13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 3,175 holding rows worth $36,325,659,000.
- Accession
- 0001403438-18-000003
- Filer
- CIK 1403438
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 3,175 entries on the cover page, a total value of $36,325,659,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $36,325,659,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 63,735 | $1,160,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 15,827 | $1,159,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 115,260 | $1,158,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 70,883 | $1,158,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 31,144 | $1,155,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 15,703 | $1,152,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 46,986 | $1,149,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 18,562 | $1,144,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 9,147 | $1,142,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 9,656 | $1,137,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 126,130 | $1,135,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 3,693 | $1,134,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 9,822 | $1,125,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 26,142 | $1,121,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 46,900 | $1,121,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 15,993 | $1,119,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 32,037 | $1,118,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 48,545 | $1,118,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 18,100 | $1,117,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 16,864 | $1,116,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 50,655 | $1,116,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 15,884 | $1,113,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 24,057 | $1,112,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 4,443 | $1,111,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 66,610 | $1,109,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 54,405 | $1,108,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 11,222 | $1,102,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 67,030 | $1,099,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 21,008 | $1,099,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 49,294 | $1,096,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 14,309 | $1,095,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 66,304 | $1,092,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 13,182 | $1,092,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 83,579 | $1,091,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 31,884 | $1,091,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 22,544 | $1,090,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 16,341 | $1,088,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 9,647 | $1,087,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 30,665 | $1,087,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 68,220 | $1,087,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 20,475 | $1,086,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 17,767 | $1,085,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 46,135 | $1,083,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 53,967 | $1,080,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 48,836 | $1,079,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 10,364 | $1,078,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 32,430 | $1,075,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 40,810 | $1,075,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 33,043 | $1,074,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 16,846 | $1,071,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 40,299 | $1,071,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 71,352 | $1,070,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 33,659 | $1,070,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 90,435 | $1,069,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 8,386 | $1,066,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 12,789 | $1,066,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 36,129 | $1,065,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 17,643 | $1,065,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 9,729 | $1,062,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 66,174 | $1,059,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 20,336 | $1,055,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 34,221 | $1,055,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 40,443 | $1,053,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 5,234 | $1,052,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 56,575 | $1,051,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 39,665 | $1,050,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 9,344 | $1,049,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 10,389 | $1,049,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 42,123 | $1,049,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 44,205 | $1,048,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 20,344 | $1,048,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 32,054 | $1,047,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 27,385 | $1,046,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 11,721 | $1,045,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 43,984 | $1,043,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 454,625 | $1,041,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 21,462 | $1,039,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 48,951 | $1,036,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 20,856 | $1,033,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 17,795 | $1,030,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 10,484 | $1,029,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 16,724 | $1,029,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 78,266 | $1,028,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 50,399 | $1,028,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 105,055 | $1,028,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 23,656 | $1,026,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 18,090 | $1,026,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 18,186 | $1,025,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 47,560 | $1,024,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 16,862 | $1,021,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 34,373 | $1,020,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 26,848 | $1,019,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 20,840 | $1,018,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 152,176 | $1,017,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 60,159 | $1,016,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 42,468 | $1,015,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 86,643 | $1,013,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 46,557 | $1,010,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 19,465 | $1,009,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 15,136 | $1,004,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 41,304 | $1,003,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 24,689 | $1,003,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 33,720 | $1,001,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 66,091 | $1,000,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 21,769 | $995,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 25,956 | $994,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 6,153 | $992,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 28,052 | $992,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 31,762 | $987,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 62,631 | $986,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 38,254 | $981,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 25,484 | $981,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 1,597 | $981,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 109,728 | $981,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 18,599 | $978,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 67,522 | $978,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 16,395 | $977,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 18,213 | $976,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 54,787 | $976,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 18,959 | $976,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 19,976 | $973,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 20,327 | $973,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 64,735 | $968,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 12,369 | $967,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 17,243 | $967,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 259,797 | $966,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 44,651 | $966,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 25,123 | $965,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 43,780 | $964,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 12,588 | $963,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 9,489 | $963,000 | thousands by filing date | |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 25,799 | $962,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 16,587 | $961,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 75,420 | $959,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 25,798 | $959,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 108,089 | $957,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,474 | $956,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 31,947 | $956,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 7,177 | $956,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 22,440 | $955,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 23,315 | $953,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 32,769 | $952,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 25,105 | $952,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 8,418 | $948,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 80,831 | $947,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 22,218 | $946,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 5,357 | $945,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 13,776 | $944,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 114,283 | $944,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 55,690 | $943,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 10,297 | $941,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 14,624 | $940,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 53,460 | $938,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 38,815 | $935,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 13,886 | $934,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 8,856 | $933,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 20,996 | $933,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 52,716 | $933,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 12,579 | $932,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 20,204 | $932,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 10,017 | $931,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 21,371 | $930,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 