13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-13, with 2,680 holding rows worth $13,149,349,000.
- Accession
- 0001403438-17-000001
- Filer
- CIK 1403438
- Filed
- 2017-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 2,680 entries on the cover page, a total value of $13,149,349,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,149,349,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NISOURCE INC COM | 65473P105 | Stock | 16,731 | $371,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 20,510 | $371,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 5,965 | $371,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 5,150 | $370,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 14,437 | $370,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 31,814 | $368,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 7,764 | $367,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 4,569 | $367,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 7,271 | $367,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 8,883 | $366,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4,728 | $366,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 12,662 | $366,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 8,708 | $365,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 31,914 | $364,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 9,359 | $364,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 13,524 | $364,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 11,486 | $363,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 13,966 | $363,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 355,000 | $363,000 | thousands by filing date | principal |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 21,838 | $362,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 20,381 | $361,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,166 | $360,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 3,927 | $360,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 6,902 | $359,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 18,412 | $359,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 29,124 | $359,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 24,871 | $358,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 3,641 | $358,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 18,854 | $358,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 11,630 | $358,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 7,430 | $357,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 53,380 | $357,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B548 | DEV EUR PA | 13,865 | $357,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 2,505 | $355,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 7,562 | $355,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 6,014 | $354,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 3,280 | $354,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 25,038 | $353,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 15,038 | $352,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 25,656 | $352,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 14,148 | $352,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 17,071 | $351,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 17,588 | $351,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 13,872 | $350,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 9,721 | $348,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 10,304 | $348,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 2,263 | $348,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 22,144 | $348,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 6,484 | $347,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 8,415 | $345,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 29,367 | $345,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 11,063 | $344,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 53,220 | $344,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 17,556 | $344,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 51,329 | $343,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 6,566 | $343,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 25,765 | $343,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 17,904 | $343,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 21,039 | $342,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 13,758 | $342,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,044 | $341,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 27,698 | $341,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,675 | $341,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 8,209 | $341,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 4,047 | $340,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 6,142 | $340,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 5,800 | $338,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 34,832 | $337,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 12,915 | $337,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 6,168 | $336,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,419 | $336,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 4,763 | $335,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 12,506 | $335,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 22,446 | $334,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 29,842 | $334,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 14,297 | $334,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 13,890 | $333,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 15,718 | $333,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 3,866 | $332,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 13,345 | $332,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 23,732 | $332,000 | thousands by filing date | |
| PIMCO Investment Grade Corp Bo | 722005816 | Com | 32,610 | $332,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 18,379 | $331,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 6,736 | $330,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 16,819 | $330,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 4,540 | $329,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 5,428 | $329,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 4,954 | $329,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 12,136 | $329,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 3,599 | $328,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 7,020 | $327,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 8,351 | $327,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 6,535 | $327,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,797 | $327,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 34,129 | $327,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 15,211 | $327,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 11,342 | $327,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 7,560 | $326,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 3,130 | $326,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,767 | $325,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 19,628 | $325,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 2,500 | $325,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 17,519 | $325,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 5,222 | $325,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 11,045 | $325,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 28,962 | $325,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 8,353 | $324,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 8,145 | $324,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 8,928 | $323,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 8,992 | $323,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 13,515 | $323,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 2,033 | $323,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 9,486 | $323,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 21,477 | $323,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 3,824 | $322,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 4,134 | $322,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 4,391 | $321,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 12,160 | $321,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 26,897 | $321,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 9,260 | $321,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,036 | $320,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 3,195 | $320,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 5,032 | $320,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 11,120 | $320,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,566 | $319,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 5,921 | $319,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 9,348 | $318,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 26,764 | $318,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 65,300 | $317,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 12,999 | $316,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,115 | $316,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 93,950 | $315,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 3,406 | $315,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 8,550 | $315,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 9,882 | $314,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 39,500 | $314,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 14,247 | $314,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 32,400 | $313,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 31,128 | $313,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 16,774 | $313,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 6,042 | $312,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 10,815 | $312,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 17,913 | $311,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 4,367 | $311,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 8,966 | $311,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 8,806 | $310,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 4,985 | $310,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 13,836 | $310,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 10,109 | $310,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 6,928 | $310,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 5,867 | $310,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 35,422 | $310,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,460 | $309,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 10,569 | $309,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 34,100 | $309,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 4,065 | $308,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 17,385 | $307,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 39,694 | $307,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 16,808 | $307,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 3,739 | $306,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 7,970 | $306,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 15,402 | $306,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 18,810 | $305,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 4,748 | $305,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 11,076 | $304,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 16,317 | $303,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 7,076 | $302,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 18,764 | $302,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 53,518 | $302,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 41,682 | $302,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 20,409 | $302,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 48,975 | $301,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 5,472 | $301,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 12,852 | $300,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 62,674 | $299,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,878 | $299,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 24,365 | $299,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 8,483 | $298,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 20,063 | $297,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 22,185 | $297,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 4,529 | $297,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 10,782 | $297,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 11,872 | $297,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 12,276 | $296,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,289 | $295,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 4,474 | $295,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 8,040 | $295,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 21,685 | $295,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 25,055 | $295,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 4,147 | $294,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,848 | $294,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 20,674 | $294,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 17,900 | $294,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 8,650 | $294,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 10,400 | $293,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 20,300 | $293,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 23,088 | $293,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 4,207 | $292,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 14,997 | $292,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 11,550 | $292,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 14,042 | $291,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 8,222 | $289,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 10,184 | $289,000 | thousands by filing date | |
| FPA CRESCENT FUND | 30254T759 | Equity Mutual Fu | 8,834 | $289,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 12,811 | $289,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 14,720 | $288,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 5,064 | $288,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 13,656 | $288,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 3,212 | $288,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 5,461 | $288,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 3,231 | $287,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 30,356 | $287,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,865 | $286,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,803 | $286,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 23,548 | $286,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 5,802 | $286,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 4,842 | $285,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 4,325 | $285,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 28,373 | $285,000 | thousands by filing date | |
| Tortoise North Amer Pipleline | 611776204 | COM | 11,916 | $285,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 26,841 | $284,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 8,748 | $283,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 6,443 | $283,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 8,201 | $282,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 10,388 | $281,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 4,591 | $281,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 70 | $281,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 18,196 | $280,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 10,720 | $280,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 6,204 | $280,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 7,397 | $279,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 20,968 | $279,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 8,498 | $279,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 27,320 | $279,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 6,115 | $279,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 11,645 | $278,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 25,973 | $277,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 10,460 | $276,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 20,956 | $276,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 18,500 | $276,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,845 | $275,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 8,958 | $275,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 5,116 | $275,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,180 | $274,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 5,320 | $273,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 6,600 | $272,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 10,707 | $272,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 82,277 | $271,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 31,128 | $271,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 5,320 | $271,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 4,025 | $271,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 7,592 | $271,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 19,074 | $270,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 10,930 | $270,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 21,382 | $270,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 5,482 | $270,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,878 | $269,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 7,533 | $269,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 11,131 | $269,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 15,057 | $269,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 9,427 | $269,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 6,330 | $269,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,569 | $268,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 8,064 | $268,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 7,524 | $268,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 5,423 | $267,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 3,509 | $267,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 13,674 | $267,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 4,832 | $267,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 7,086 | $267,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,899 | $266,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 2,681 | $266,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,890 | $265,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,574 | $265,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 19,985 | $265,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 13,665 | $265,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 2,232 | $263,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 7,408 | $263,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 19,404 | $263,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 9,664 | $263,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 3,422 | $262,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 2,504 | $262,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 25,700 | $262,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 12,157 | $261,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 4,128 | $260,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 6,378 | $260,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 16,213 | $260,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 4,962 | $259,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 9,468 | $259,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 9,663 | $259,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 7,096 | $259,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 5,937 | $259,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 22,097 | $258,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 10,091 | $258,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 5,218 | $258,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 4,654 | $258,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 3,272 | $257,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,814 | $257,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 5,802 | $257,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 10,610 | $257,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 3,726 | $257,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 27,374 | $256,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 5,016 | $256,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 7,022 | $255,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 4,029 | $255,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 22,925 | $254,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 4,638 | $254,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B381 | DWA MOMTM VOLT | 9,887 | $254,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,857 | $253,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 25,392 | $253,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 26,510 | $253,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 5,201 | $253,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 7,060 | $252,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 11,316 | $251,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 12,842 | $250,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 9,200 | $250,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,470 | $249,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 255,000 | $249,000 | thousands by filing date | principal |
| ORCHID IS CAP INC | 68571X103 | COM | 22,584 | $248,000 | thousands by filing date | |
