC | G01767105 | SHS | 500 | $25,420 | dollars, detected | |
| NATL GEN PFD | 636220808 | PFDs, REITs, | 1,000 | $25,330 | dollars, detected | |
| SALT RIVER PRJ AZ | 79575DXA3 | Convertible/ | 25,000 | $25,261 | dollars, detected | |
| DEKALB CN IL CUSD #4 | 240685GS0 | Convertible/ | 25,000 | $25,247 | dollars, detected | |
| ALLSTATE COR PFD | 200024080 | PFDs, REITs, | 986 | $25,143 | dollars, detected | |
| FL DEP OF CHILD/FAM | 34061MAS5 | Convertible/ | 25,000 | $25,087 | dollars, detected | |
| NOVATO CA RDA | 66988TBB8 | Convertible/ | 25,000 | $25,010 | dollars, detected | |
| IRVINE CA SPL T | 46360TDV2 | Convertible/ | 25,000 | $24,801 | dollars, detected | |
| BAIDU INC | 567521080 | Equities | 100 | $24,769 | dollars, detected | |
| SAFEWAY INC NT | 786514BA6 | Fixed Income | 29,000 | $24,650 | dollars, detected | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 1,123 | $24,639 | dollars, detected | |
| AMERICAN TOWER CORP | 299122010 | Equities | 179 | $24,466 | dollars, detected | |
| ARIZONA MINING INC | 405211060 | Equities | 10,000 | $24,064 | dollars, detected | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 504 | $23,943 | dollars, detected | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,459 | $23,913 | dollars, detected | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 191 | $23,803 | dollars, detected | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 1,000 | $23,790 | dollars, detected | |
| EXPRESS SCRIPTS INC | 302182100 | COM | 364 | $23,048 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-17-001655 | this filing | 2017-10-12 | acceptance time not in the bulk data set |