13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 3,020 holding rows worth $32,856,908,000.
- Accession
- 0001403438-18-000001
- Filer
- CIK 1403438
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 3,020 entries on the cover page, a total value of $32,856,908,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $32,856,908,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SEABOARD CORP DEL | 811543107 | COM | 68 | $300,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 5,973 | $299,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 15,925 | $299,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 3,883 | $297,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 19,907 | $297,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 12,632 | $297,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 8,121 | $297,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 48,337 | $297,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 295,000 | $297,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551100 | COM | 21,846 | $296,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 5,537 | $295,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 4,583 | $295,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 18,774 | $295,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 4,465 | $295,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 45,994 | $295,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 5,208 | $294,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,461 | $294,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 4,983 | $293,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,097 | $293,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,584 | $293,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 5,677 | $293,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 3,506 | $293,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 19,769 | $292,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 33,456 | $291,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 6,804 | $291,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 15,999 | $290,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 13,928 | $289,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 7,998 | $289,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 4,129 | $289,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 5,604 | $289,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 30,662 | $289,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 8,218 | $288,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 9,095 | $288,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 5,946 | $288,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,412 | $287,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 9,123 | $287,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 12,700 | $286,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 8,793 | $286,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 3,201 | $285,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 13,207 | $285,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 18,092 | $285,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 14,315 | $284,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,252 | $284,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,141 | $284,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 4,768 | $284,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 21,369 | $284,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 13,426 | $284,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 4,195 | $284,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 18,304 | $284,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 3,700 | $283,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 22,593 | $283,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 12,434 | $283,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 10,216 | $283,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 10,209 | $282,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 21,076 | $281,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 5,724 | $281,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 11,534 | $281,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 21,320 | $281,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 9,376 | $281,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3,297 | $280,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 23,760 | $280,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 4,098 | $279,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 3,077 | $279,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 14,006 | $279,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 19,931 | $278,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 18,265 | $278,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 4,673 | $278,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 18,053 | $277,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,003 | $277,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,781 | $276,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 7,183 | $276,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 9,611 | $276,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 24,431 | $275,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 6,000 | $274,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 4,703 | $274,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,887 | $273,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 18,201 | $273,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 8,996 | $273,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 8,608 | $273,000 | thousands by filing date | |
| AHP 5.5 49 PFD | 044102507 | Preferred Stock | 13,650 | $273,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 6,199 | $272,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 7,909 | $271,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 41,905 | $271,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 5,003 | $271,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 39,070 | $270,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 4,540 | $270,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 19,228 | $270,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 9,131 | $269,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 3,409 | $269,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 2,692 | $269,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 4,311 | $268,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 5,194 | $268,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 8,106 | $268,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 6,148 | $268,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 5,335 | $268,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 6,832 | $267,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 9,925 | $267,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 27,313 | $267,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 22,816 | $267,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 12,715 | $266,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 11,553 | $266,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 893 | $265,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 20,656 | $265,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 8,634 | $265,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 10,721 | $265,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 5,913 | $264,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 23,065 | $264,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 9,449 | $264,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 7,471 | $264,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 4,555 | $264,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 27,810 | $264,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 10,094 | $263,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 18,358 | $263,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 2,433 | $262,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 16,883 | $262,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 9,918 | $262,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 4,548 | $262,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 4,100 | $261,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 7,864 | $260,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 6,895 | $260,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,086 | $260,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 5,317 | $260,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 10,945 | $259,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 4,128 | $259,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 5,711 | $259,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 20,910 | $259,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 32,210 | $259,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 34,563 | $258,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 5,142 | $258,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 23,319 | $257,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 752 | $256,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 65,595 | $256,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 3,647 | $255,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 5,283 | $254,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 2,923 | $253,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 4,978 | $253,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 8,990 | $252,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 6,751 | $252,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,882 | $251,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 5,642 | $251,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 11,313 | $251,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 12,511 | $250,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 24,742 | $250,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 5,978 | $249,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 4,410 | $249,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 5,462 | $249,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 5,539 | $249,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 9,084 | $248,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 42,116 | $248,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 14,526 | $248,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 13,536 | $246,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,356 | $245,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 2,581 | $244,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 44,149 | $244,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 2,872 | $244,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 18,888 | $244,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 24,326 | $244,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 27,562 | $243,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 38,969 | $243,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 2,369 | $243,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 3,135 | $242,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 2,054 | $242,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 19,594 | $242,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 9,936 | $242,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 