13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 3,020 holding rows worth $32,856,908,000.
- Accession
- 0001403438-18-000001
- Filer
- CIK 1403438
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 3,020 entries on the cover page, a total value of $32,856,908,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $32,856,908,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 31,251 | $1,043,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 17,560 | $1,043,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 62,919 | $1,042,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 60,314 | $1,041,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 52,300 | $1,040,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 20,926 | $1,040,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 12,385 | $1,039,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 7,982 | $1,038,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 44,368 | $1,037,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 8,151 | $1,031,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 21,157 | $1,031,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 131,416 | $1,030,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 6,632 | $1,029,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 12,740 | $1,023,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 72,723 | $1,022,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 31,702 | $1,022,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 99,285 | $1,021,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 11,273 | $1,021,000 | thousands by filing date | |
| ELKHORN S&P HIGH QUALITY PREFERRED ETF | 287711501 | ETF | 42,971 | $1,021,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 7,726 | $1,020,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 67,502 | $1,016,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 25,389 | $1,016,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 28,245 | $1,015,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 4,653 | $1,014,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 42,474 | $1,010,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 24,675 | $1,009,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C864 | EMERGING MKT | 36,658 | $1,008,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 20,884 | $1,003,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 106,204 | $1,003,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 10,065 | $1,002,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 26,962 | $1,001,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 43,127 | $1,000,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 12,451 | $999,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 26,393 | $998,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 16,314 | $998,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 20,589 | $997,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 9,530 | $994,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 23,450 | $990,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 14,636 | $986,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 33,254 | $986,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 33,393 | $986,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 10,998 | $980,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 24,886 | $980,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 19,591 | $979,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 19,470 | $975,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 10,335 | $971,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 40,187 | $971,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 24,409 | $968,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 19,293 | $966,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 58,331 | $965,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 14,887 | $962,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 12,149 | $962,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 25,374 | $960,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 16,626 | $954,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 38,659 | $953,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 51,363 | $949,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 5,320 | $947,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 21,808 | $946,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 15,397 | $944,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 14,068 | $942,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 40,362 | $942,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 61,060 | $938,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 78,629 | $937,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 27,154 | $936,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 19,585 | $936,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 35,906 | $934,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 17,727 | $934,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 29,305 | $930,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 50,278 | $930,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 28,734 | $928,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 30,215 | $927,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 10,234 | $927,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 18,611 | $924,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 32,491 | $924,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 1,549 | $923,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 10,539 | $920,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 22,418 | $919,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 4,882 | $918,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 81,616 | $918,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 9,366 | $917,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 8,383 | $917,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 60,707 | $917,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 63,902 | $916,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 15,827 | $916,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 8,993 | $915,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 3,327 | $914,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 27,702 | $912,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 44,645 | $912,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 10,739 | $911,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 74,236 | $909,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 14,612 | $908,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 25,387 | $907,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 6,135 | $906,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 20,458 | $905,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 25,174 | $904,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 24,091 | $902,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 54,933 | $902,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 16,112 | $902,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 55,107 | $901,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 133,063 | $898,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 29,834 | $896,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 22,610 | $895,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 10,553 | $894,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 889,000 | $894,000 | thousands by filing date | principal |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 237,553 | $891,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 11,767 | $891,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 40,170 | $891,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 38,725 | $890,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 16,151 | $887,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 7,339 | $886,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 24,329 | $885,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 18,143 | $885,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 47,446 | $885,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 6,777 | $883,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 13,577 | $883,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 13,945 | $880,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 10,046 | $880,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 19,616 | $879,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 16,810 | $877,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 25,369 | $875,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 16,885 | $874,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 11,031 | $874,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 22,066 | $872,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 198,416 | $871,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 39,842 | $870,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 26,489 | $870,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 44,934 | $865,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 10,751 | $864,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 25,228 | $864,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,100 | $863,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 20,838 | $863,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 10,828 | $862,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 16,139 | $861,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 259,483 | $859,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 27,443 | $859,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 72,168 | $859,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 45,658 | $858,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 28,670 | $857,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 111,354 | $857,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 31,424 | $855,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 33,253 | $854,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 20,120 | $854,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 16,169 | $854,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 58,753 | $850,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 27,113 | $849,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 19,516 | $849,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 23,503 | $848,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 31,993 | $848,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 28,129 | $846,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 13,358 | $845,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 63,452 | $845,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 40,380 | $845,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 66,031 | $843,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 16,832 | $842,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 21,127 | $842,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 6,236 | $841,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 14,377 | $841,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 8,676 | $840,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 12,987 | $839,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 49,619 | $839,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 17,310 | $838,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 26,855 | $838,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 12,042 | $837,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 37,103 | $837,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 14,535 | $836,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 14,096 | $836,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 8,473 | $835,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 7,310 | $833,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,600 | $832,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 11,703 | $832,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 61,867 | $831,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 18,560 | $830,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 49,175 | $829,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 10,489 | $824,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 37,120 | $824,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 23,825 | $823,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 15,116 | $823,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 9,574 | $822,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 21,209 | $822,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 31,511 | $821,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 24,499 | $821,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 14,706 | $820,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 30,799 | $816,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 2,044 | $812,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 13,409 | $812,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 44,879 | $812,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 36,014 | $811,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 135,873 | $808,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 17,792 | $808,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 58,345 | $806,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 48,492 | $806,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 30,960 | $805,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 12,097 | $805,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 27,616 | $805,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 3,369 | $804,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 32,520 | $803,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 11,256 | $802,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 9,758 | $801,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 3,716 | $800,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 3,220 | $799,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 3,413 | $798,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 44,575 | $798,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 38,459 | $796,000 | thousands by filing date | |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 21,377 | $795,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 20,988 | $794,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 7,226 | $793,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 4,144 | $792,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 20,329 | $789,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 36,167 | $788,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 13,214 | $787,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 11,578 | $785,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 6,131 | $784,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 16,726 | $783,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 14,153 | $783,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 20,051 | $782,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 13,335 | $782,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 8,134 | $781,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 29,365 | $775,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 19,642 | $774,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 69,349 | $774,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 7,580 | $773,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 18,279 | $773,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 46,124 | $772,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 9,634 | $771,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 10,764 | $770,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 61,588 | $770,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 17,417 | $770,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 60,862 | $767,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 55,487 | $766,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 25,039 | $766,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 38,303 | $760,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 36,411 | $754,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 23,378 | $753,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 40,455 | $752,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 21,828 | $749,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 9,973 | $749,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 23,755 | $749,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 312,928 | $748,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 79,946 | $745,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 172,445 | $745,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 21,229 | $745,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 13,920 | $744,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 7,291 | $740,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 18,904 | $739,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 28,485 | $737,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 9,025 | $735,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 8,044 | $735,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 31,363 | $734,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 12,188 | $733,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 38,938 | $732,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 49,112 | $732,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 22,909 | $730,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 3,760 | $729,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 5,576 | $728,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 25,402 | $728,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 4,106 | $727,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 27,361 | $725,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 25,347 | $722,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 29,834 | $722,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 48,794 | $721,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 40,129 | $720,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 37,216 | $719,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 49,244 | $719,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 141,801 | $719,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 23,118 | $715,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 5,436 | $714,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 13,912 | $711,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 22,322 | $711,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 16,297 | $708,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 29,978 | $707,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 17,437 | $707,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 33,847 | $707,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 38,922 | $706,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 3,237 | $705,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 17,827 | $704,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 10,198 | $704,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 42,583 | $703,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 600 | $702,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 5,788 | $698,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 73,684 | $698,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 6,353 | $696,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 19,448 | $694,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 26,508 | $694,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 38,866 | $691,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 690,000 | $691,000 | thousands by filing date | principal |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 42,109 | $690,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 6,840 | $687,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 13,775 | $685,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 27,938 | $684,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 12,791 | $684,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 15,684 | $683,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 10,058 | $683,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 25,294 | $682,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 11,603 | $682,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 19,943 | $681,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 25,485 | $680,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 22,683 | $680,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 6,500 | $679,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 10,634 | $678,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 22,583 | $677,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 4,920 | $675,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 6,227 | $673,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 10,905 | $672,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 17,558 | $671,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 21,582 | $670,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 11,894 | $669,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 15,417 | $668,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 32,080 | $668,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 16,494 | $667,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 7,343 | $667,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 53,768 | $667,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 9,151 | $666,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 13,250 | $666,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 14,967 | $665,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 15,873 | $665,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 25,259 | $665,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 46,112 | $664,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 17,798 | $663,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 15,139 | $662,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 13,818 | $661,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 15,925 | $661,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 5,220 | $659,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 7,545 | $658,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 16,548 | $658,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 16,631 | $657,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 32,265 | $657,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 7,621 | $656,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 5,844 | $655,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 20,047 | $654,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 27,000 | $653,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 26,000 | $653,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 4,081 | $652,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 4,945 | $650,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 104,661 | $648,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 14,059 | $648,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 5,710 | $647,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 12,113 | $646,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F706 | Cmn | 28,856 | $645,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 8,004 | $644,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 17,285 | $644,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 11,559 | $643,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 7,639 | $643,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 8,888 | $643,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 49,600 | $643,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 163,287 | $642,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 11,889 | $641,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 5,903 | $640,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 9,780 | $640,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 101,308 | $638,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 9,883 | $637,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 13,767 | $635,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 26,068 | $635,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 9,542 | $635,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 29,485 | $634,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 42,266 | $633,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 21,865 | $631,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 35,608 | $631,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 13,210 | $631,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 19,648 | $631,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 4,829 | $630,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 33,342 | $628,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 53,358 | $627,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 12,335 | $626,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 21,520 | $626,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 57,005 | $624,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 29,075 | $624,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 20,106 | $622,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 21,721 | $622,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 38,807 | $621,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 12,906 | $619,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 8,960 | $618,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 14,851 | $618,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 23,318 | $618,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 25,724 | $618,000 | thousands by filing date | |
| DBX ETF TR | 233051499 | XTRACK FTSE EMRG | 21,441 | $618,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 17,482 | $617,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 15,690 | $617,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 23,153 | $617,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 7,008 | $616,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 6,878 | $615,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 20,575 | $614,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 6,474 | $613,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 17,266 | $612,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 2,460 | $612,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 17,238 | $610,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 52,416 | $609,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 24,869 | $609,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 14,412 | $608,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 10,228 | $607,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 15,241 | $607,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 13,746 | $606,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 18,331 | $606,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 42,799 | $605,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 16,348 | $605,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 25,651 | $605,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 23,438 | $605,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 16,686 | $602,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 11,477 | $602,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 37,902 | $601,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 37,437 | $600,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 14,948 | $599,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 16,533 | $599,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 17,179 | $598,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 19,484 | $598,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 54,751 | $597,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 9,232 | $597,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 8,150 | $596,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 12,548 | $596,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 46,077 | $595,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 9,332 | $595,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 39,029 | $594,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 10,884 | $593,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 9,337 | $593,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 12,669 | $592,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 22,528 | $591,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 12,960 | $591,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 37,205 | $591,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 10,348 | $591,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 13,683 | $590,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 78,473 | $589,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 2,828 | $587,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 12,571 | $585,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 4,510 | $585,000 | thousands by filing date | |
| WORLD GOLD TR | 98146B104 | SPDR GLD MINIS | 4,839 | $585,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 18,651 | $584,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 17,905 | $583,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 39,657 | $583,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 6,185 | $581,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 13,513 | $581,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 10,858 | $580,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 5,038 | $579,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 9,829 | $577,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 7,237 | $577,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 143,642 | $576,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 6,509 | $576,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 4,286 | $576,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 8,382 | $574,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 14,940 | $574,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 19,547 | $574,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 11,404 | $573,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 6,462 | $571,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 41,240 | $570,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 8,177 | $570,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 69,985 | $570,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 11,192 | $569,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 21,501 | $569,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 9,980 | $568,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 57,575 | $568,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 27,730 | $568,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 28,936 | $567,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 13,699 | $567,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 89,455 | $567,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 15,679 | $567,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 171,992 | $566,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 28,724 | $566,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 32,206 | $566,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 16,920 | $565,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 18,164 | $564,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 37,301 | $564,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 17,582 | $562,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 39,595 | $562,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 63,600 | $561,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 10,582 | $559,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 4,078 | $558,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 14,422 | $558,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 13,840 | $558,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 27,000 | $558,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 13,718 | $558,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 21,419 | $558,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 14,153 | $557,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 31,143 | $557,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 13,441 | $557,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 65,150 | $557,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 22,557 | $555,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 48,556 | $554,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 4,835 | $553,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 11,177 | $553,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q486 | ALPS DORESEY | 18,535 | $552,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 7,154 | $550,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 18,754 | $550,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 27,414 | $549,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 30,285 | $549,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 32,233 | $548,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 7,376 | $548,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 30,442 | $548,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 5,724 | $548,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 24,793 | $548,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 15,607 | $547,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 8,642 | $547,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 23,995 | $547,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 36,000 | $547,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 12,025 | $547,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 4,775 | $547,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 20,983 | $547,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 24,443 | $546,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 12,088 | $546,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 40,104 | $546,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 81,938 | $545,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,200 | $544,000 | thousands by filing date | put |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 31,430 | $544,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-18-000001 | this filing | 2018-02-14 | acceptance time not in the bulk data set |