13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-13, with 2,680 holding rows worth $13,149,349,000.
- Accession
- 0001403438-17-000001
- Filer
- CIK 1403438
- Filed
- 2017-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 2,680 entries on the cover page, a total value of $13,149,349,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,149,349,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 39,048 | $1,414,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 23,122 | $1,412,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 28,706 | $1,411,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 13,189 | $1,411,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 131,420 | $1,410,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 30,642 | $1,403,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 29,149 | $1,402,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 203,899 | $1,399,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 9,886 | $1,398,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 190,026 | $1,393,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 23,385 | $1,388,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 50,616 | $1,385,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 18,254 | $1,383,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 21,141 | $1,377,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 99,489 | $1,377,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 50,570 | $1,377,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 45,934 | $1,373,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 6,329 | $1,368,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 16,876 | $1,368,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 115,876 | $1,365,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 103,416 | $1,363,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 70,996 | $1,361,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 20,174 | $1,359,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 41,456 | $1,357,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 17,765 | $1,355,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 9,328 | $1,354,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 64,583 | $1,352,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 23,190 | $1,351,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 117,943 | $1,345,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 32,911 | $1,337,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 67,854 | $1,336,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 96,021 | $1,333,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 127,946 | $1,331,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 68,980 | $1,331,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 93,121 | $1,331,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 45,239 | $1,329,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 66,090 | $1,329,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,107 | $1,325,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 94,372 | $1,323,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,487 | $1,323,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 115,234 | $1,314,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 28,291 | $1,312,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 33,833 | $1,310,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 34,473 | $1,308,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 25,325 | $1,307,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 20,300 | $1,303,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 20,086 | $1,302,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 14,330 | $1,302,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 7,072 | $1,294,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 16,551 | $1,287,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 120,266 | $1,287,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 19,182 | $1,284,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 31,960 | $1,284,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 99,956 | $1,283,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 153,592 | $1,281,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 22,648 | $1,275,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 19,268 | $1,274,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 12,151 | $1,272,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 36,974 | $1,272,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 17,068 | $1,271,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 35,688 | $1,271,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 24,858 | $1,267,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 47,168 | $1,266,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 21,569 | $1,264,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 27,106 | $1,260,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 41,989 | $1,259,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 67,935 | $1,257,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 18,056 | $1,254,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 38,586 | $1,254,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 32,033 | $1,248,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 154,376 | $1,243,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 17,068 | $1,243,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 66,858 | $1,242,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 46,692 | $1,242,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 51,803 | $1,242,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 78,283 | $1,238,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 108,378 | $1,236,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 17,956 | $1,232,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 27,569 | $1,229,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 7,932 | $1,227,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 26,597 | $1,227,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 10,882 | $1,225,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 95,647 | $1,223,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 28,703 | $1,221,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 50,168 | $1,219,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 8,922 | $1,219,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 44,140 | $1,215,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 30,625 | $1,213,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 60,350 | $1,211,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 83,740 | $1,208,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 66,353 | $1,208,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 48,990 | $1,207,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 33,936 | $1,206,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 61,720 | $1,203,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 17,548 | $1,196,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 16,013 | $1,194,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 13,761 | $1,194,000 | thousands by filing date | |
| ELKHORN S&P HIGH QUALITY PREFERRED ETF | 287711501 | ETF | 51,064 | $1,194,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 23,437 | $1,192,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 40,142 | $1,189,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 23,436 | $1,189,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 51,125 | $1,189,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 75,568 | $1,184,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 36,791 | $1,183,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 14,873 | $1,182,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 16,786 | $1,180,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 114,796 | $1,177,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 60,604 | $1,174,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 22,400 | $1,172,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 57,436 | $1,172,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 83,191 | $1,172,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 45,431 | $1,168,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 14,060 | $1,166,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 29,350 | $1,165,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 12,451 | $1,165,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 264,819 | $1,165,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 54,280 | $1,165,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 89,770 | $1,163,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 60,798 | $1,162,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 26,552 | $1,159,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 82,720 | $1,158,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 23,482 | $1,157,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 210,927 | $1,154,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 50,280 | $1,154,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 75,363 | $1,153,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 79,949 | $1,150,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 92,691 | $1,150,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 35,259 | $1,148,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 15,718 | $1,137,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 206,685 | $1,137,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 86,252 | $1,137,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 86,268 | $1,135,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 8,856 | $1,129,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 40,227 | $1,128,000 | thousands by filing date | |
| ADVISERS INVT TR | 00770G847 | JOHCM INTL SL I | 60,914 | $1,128,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 79,330 | $1,126,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 71,919 | $1,126,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 99,956 | $1,125,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 23,100 | $1,123,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 184,350 | $1,121,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 42,015 | $1,114,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 9,852 | $1,113,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 19,577 | $1,113,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 57,545 | $1,113,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 113,294 | $1,113,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 68,176 | $1,113,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 24,477 | $1,113,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 50,368 | $1,112,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 75,344 | $1,111,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 19,893 | $1,111,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 71,168 | $1,110,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 128,935 | $1,110,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 88,637 | $1,108,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 12,454 | $1,107,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 14,483 | $1,105,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 12,971 | $1,103,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 18,365 | $1,103,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 25,326 | $1,102,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 39,487 | $1,101,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 94,423 | $1,099,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 89,466 | $1,098,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 85,868 | $1,097,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 117,653 | $1,093,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 4,852 | $1,084,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 301,963 | $1,081,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T332 | NT BCOMCL 36 | 32,379 | $1,080,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 7,151 | $1,078,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 21,902 | $1,078,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 13,326 | $1,077,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 76,887 | $1,076,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 29,407 | $1,075,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 31,812 | $1,071,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 180,116 | $1,070,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 27,288 | $1,067,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 37,483 | $1,065,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 114,162 | $1,062,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 58,590 | $1,062,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 82,373 | $1,059,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 53,535 | $1,057,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 32,001 | $1,056,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 86,217 | $1,056,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 67,326 | $1,054,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 9,090 | $1,052,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 34,337 | $1,046,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 24,276 | $1,045,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 13,975 | $1,045,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 23,703 | $1,045,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 102,718 | $1,045,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 50,002 | $1,041,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 17,321 | $1,039,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 23,680 | $1,035,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 90,164 | $1,034,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 11,828 | $1,034,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 15,167 | $1,029,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 18,050 | $1,029,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 50,898 | $1,028,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 69,152 | $1,028,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 21,583 | $1,025,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 19,309 | $1,024,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 18,517 | $1,023,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 55,098 | $1,022,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 63,995 | $1,020,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 42,342 | $1,019,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 28,218 | $1,018,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 173,821 | $1,017,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 37,704 | $1,015,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 79,079 | $1,015,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 112,807 | $1,014,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 43,498 | $1,014,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 37,580 | $1,013,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 48,316 | $1,013,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 13,734 | $1,012,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 68,804 | $1,011,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 16,745 | $1,010,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 25,077 | $1,008,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 34,470 | $1,007,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 13,422 | $1,005,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 35,484 | $1,002,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 33,352 | $1,000,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 30,564 | $998,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 20,110 | $996,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 18,967 | $995,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 13,001 | $991,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,639 | $989,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 39,911 | $989,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 116,546 | $985,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 40,911 | $984,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 88,286 | $984,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 79,678 | $984,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 130,944 | $982,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 27,692 | $980,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 27,278 | $979,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 20,114 | $979,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 10,739 | $976,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 66,361 | $976,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 24,272 | $975,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 39,219 | $975,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 43,885 | $974,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 17,319 | $973,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 35,943 | $970,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 40,306 | $968,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 7,588 | $965,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 61,013 | $963,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 15,605 | $962,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 9,626 | $961,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 18,121 | $958,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 49,768 | $958,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 9,786 | $953,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 15,966 | $946,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 4,330 | $944,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 74,183 | $944,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 69,216 | $943,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 21,870 | $943,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 44,687 | $940,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,963 | $936,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 18,976 | $936,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 27,230 | $936,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 15,346 | $934,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 19,801 | $934,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 15,282 | $933,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 47,438 | $930,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 32,044 | $929,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 22,916 | $929,000 | thousands by filing date | |
| ELKHORN ETF TR | 287711204 | FTSE RAFI EQTY | 33,230 | $928,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 44,389 | $926,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 17,497 | $924,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 34,558 | $923,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 91,365 | $923,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 27,952 | $920,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 69,364 | $919,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 8,171 | $918,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 10,566 | $917,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 19,348 | $917,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 64,641 | $916,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 76,447 | $914,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 6,306 | $913,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 46,257 | $912,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 49,606 | $910,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 23,398 | $910,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 48,787 | $909,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 35,858 | $909,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 46,705 | $909,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 20,707 | $906,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 10,690 | $906,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 69,285 | $906,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 50,812 | $901,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 20,109 | $900,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 38,541 | $900,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 25,527 | $899,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 80,152 | $898,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 34,193 | $898,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 21,555 | $895,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 48,335 | $895,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 19,243 | $894,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 20,053 | $894,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 63,507 | $893,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 14,082 | $892,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 22,108 | $889,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 20,730 | $886,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 15,293 | $885,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 20,574 | $883,000 | thousands by filing date | |
| THE OSTERWEIS STRATEGIC INCOME FUND | 742935489 | SHS | 78,759 | $883,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 45,007 | $883,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 9,400 | $882,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 44,999 | $882,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 35,370 | $880,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 13,145 | $880,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 12,058 | $878,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 26,164 | $878,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 15,664 | $877,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 50,594 | $877,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 121,147 | $873,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 13,822 | $872,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 19,312 | $871,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 121,109 | $871,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 11,039 | $870,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 37,738 | $869,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 15,837 | $868,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 7,146 | $867,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 62,420 | $862,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 16,150 | $862,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 7,255 | $860,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 15,319 | $860,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 67,825 | $860,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 16,073 | $857,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 20,820 | $857,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 19,274 | $854,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 110,542 | $852,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 45,234 | $852,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,056 | $851,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 11,807 | $849,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 32,457 | $847,000 | thousands by filing date | |
