13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 3,175 holding rows worth $36,325,659,000.
- Accession
- 0001403438-18-000003
- Filer
- CIK 1403438
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 3,175 entries on the cover page, a total value of $36,325,659,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $36,325,659,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 9,085 | $338,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 11,354 | $338,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 4,417 | $338,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,462 | $337,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 22,983 | $337,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 119,556 | $337,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 28,790 | $336,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 4,235 | $336,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 17,332 | $336,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 24,846 | $335,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 64,503 | $335,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 5,510 | $335,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 64,019 | $335,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 8,670 | $335,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 25,416 | $334,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 26,593 | $334,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 7,880 | $334,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 35,655 | $334,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 7,997 | $333,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 26,283 | $332,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 7,318 | $331,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 3,766 | $331,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 6,635 | $330,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 7,886 | $329,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 9,224 | $329,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 22,227 | $329,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 9,816 | $329,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 70,151 | $329,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,878 | $327,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 16,728 | $327,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 34,026 | $327,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 21,160 | $326,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 3,149 | $325,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 25,960 | $325,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 34,782 | $325,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 12,335 | $324,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 11,335 | $324,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 7,599 | $323,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 16,573 | $323,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 24,861 | $323,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 20,901 | $323,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 9,510 | $323,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 28,813 | $323,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 39,850 | $322,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 15,471 | $322,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 9,338 | $321,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 55,143 | $321,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 20,338 | $320,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 8,693 | $320,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 7,873 | $320,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 9,777 | $320,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 14,001 | $319,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 6,371 | $319,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 80,121 | $319,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,950 | $319,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 3,434 | $318,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 20,854 | $317,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 30,900 | $317,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 7,401 | $316,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 12,133 | $316,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 9,795 | $316,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,737 | $315,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 18,536 | $315,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 16,024 | $315,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 6,375 | $314,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 46,500 | $314,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 9,768 | $314,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 4,414 | $314,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 13,928 | $314,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 14,114 | $313,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 64,133 | $313,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 4,904 | $312,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 10,607 | $312,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 7,607 | $311,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 10,495 | $311,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 4,605 | $310,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 5,108 | $310,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 18,380 | $310,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 22,741 | $310,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 9,052 | $310,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 13,744 | $310,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 4,235 | $308,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 3,984 | $308,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 6,953 | $307,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 5,805 | $307,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 8,543 | $307,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 24,713 | $307,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 7,520 | $306,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 5,091 | $306,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 12,097 | $306,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 157,084 | $305,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 8,698 | $305,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 21,502 | $305,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 14,660 | $305,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,999 | $304,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 7,194 | $303,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 10,360 | $303,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 11,000 | $303,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 72,641 | $303,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 11,826 | $302,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 11,603 | $301,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 7,403 | $301,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 6,574 | $301,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3,360 | $301,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 4,198 | $300,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,625 | $299,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 41,015 | $299,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 6,646 | $299,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 10,149 | $298,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 6,994 | $298,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 18,755 | $298,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 9,883 | $298,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 19,965 | $298,000 | thousands by filing date | |
| AHP 5.5 49 PFD | 044102507 | Preferred Stock | 15,450 | $298,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 23,937 | $297,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 46,532 | $297,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,551 | $296,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 5,739 | $296,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 25,859 | $296,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 6,266 | $295,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 8,139 | $295,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 14,821 | $295,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 10,390 | $295,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 4,476 | $294,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 2,483 | $294,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 10,182 | $293,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 3,724 | $293,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 18,109 | $293,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 8,961 | $293,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 18,093 | $293,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 18,249 | $293,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 27,119 | $292,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 10,240 | $292,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 26,740 | $292,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 35,051 | $292,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 15,609 | $291,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 7,709 | $291,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 5,450 | $291,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 8,962 | $291,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,452 | $290,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 5,938 | $290,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 68 | $290,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 4,457 | $289,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 18,934 | $289,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 4,010 | $288,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 4,770 | $288,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 15,212 | $288,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 24,541 | $288,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 13,703 | $288,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 38,249 | $288,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 5,461 | $288,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 4,765 | $288,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 7,756 | $288,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 2,747 | $287,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 9,791 | $287,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 8,484 | $287,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 4,754 | $287,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 3,454 | $287,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 9,764 | $287,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 33,421 | $286,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 91,749 | $286,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 21,914 | $285,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 13,656 | $285,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 2,508 | $284,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 46,146 | $284,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 10,068 | $284,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 3,097 | $283,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 14,281 | $283,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 6,769 | $283,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 4,679 | $283,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 24,566 | $283,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 6,504 | $283,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 24,259 | $282,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 4,917 | $282,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 46,214 | $282,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 22,616 | $282,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 7,309 | $282,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 18,444 | $281,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 8,752 | $281,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 48,368 | $281,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 5,709 | $281,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 38,768 | $281,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 3,645 | $280,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 5,429 | $280,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 17,088 | $279,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 6,358 | $279,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 5,279 | $279,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 24,020 | $279,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 29,707 | $279,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 3,936 | $278,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 3,390 | $278,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 28,655 | $278,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 18,399 | $277,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 45,524 | $277,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 3,186 | $276,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 32,528 | $276,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 3,758 | $276,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 24,508 | $276,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 14,371 | $274,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 12,042 | $274,000 | thousands by filing date | |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 10,153 | $274,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 11,307 | $273,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 24,253 | $273,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 13,529 | $273,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 2,557 | $273,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 15,728 | $272,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 2,066 | $272,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 16,499 | $272,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 4,855 | $271,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 8,528 | $271,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 3,116 | $271,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 23,455 | $271,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 2,674 | $271,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 8,905 | $271,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 40,313 | $271,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 27,650 | $271,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 4,840 | $270,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 8,501 | $270,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 143,021 | $270,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 5,887 | $270,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 10,271 | $270,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 10,298 | $270,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 96 | $269,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,989 | $269,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 4,479 | $269,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 28,604 | $269,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 10,366 | $268,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 737 | $267,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 9,032 | $267,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 813 | $267,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 18,631 | $267,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 12,502 | $267,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 6,597 | $267,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 8,970 | $267,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 10,309 | $266,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 7,471 | $266,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,859 | $266,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 7,602 | $265,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,102 | $265,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 21,548 | $264,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 8,133 | $264,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 10,116 | $264,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 12,227 | $263,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 8,637 | $263,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 1,984 | $263,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 154,568 | $263,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 5,357 | $262,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 55,854 | $262,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 13,189 | $262,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 5,426 | $261,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 9,938 | $261,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 8,539 | $261,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 13,240 | $261,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 19,458 | $261,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 11,925 | $261,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 8,686 | $260,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 17,859 | $259,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 19,224 | $259,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 6,909 | $258,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 4,304 | $257,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 5,939 | $257,000 | thousands by filing date | |
| ELEVATION ETF TR | 28622M100 | SUMMIT WTR INF | 8,345 | $257,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 7,220 | $256,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 5,610 | $256,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 4,036 | $256,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 7,710 | $256,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 10,455 | $255,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 3,329 | $254,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 20,172 | $254,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 6,735 | $254,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P404 | mc | 4,836 | $254,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 5,372 | $253,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 6,931 | $253,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 4,868 | $253,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 12,045 | $253,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 13,531 | $253,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P305 | mc | 4,741 | $253,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 22,166 | $251,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 2,666 | $250,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,900 | $250,000 | thousands by filing date | put |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 4,296 | $250,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 27,465 | $250,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 29,172 | $250,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 4,995 | $250,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P107 | mc | 4,731 | $250,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P206 | mc | 4,762 | $250,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 4,392 | $249,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 27,228 | $249,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 37,206 | $249,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 22,141 | $249,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 18,620 | $249,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 9,791 | $249,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 8,955 | $249,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 9,443 | $247,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 18,947 | $247,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 7,125 | $247,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 3,397 | $246,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 8,549 | $245,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 8,943 | $245,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 2,875 | $245,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 15,336 | $244,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 5,611 | $244,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 2,477 | $244,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 10,948 | $243,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 4,896 | $243,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505798 | BERNSTEIN US RSH | 9,032 | $243,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 144,030 | $242,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 4,015 | $242,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 11,677 | $242,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 18,695 | $242,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 4,706 | $241,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 2,927 | $241,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 32,506 | $241,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 4,692 | $240,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 11,296 | $240,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 10,877 | $239,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 15,621 | $239,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 10,283 | $239,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 8,471 | $238,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 3,214 | $238,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 11,323 | $237,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,520 | $237,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 39,161 | $237,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 88,772 | $237,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 9,164 | $237,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 2,216 | $236,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 864 | $236,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 15,697 | $236,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 6,649 | $236,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 17,151 | $236,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 5,536 | $236,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 3,576 | $235,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 3,223 | $234,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 37,995 | $234,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 17,316 | $233,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 30,850 | $233,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 14,295 | $232,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 14,172 | $232,000 | thousands by filing date | |
