13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 3,175 holding rows worth $36,325,659,000.
- Accession
- 0001403438-18-000003
- Filer
- CIK 1403438
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 3,175 entries on the cover page, a total value of $36,325,659,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $36,325,659,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AES CORP COM | 00130H105 | Stock | 215,427 | $2,449,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 182,930 | $2,437,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 105,868 | $2,435,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 32,772 | $2,426,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 95,483 | $2,425,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 98,379 | $2,416,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 113,331 | $2,414,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 42,798 | $2,413,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 46,565 | $2,403,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 70,428 | $2,399,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,858 | $2,397,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 80,412 | $2,391,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 47,484 | $2,389,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 105,942 | $2,386,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 43,141 | $2,376,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 98,310 | $2,376,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 37,156 | $2,374,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 98,561 | $2,368,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 196,515 | $2,366,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 30,018 | $2,365,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 74,951 | $2,361,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 94,474 | $2,345,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 21,903 | $2,341,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 36,002 | $2,341,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 117,563 | $2,337,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 88,473 | $2,334,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 189,273 | $2,319,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 130,910 | $2,317,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 84,791 | $2,316,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 178,011 | $2,314,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 65,679 | $2,305,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 15,686 | $2,305,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 26,814 | $2,299,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 73,253 | $2,293,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 40,643 | $2,289,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 87,622 | $2,275,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 66,541 | $2,263,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 50,289 | $2,261,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 127,971 | $2,259,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 107,648 | $2,255,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 27,257 | $2,251,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 35,959 | $2,246,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 100,619 | $2,243,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 79,316 | $2,240,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 54,257 | $2,234,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 14,519 | $2,223,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 69,064 | $2,211,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 43,028 | $2,211,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 28,168 | $2,210,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 11,554 | $2,208,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 87,803 | $2,208,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 86,901 | $2,207,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 46,379 | $2,201,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 57,489 | $2,199,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 29,561 | $2,195,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 20,775 | $2,191,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 75,467 | $2,185,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 58,374 | $2,183,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 18,068 | $2,182,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 9,228 | $2,182,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 60,959 | $2,180,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 100,185 | $2,179,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 47,634 | $2,179,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 68,167 | $2,172,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 50,007 | $2,169,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 58,902 | $2,168,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 33,077 | $2,167,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 23,763 | $2,166,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 54,555 | $2,166,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 88,364 | $2,166,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 18,600 | $2,163,000 | thousands by filing date | put |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 83,240 | $2,158,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 33,846 | $2,155,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 105,101 | $2,152,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 128,704 | $2,151,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 87,774 | $2,146,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 23,108 | $2,143,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 7,624 | $2,138,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 49,205 | $2,131,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 99,221 | $2,128,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 64,678 | $2,125,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 30,944 | $2,116,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 79,177 | $2,116,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 18,989 | $2,113,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 88,149 | $2,104,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 40,466 | $2,104,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 24,463 | $2,101,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 6,748 | $2,100,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 240,284 | $2,098,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 83,384 | $2,093,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 41,597 | $2,092,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 15,400 | $2,085,000 | thousands by filing date | put |
| EVERCORE INC CLASS A | 29977A105 | Stock | 23,906 | $2,085,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 123,093 | $2,084,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 27,080 | $2,083,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 19,095 | $2,082,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 18,574 | $2,081,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 89,574 | $2,081,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 30,471 | $2,080,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 104,750 | $2,075,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 16,637 | $2,073,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 129,012 | $2,071,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 24,600 | $2,069,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 29,072 | $2,064,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 41,476 | $2,063,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 17,873 | $2,058,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 20,619 | $2,056,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 20,140 | $2,050,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 130,608 | $2,045,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 42,696 | $2,035,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 46,100 | $2,032,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 31,214 | $2,016,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 23,211 | $2,015,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 32,595 | $2,015,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,600 | $2,013,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 46,949 | $2,006,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 158,251 | $2,005,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 288,277 | $2,004,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 136,665 | $1,995,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 49,433 | $1,994,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 54,374 | $1,975,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 