42,591 | $927,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 82,717 | $926,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 10,850 | $925,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 15,483 | $922,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 20,736 | $921,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 21,882 | $921,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 208,930 | $919,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 26,538 | $919,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 20,018 | $917,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 29,514 | $917,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 22,438 | $917,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 26,918 | $916,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 35,437 | $916,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 15,959 | $914,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 17,365 | $913,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 12,709 | $912,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 30,556 | $912,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,000 | $911,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 10,115 | $911,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 10,253 | $907,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 29,891 | $905,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 22,989 | $904,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 10,034 | $904,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 33,050 | $902,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 21,034 | $900,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 45,426 | $897,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 17,885 | $896,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 77,343 | $893,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 4,189 | $892,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 5,976 | $892,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 25,695 | $889,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 5,199 | $888,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 38,435 | $887,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 132,068 | $887,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 28,364 | $886,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 18,067 | $885,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 83,555 | $885,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 7,403 | $884,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 36,163 | $883,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 33,816 | $881,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 7,920 | $880,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 21,119 | $880,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 2,182 | $877,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 38,840 | $876,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 8,887 | $875,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 5,273 | $872,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 30,478 | $872,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 63,119 | $872,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 73,165 | $871,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,600 | $869,000 | thousands by filing date | put |
| ACCENDRA HEALTH INC | 690732102 | COM | 55,861 | $869,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 12,031 | $869,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 3,589 | $869,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 17,395 | $869,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 15,853 | $868,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 61,047 | $867,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 56,265 | $866,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 4,117 | $864,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 135,873 | $863,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 38,276 | $861,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 86,999 | $859,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 5,311 | $859,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 19,994 | $859,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 42,991 | $858,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 9,779 | $857,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 21,892 | $856,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 14,515 | $856,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 10,013 | $854,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 25,828 | $853,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 54,122 | $853,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 14,459 | $852,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 43,385 | $849,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 8,662 | $847,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 42,198 | $847,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 18,770 | $846,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 88,619 | $844,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 15,153 | $843,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 4,228 | $840,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 10,854 | $839,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 52,808 | $838,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 42,852 | $838,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 12,567 | $836,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 31,021 | $836,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 7,488 | $836,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 5,340 | $834,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 9,962 | $833,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 84,498 | $833,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 63,632 | $830,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 19,903 | $829,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 5,446 | $825,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 28,483 | $823,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 38,405 | $823,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 37,322 | $821,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 4,044 | $819,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 33,165 | $818,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 61,123 | $818,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 19,870 | $817,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 22,257 | $817,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 25,867 | $814,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 39,379 | $814,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 334,472 | $813,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 37,142 | $812,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 67,280 | $812,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 8,257 | $812,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 13,504 | $810,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 31,541 | $810,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 32,275 | $810,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 6,586 | $809,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 20,258 | $809,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 6,561 | $808,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 16,996 | $807,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 14,060 | $804,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 24,247 | $802,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 18,530 | $802,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 44,487 | $800,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 62,956 | $800,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 9,585 | $799,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 112,787 | $795,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 40,342 | $793,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 44,247 | $792,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 13,446 | $791,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 44,452 | $790,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 9,734 | $789,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 3,283 | $788,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 18,574 | $788,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 20,989 | $788,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 3,366 | $786,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 14,548 | $786,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 22,340 | $783,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 25,662 | $783,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 115,455 | $782,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 25,223 | $782,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 15,489 | $780,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 14,881 | $780,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 60,805 | $780,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 21,459 | $777,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 13,803 | $777,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 28,059 | $776,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 22,508 | $775,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 46,625 | $772,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 43,644 | $771,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 4,076 | $771,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 773,000 | $769,000 | thousands by filing date | principal |
| AARONS INC | 002535300 | COM PAR $0.50 | 16,479 | $768,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 34,352 | $768,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 9,376 | $768,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,100 | $767,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 116,937 | $767,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 65,506 | $766,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 29,449 | $765,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 31,065 | $763,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 19,649 | $763,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 6,157 | $762,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 38,225 | $762,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 6,458 | $761,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 6,886 | $760,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 27,308 | $760,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 175,353 | $759,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 8,419 | $759,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 23,475 | $757,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 4,378 | $756,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 11,927 | $755,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 62,038 | $754,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 19,961 | $753,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 13,189 | $750,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 17,323 | $749,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 10,643 | $747,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 16,819 | $746,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 20,797 | $745,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 12,097 | $743,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 34,680 | $743,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 