17,306 | $242,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 4,708 | $241,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 17,308 | $241,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 6,110 | $241,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 4,096 | $241,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 37,132 | $241,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 6,110 | $240,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 6,599 | $240,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 7,689 | $240,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 6,429 | $240,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 15,660 | $240,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 4,756 | $240,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 9,093 | $239,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 5,237 | $239,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 12,067 | $239,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 31,850 | $239,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 8,737 | $238,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 2,146 | $238,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 5,225 | $238,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,177 | $238,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 23,116 | $238,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 8,379 | $237,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 8,083 | $237,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 2,939 | $236,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 25,487 | $236,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 18,259 | $236,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 10,885 | $235,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 16,466 | $235,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 10,536 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 10,760 | $234,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 6,864 | $234,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 23,886 | $234,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 39,638 | $234,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 4,749 | $233,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 4,619 | $233,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 10,112 | $233,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 8,540 | $233,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 7,618 | $232,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 13,220 | $232,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 3,460 | $231,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 13,584 | $231,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 16,604 | $231,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 17,970 | $231,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 7,576 | $231,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 9,850 | $231,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 2,604 | $230,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,337 | $229,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 4,650 | $228,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 14,717 | $228,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 2,565 | $228,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 4,517 | $228,000 | thousands by filing date | |
| O'SHARES FTSE ASIA PACIFIC QUALITY DIVIDEND ETF | 351680822 | ETF | 7,588 | $228,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 8,596 | $227,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 4,785 | $226,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 6,578 | $226,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 21,108 | $226,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 2,482 | $225,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,363 | $225,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 8,804 | $225,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 15,451 | $225,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 20,900 | $224,000 | thousands by filing date | |
| RH | 74967X103 | COM | 2,597 | $224,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 15,546 | $224,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 13,850 | $224,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 90,157 | $224,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 8,460 | $224,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P206 | mc | 4,149 | $224,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P305 | mc | 4,124 | $224,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P404 | mc | 4,221 | $224,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 6,891 | $223,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 5,147 | $223,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 3,299 | $223,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 2,828 | $223,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 3,811 | $223,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 10,772 | $223,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 3,277 | $223,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P107 | mc | 4,119 | $223,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 5,107 | $222,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 4,023 | $222,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 10,320 | $222,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 14,320 | $221,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 3,999 | $221,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 8,080 | $221,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 1,680 | $221,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 5,700 | $221,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 5,882 | $221,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 7,577 | $220,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 3,686 | $219,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 4,387 | $219,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 2,877 | $219,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 580 | $219,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 3,875 | $219,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 14,134 | $219,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 16,269 | $219,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 3,102 | $216,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 2,063 | $216,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 15,425 | $216,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 3,659 | $216,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 6,330 | $215,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 9,158 | $215,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 18,200 | $215,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 21,746 | $215,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 2,657 | $214,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 7,174 | $214,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 14,119 | $214,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 6,539 | $213,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 16,160 | $213,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 6,142 | $213,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 7,131 | $212,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 3,110 | $212,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 20,569 | $212,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 6,018 | $212,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 4,382 | $211,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 16,037 | $211,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 11,947 | $211,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 3,941 | $211,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 11,337 | $210,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,678 | $210,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 14,194 | $210,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 4,447 | $210,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 5,595 | $210,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 9,982 | $209,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 17,244 | $209,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 14,074 | $209,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 32,865 | $209,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 4,643 | $209,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 2,044 | $208,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 2,948 | $208,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 13,289 | $208,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 3,250 | $208,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 44,736 | $208,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 5,871 | $208,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 5,762 | $208,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 10,938 | $207,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 4,089 | $207,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,556 | $207,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 65,629 | $207,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 7,633 | $206,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 12,817 | $206,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 15,652 | $206,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 3,025 | $206,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 4,469 | $206,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 2,928 | $206,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 9,785 | $205,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 6,051 | $205,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B365 | S&P SMLCP HIG VO | 8,150 | $205,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 3,875 | $204,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 8,284 | $204,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 13,677 | $204,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 14,731 | $203,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 14,768 | $202,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 9,574 | $202,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 4,332 | $202,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 7,727 | $202,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 1,241 | $201,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 14,138 | $201,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 3,954 | $201,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 8,000 | $201,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G821 | SPIRITED ETFMG | 5,858 | $200,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 17,814 | $199,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 14,393 | $199,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 13,257 | $197,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 10,833 | $196,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 14,882 | $195,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 10,000 | $194,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 14,766 | $194,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 16,997 | $193,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 46,343 | $192,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 21,449 | $190,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 10,165 | $190,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 12,029 | $187,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 18,277 | $186,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 180,000 | $186,000 | thousands by filing date | principal |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 23,613 | $183,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 13,358 | $181,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 12,873 | $181,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 10,295 | $179,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 10,648 | $179,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 24,857 | $176,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 13,215 | $175,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 17,232 | $174,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 12,549 | $173,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 12,198 | $173,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 13,600 | $173,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 34,658 | $170,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 10,151 | $170,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 30,100 | $170,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 20,260 | $170,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 15,630 | $166,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 10,862 | $166,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 10,803 | $166,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 35,379 | $165,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 10,882 | $165,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 42,478 | $165,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 11,967 | $164,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 10,070 | $163,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 62,800 | $162,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 15,894 | $161,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 13,071 | $161,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 129,960 | $161,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 17,655 | $161,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 46,536 | $156,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 17,762 | $155,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 13,619 | $155,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 13,590 | $155,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 18,775 | $155,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 13,116 | $155,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 14,134 | $153,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 12,760 | $151,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 12,900 | $150,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 12,771 | $149,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 12,899 | $148,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 10,622 | $148,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 31,565 | $146,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 46,922 | $146,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 26,490 | $145,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 11,023 | $145,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 12,810 | $144,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 14,000 | $144,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 15,802 | $143,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 10,159 | $143,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 10,650 | $143,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 10,096 | $142,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 15,193 | $142,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 11,958 | $141,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 12,333 | $141,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 16,626 | $140,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 16,320 | $139,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 11,606 | $137,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 20,350 | $137,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 43,672 | $136,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 10,205 | $136,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 53,958 | $135,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 11,480 | $135,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 50,000 | $133,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 13,093 | $132,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 27,698 | $132,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 56,049 | $132,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 22,224 | $130,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 71,000 | $129,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 44,560 | $127,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 21,405 | $125,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 10,955 | $125,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 11,595 | $125,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 16,494 | $124,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 30,100 | $122,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,427 | $119,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 15,646 | $119,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 19,011 | $119,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 10,223 | $119,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 10,110 | $117,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 16,046 | $117,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 19,000 | $115,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 28,200 | $115,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 12,788 | $114,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 11,457 | $113,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 26,895 | $111,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,547 | $110,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 13,688 | $110,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 16,381 | $110,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 10,735 | $107,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 38,169 | $105,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 17,065 | $105,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 11,485 | $105,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 24,609 | $103,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 10,300 | $103,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 11,623 | $103,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,885 | $102,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 75,981 | $102,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 10,351 | $101,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 33,555 | $99,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 15,736 | $97,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 12,083 | $97,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 29,043 | $97,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 23,575 | $95,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 17,171 | $93,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 12,587 | $92,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 20,424 | $92,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 14,234 | $91,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10,404 | $90,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 18,794 | $90,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 40,517 | $90,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 11,443 | $87,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 13,992 | $82,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 11,894 | $80,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 21,926 | $80,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 12,995 | $79,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 12,975 | $78,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 15,005 | $78,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 35,601 | $77,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 15,739 | $75,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 22,574 | $74,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 23,312 | $71,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 11,834 | $70,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 14,263 | $70,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 39,052 | $68,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 23,795 | $67,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 13,374 | $66,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 10,479 | $66,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 11,041 | $66,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 10,229 | $63,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 17,853 | $61,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 19,096 | $58,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 23,326 | $55,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 14,811 | $54,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 22,405 | $52,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 11,790 | $52,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 11,380 | $49,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 36,630 | $48,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 14,757 | $44,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 189,923 | $44,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 16,066 | $43,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 22,805 | $42,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 12,204 | $42,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 47,660 | $41,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 19,610 | $40,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 12,000 | $40,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 10,120 | $40,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 19,391 | $39,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 50,000 | $38,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 27,770 | $38,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 11,473 | $36,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 16,775 | $34,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 21,162 | $34,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 10,000 | $33,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 17,500 | $29,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 15,100 | $27,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 40,000 | $26,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 25,000 | $26,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 25,000 | $26,000 | thousands by filing date | principal |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 23,000 | $25,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 28,000 | $24,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 10,000 | $24,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 10,000 | $23,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 10,667 | $22,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 24,945 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-18-000001 | this filing | 2018-02-14 | acceptance time not in the bulk data set |