| HARDING LOEVNER EMERGING MARKETS ADVISOR | 412295305 | NTF EQUITY FUNDS | 19,138 | $844,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 38,024 | $843,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 59,408 | $839,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 62,911 | $838,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 19,787 | $838,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 29,046 | $837,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 58,037 | $837,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 315,297 | $832,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 32,126 | $831,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 7,726 | $829,000 | thousands by filing date | |
| ALPHASIMPLEX | 63872T729 | COM | 83,881 | $828,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 45,787 | $827,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 35,919 | $824,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 64,720 | $824,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 55,589 | $824,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 27,582 | $823,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 38,969 | $823,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 41,801 | $823,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 16,321 | $823,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 37,618 | $821,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 8,032 | $819,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 10,513 | $819,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 27,197 | $819,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 62,892 | $818,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 20,521 | $818,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,028 | $814,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 16,068 | $814,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 7,151 | $811,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 40,145 | $811,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 55,133 | $810,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 32,636 | $810,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 77,591 | $808,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 70,807 | $808,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 24,919 | $808,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 65,618 | $808,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 9,162 | $806,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 19,680 | $805,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 13,668 | $800,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 40,660 | $800,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 31,767 | $797,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 45,526 | $794,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 9,988 | $793,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 16,792 | $792,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 53,969 | $792,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 16,713 | $787,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 14,053 | $786,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 7,364 | $784,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 14,762 | $783,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 16,106 | $782,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 10,100 | $780,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 78,736 | $779,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 55,600 | $776,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 13,302 | $775,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 10,815 | $774,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 71,511 | $772,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 34,018 | $771,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 39,502 | $770,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 30,343 | $770,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 15,626 | $769,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 54,182 | $769,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 24,543 | $769,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 8,956 | $768,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 51,463 | $766,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 14,491 | $765,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 142,914 | $765,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 32,593 | $765,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 79,780 | $762,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 25,899 | $761,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 24,318 | $761,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 51,208 | $760,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 15,303 | $758,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 109,586 | $756,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 60,990 | $756,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,571 | $750,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 16,098 | $749,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 9,978 | $748,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 44,273 | $747,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 14,800 | $746,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 29,836 | $746,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 11,348 | $745,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 44,115 | $745,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 10,321 | $744,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 25,634 | $743,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 17,122 | $739,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 8,964 | $739,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 21,823 | $739,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 144,363 | $739,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 33,142 | $739,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 6,812 | $737,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 34,343 | $736,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 14,155 | $736,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 13,992 | $733,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 36,118 | $730,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 52,563 | $730,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 11,264 | $730,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 14,420 | $730,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 21,874 | $728,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 18,934 | $728,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 9,542 | $725,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 22,204 | $725,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 85,951 | $724,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 15,664 | $721,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 28,216 | $721,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 63,194 | $720,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 65,648 | $719,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 27,787 | $718,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 11,510 | $717,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 18,540 | $716,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 13,716 | $715,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 13,444 | $712,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 31,771 | $711,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 31,200 | $711,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 8,522 | $710,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 61,698 | $710,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 46,889 | $709,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 59,143 | $709,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 3,914 | $703,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 30,612 | $701,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 4,112 | $701,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 17,428 | $701,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 9,173 | $700,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 16,892 | $698,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 8,150 | $698,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 23,069 | $695,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 10,779 | $694,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 22,015 | $694,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 45,065 | $693,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 9,734 | $691,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 192,550 | $691,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 51,038 | $690,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 50,415 | $690,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 40,038 | $687,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 12,722 | $686,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 49,439 | $684,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 5,010 | $684,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 20,128 | $684,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 15,000 | $682,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 23,705 | $682,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 20,398 | $680,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 9,059 | $680,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 73,462 | $679,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 36,480 | $679,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 17,222 | $679,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 63,168 | $679,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 93,279 | $678,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 10,348 | $677,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 27,411 | $676,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 13,464 | $673,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 6,936 | $673,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 6,167 | $673,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 7,468 | $671,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 26,748 | $671,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 42,010 | $670,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 51,563 | $669,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 51,752 | $668,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 14,528 | $666,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 27,287 | $666,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 12,009 | $666,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 4,804 | $664,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 11,166 | $664,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 4,571 | $662,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 23,366 | $659,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 8,871 | $658,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 45,777 | $658,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 12,822 | $657,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 10,873 | $657,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 46,052 | $655,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 30,830 | $655,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-17-000001 | this filing | 2017-02-13 | acceptance time not in the bulk data set |