22,689 | $1,974,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 16,845 | $1,973,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 32,689 | $1,969,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 50,104 | $1,965,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 21,504 | $1,962,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 21,921 | $1,954,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 19,894 | $1,947,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 35,729 | $1,944,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 32,971 | $1,942,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 141,924 | $1,939,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 58,955 | $1,937,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 11,949 | $1,927,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 30,719 | $1,925,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 40,328 | $1,925,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 153,980 | $1,917,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 108,861 | $1,915,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 43,948 | $1,915,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 38,895 | $1,914,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 30,447 | $1,912,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 55,583 | $1,909,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 21,065 | $1,908,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 44,944 | $1,906,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 51,646 | $1,905,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 29,844 | $1,897,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 94,384 | $1,895,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 74,434 | $1,889,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 50,862 | $1,886,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 55,129 | $1,883,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 9,434 | $1,881,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 33,682 | $1,877,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 23,079 | $1,877,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 160,812 | $1,875,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R207 | S&P GSCI CM K 1 | 66,253 | $1,874,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 10,200 | $1,872,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 38,694 | $1,870,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 17,545 | $1,864,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 132,741 | $1,861,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 187,879 | $1,860,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 72,116 | $1,858,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 31,439 | $1,854,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 90,835 | $1,852,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 328,797 | $1,848,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 8,886 | $1,842,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 15,727 | $1,840,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 37,868 | $1,840,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 28,930 | $1,839,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 72,393 | $1,836,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 82,406 | $1,834,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 110,543 | $1,832,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 111,314 | $1,831,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 21,124 | $1,821,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 10,419 | $1,820,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 107,406 | $1,813,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 280,592 | $1,813,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 28,923 | $1,809,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 28,749 | $1,800,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 44,337 | $1,797,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 44,357 | $1,793,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 21,565 | $1,790,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 127,965 | $1,789,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 51,502 | $1,787,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 66,368 | $1,782,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 66,500 | $1,778,000 | thousands by filing date | put |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 225,675 | $1,776,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 96,538 | $1,776,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 66,771 | $1,775,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 28,168 | $1,775,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 29,214 | $1,774,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 94,246 | $1,773,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 35,496 | $1,771,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 29,874 | $1,761,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 36,921 | $1,760,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 44,390 | $1,758,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 62,355 | $1,756,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 44,925 | $1,755,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 56,862 | $1,755,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 112,715 | $1,754,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 39,877 | $1,748,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 30,004 | $1,747,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 7,047 | $1,743,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 80,743 | $1,743,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 45,798 | $1,740,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 15,393 | $1,740,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 45,865 | $1,738,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 72,786 | $1,726,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 184,328 | $1,720,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 144,516 | $1,718,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 45,641 | $1,715,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 290,388 | $1,705,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 200,652 | $1,704,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 9,945 | $1,701,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 17,570 | $1,699,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 36,069 | $1,699,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 99,286 | $1,698,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 109,981 | $1,697,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 197,186 | $1,696,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 49,884 | $1,691,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 112,128 | $1,691,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 32,174 | $1,691,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 69,403 | $1,689,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 91,692 | $1,689,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 32,750 | $1,687,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 119,315 | $1,687,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 78,993 | $1,687,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 104,504 | $1,686,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,000 | $1,678,000 | thousands by filing date | put |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 125,150 | $1,676,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 19,873 | $1,675,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 16,761 | $1,675,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 41,602 | $1,674,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 10,840 | $1,673,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 33,425 | $1,672,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 45,597 | $1,671,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 23,977 | $1,668,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 41,642 | $1,667,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 28,889 | $1,663,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 61,464 | $1,661,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 62,227 | $1,660,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 241,994 | $1,655,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 16,385 | $1,642,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 34,746 | $1,641,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 66,721 | $1,641,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 60,870 | $1,641,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,000 | $1,639,000 | thousands by filing date | put |
