13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 3,020 holding rows worth $32,856,908,000.
- Accession
- 0001403438-18-000001
- Filer
- CIK 1403438
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 3,020 entries on the cover page, a total value of $32,856,908,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $32,856,908,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SIGNATURE BANK | 82669G104 | COM | 3,964 | $544,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 5,510 | $543,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 3,560 | $543,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 7,821 | $543,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 18,145 | $543,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,800 | $542,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 16,541 | $542,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 8,470 | $542,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 46,562 | $539,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 41,760 | $539,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 8,135 | $537,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 5,228 | $537,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 21,347 | $537,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 6,013 | $536,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 11,947 | $535,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 40,308 | $534,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 19,583 | $534,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 26,233 | $533,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 76,430 | $533,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 3,014 | $532,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 15,202 | $531,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 15,294 | $530,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 11,445 | $529,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 5,039 | $528,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 8,180 | $528,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 21,075 | $528,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 13,123 | $527,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 9,217 | $527,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 16,582 | $527,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 48,483 | $525,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 9,201 | $525,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 19,953 | $524,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 9,883 | $524,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 9,533 | $523,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 2,513 | $523,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W401 | INTL LEADERS ETF | 19,200 | $523,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 38,924 | $522,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 7,114 | $521,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 16,467 | $521,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 6,659 | $521,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 6,354 | $521,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 10,631 | $520,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 15,722 | $520,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 18,198 | $519,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 6,363 | $518,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 14,297 | $517,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 22,571 | $517,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 31,748 | $517,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,800 | $515,000 | thousands by filing date | put |
| ORION S.A. | L72967109 | COM | 20,113 | $515,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 6,041 | $515,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 5,746 | $514,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 14,111 | $513,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 8,641 | $512,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 15,023 | $512,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 62,200 | $511,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 7,896 | $511,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 14,122 | $511,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 33,575 | $510,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 25,977 | $509,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 12,670 | $508,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 23,287 | $508,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 13,928 | $507,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,760 | $506,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 7,114 | $505,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 20,876 | $505,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 17,740 | $504,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 4,303 | $503,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 5,000 | $503,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 15,927 | $503,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 13,952 | $502,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 5,383 | $500,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 20,600 | $499,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 21,169 | $498,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 54,597 | $496,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 8,904 | $495,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 65,350 | $495,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 10,935 | $494,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 27,497 | $494,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 50,400 | $493,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 23,774 | $492,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 17,255 | $492,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 26,057 | $491,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 9,079 | $490,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 19,375 | $489,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 17,991 | $488,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 7,046 | $487,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 30,702 | $487,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 17,417 | $486,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 9,824 | $484,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 121,847 | $484,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 11,371 | $484,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 16,232 | $483,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 19,244 | $482,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 15,634 | $482,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 7,126 | $480,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 18,708 | $479,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 10,592 | $478,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 7,015 | $476,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 16,961 | $476,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 12,815 | $476,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 20,326 | $476,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 42,062 | $475,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 47,820 | $474,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 49,040 | $473,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 9,720 | $473,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 10,197 | $472,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 28,079 | $471,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 9,263 | $471,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 19,269 | $471,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 9,374 | $470,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 11,790 | $470,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 32,697 | $469,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 11,833 | $469,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 22,827 | $469,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 37,271 | $467,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 38,302 | $467,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 10,293 | $467,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 52,146 | $467,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 27,480 | $467,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 8,872 | $466,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 29,935 | $465,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 455,000 | $465,000 | thousands by filing date | principal |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 5,638 | $464,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 81,550 | $462,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 26,467 | $461,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 3,209 | $461,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 17,002 | $461,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 76,733 | $460,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 18,062 | $460,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 26,328 | $459,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,510 | $459,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 8,974 | $459,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 12,847 | $459,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,900 | $458,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 139,464 | $457,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 40,239 | $456,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 35,102 | $456,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 7,355 | $456,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 18,017 | $455,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 6,426 | $455,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 14,477 | $455,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 13,522 | $454,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 19,679 | $453,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 32,858 | $453,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 8,340 | $453,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,701 | $452,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 14,797 | $451,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 6,205 | $451,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 10,929 | $451,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 9,377 | $451,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 18,330 | $451,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 4,887 | $450,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 15,024 | $450,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 9,049 | $448,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 12,777 | $447,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 6,379 | $446,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 27,087 | $446,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 7,159 | $446,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 14,534 | $442,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 23,625 | $441,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 14,850 | $441,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 4,221 | $440,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 4,853 | $440,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 