| SPDR SER TR | 78468R119 | S&P TECH H | 3,901 | $248,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 19,859 | $247,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 9,769 | $247,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 36,768 | $247,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 34,338 | $246,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 136,516 | $246,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 44,414 | $246,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 3,514 | $245,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,385 | $245,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 3,703 | $245,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 380 | $244,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 2,869 | $244,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 10,796 | $243,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 15,214 | $243,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 10,090 | $243,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 21,872 | $243,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 3,854 | $242,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 24,397 | $242,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 29,425 | $241,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 11,834 | $241,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 8,285 | $241,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 6,012 | $241,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 40,721 | $241,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,638 | $240,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,112 | $240,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 5,723 | $240,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 33,108 | $239,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 15,923 | $239,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 6,620 | $238,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 5,706 | $238,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 5,712 | $238,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 12,055 | $238,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 6,958 | $237,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 6,129 | $237,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 12,281 | $237,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 44,450 | $237,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 17,225 | $237,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 6,681 | $236,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 5,783 | $236,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 9,860 | $235,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 230,000 | $235,000 | thousands by filing date | principal |
| NCR VOYIX CORPORATION | 62886E108 | COM | 5,631 | $234,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 14,035 | $233,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 8,749 | $233,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 13,616 | $233,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 15,147 | $233,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 8,802 | $233,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 5,096 | $233,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 12,211 | $232,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 15,703 | $232,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 9,519 | $232,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,380 | $231,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 4,506 | $231,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 13,506 | $231,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 2,922 | $231,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 2,186 | $231,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 16,288 | $230,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 13,338 | $230,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 19,887 | $230,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 3,460 | $229,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 11,174 | $229,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 3,502 | $228,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 15,764 | $228,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 991 | $227,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 5,114 | $227,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 8,946 | $227,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 6,212 | $226,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 14,449 | $226,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 101,187 | $226,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 6,222 | $226,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 6,687 | $226,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 8,684 | $225,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 2,357 | $225,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 4,246 | $225,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,070 | $225,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 5,265 | $224,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 16,065 | $224,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 9,992 | $224,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,258 | $223,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 11,266 | $223,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 12,492 | $223,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 9,071 | $222,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 19,498 | $222,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 18,632 | $222,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,725 | $221,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 2,628 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 2,915 | $221,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 3,074 | $221,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,835 | $221,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 11,670 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 7,858 | $221,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 13,935 | $221,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 50,000 | $221,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 10,758 | $220,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 6,272 | $220,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 5,621 | $220,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 16,865 | $220,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 18,322 | $219,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 2,353 | $219,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 5,262 | $219,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 30,407 | $219,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,582 | $218,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 20,062 | $218,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 25,871 | $218,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 13,262 | $218,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 8,190 | $217,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 3,645 | $217,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 24,799 | $217,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 24,047 | $216,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 5,789 | $215,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 3,858 | $215,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 4,547 | $215,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 4,399 | $215,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 13,520 | $214,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 5,490 | $214,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 6,628 | $214,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 5,698 | $214,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 41,300 | $214,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 13,747 | $213,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 7,896 | $213,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 11,321 | $213,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 39,126 | $213,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 6,623 | $211,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 15,109 | $211,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 4,173 | $211,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 5,882 | $211,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,101 | $210,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 5,794 | $210,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 5,005 | $210,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 2,718 | $209,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 7,740 | $209,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 3,970 | $209,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 11,070 | $209,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 12,122 | $209,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 7,741 | $208,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 5,576 | $207,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,240 | $207,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,211 | $207,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 5,711 | $207,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,570 | $207,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 14,448 | $207,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 5,017 | $207,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 3,038 | $207,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 6,925 | $207,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,412 | $206,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 5,524 | $205,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 3,388 | $205,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 15,103 | $205,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 10,815 | $205,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 10,278 | $204,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 7,925 | $204,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 8,125 | $204,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 15,151 | $204,000 | thousands by filing date | |
| ISHARES TR | 46435G565 | MLTFCT HLTCARE | 8,050 | $204,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 5,444 | $202,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 7,467 | $202,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 5,886 | $202,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 6,128 | $201,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 5,272 | $201,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 16,355 | $201,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 5,186 | $201,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 8,349 | $201,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 8,012 | $201,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 12,472 | $200,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 6,256 | $200,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 14,200 | $198,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 28,832 | $198,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 15,953 | $196,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 14,741 | $196,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 12,460 | $194,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 20,111 | $192,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 18,429 | $190,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 26,473 | $189,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 48,521 | $188,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 12,018 | $188,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 122,000 | $188,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 23,520 | $187,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 46,644 | $187,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 16,434 | $186,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 10,010 | $186,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 11,051 | $185,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-17-000001 | this filing | 2017-02-13 | acceptance time not in the bulk data set |