| CREDIT SUISSE AG NASSAU BRH | 22539T332 | NT BCOMCL 36 | 42,185 | $1,638,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 15,544 | $1,635,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 35,179 | $1,634,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 14,869 | $1,633,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 71,254 | $1,630,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 28,459 | $1,628,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 24,012 | $1,626,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 66,384 | $1,625,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 10,780 | $1,621,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 25,347 | $1,614,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 35,244 | $1,614,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 78,490 | $1,614,000 | thousands by filing date | |
| NATIXIS ETF TR | 63873X109 | SEEYOND INTL ETF | 35,614 | $1,613,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 13,912 | $1,611,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 95,773 | $1,608,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 84,887 | $1,606,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 185,650 | $1,606,000 | thousands by filing date | |
| ELKHORN S&P HIGH QUALITY PREFERRED ETF | 287711501 | ETF | 68,585 | $1,604,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 2,787 | $1,603,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 16,109 | $1,602,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 45,209 | $1,600,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 23,358 | $1,600,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 40,714 | $1,598,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 8,043 | $1,597,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 14,637 | $1,596,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 32,941 | $1,594,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 59,106 | $1,591,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 20,404 | $1,591,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 17,229 | $1,588,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 5,654 | $1,587,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 83,137 | $1,587,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 31,462 | $1,587,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 65,134 | $1,585,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 53,821 | $1,579,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 53,034 | $1,577,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 29,373 | $1,567,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 120,040 | $1,564,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 103,885 | $1,563,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 25,535 | $1,563,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 13,950 | $1,554,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 22,018 | $1,551,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 8,392 | $1,547,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 54,720 | $1,535,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 121,403 | $1,533,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 31,700 | $1,530,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 68,439 | $1,530,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 22,444 | $1,529,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 12,608 | $1,529,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 36,405 | $1,524,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 56,552 | $1,518,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 79,375 | $1,518,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 30,442 | $1,517,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 57,547 | $1,512,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 27,740 | $1,503,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 92,579 | $1,502,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 44,293 | $1,502,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 63,244 | $1,501,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 76,048 | $1,500,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 49,396 | $1,500,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 26,438 | $1,497,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 14,064 | $1,496,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 36,483 | $1,494,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 95,553 | $1,491,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 22,038 | $1,490,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 50,003 | $1,486,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 86,308 | $1,486,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 54,016 | $1,483,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 22,663 | $1,482,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 21,610 | $1,482,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 24,443 | $1,482,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 46,585 | $1,481,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 112,608 | $1,475,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 21,155 | $1,475,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 49,342 | $1,474,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 102,674 | $1,473,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 18,294 | $1,471,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 13,823 | $1,469,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 83,694 | $1,468,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 82,197 | $1,467,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 48,259 | $1,467,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 136,413 | $1,466,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 22,729 | $1,464,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 200,027 | $1,462,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 139,484 | $1,455,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 52,202 | $1,455,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 9,726 | $1,454,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 12,262 | $1,452,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 70,657 | $1,450,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 111,241 | $1,446,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 33,605 | $1,443,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B381 | DWA MOMTM VOLT | 45,968 | $1,443,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 13,143 | $1,442,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 20,578 | $1,440,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 14,749 | $1,440,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 38,477 | $1,438,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 55,383 | $1,435,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 60,717 | $1,434,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 11,169 | $1,433,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 54,301 | $1,431,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 71,216 | $1,428,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 141,409 | $1,428,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 9,638 | $1,426,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 129,618 | $1,426,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 105,019 | $1,423,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 66,609 | $1,422,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 28,551 | $1,419,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 22,312 | $1,418,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 41,930 | $1,417,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 24,180 | $1,416,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 16,043 | $1,412,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 18,585 | $1,408,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 25,232 | $1,407,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 37,261 | $1,406,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 12,265 | $1,403,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 150,382 | $1,394,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 112,571 | $1,394,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 42,974 | $1,394,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 19,060 | $1,392,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 34,523 | $1,392,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 21,721 | $1,386,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 28,218 | $1,385,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 84,482 | $1,383,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 101,611 | $1,376,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 13,312 | $1,373,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 54,564 | $1,373,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 20,509 | $1,372,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 53,742 | $1,370,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 43,406 | $1,368,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 10,797 | $1,366,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 13,729 | $1,365,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 19,800 | $1,360,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 21,852 | $1,354,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 216,712 | $1,352,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 20,003 | $1,352,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 47,745 | $1,348,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 24,319 | $1,347,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 25,262 | $1,347,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 90,965 | $1,344,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 72,032 | $1,344,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 50,709 | $1,343,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 20,986 | $1,341,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 25,327 | $1,336,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 33,007 | $1,336,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 25,196 | $1,336,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 46,452 | $1,333,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 19,850 | $1,332,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 12,132 | $1,331,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 22,347 | $1,331,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 26,304 | $1,328,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 27,513 | $1,328,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 17,113 | $1,328,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 27,891 | $1,325,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 23,484 | $1,323,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 40,512 | $1,322,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 68,751 | $1,321,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 37,909 | $1,317,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 29,962 | $1,316,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 15,602 | $1,314,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 10,915 | $1,314,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 60,341 | $1,311,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 20,756 | $1,307,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 13,927 | $1,305,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 8,827 | $1,302,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 39,558 | $1,297,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 121,709 | $1,296,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 114,611 | $1,295,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 40,041 | $1,295,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 1,104 | $1,292,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 25,486 | $1,290,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 115,341 | $1,288,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 149,482 | $1,286,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 21,788 | $1,283,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 49,798 | $1,282,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 13,372 | $1,281,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 15,016 | $1,280,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 28,857 | $1,278,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 34,182 | $1,277,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 52,463 | $1,276,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 28,981 | $1,275,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 46,258 | $1,275,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 12,633 | $1,270,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 139,496 | $1,268,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 49,575 | $1,268,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 11,376 | $1,268,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 7,387 | $1,263,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 12,157 | $1,261,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 159,528 | $1,260,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 95,546 | $1,260,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 51,216 | $1,260,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 16,516 | $1,259,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 77,864 | $1,258,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 83,264 | $1,258,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 54,668 | $1,257,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 56,933 | $1,253,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 33,845 | $1,250,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 17,997 | $1,250,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 12,624 | $1,250,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 13,037 | $1,247,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 78,251 | $1,246,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 6,591 | $1,244,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 41,878 | $1,240,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 37,199 | $1,238,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 27,283 | $1,236,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 71,006 | $1,236,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 23,502 | $1,236,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 25,470 | $1,235,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 85,029 | $1,235,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 39,948 | $1,235,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 35,923 | $1,233,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 70,646 | $1,230,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 18,523 | $1,227,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 5,354 | $1,225,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 14,222 | $1,225,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 36,523 | $1,224,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 17,375 | $1,221,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 111,026 | $1,220,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 66,765 | $1,218,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 31,823 | $1,215,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 37,411 | $1,213,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 20,080 | $1,209,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 27,482 | $1,209,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 47,212 | $1,205,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 37,564 | $1,205,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 14,669 | $1,203,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 91,403 | $1,202,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 14,294 | $1,201,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 15,085 | $1,200,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 47,460 | $1,199,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 20,782 | $1,198,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 17,902 | $1,197,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 39,063 | $1,195,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 25,205 | $1,192,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 54,052 | $1,188,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 18,648 | $1,183,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 24,073 | $1,182,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 4,000 | $1,181,000 | thousands by filing date | put |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 23,687 | $1,181,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 79,225 | $1,180,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 93,154 | $1,180,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 29,590 | $1,176,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 11,718 | $1,175,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 6,270 | $1,175,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 10,934 | $1,174,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 33,846 | $1,174,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 14,029 | $1,174,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 45,113 | $1,171,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 19,191 | $1,169,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 83,746 | $1,169,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 36,738 | $1,168,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 22,569 | $1,167,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 365,315 | $1,165,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 124,503 | $1,165,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 8,715 | $1,165,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 36,094 | $1,164,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 9,726 | $1,163,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-18-000003 | this filing | 2018-05-15 | acceptance time not in the bulk data set |