178,865 | $440,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 5,163 | $440,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 5,075 | $440,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 29,201 | $440,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,971 | $439,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 12,963 | $439,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 62,399 | $439,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 4,508 | $437,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 5,335 | $436,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 16,970 | $436,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 14,965 | $436,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 17,572 | $435,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 8,245 | $434,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 28,405 | $434,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 13,500 | $434,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 50,246 | $434,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 29,514 | $433,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 32,375 | $433,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 10,985 | $432,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,730 | $432,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 9,067 | $432,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 14,145 | $432,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 30,108 | $432,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 24,827 | $432,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 10,578 | $430,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 9,967 | $430,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 13,088 | $429,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 12,844 | $428,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 41,648 | $426,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 33,698 | $426,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 6,719 | $425,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 14,584 | $425,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 32,488 | $424,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 35,818 | $424,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 48,993 | $424,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 14,637 | $423,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 19,566 | $422,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 35,065 | $422,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 2,985 | $421,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 16,805 | $421,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 10,651 | $421,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 31,300 | $420,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 2,779 | $419,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 19,491 | $419,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 10,275 | $418,000 | thousands by filing date | |
| ISHARES TR | 46435G565 | MLTFCT HLTCARE | 13,218 | $418,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 9,809 | $417,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 16,545 | $416,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 5,028 | $415,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 13,583 | $413,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 8,336 | $413,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 5,254 | $413,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 29,129 | $413,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 16,256 | $413,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 6,337 | $412,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 7,373 | $412,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 11,326 | $412,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 9,767 | $412,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 10,854 | $410,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 166,630 | $410,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 3,639 | $410,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 14,223 | $409,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 15,543 | $408,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 15,860 | $408,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 32,222 | $408,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 8,984 | $407,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 38,884 | $406,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 17,540 | $405,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 6,822 | $405,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 68,346 | $405,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 22,983 | $405,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 11,017 | $405,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 11,864 | $404,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 23,365 | $404,000 | thousands by filing date | |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 14,817 | $404,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 8,593 | $403,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 10,553 | $403,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 400,000 | $403,000 | thousands by filing date | principal |
| LEGG MASON ETF INVT TR | 52468L604 | EMRG MKTS VOLA | 14,640 | $403,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 61,299 | $401,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 6,753 | $401,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 8,509 | $401,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 15,474 | $400,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G603 | HRZNS S&P500 COV | 7,954 | $400,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 30,582 | $399,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 13,737 | $398,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 10,800 | $398,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 3,494 | $397,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 31,640 | $396,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 13,589 | $396,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 9,887 | $395,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 15,093 | $395,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 7,746 | $394,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,600 | $394,000 | thousands by filing date | put |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 21,766 | $394,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 4,660 | $394,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 12,149 | $394,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 11,076 | $394,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H732 | QUTX RSK MNDGW | 14,175 | $394,000 | thousands by filing date | |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 15,511 | $393,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 21,122 | $392,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 4,401 | $391,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 10,580 | $390,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 52,474 | $389,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 10,108 | $389,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 5,681 | $388,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 16,621 | $388,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 12,052 | $388,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 15,228 | $387,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 18,625 | $387,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 25,649 | $387,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 10,624 | $387,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 7,475 | $387,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 24,500 | $386,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 19,965 | $386,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 20,168 | $385,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 16,200 | $384,000 | thousands by filing date | put |
| FORTINET INC COM | 34959E109 | Stock | 8,771 | $383,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 26,520 | $383,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 5,195 | $383,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 6,285 | $382,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 7,875 | $382,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 12,208 | $382,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 19,162 | $382,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 5,452 | $381,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 12,116 | $380,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 7,018 | $380,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 4,730 | $380,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 13,196 | $379,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 5,009 | $378,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 9,020 | $378,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 8,991 | $378,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 18,798 | $377,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 7,747 | $377,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 4,583 | $377,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 33,633 | $377,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 26,066 | $377,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 8,887 | $377,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 7,630 | $376,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 29,914 | $376,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 9,856 | $373,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 6,811 | $373,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,386 | $372,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 6,241 | $372,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 2,575 | $372,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 2,464 | $371,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 20,266 | $371,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 42,936 | $371,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 3,955 | $370,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 7,016 | $370,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 6,314 | $370,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 10,280 | $369,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 51,753 | $368,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 17,985 | $367,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 8,329 | $366,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,044 | $365,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 14,327 | $365,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 9,796 | $364,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 3,875 | $364,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 8,696 | $364,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 13,402 | $364,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 8,953 | $362,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 6,866 | $362,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 42,165 | $362,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 39,295 | $361,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 8,648 | $361,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 7,044 | $361,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 9,494 | $360,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 70,989 | $360,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 90,795 | $360,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 4,790 | $359,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 8,931 | $359,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 71,994 | $359,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 36,069 | $359,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 10,467 | $358,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 10,361 | $358,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 7,295 | $357,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 14,041 | $357,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 6,352 | $357,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 17,178 | $357,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 10,160 | $357,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D168 | VELOCITYSHS TAIL | 19,980 | $357,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 15,327 | $356,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 11,061 | $355,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,876 | $354,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 8,628 | $354,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 17,334 | $354,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 30,628 | $353,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 13,358 | $353,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 14,528 | $353,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 7,903 | $352,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 6,785 | $351,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 17,302 | $351,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 7,285 | $351,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 36,758 | $351,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 23,559 | $350,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 12,392 | $349,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 2,045 | $348,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 27,187 | $348,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 14,489 | $347,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 6,585 | $346,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 4,650 | $345,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 4,020 | $345,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 7,353 | $345,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 52,924 | $345,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 8,313 | $344,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 3,958 | $344,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 8,380 | $344,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 9,879 | $344,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 10,829 | $343,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 10,461 | $343,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 2,692 | $342,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 6,463 | $342,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 15,523 | $341,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 13,687 | $341,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 10,064 | $340,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 54,538 | $339,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 24,824 | $338,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 3,284 | $338,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 96 | $337,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 30,365 | $337,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 10,579 | $337,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 51,490 | $337,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 9,640 | $336,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 32,501 | $336,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 4,745 | $336,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 26,912 | $336,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 8,937 | $335,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 10,283 | $335,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 3,312 | $334,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 5,586 | $333,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,314 | $333,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 15,124 | $333,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 10,664 | $332,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 4,000 | $330,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q308 | COM | 7,042 | $330,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 22,054 | $330,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 7,185 | $329,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 9,995 | $329,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 11,597 | $328,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 6,499 | $328,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 45,654 | $328,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 7,621 | $327,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 7,496 | $327,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 9,674 | $327,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 21,789 | $327,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 169,568 | $327,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 10,247 | $327,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 36,636 | $326,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 12,104 | $326,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 11,444 | $326,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 10,885 | $326,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 14,083 | $326,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 28,945 | $325,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 2,521 | $325,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 41,004 | $325,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 5,242 | $325,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 5,525 | $324,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 76,033 | $324,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 4,173 | $324,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 4,621 | $323,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 9,819 | $323,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 60,631 | $323,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 8,783 | $322,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,689 | $322,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 7,738 | $322,000 | thousands by filing date | |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 9,488 | $322,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 24,687 | $322,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 20,543 | $321,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,800 | $320,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 2,833 | $320,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 9,817 | $320,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 13,603 | $320,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 19,756 | $319,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 16,069 | $319,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 9,402 | $319,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 9,282 | $319,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 14,250 | $318,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 18,193 | $317,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 11,608 | $317,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 60,817 | $317,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 32,636 | $317,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 300 | $316,000 | thousands by filing date | put |
| FLOWSERVE CORP | 34354P105 | COM | 7,510 | $316,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 12,228 | $315,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 17,688 | $315,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 4,014 | $314,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 21,205 | $314,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 17,529 | $314,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 8,127 | $313,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 3,378 | $313,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 21,077 | $313,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 6,231 | $313,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 18,436 | $312,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 9,281 | $312,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 44,182 | $312,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 23,217 | $311,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 15,516 | $311,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 7,556 | $311,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 46,214 | $311,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 3,145 | $311,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 64,971 | $311,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 15,496 | $311,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 11,316 | $311,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 10,285 | $311,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,279 | $309,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 5,943 | $309,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 15,202 | $309,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,838 | $308,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 10,752 | $308,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 14,909 | $307,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 4,195 | $307,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 24,420 | $306,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 7,660 | $306,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 6,380 | $306,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 30,918 | $306,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 154,943 | $305,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 5,925 | $305,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 22,429 | $305,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 4,853 | $305,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 14,862 | $304,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 17,391 | $304,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 11,733 | $304,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 9,710 | $303,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 4,031 | $303,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 72,641 | $303,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 5,649 | $303,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 70,840 | $303,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 15,856 | $302,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 6,117 | $302,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 21,088 | $302,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 7,148 | $301,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 9,023 | $301,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 12,858 | $301,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 13,001 | $301,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 7,907 | $301,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-18-000001 | this filing | 2018-02-14 | acceptance time not in the bulk data set |