67,991 | $742,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 46,603 | $734,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 35,921 | $732,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 19,314 | $731,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 23,968 | $730,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 139,578 | $729,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 20,383 | $728,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 4,801 | $725,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 8,943 | $725,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 12,359 | $725,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 24,693 | $725,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 5,019 | $724,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 36,719 | $720,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 57,553 | $719,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 20,588 | $719,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 26,316 | $719,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 24,436 | $716,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 26,382 | $715,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 29,500 | $714,000 | thousands by filing date | put |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 21,126 | $714,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 13,124 | $713,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 23,283 | $711,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 9,748 | $710,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 36,371 | $710,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 11,048 | $709,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 13,826 | $706,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 178,045 | $703,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 3,167 | $702,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 22,678 | $701,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 28,905 | $700,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 48,110 | $699,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 34,469 | $699,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 51,858 | $697,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 29,676 | $694,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 12,687 | $694,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 5,627 | $693,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 34,343 | $692,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 23,096 | $691,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 15,527 | $691,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 8,460 | $690,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 33,202 | $690,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 15,195 | $690,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 7,100 | $689,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 10,217 | $688,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 17,644 | $688,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F706 | Cmn | 31,761 | $688,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 9,879 | $686,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 26,886 | $685,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 20,975 | $684,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 373,502 | $684,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 47,514 | $684,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 45,295 | $683,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 22,200 | $682,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 28,021 | $682,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W401 | INTL LEADERS ETF | 25,400 | $680,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 4,637 | $678,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 17,687 | $678,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 67,460 | $678,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 21,689 | $675,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 10,653 | $675,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 13,394 | $673,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 44,123 | $673,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 7,646 | $672,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 8,884 | $672,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 23,717 | $671,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 15,056 | $671,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 11,770 | $670,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 8,608 | $667,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 653,000 | $667,000 | thousands by filing date | principal |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 31,538 | $666,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 49,567 | $665,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 17,110 | $665,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 26,552 | $665,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 43,527 | $664,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 19,722 | $663,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G603 | HRZNS S&P500 COV | 13,763 | $663,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 40,288 | $662,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 50,925 | $662,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 6,202 | $661,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 20,113 | $660,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 13,386 | $659,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 6,002 | $655,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 11,120 | $655,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 17,422 | $654,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 5,511 | $653,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 11,591 | $653,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 11,044 | $653,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 14,217 | $652,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 25,309 | $652,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 18,590 | $652,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 38,085 | $652,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 26,708 | $651,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 9,450 | $650,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 26,430 | $650,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 25,537 | $649,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 22,667 | $648,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 20,884 | $648,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 10,787 | $648,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 35,040 | $648,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 37,840 | $647,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 10,815 | $646,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 6,021 | $645,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 17,016 | $645,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 18,762 | $644,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 40,668 | $643,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 56,148 | $643,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 9,201 | $639,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 14,398 | $638,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 2,808 | $638,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 9,098 | $638,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 49,655 | $637,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 33,057 | $636,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 6,904 | $635,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 12,149 | $632,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 14,260 | $631,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 3,700 | $631,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 18,340 | $631,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 27,533 | $628,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 15,847 | $628,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 5,767 | $627,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 23,718 | $627,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 77,870 | $626,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 12,567 | $625,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 12,480 | $625,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 12,611 | $625,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 39,770 | $625,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 21,489 | $623,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 6,541 | $623,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 20,708 | $621,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 25,632 | $621,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 37,445 | $620,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 9,296 | $620,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 617,000 | $620,000 | thousands by filing date | principal |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 12,114 | $619,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 40,256 | $619,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 79,561 | $617,000 | thousands by filing date | |
| DBX ETF TR | 233051499 | XTRACK FTSE EMRG | 21,179 | $617,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 12,410 | $616,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 8,627 | $616,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 17,664 | $615,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 6,603 | $615,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 18,002 | $614,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 24,405 | $612,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 16,250 | $611,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 20,862 | $610,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 51,417 | $609,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 6,514 | $609,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 48,785 | $608,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 24,343 | $608,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 5,786 | $607,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 28,473 | $607,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 16,408 | $604,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 42,903 | $603,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 54,897 | $602,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 90,772 | $601,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 15,724 | $601,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 14,559 | $601,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 15,878 | $600,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 9,522 | $600,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 11,433 | $599,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 9,623 | $599,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 19,484 | $599,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 16,062 | $598,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 8,045 | $597,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 5,734 | $597,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 45,786 | $596,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 11,554 | $594,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-18-000003 | this filing | 2018-05-15 | acceptance time not in the bulk data set |