| O'SHARES FTSE ASIA PACIFIC QUALITY DIVIDEND ETF | 351680822 | ETF | 7,738 | $232,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 9,678 | $231,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 4,668 | $231,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 2,564 | $231,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,478 | $231,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 2,927 | $231,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 9,481 | $230,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 15,530 | $230,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 11,561 | $229,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 37,519 | $229,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 9,480 | $229,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 4,288 | $229,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505863 | REX GOLD SP500 | 7,034 | $229,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 11,510 | $228,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 14,096 | $228,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 4,302 | $228,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 11,003 | $228,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 9,037 | $227,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 31,254 | $227,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 5,869 | $227,000 | thousands by filing date | |
| OSI ETF TR | 67110P209 | OSI ETF TR | 8,495 | $227,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 220,000 | $226,000 | thousands by filing date | principal |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 14,452 | $225,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 4,174 | $225,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 8,837 | $225,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 8,559 | $224,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 16,847 | $224,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 3,102 | $224,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 2,739 | $224,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 9,346 | $224,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 8,244 | $223,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 18,156 | $223,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 17,053 | $223,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 9,530 | $223,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 3,293 | $222,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 7,040 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 4,471 | $222,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 21,528 | $222,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 9,120 | $221,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 21,626 | $221,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 2,592 | $220,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 8,470 | $220,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 21,237 | $219,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 4,518 | $219,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,379 | $219,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 1,694 | $218,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 864 | $218,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 6,235 | $218,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 66,110 | $218,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 3,446 | $217,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 3,125 | $217,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 2,621 | $217,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 7,636 | $217,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,086 | $217,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 20,561 | $217,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 8,864 | $217,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 4,690 | $217,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 9,185 | $217,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 53,166 | $217,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 11,316 | $217,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 16,587 | $216,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 93,945 | $216,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 6,492 | $216,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 14,080 | $215,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 3,598 | $215,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 13,157 | $215,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 11,951 | $214,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 3,110 | $214,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 8,679 | $214,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 3,875 | $214,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 8,095 | $214,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 3,823 | $214,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 7,375 | $213,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 13,403 | $213,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 5,001 | $213,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 40,795 | $213,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 8,071 | $213,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 4,143 | $212,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,938 | $212,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 3,218 | $211,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 10,073 | $211,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 16,891 | $211,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 22,533 | $211,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 5,734 | $210,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 5,408 | $210,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 7,446 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 7,124 | $210,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 2,447 | $209,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 7,125 | $209,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 12,737 | $209,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 24,373 | $209,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 5,661 | $209,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,441 | $208,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 19,196 | $208,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 7,252 | $208,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 33,419 | $208,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 23,003 | $207,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,878 | $207,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 4,658 | $207,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 13,885 | $207,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 7,075 | $206,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 10,009 | $206,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 15,654 | $206,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 11,922 | $206,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 2,554 | $206,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 1,509 | $206,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,674 | $204,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 4,077 | $204,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 11,778 | $204,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 1,743 | $204,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 16,105 | $203,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 32,619 | $203,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 14,134 | $203,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 67,207 | $203,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 21,158 | $202,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 22,988 | $202,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 3,232 | $201,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M134 | GUGGENHEIM 2024 | 8,077 | $201,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 16,297 | $199,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 14,429 | $198,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 44,986 | $197,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 13,840 | $196,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 17,152 | $195,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 13,374 | $195,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 61,172 | $195,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 28,078 | $191,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 19,570 | $191,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 10,607 | $191,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 18,086 | $191,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 16,555 | $191,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 29,681 | $189,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 13,154 | $189,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 22,200 | $188,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 14,283 | $187,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 10,106 | $186,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 16,310 | $186,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 21,497 | $186,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 12,952 | $185,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 12,936 | $184,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 26,818 | $183,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 46,775 | $183,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 58,524 | $183,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 37,849 | $181,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 22,187 | $181,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 21,727 | $179,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 14,684 | $178,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 14,950 | $176,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 13,445 | $176,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 13,452 | $175,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 17,285 | $175,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 28,811 | $174,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 14,891 | $173,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 21,499 | $172,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 10,170 | $171,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 11,724 | $171,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 10,295 | $169,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 35,522 | $169,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 13,063 | $168,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 10,721 | $168,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 12,181 | $167,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 12,798 | $167,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 11,095 | $166,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-18-000003 | this filing | 2018-05-15 | acceptance time not in the bulk data set |